0001678463-18-000009.txt : 20180305
0001678463-18-000009.hdr.sgml : 20180305
20180305175944
ACCESSION NUMBER: 0001678463-18-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180301
FILED AS OF DATE: 20180305
DATE AS OF CHANGE: 20180305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carpenter Mark D
CENTRAL INDEX KEY: 0001687767
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37921
FILM NUMBER: 18667815
MAIL ADDRESS:
STREET 1: 511 EAST JOHN CARPENTER FREEWAY
CITY: IRVING
STATE: TX
ZIP: 75062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Forterra, Inc.
CENTRAL INDEX KEY: 0001678463
STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272]
IRS NUMBER: 371830464
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 511 E. JOHN CARPENTER FREEWAY
STREET 2: SUITE 600
CITY: IRVING
STATE: TX
ZIP: 75062
BUSINESS PHONE: 469-458-7973
MAIL ADDRESS:
STREET 1: 511 E. JOHN CARPENTER FREEWAY
STREET 2: SUITE 600
CITY: IRVING
STATE: TX
ZIP: 75062
4
1
wf-form4_152029076140854.xml
FORM 4
X0306
4
2018-03-01
0
0001678463
Forterra, Inc.
FRTA
0001687767
Carpenter Mark D
511 E. JOHN CARPENTER FREEWAY
SUITE 600
IRVING
TX
75062
0
1
0
0
See Remarks
Stock Option (Right to Buy)
7.29
2018-03-01
4
A
0
109921
0
A
2028-03-01
Common Stock
109921.0
109921
D
Restricted Stock Unit
2018-03-01
4
A
0
25432
0
A
Common Stock
25432.0
25432
D
Stock Option vests in three equal installments on the first, second and third anniversaries of the grant date.
Granted as compensation for services.
Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
One-third of these restricted stock units are scheduled to vest on each of March 1, 2019; March 1, 2020; and March 1, 2021.
President, Drainage Pipe & Products
/s/ Lori M. Browne, attorney-in-fact for Mark Carpenter
2018-03-05