Chief Compliance Officer

0001437749-20-016224.txt : 20200803 0001437749-20-016224.hdr.sgml : 20200803 20200803082925 ACCESSION NUMBER: 0001437749-20-016224 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200803 DATE AS OF CHANGE: 20200803 EFFECTIVENESS DATE: 20200803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERSONAL CFO SOLUTIONS, LLC CENTRAL INDEX KEY: 0001677501 IRS NUMBER: 452419231 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19618 FILM NUMBER: 201067960 BUSINESS ADDRESS: STREET 1: 384 MAIN STREET CITY: CHESTER STATE: NJ ZIP: 07930 BUSINESS PHONE: 9089557055 MAIL ADDRESS: STREET 1: 384 MAIN STREET CITY: CHESTER STATE: NJ ZIP: 07930 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677501 XXXXXXXX 06-30-2020 06-30-2020 PERSONAL CFO SOLUTIONS, LLC

384 MAIN STREET CHESTER NJ 07930

13F HOLDINGS REPORT 028-19618 N Justin Dausch Chief Compliance Officer 484-840-3707 /s/ Justin Dausch Chadds Ford PA 08-03-2020 47 313 337905 false 1 028-10562 AllianceBernstein LP 2 028-05637 Advisory Research Inc 3 028-06538 AEW Capital Management LP 4 028-11962 AMI Asset Management Corp 5 028-02634 Aristotle Capital Management LLC 6 028-21720 AthenaInvest Advisors LLC 7 028-05936 Atlanta Capital 8 028-11748 Beaumont Financial Partners LLC 9 028-05034 Berkshire Asset Management LLC 10 028-16017 BMO Asset Management Corp 11 028-14438 Brookmont Capital Management LLC 12 028-01398 Cambiar Investors LLC 13 028-11680 Clark Capital Management Group LLC 14 028-02405 Cohen & Steers Capital Management Inc 15 028-10477 Columbia Management Investment Advisers LLC 16 028-03434 Congress Asset Management Company 17 028-14668 Copeland Capital Management LLC 18 028-10648 Diamond Hill Capital Management Inc 19 028-10309 DSM Capital Partners LLC 20 028-12076 Dorsey, Wright & Associates LLC 21 028-10981 Goldman Sachs Asset Management LP 22 028-14862 Granite Investment Partners LLC 23 028-04139 Eaton Vance Management 24 028-14862 Granite Investment Partners LLC 25 028-04145 GW&K Investment Management LLC 26 028-04434 Harding Loevner LP 27 028-18950 Henry James International Management Inc. 28 028-00255 Invesco Advisers Inc 29 028-00694 JP Morgan 30 028-10469 Lazard Asset Management LLC 31 028-12558 Legg Mason Private Portfolio Group, LLC 32 028-05267 Macquarie Invesment Management Business Trust 33 028-03692 Miller Howard Investments Inc 34 028-17085 Neuberger Berman Investment Advisers LLC 35 028-17093 Newfound Research LLC 36 028-04558 Parametric Portfolio Associates LLC 37 028-01523 Peregrine Capital Management LLC 38 028-03687 Polen Capital Management LLC 39 028-03489 SouthernSun Asset Management LLC 40 028-11076 Sustainable Growth Advisers, LP 41 028-10665 London Co of Virginia 42 028-04041 Thompson, Siegel & Walmsley LLC 43 028-06605 Thornburg 44 028-18145 W.E. Donoghue & Co. LLC 45 028-18951 Wakefield Asset Management LLLP 46 028-07104 WCM Investment Management LLC 47 028-18341 Redwood Investments LLC INFORMATION TABLE 2 infotable_pcfollcq220.xml AT&T INC COM 00206R102 1881 62233 SH SOLE 0 0 62233 ARK ETF TR INNOVATION ETF 00214Q104 784 10995 SH SOLE 0 0 10995 ARK ETF TR NEXT GNRTN INTER 00214Q401 360 4239 SH SOLE 0 0 4239 ARK ETF TR FINTECH INNOVA 00214Q708 253 8000 SH SOLE 0 0 8000 AARONS INC COM PAR $0.50 002535300 227 5008 SH DFND 17 0 0 5008 ABBOTT LABS COM 002824100 1882 20587 SH DFND 1, 9, 11, 18, 19, 29, 36, 38, 40 0 0 20587 ABBVIE INC COM 00287Y109 416 4239 SH DFND 9, 10, 31, 36, 45 0 0 4239 ACADIA PHARMACEUTICALS INC COM 004225108 1008 20800 SH SOLE 0 0 20800 ACTIVISION BLIZZARD INC COM 00507V109 251 3311 SH DFND 11, 15, 34, 36, 45 0 0 3311 ADAPTIVE BIOTECHNOLOGIES COR COM 00650F109 4011 82916 SH SOLE 0 0 82916 ADOBE INC COM 00724F101 2564 5890 SH DFND 5, 7, 10, 31, 15, 19, 36, 37, 38 0 0 5890 ADVAXIS INC COM NEW 007624307 19 34888 SH SOLE 0 0 34888 ADVISORSHARES TR ADVISORSHS ETF 00768Y206 794 14989 SH SOLE 0 0 14989 AILERON THERAPEUTICS INC COM 00887A105 56 47388 SH SOLE 0 0 47388 AKAMAI TECHNOLOGIES INC COM 00971T101 225 2103 SH DFND 31, 16, 36, 45 0 0 2103 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 498 2309 SH DFND 12, 31, 15, 19, 26, 27, 28, 36, 37, 38, 43 0 0 2309 ALIGN TECHNOLOGY INC COM 016255101 748 2725 SH DFND 15, 36, 38, 21 0 0 2725 ALLSTATE CORP COM 020002101 387 3992 SH DFND 10, 36, 42, 45 0 0 3992 ALPHABET INC CAP STK CL C 02079K107 4353 3079 SH DFND 1, 7, 10, 18, 19, 30, 34, 36, 37, 38, 40, 41 0 0 3079 ALPHABET INC CAP STK CL A 02079K305 3750 2644 SH DFND 1, 7, 10, 18, 19, 30, 34, 36, 37, 38, 40, 41 0 0 2644 ALTRIA GROUP INC COM 02209S103 508 12954 SH DFND 29, 36, 21, 41 0 0 12954 AMAZON COM INC COM 023135106 4445 1611 SH DFND 10, 31, 15, 19, 34, 36, 37, 40 0 0 1611 AMBEV SA SPONSORED ADR 02319V103 27 10170 SH DFND 26 0 0 10170 AMERICAN EXPRESS CO COM 025816109 308 3234 SH DFND 31, 29, 30, 36, 0 0 3234 AMERICAN TOWER CORP NEW COM 03027X100 274 1060 SH DFND 7, 10, 14, 28, 36, 0 0 1060 AMERICOLD RLTY TR COM 03064D108 242 6660 SH DFND 3, 31, 14, 17, 28 0 0 6660 AMERISOURCEBERGEN CORP COM 03073E105 605 6005 SH DFND 31, 29, 34, 36, 21, 42 0 0 6005 AMGEN INC COM 031162100 362 1535 SH DFND 5, 9, 10, 11, 31, 29, 36, 21 0 0 1535 AMPLIFY ETF TR ONLIN RETL ETF 032108102 1259 17923 SH SOLE 0 0 17923 ANGLOGOLD ASHANTI LIMITED SPONSORED ADR 035128206 348 11815 SH DFND 20, 27 0 0 11815 APPLE INC COM 037833100 6780 18586 SH DFND 9, 10, 11, 31, 20, 29, 30, 34, 36, 21, 41 0 0 18586 ARDELYX INC COM 039697107 415 60000 SH SOLE 0 0 60000 ARGENX SE SPONSORED ADR 04016X101 331 1469 SH DFND 20 0 0 1469 ASTRAZENECA PLC SPONSORED ADR 046353108 228 4312 SH DFND 20, 36 0 0 4312 AUTODESK INC COM 052769106 1438 6011 SH DFND 31, 16, 34, 36, 38, 40 0 0 6011 AUTOMATIC DATA PROCESSING IN COM 053015103 856 5748 SH DFND 1, 19, 29, 36, 38, 21 0 0 5748 AUTOZONE INC COM 053332102 255 226 SH DFND 10, 36, 45 0 0 226 BWX TECHNOLOGIES INC COM 05605H100 232 4099 SH DFND 11, 17 0 0 4099 BANCO SANTANDER S.A. ADR 05964H105 27 11041 SH DFND 32, 30 0 0 11041 BK OF AMERICA CORP COM 060505104 245 10335 SH DFND 5, 9, 10, 11, 29, 30, 36 0 0 10335 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 268 200 SH DFND 5, 9, 10, 11, 29, 30, 36 0 0 200 BERKLEY W R CORP COM 084423102 348 6072 SH DFND 36 0 0 6072 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1280 7173 SH DFND 18, 36, 41 0 0 7173 BEST BUY INC COM 086516101 469 5369 SH DFND 10, 29, 36, 21 0 0 5369 BIOCRYST PHARMACEUTICALS INC COM 09058V103 394 82678 SH SOLE 0 0 82678 BIOGEN INC COM 09062X103 626 2341 SH DFND 31, 36, 21 0 0 2341 BLACK KNIGHT INC COM 09215C105 215 2966 SH DFND 2, 31, 45 0 0 2966 BLOCK H & R INC COM 093671105 462 32385 SH DFND 36, 21, 45 0 0 32385 BOEING CO COM 097023105 11366 62008 SH DFND 36 0 0 62008 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 263 3378 SH DFND 16, 25, 45 0 0 3378 BORGWARNER INC COM 099724106 469 13288 SH DFND 18, 36, 21 0 0 13288 BRISTOL-MYERS SQUIBB CO COM 110122108 808 13744 SH DFND 9, 10, 15, 29, 36, 41, 45 0 0 13744 BROADCOM INC COM 11135F101 327 1035 SH DFND 10, 11, 31, 16, 27, 36 0 0 1035 CNA FINL CORP COM 126117100 444 13797 SH SOLE 0 0 13797 CABOT MICROELECTRONICS CORP COM 12709P103 208 1487 SH DFND 17 0 0 1487 CARDINAL HEALTH INC COM 14149Y108 551 10550 SH DFND 36, 21 0 0 10550 CARRIER GLOBAL CORPORATION COM 14448C104 208 9381 SH DFND 18, 36 0 0 9381 CASEYS GEN STORES INC COM 147528103 208 1388 SH DFND 2, 10, 31, 17, 0 0 1388 CERUS CORP COM 157085101 176 26650 SH SOLE 0 0 26650 CHEMED CORP NEW COM 16359R103 346 767 SH DFND 17, 20, 25 0 0 767 CHEVRON CORP NEW COM 166764100 727 8153 SH DFND 9, 10, 11, 18, 29, 36, 21, 41 0 0 8153 CISCO SYS INC COM 17275R102 697 14938 SH DFND 9, 10, 30, 36, 21, 41, 42 0 0 14938 CITIGROUP INC COM NEW 172967424 229 4487 SH DFND 10, 18, 36 0 0 4487 CITRIX SYS INC COM 177376100 220 1489 SH DFND 10, 31, 36, 21, 41 0 0 1489 CLOROX CO DEL COM 189054109 307 1400 SH DFND 36, 21, 45 0 0 1400 COCA COLA CO COM 191216100 535 11972 SH DFND 5, 9, 29, 30, 36, 41 0 0 11972 COHEN & STEERS INC COM 19247A100 248 3648 SH DFND 17, 25 0 0 3648 COMCAST CORP NEW CL A 20030N101 698 17918 SH DFND 10, 11, 31, 18, 29, 34, 36, 21 0 0 17918 CROWN CASTLE INTL CORP NEW COM 22822V101 428 2555 SH DFND 7, 14, 28, 36, 41, 45 0 0 2555 CUMMINS INC COM 231021106 464 2675 SH DFND 36, 21 0 0 2675 DBX ETF TR XTRACK MSCI EAFE 233051200 334 11067 SH SOLE 0 0 11067 DBV TECHNOLOGIES S A SPONSORED ADR 23306J101 121 27588 SH SOLE 0 0 27588 D R HORTON INC COM 23331A109 213 3836 SH DFND 36, 45 0 0 3836 DANAHER CORPORATION COM 235851102 322 1820 SH DFND 5, 7, 20, 30, 34, 36, 40 0 0 1820 DAVITA INC COM 23918K108 804 10153 SH DFND 36, 21, 45 0 0 10153 DEVON ENERGY CORP NEW COM 25179M103 163 14400 SH DFND 36, 45 0 0 14400 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 117 15000 SH SOLE 0 0 15000 DISNEY WALT CO COM DISNEY 254687106 260 2329 SH DFND 11, 31, 18, 30, 36, 21 0 0 2329 DISCOVERY INC COM SER A 25470F104 349 16531 SH DFND 10, 31, 34, 36, 21, 42 0 0 16531 DR REDDYS LABS LTD ADR 256135203 217 4084 SH DFND 20, 27 0 0 4084 DOLLAR GEN CORP NEW COM 256677105 1044 5481 SH DFND 7, 10, 30, 36, 38, 45 0 0 5481 DUKE ENERGY CORP NEW COM NEW 26441C204 629 7879 SH DFND 10, 36, 21, 45 0 0 7879 DYNATRACE INC COM 268150109 219 5399 SH DFND 45 0 0 5399 EDAP TMS S A SPONSORED ADR 268311107 113 45500 SH SOLE 0 0 45500 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 311 6994 SH SOLE 0 0 6994 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 465 9484 SH SOLE 0 0 9484 EASTMAN CHEM CO COM 277432100 434 6230 SH DFND 11, 36, 21, 0 0 6230 EBAY INC. COM 278642103 1130 21536 SH DFND 10, 36, 21, 36, 42, 45 0 0 21536 EMERSON ELEC CO COM 291011104 230 3707 SH DFND 9, 36 0 0 3707 ENCOMPASS HEALTH CORP COM 29261A100 224 3624 SH DFND 17, 27 0 0 3624 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 259 36318 SH DFND 33 0 0 36318 ENSIGN GROUP INC COM 29358P101 227 5416 SH DFND 17 0 0 5416 ENTERPRISE PRODS PARTNERS L COM 293792107 255 14012 SH DFND 33 0 0 14012 ENVIVA PARTNERS LP COM UNIT 29414J107 288 8000 SH SOLE 0 0 8000 EQUINIX INC COM 29444U700 348 496 SH DFND 3, 10, 31, 14, 16, 28, 36, 40 0 0 496 EVOFEM BIOSCIENCES INC COM 30048L104 36 12888 SH SOLE 0 0 12888 EXPEDIA GROUP INC COM NEW 30212P303 404 4921 SH DFND 36, 21, 42 0 0 4921 EXPONENT INC COM 30214U102 285 3522 SH DFND 17, 25 0 0 3522 EXTRA SPACE STORAGE INC COM 30225T102 218 2359 SH DFND 3, 10, 14, 28, 36, 45 0 0 2359 EXXON MOBIL CORP COM 30231G102 1090 24367 SH DFND 10, 36, 21 0 0 24367 F M C CORP COM NEW 302491303 242 2427 SH DFND 36, 45 0 0 2427 FACEBOOK INC CL A 30303M102 3159 13912 SH DFND 1, 10, 31, 15, 18, 19, 34, 36, 37, 38, 40 0 0 13912 FIDELITY COVINGTON TR CONSMR STAPLES 316092303 237 6787 SH SOLE 0 0 6787 FIDELITY COVINGTON TR MSCI FINLS IDX 316092501 2883 87019 SH SOLE 0 0 87019 FIDELITY COVINGTON TR MSCI HLTH CARE I 316092600 4197 84325 SH SOLE 0 0 84325 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 3880 47176 SH SOLE 0 0 47176 FIDELITY COVINGTON TR HIGH DIVID ETF 316092840 1807 66740 SH SOLE 0 0 66740 FIDELITY COVINGTON TR MSCI RL EST ETF 316092857 2021 86447 SH SOLE 0 0 86447 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 1672 30998 SH SOLE 0 0 30998 FORTINET INC COM 34959E109 289 2104 SH DFND 16, 36, 45 0 0 2104 GALAPAGOS NV SPON ADR 36315X101 372 1886 SH DFND 20, 27 0 0 1886 GARTNER INC COM 366651107 576 4744 SH DFND 7, 25, 36, 38, 0 0 4744 GENERAL DYNAMICS CORP COM 369550108 1430 9568 SH DFND 5, 29, 36 0 0 9568 GENERAL ELECTRIC CO COM 369604103 92 13445 SH DFND 36 0 0 13445 GILEAD SCIENCES INC COM 375558103 1005 13066 SH DFND 10, 11, 18, 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INC COM 58933Y105 3470 44868 SH DFND 9, 10, 29, 36, 21, 41 0 0 44868 METTLER TOLEDO INTERNATIONAL COM 592688105 772 958 SH DFND 16, 27, 36, 21, 46 0 0 958 MICROSOFT CORP COM 594918104 6159 30262 SH DFND 1, 5, 7, 9, 10, 11, 31, 18, 19, 29, 30, 34, 36, 38, 40, 41 0 0 30262 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 148 16107 SH DFND 20, 27 0 0 16107 MOHAWK INDS INC COM 608190104 312 3064 SH DFND 36, 21 0 0 3064 MONDELEZ INTL INC CL A 609207105 259 5058 SH DFND 7, 18, 29, 30, 36 0 0 5058 MORGAN STANLEY COM NEW 617446448 213 4403 SH DFND 10, 18, 29, 36, 21 0 0 4403 NRG ENERGY INC COM NEW 629377508 429 13180 SH DFND 10, 36, 21 0 0 13180 NETFLIX INC COM 64110L106 568 1249 SH DFND 34, 36 0 0 1249 NICE LTD SPONSORED ADR 653656108 389 2056 SH DFND 20 0 0 2056 NIKE INC CL B 654106103 902 9197 SH DFND 1, 7, 11, 15, 36, 38, 21, 40 0 0 9197 NORFOLK SOUTHERN CORP COM 655844108 610 3476 SH DFND 9, 29, 30, 36, 41 0 0 3476 NORTHROP GRUMMAN CORP COM 666807102 265 860 SH DFND 10, 36 0 0 860 NOVARTIS 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73278L105 255 939 SH DFND 16, 17, 25 0 0 939 POWER INTEGRATIONS INC COM 739276103 249 2111 SH DFND 17, 25 0 0 2111 PROCTER AND GAMBLE CO COM 742718109 734 6140 SH DFND 9, 10, 11, 18, 29, 30, 36, 45 0 0 6140 PROGRESSIVE CORP OHIO COM 743315103 333 4153 SH DFND 31, 20, 29, 34, 36, 41, 45 0 0 4153 PROSHARES TR ULTRAPRO SHORT S 74347B268 236 20000 SH SOLE 0 0 20000 PROSHARES TR S&P MDCP 400 DIV 74347B680 605 11500 SH SOLE 0 0 11500 PROSHARES TR HD REPLICATION 74347X294 3663 80048 SH SOLE 0 0 80048 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 368 7480 SH DFND 10, 29, 36 0 0 7480 PULTE GROUP INC COM 745867101 421 12367 SH DFND 36, 21 0 0 12367 QUAKER CHEM CORP COM 747316107 209 1123 SH DFND 17, 25 0 0 1123 QTS RLTY TR INC COM CL A 74736A103 219 3416 SH DFND 14, 17, 25, 28 0 0 3416 QUALCOMM INC COM 747525103 203 2223 SH DFND 5, 9, 10, 31, 36 0 0 2223 QUEST DIAGNOSTICS INC COM 74834L100 221 1943 SH DFND 17, 36, 45 0 0 1943 RAYTHEON TECHNOLOGIES CORP COM 75513E101 518 8410 SH DFND 10, 11, 31, 29, 36 0 0 8410 REDFIN CORP COM 75737F108 210 5000 SH SOLE 0 0 5000 REGENERON PHARMACEUTICALS COM 75886F107 1070 1716 SH DFND 20, 34, 36, 38, 40 0 0 1716 RESMED INC COM 761152107 1078 5614 SH DFND 16, 17, 36, 46 0 0 5614 SPDR S&P 500 ETF TR TR UNIT 78462F103 2358 7647 SH DFND 36 0 0 7647 SPDR GOLD TR GOLD SHS 78463V107 2968 17736 SH SOLE 0 0 17736 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 483 13599 SH SOLE 0 0 13599 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 295 10665 SH DFND 8 0 0 10665 SPDR SER TR PORTFLI INTRMDIT 78464A672 3529 106234 SH DFND 13 0 0 106234 SALESFORCE COM INC COM 79466L302 1237 6605 SH DFND 10, 31, 15, 30, 36, 38, 40 0 0 6605 SAP SE SPON ADR 803054204 499 3563 SH DFND 12, 31, 20, 26, 28, 30, 38, 43 0 0 3563 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1145 22178 SH DFND 44 0 0 22178 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2807 28052 SH DFND 8 0 0 28052 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2805 21966 SH DFND 8 0 0 21966 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2880 27558 SH DFND 8 0 0 27558 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 2820 52182 SH DFND 8 0 0 52182 SERVICENOW INC COM 81762P102 1218 3008 SH DFND 15, 36, 37, 38 0 0 3008 SHOPIFY INC CL A 82509L107 1644 1732 SH DFND 31, 27, 46 0 0 1732 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 168 19385 SH DFND 20 0 0 19385 SIMON PPTY GROUP INC NEW COM 828806109 295 4316 SH DFND 3, 14, 28, 29, 36, 21 0 0 4316 SMITH & NEPHEW GROUP PLC SPDN ADR NEW 83175M205 966 25328 SH DFND 12, 20, 27, 46 0 0 25328 SOUTHERN CO COM 842587107 849 16375 SH DFND 11, 36, 21 0 0 16375 SQUARE INC CL A 852234103 547 5217 SH DFND 15 0 0 5217 STARBUCKS CORP COM 855244109 891 12113 SH DFND 7, 29, 30, 34, 36, 38 0 0 12113 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1299 22875 SH DFND 12, 31, 32, 26, 27, 43, 46 0 0 22875 TAL EDUCATION GROUP SPONSORED ADS 874080104 321 4690 SH DFND 20, 27 0 0 4690 TARGET CORP COM 87612E106 209 1741 SH DFND 10, 36, 21, 41 0 0 1741 TELADOC HEALTH INC COM 87918A105 210 1103 SH DFND 37 0 0 1103 TETRA TECH INC NEW COM 88162G103 227 2872 SH DFND 17 0 0 2872 TEXAS INSTRS INC COM 882508104 292 2303 SH DFND 7, 10, 31, 18, 29, 30, 34, 36, 21, 41 0 0 2303 3M CO COM 88579Y101 297 1905 SH DFND 7, 36, 21 0 0 1905 TREVENA INC COM 89532E109 41 27000 SH SOLE 0 0 27000 UNION PAC CORP COM 907818108 225 1333 SH DFND 10, 34, 36, 40 0 0 1333 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 35 13242 SH DFND 27 0 0 13242 UNITED RENTALS INC COM 911363109 528 3541 SH DFND 16, 34, 36, 21 0 0 3541 UNITEDHEALTH GROUP INC COM 91324P102 508 1721 SH DFND 10, 11, 31, 15, 19, 29, 36, 40 0 0 1721 VANGUARD BD INDEX FDS INTERMED TERM 921937819 791 8490 SH SOLE 0 0 8490 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 493 5933 SH SOLE 0 0 5933 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1718 21805 SH DFND 35 0 0 21805 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 425 10730 SH SOLE 0 0 10730 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 496 9853 SH SOLE 0 0 9853 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1430 22992 SH DFND 44 0 0 22992 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 243 2549 SH SOLE 0 0 2549 VENTAS INC COM 92276F100 202 5520 SH DFND 14, 28, 29, 36, 21 0 0 5520 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1516 28000 SH SOLE 0 0 28000 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 411 1449 SH SOLE 0 0 1449 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 946 12043 SH DFND 35 0 0 12043 VANGUARD INDEX FDS MID CAP ETF 922908629 272 1658 SH SOLE 0 0 1658 VANGUARD INDEX FDS LARGE CAP ETF 922908637 721 5043 SH SOLE 0 0 5043 VANGUARD INDEX FDS TOTAL STK MKT 922908769 203 1295 SH SOLE 0 0 1295 VERASTEM INC COM 92337C104 52 30000 SH SOLE 0 0 30000 VERIZON COMMUNICATIONS INC COM 92343V104 3985 72284 SH DFND 10, 29, 36, 41 0 0 72284 VERTEX PHARMACEUTICALS INC COM 92532F100 213 733 SH DFND 31, 34, 36, 37 0 0 733 VIACOMCBS INC CL B 92556H206 730 31315 SH DFND 11, 36, 42 0 0 31315 VISA INC COM CL A 92826C839 2142 11089 SH DFND 7, 10, 31, 15, 18, 19, 34, 36, 37, 38, 40, 41 0 0 11089 WALMART INC COM 931142103 420 3508 SH DFND 9, 10, 29, 36 0 0 3508 WALGREENS BOOTS ALLIANCE INC COM 931427108 349 8231 SH DFND 5, 36, 21 0 0 8231 WELLS FARGO CO NEW COM 949746101 211 8233 SH DFND 9, 10, 11, 36, 41 0 0 8233 WELLTOWER INC COM 95040Q104 272 5260 SH DFND 3, 14, 36 0 0 5260 WISDOMTREE TR US MIDCAP DIVID 97717W505 1207 42603 SH SOLE 0 0 42603 WISDOMTREE TR US SMALLCAP DIVD 97717W604 296 13952 SH SOLE 0 0 13952 WISDOMTREE TR CHINADIV EX FI 97717X719 315 3280 SH DFND 8 0 0 3280 WORKDAY INC CL A 98138H101 385 2055 SH DFND 37, 40 0 0 2055 XYLEM INC COM 98419M100 301 4631 SH DFND 5, 7, 16, 36 0 0 4631 XEROX HOLDINGS CORP COM NEW 98421M106 214 14021 SH DFND 36, 21 0 0 14021 ZOETIS INC CL A 98978V103 1373 10020 SH DFND 1, 7, 31, 16, 19, 20, 30, 36, 38 0 0 10020 ZTO EXPRESS CAYMAN INC SPONSORED ADS A 98980A105 312 8511 SH DFND 20 0 0 8511 ALLEGION PLC ORD SHS G0176J109 295 2887 SH DFND 1, 5, 20, 36 0 0 2887 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2484 11569 SH DFND 7, 11, 29, 30, 34, 36, 38, 21, 46 0 0 11569 ICON PLC SHS G4705A100 612 3630 SH DFND 31, 20, 27, 38, 46 0 0 3630 KINIKSA PHARMACEUTICALS LTD COM CL A G5269C101 502 19700 SH SOLE 0 0 19700 LINDE PLC SHS G5494J103 238 1122 SH DFND 7, 31, 18, 26, 30, 36, 21 0 0 1122 MEDTRONIC PLC SHS G5960L103 439 4782 SH DFND 5, 10, 31, 18, 29, 30, 34, 36 0 0 4782 NABRIVA THERAPEUTICS PLC SHS G63637105 27 39400 SH SOLE 0 0 39400 UROVANT SCIENCES LTD SHS G9381B108 338 34388 SH SOLE 0 0 34388 ALCON AG ORD SHS H01301128 862 15042 SH DFND 5, 31, 26, 42, 43, 46 0 0 15042 CHUBB LIMITED COM H1467J104 18477 145927 SH DFND 5, 9, 28, 29, 36 0 0 145927 ASML HOLDING N V N Y REGISTRY SHS N07059210 1531 4161 SH DFND 12, 20, 34, 36, 43, 46 0 0 4161 FERRARI N V COM N3167Y103 544 3179 SH DFND 46 0 0 3179 INFLARX NV COM N44821101 73 15888 SH SOLE 0 0 15888