0001678463-18-000009.txt : 20180305 0001678463-18-000009.hdr.sgml : 20180305 20180305175944 ACCESSION NUMBER: 0001678463-18-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carpenter Mark D CENTRAL INDEX KEY: 0001687767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 18667815 MAIL ADDRESS: STREET 1: 511 EAST JOHN CARPENTER FREEWAY CITY: IRVING STATE: TX ZIP: 75062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forterra, Inc. CENTRAL INDEX KEY: 0001678463 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 371830464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 469-458-7973 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 wf-form4_152029076140854.xml FORM 4 X0306 4 2018-03-01 0 0001678463 Forterra, Inc. FRTA 0001687767 Carpenter Mark D 511 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 1 0 0 See Remarks Stock Option (Right to Buy) 7.29 2018-03-01 4 A 0 109921 0 A 2028-03-01 Common Stock 109921.0 109921 D Restricted Stock Unit 2018-03-01 4 A 0 25432 0 A Common Stock 25432.0 25432 D Stock Option vests in three equal installments on the first, second and third anniversaries of the grant date. Granted as compensation for services. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. One-third of these restricted stock units are scheduled to vest on each of March 1, 2019; March 1, 2020; and March 1, 2021. President, Drainage Pipe & Products /s/ Lori M. Browne, attorney-in-fact for Mark Carpenter 2018-03-05