0001437749-20-008916.txt : 20200430
0001437749-20-008916.hdr.sgml : 20200430
20200430073756
ACCESSION NUMBER: 0001437749-20-008916
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200430
DATE AS OF CHANGE: 20200430
EFFECTIVENESS DATE: 20200430
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERSONAL CFO SOLUTIONS, LLC
CENTRAL INDEX KEY: 0001677501
IRS NUMBER: 452419231
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19618
FILM NUMBER: 20833169
BUSINESS ADDRESS:
STREET 1: 384 MAIN STREET
CITY: CHESTER
STATE: NJ
ZIP: 07930
BUSINESS PHONE: 9089557055
MAIL ADDRESS:
STREET 1: 384 MAIN STREET
CITY: CHESTER
STATE: NJ
ZIP: 07930
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001677501
XXXXXXXX
03-31-2020
03-31-2020
PERSONAL CFO SOLUTIONS, LLC
384 MAIN STREET
CHESTER
NJ
07930
13F HOLDINGS REPORT
028-19618
N
Justin Dausch
Chief Compliance Officer
484-840-3707
/s/ Justin Dausch
Chadds Ford
PA
04-29-2020
47
275
278438
false
1
028-10562
AllianceBernstein LP
2
028-05637
Advisory Research Inc
3
028-06538
AEW Capital Management LP
4
028-11962
AMI Asset Management Corp
5
028-02634
Aristotle Capital Management LLC
6
028-21720
AthenaInvest Advisors LLC
7
028-05936
Atlanta Capital
8
028-11748
Beaumont Financial Partners LLC
9
028-05034
Berkshire Asset Management LLC
10
028-16017
BMO Asset Management Corp
11
028-14438
Brookmont Capital Management LLC
12
028-01398
Cambiar Investors LLC
13
028-11680
Clark Capital Management Group LLC
14
028-02405
Cohen & Steers Capital Management Inc
15
028-10477
Columbia Management Investment Advisers LLC
16
028-03434
Congress Asset Management Company
17
028-14668
Copeland Capital Management LLC
18
028-10648
Diamond Hill Capital Management Inc
19
028-10309
DSM Capital Partners LLC
20
028-12076
Dorsey, Wright & Associates LLC
21
028-10981
Goldman Sachs Asset Management LP
22
028-14862
Granite Investment Partners LLC
23
028-04139
Eaton Vance Management
24
028-14862
Granite Investment Partners LLC
25
028-04145
GW&K Investment Management LLC
26
028-04434
Harding Loevner LP
27
028-18950
Henry James International Management Inc.
28
028-00255
Invesco Advisers Inc
29
028-00694
JP Morgan
30
028-10469
Lazard Asset Management LLC
31
028-12558
Legg Mason Private Portfolio Group, LLC
32
028-05267
Macquarie Invesment Management Business Trust
33
028-03692
Miller Howard Investments Inc
34
028-17085
Neuberger Berman Investment Advisers LLC
35
028-17093
Newfound Research LLC
36
028-04558
Parametric Portfolio Associates LLC
37
028-01523
Peregrine Capital Management LLC
38
028-03687
Polen Capital Management LLC
39
028-03489
SouthernSun Asset Management LLC
40
028-11076
Sustainable Growth Advisers, LP
41
028-10665
London Co of Virginia
42
028-04041
Thompson, Siegel & Walmsley LLC
43
028-06605
Thornburg
44
028-18145
W.E. Donoghue & Co. LLC
45
028-18951
Wakefield Asset Management LLLP
46
028-07104
WCM Investment Management LLC
47
028-18341
Redwood Investments LLC
INFORMATION TABLE
2
infotable_vcllcq120.xml
3M CO
COM
88579Y101
264
1931
SH
DFND
7, 30, 36, 21
0
0
1931
ABBOTT LABS
COM
002824100
1586
20096
SH
DFND
1, 9, 11, 18, 19, 36, 38, 40
0
0
20096
ABBVIE INC
COM
00287Y109
442
5801
SH
DFND
10, 36
0
0
5801
ACADIA PHARMACEUTICALS INC
COM
004225108
748
17700
SH
SOLE
0
0
17700
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1834
11232
SH
DFND
7, 11, 29, 30, 36, 38, 21, 46
0
0
11232
ADAPTIVE BIOTECHNOLOGIES COR
COM
00650F109
3137
112916
SH
SOLE
0
0
112916
ADOBE INC
COM
00724F101
1715
5389
SH
DFND
5, 15, 19, 36, 37, 38
0
0
5389
ADVAXIS INC
COM NEW
007624307
15
28888
SH
SOLE
0
0
28888
ADVISORSHARES TR
ADVISORSHS ETF
00768Y206
835
20711
SH
SOLE
0
0
20711
AES CORP
COM
00130H105
184
13556
SH
DFND
10, 36, 45
0
0
13556
AILERON THERAPEUTICS INC
COM
00887A105
8
23000
SH
SOLE
0
0
23000
ALCON INC
ORD SHS
H01301128
463
9108
SH
DFND
5, 30, 46
0
0
9108
ALGONQUIN PWR UTILS CORP
COM
015857105
211
15735
SH
DFND
17
0
0
15735
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
254
1306
SH
DFND
15, 19, 27, 36, 37, 43
0
0
1306
ALIGN TECHNOLOGY INC
COM
016255101
457
2629
SH
DFND
15, 36, 38, 21
0
0
2629
ALLEGION PLC
ORDSHS
G0176J109
239
2597
SH
DFND
1, 5, 20, 36, 45
0
0
2597
ALLSTATE CORP
COM
020002101
316
3446
SH
DFND
10, 36, 42, 45
0
0
3446
ALPHABET INC
CAP STK CL C
02079K107
3354
2884
SH
DFND
1, 36, 37, 38, 40, 41, 10, 18, 19, 30, 34
0
0
2884
ALPHABET INC
CAP STK CL A
02079K305
3093
2662
SH
DFND
1, 36, 37, 38, 40, 41, 10, 18, 19, 30, 34
0
0
2662
ALTRIA GROUP INC
COM
02209S103
236
6102
SH
DFND
29, 36, 41, 44
0
0
6102
AMAZON COM INC
COM
023135106
2542
1304
SH
DFND
10, 15, 34, 36, 37, 40
0
0
1304
AMBEV SA
SPONSORED ADR
02319V103
36
15497
SH
DFND
26, 27
0
0
15497
AMERICAN EXPRESS CO
COM
025816109
226
2638
SH
DFND
10, 36
0
0
2638
AMERICAN TOWER CORP NEW
COM
03027X100
231
1062
SH
DFND
7, 10, 14, 20, 28, 36
0
0
1062
AMERICOLD RLTY TR
COM
03064D108
214
6290
SH
DFND
3, 17, 28
0
0
6290
AMERISOURCEBERGEN CORP
COM
03073E105
517
5845
SH
DFND
31, 34, 36, 21, 42
0
0
5845
AMGEN INC
COM
031162100
328
1616
SH
DFND
5, 9, 10, 36, 21, 44
0
0
1616
AMPLIFY ETF TR
ONLIN RETL ETF
032108102
542
13049
SH
SOLE
0
0
13049
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
195
11708
SH
DFND
20, 27
0
0
11708
APPLE INC
COM
037833100
4781
18802
SH
DFND
10, 11, 29, 30, 34, 36, 21, 41
0
0
18802
APPLIED MATLS INC
COM
038222105
280
6112
SH
DFND
10, 15, 36
0
0
6112
ARDELYX INC
COM
039697107
341
60000
SH
SOLE
0
0
60000
ARK ETF TR
INNOVATION ETF
00214Q104
386
8764
SH
SOLE
0
0
8764
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
1091
4169
SH
DFND
12, 20, 34, 46
0
0
4169
AT&T INC
COM
00206R102
1482
50854
SH
DFND
9, 10, 36
0
0
50854
AUTODESK INC
COM
052769106
664
4255
SH
DFND
31, 16, 34, 36, 40
0
0
4255
AUTOMATIC DATA PROCESSING IN
COM
053015103
731
5348
SH
DFND
19, 29, 36, 38, 21, 40
0
0
5348
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
36
11916
SH
DFND
26
0
0
11916
BANCO SANTANDER SA
ADR
05964H105
28
11748
SH
DFND
32
0
0
11748
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1324
7242
SH
DFND
18, 36, 41
0
0
7242
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
174
87078
SH
SOLE
0
0
87078
BIOGEN INC
COM
09062X103
694
2192
SH
DFND
31, 36, 21
0
0
2192
BK OF AMERICA CORP
COM
060505104
266
12509
SH
DFND
5, 10, 29, 30, 36,
0
0
12509
BLOCK H & R INC
COM
093671105
262
18637
SH
DFND
36, 21
0
0
18637
BOEING CO
COM
097023105
9231
61898
SH
DFND
10, 30, 34, 36
0
0
61898
BORGWARNER INC
COM
099724106
244
10019
SH
DFND
18, 36, 21
0
0
10019
BP PLC
SPONSORED ADR
055622104
289
11867
SH
DFND
9, 32, 36
0
0
11867
BRISTOL-MYERS SQUIBB CO
COM
110122108
1001
17961
SH
DFND
9, 10, 15, 29, 36, 21, 41, 44, 45
0
0
17961
CANADIAN PAC RY LTD
COM
13645T100
949
4321
SH
DFND
16, 36, 43, 46
0
0
4321
CARDINAL HEALTH INC
COM
14149Y108
676
14105
SH
DFND
36, 21, 42
0
0
14105
CERUS CORP
COM
157085101
177
38138
SH
SOLE
0
0
38138
CHARTER COMMUNICATIONS INC N
CL A
16119P108
265
608
SH
DFND
18, 20, 36, 45
0
0
608
CHEMED CORP NEW
COM
16359R103
288
665
SH
DFND
17, 20
0
0
665
CHEVRON CORP NEW
COM
166764100
609
8409
SH
DFND
9, 10, 11, 18, 29, 30, 36, 21, 41, 44
0
0
8409
CHUBB LIMITED
COM
H1467J104
16339
146291
SH
DFND
5, 9, 28, 29, 36, 46
0
0
146291
CISCO SYS INC
COM
17275R102
687
17472
SH
DFND
9, 10, 30, 36, 21, 41, 44
0
0
17472
CITIGROUP GLOBAL MKTS HLDGS
VLCTYSHS 3X LNG
17325E291
14
86440
SH
SOLE
0
0
86440
CITRIX SYS INC
COM
177376100
207
1461
SH
DFND
31, 36, 21, 41
0
0
1461
CLOROX CO DEL
COM
189054109
218
1258
SH
DFND
36, 21,
0
0
1258
CNA FINL CORP
COM
126117100
450
14497
SH
SOLE
0
0
14497
COCA COLA CO
COM
191216100
289
6523
SH
DFND
5, 29, 30, 36, 41
0
0
6523
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
204
2485
SH
DFND
17
0
0
2485
COMCAST CORP NEW
CL A
20030N101
552
16069
SH
DFND
7, 10, 31, 18, 29, 34, 36, 21,
0
0
16069
COSAN LTD
SHS A
G25343107
164
13354
SH
DFND
20
0
0
13354
COSTCO WHSL CORP NEW
COM
22160K105
232
813
SH
DFND
10, 11, 34, 36
0
0
813
CROWN CASTLE INTL CORP NEW
COM
22822V101
289
2003
SH
DFND
7, 14, 28, 36, 41, 45
0
0
2003
CUMMINS INC
COM
231021106
340
2511
SH
DFND
36, 21, 44
0
0
2511
DANAHER CORPORATION
COM
235851102
201
1453
SH
DFND
5, 7, 20, 30, 34, 36, 40
0
0
1453
DAVITA INC
COM
23918K108
770
10130
SH
DFND
36, 21
0
0
10130
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
108
27588
SH
SOLE
0
0
27588
DBX ETF TR
XTRACK MSCI EAFE
233051200
1976
73720
SH
DFND
13
0
0
73720
DBX ETF TR
XTRACK USD HIGH
233051432
856
19420
SH
DFND
13
0
0
19420
DELTA AIR LINES INC DEL
COM NEW
247361702
246
8630
SH
DFND
10, 36, 21, 41
0
0
8630
DOLLAR GEN CORP NEW
COM
256677105
739
4891
SH
DFND
7, 10, 36, 38
0
0
4891
DUKE ENERGY CORP NEW
COM NEW
26441C204
637
7873
SH
DFND
10, 36, 21
0
0
7873
EASTMAN CHEM CO
COM
277432100
264
5662
SH
DFND
11, 18, 36, 21, 44
0
0
5662
EBAY INC
COM
278642103
466
15494
SH
DFND
10, 36, 21
0
0
15494
EDAP TMS S A
SPONSORED ADR
268311107
103
45500
SH
SOLE
0
0
45500
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
128
27722
SH
DFND
33
0
0
27722
ENTERPRISE PRODS PARTNERS L
COM
293792107
169
11799
SH
DFND
33
0
0
11799
ENVIVA PARTNERS LP
COM UNIT
29414J107
214
8000
SH
SOLE
0
0
8000
EQUINIX INC
COM
29444U700
273
438
SH
DFND
3, 14, 16, 28, 36, 40
0
0
438
EXPEDIA GROUP INC
COM NEW
30212P303
232
4124
SH
DFND
10, 31, 36, 21, 42
0
0
4124
EXPONENT INC
COM
30214U102
241
3346
SH
DFND
17, 25
0
0
3346
EXTRA SPACE STORAGE INC
COM
30225T102
207
2162
SH
DFND
10, 14, 28, 36
0
0
2162
EXXON MOBIL CORP
COM
30231G102
854
22494
SH
DFND
9, 10, 29, 36, 21, 34
0
0
22494
F M C CORP
COM NEW
302491303
202
2474
SH
DFND
36
0
0
2474
FACEBOOK INC
CL A
30303M102
2300
13791
SH
DFND
1, 10, 15, 18, 19, 34, 36, 37, 38, 40
0
0
13791
FERRARI N V
COM
N3167Y103
479
3142
SH
DFND
46
0
0
3142
FIDELITY
TOTAL BD ETF
316188309
266
5132
SH
SOLE
0
0
5132
FIDELITY COVINGTON TR
MSCI FINLS IDX
316092501
2394
81471
SH
DFND
8
0
0
81471
FIDELITY COVINGTON TR
MSCI HLTH CARE I
316092600
3463
80571
SH
DFND
8
0
0
80571
FIDELITY COVINGTON TR
MSCI INFO TECH I
316092808
2643
42153
SH
DFND
8
0
0
42153
FIDELITY COVINGTON TR
HIGH DIVID ETF
316092840
1473
64300
SH
DFND
8
0
0
64300
FIDELITY COVINGTON TR
MSCI RL EST ETF
316092857
1656
79618
SH
DFND
8
0
0
79618
FORD MTR CO DEL
COM
345370860
245
50672
SH
DFND
36, 21
0
0
50672
GALAPAGOS NV
SPON ADR
36315X101
354
1808
SH
DFND
20, 27
0
0
1808
GARTNER INC
COM
366651107
478
4804
SH
DFND
25, 36, 37, 38
0
0
4804
GENERAL DYNAMICS CORP
COM
369550108
1235
9333
SH
DFND
5, 29, 36, 41
0
0
9333
GENERAL ELECTRIC CO
COM
369604103
100
12645
SH
DFND
36
0
0
12645
GENERAL MLS INC
COM
370334104
242
4581
SH
DFND
9, 36, 42, 44
0
0
4581
GILEAD SCIENCES INC
COM
375558103
999
13369
SH
DFND
10, 11, 18, 29, 36, 21, 44
0
0
13369
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
191
10554
SH
SOLE
0
0
10554
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
184
38709
SH
DFND
20
0
0
38709
GOLDMAN SACHS GROUP INC
COM
38141G104
334
2159
SH
DFND
34, 36
0
0
2159
HANESBRANDS INC
COM
410345102
80
10177
SH
DFND
18, 36, 39, 21, 44
0
0
10177
HARLEY DAVIDSON INC
COM
412822108
236
12484
SH
DFND
36, 21
0
0
12484
HARSCO CORP
COM
415864107
139
20000
SH
SOLE
0
0
20000
HDFC BANK LTD
SPONSORED ADS
40415F101
575
14940
SH
DFND
27, 46
0
0
14940
HESS CORP
COM
42809H107
377
11312
SH
DFND
36
0
0
11312
HOME DEPOT INC
COM
437076102
368
1971
SH
DFND
5, 11, 29, 34, 36, 41
0
0
1971
HONEYWELL INTL INC
COM
438516106
284
2126
SH
DFND
11, 18, 29, 30, 36
0
0
2126
HOST HOTELS & RESORTS INC
COM
44107P104
294
26591
SH
DFND
3, 10, 14, 36, 21
0
0
26591
HP INC
COM
40434L105
463
26698
SH
DFND
36, 21, 44
0
0
26698
ICICI BANK LIMITED
ADR
45104G104
141
16626
SH
DFND
20, 26, 27
0
0
16626
ICON PLC
SHS
G4705A100
500
3677
SH
DFND
31, 20, 27, 46
0
0
3677
ILLUMINA INC
COM
452327109
320
1172
SH
DFND
15, 36, 37, 40
0
0
1172
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
4273
141759
SH
SOLE
0
0
141759
INNOVATOR ETFS TR
S&P 500 PWR BUFR
45782C383
978
40670
SH
SOLE
0
0
40670
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C391
821
34809
SH
SOLE
0
0
34809
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C409
500
20255
SH
SOLE
0
0
20255
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C433
1901
90975
SH
SOLE
0
0
90975
INNOVATOR ETFS TR
NASDAQ 100 PWR
45782C466
2058
62401
SH
SOLE
0
0
62401
INNOVATOR ETFS TR
RUSSELL 2000 P
45782C474
2648
122471
SH
SOLE
0
0
122471
INNOVATOR ETFS TR
S&P 500 POWER
45782C508
16739
667974
SH
SOLE
0
0
667974
INNOVATOR ETFS TR
MSCI EMGR MKT
45782C516
674
29515
SH
SOLE
0
0
29515
INNOVATOR ETFS TR
MSCI EAFE PWR
45782C524
2818
132664
SH
SOLE
0
0
132664
INNOVATOR ETFS TR
S&P 500 PWR BU
45782C540
202
8493
SH
SOLE
0
0
8493
INNOVATOR ETFS TR
S&P 500 POWER
45782C573
609
26002
SH
SOLE
0
0
26002
INNOVATOR ETFS TR
S&P 500 PWR BU
45782C680
507
22012
SH
SOLE
0
0
22012
INNOVATOR ETFS TR
S&P 500 PWR BU
45782C870
419
17353
SH
SOLE
0
0
17353
INTEL CORP
COM
458140100
502
9269
SH
DFND
9, 10, 36, 41
0
0
9269
INTERNATIONAL BUSINESS MACHS
COM
459200101
901
8125
SH
DFND
36, 21
0
0
8125
INTL PAPER CO
COM
460146103
311
9990
SH
DFND
36, 21
0
0
9990
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
181
14000
SH
DFND
35
0
0
14000
INVESCO EXCHANGE TRADED FD T
DYNMC SOFTWARE
46137V639
318
3705
SH
SOLE
0
0
3705
INVESCO EXCHANGE-TRADED FD T
S&P SMLCP LOW
46138G102
1119
33761
SH
SOLE
0
0
33761
INVESCO QQQ TR
UNIT SER 1
46090E103
1781
9353
SH
SOLE
0
0
9353
ISHARES INC
MSCI EURZONE ETF
464286608
354
11654
SH
SOLE
0
0
11654
ISHARES INC
CORE MSCI EMKT
46434G103
357
8823
SH
SOLE
0
0
8823
ISHARES SILVER TRUST
ISHARES
46428Q109
300
23000
SH
SOLE
0
0
23000
ISHARES TR
S&P 100 ETF
464287101
250
2107
SH
SOLE
0
0
2107
ISHARES TR
MRNGSTR LG-CP GR
464287119
402
2164
SH
SOLE
0
0
2164
ISHARES TR
CORE S&P500 ETF
464287200
2953
11427
SH
SOLE
0
0
11427
ISHARES TR
S&P 500 GRWT ETF
464287309
1382
8371
SH
SOLE
0
0
8371
ISHARES TR
S&P 500 VAL ETF
464287408
1037
10772
SH
SOLE
0
0
10772
ISHARES TR
1 3 YR TREAS BD
464287457
6347
73229
SH
SOLE
0
0
73229
ISHARES TR
MSCI EAFE ETF
464287465
891
16666
SH
DFND
12, 30
0
0
16666
ISHARES TR
RUS MDCP VAL ETF
464287473
455
7103
SH
SOLE
0
0
7103
ISHARES TR
RUS MID CAP ETF
464287499
224
5183
SH
DFND
36
0
0
5183
ISHARES TR
CORE S&P MCP ETF
464287507
760
5285
SH
DFND
31
0
0
5285
ISHARES TR
EXPANDED TECH
464287515
458
2180
SH
SOLE
0
0
2180
ISHARES TR
COHEN STEER REIT
464287564
1193
13028
SH
SOLE
0
0
13028
ISHARES TR
RUS 1000 VAL ETF
464287598
2067
20843
SH
DFND
21
0
0
20843
ISHARES TR
RUS 1000 GRW ETF
464287614
547
3629
SH
DFND
19, 38
0
0
3629
ISHARES TR
RUS 1000 ETF
464287622
1075
7598
SH
DFND
44
0
0
7598
ISHARES TR
RUS 2000 GRW ETF
464287648
713
4509
SH
DFND
17
0
0
4509
ISHARES TR
RUSSELL 2000 ETF
464287655
398
3479
SH
DFND
17, 25
0
0
3479
ISHARES TR
CORE S&P SCP ETF
464287804
656
11698
SH
SOLE
0
0
11698
ISHARES TR
IBOXX HI YD ETF
464288513
1255
16283
SH
DFND
13, 35
0
0
16283
ISHARES TR
INTRM TR CRP ETF
464288638
3511
63929
SH
SOLE
0
0
63929
ISHARES TR
EAFE GRWTH ETF
464288885
1166
16393
SH
DFND
26, 46
0
0
16393
ISHARES TR
CORE MSCI EAFE
46432F842
338
6776
SH
SOLE
0
0
6776
ISHARES TR
MSCI UK ETF NEW
46435G334
223
9325
SH
SOLE
0
0
9325
ISHARES TR
MSCI EAFE SMCP
46435G839
512
22387
SH
SOLE
0
0
22387
ISHARES TR
BROAD USD HIGH
46435U853
918
25873
SH
SOLE
0
0
25873
ITT INC
COM
45073V108
14811
326511
SH
DFND
36
0
0
326511
JOHNSON & JOHNSON
COM
478160104
1012
7718
SH
DFND
9, 10, 11, 29, 30, 36, 21, 41, 44
0
0
7718
JPMORGAN CHASE & CO
COM
46625H100
630
7001
SH
DFND
5, 9, 11, 18, 30, 34, 36
0
0
7001
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
226
2706
SH
DFND
31, 16, 20, 36, 45
0
0
2706
KIMBERLY CLARK CORP
COM
494368103
304
2376
SH
DFND
9, 18, 30, 36, 21, 44
0
0
2376
KINDER MORGAN INC DEL
COM
49456B101
216
15546
SH
DFND
9, 10, 33, 36, 41
0
0
15546
KINIKSA PHARMACEUTICALS LTD
COM CL A
G5269C101
305
19700
SH
SOLE
0
0
19700
KOHLS CORP
COM
500255104
160
10959
SH
DFND
10, 36, 21, 44
0
0
10959
L3HARRIS TECHNOLOGIES INC
COM
502431109
1313
7291
SH
DFND
11, 31, 36
0
0
7291
LEAP THERAPEUTICS INC
COM
52187K101
101
64165
SH
SOLE
0
0
64165
LINDE PLC
SHS
G5494J103
358
2071
SH
DFND
7, 18, 26, 36, 21, 40
0
0
2071
LKQ CORP
COM
501889208
246
11996
SH
DFND
36, 21, 42
0
0
11996
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
27
18070
SH
DFND
12, 32
0
0
18070
LULULEMON ATHLETICA INC
COM
550021109
555
2927
SH
DFND
46
0
0
2927
MASTERCARD INC
CL A
57636Q104
1238
5126
SH
DFND
1, 7, 34, 36, 37, 38
0
0
5126
MCDONALDS CORP
COM
580135101
255
1545
SH
DFND
8, 11 29, 30, 36, 21
0
0
1545
MCKESSON CORP
COM
58155Q103
1571
11612
SH
DFND
36
0
0
11612
MEDTRONIC PLC
SHS
G5960L103
303
3355
SH
DFND
5, 10, 31, 29, 30, 34, 36
0
0
3355
MERCADOLIBRE INC
COM
58733R102
699
1432
SH
DFND
20, 27, 28
0
0
1432
MERCK & CO. INC
COM
58933Y105
3324
43201
SH
DFND
8, 10, 29, 36, 21, 41, 44
0
0
43201
METTLER TOLEDO INTERNATIONAL
COM
592688105
617
894
SH
DFND
16, 27, 21, 46
0
0
894
MICROSOFT CORP
COM
594918104
4764
30207
SH
DFND
1, 5, 7, 8, 10, 11, 18, 19, 29, 30, 34, 36, 38, 40, 41
0
0
30207
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
108
14259
SH
DFND
27
0
0
14259
MONDELEZ INTL INC
CL A
609207105
211
4206
SH
DFND
7, 29, 30, 36, 40
0
0
4206
MSCI INC
COM
55354G100
566
1958
SH
DFND
15, 17, 20, 27
0
0
1958
NABRIVA THERAPEUTICS PLC
SHS
G63637105
23
39400
SH
SOLE
0
0
39400
NETFLIX INC
COM
64110L106
449
1196
SH
DFND
36
0
0
1196
NICE LTD
SPONSORED ADR
653656108
279
1945
SH
DFND
20
0
0
1945
NIKE INC
CL B
654106103
902
10901
SH
DFND
1, 7, 11, 15, 36, 37, 38, 21, 40
0
0
10901
NORFOLK SOUTHERN CORP
COM
655844108
497
3403
SH
DFND
9, 29, 30, 36, 41
0
0
3403
NORTHROP GRUMMAN CORP
COM
666807102
306
1011
SH
DFND
10, 36, 45
0
0
1011
NORTONLIFELOCK INC
COM
668771108
214
11433
SH
DFND
36
0
0
11433
NOVARTIS A G
SPONSORED ADR
66987V109
346
4200
SH
DFND
5, 11, 32, 20, 28, 30
0
0
4200
NOVO-NORDISK A S
ADR
670100205
225
3736
SH
DFND
11, 20, 28, 38, 40
0
0
3736
NRG ENERGY INC
COM NEW
629377508
329
12068
SH
DFND
36, 21, 44
0
0
12068
NVIDIA CORP
COM
67066G104
319
1208
SH
DFND
15, 34, 36
0
0
1208
OMNICOM GROUP INC
COM
681919106
508
9247
SH
DFND
10, 36, 21, 44
0
0
9247
OSI ETF TR
OSHARS FTSE US
67110P407
376
12953
SH
DFND
8
0
0
12953
PAYPAL HLDGS INC
COM
70450Y103
954
9963
SH
DFND
5, 15, 19, 36, 38, 40
0
0
9963
PFIZER INC
COM
717081103
420
12868
SH
DFND
9, 10, 18, 29, 30, 34, 36, 41, 44
0
0
12868
PHILIP MORRIS INTL INC
COM
718172109
204
2794
SH
DFND
18, 29, 36, 21, 41, 44
0
0
2794
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
426
4965
SH
DFND
13
0
0
4965
POOL CORPORATION
COM
73278L105
265
1349
SH
DFND
16, 17, 25
0
0
1349
POWER INTEGRATIONS INC
COM
739276103
205
2321
SH
DFND
17, 25
0
0
2321
PROCTER & GAMBLE CO
COM
742718109
589
5355
SH
DFND
10, 11, 18, 29, 30, 36, 45
0
0
5355
PROSHARES TR
S&P MDCP 400 DIV
74347B680
720
16000
SH
SOLE
0
0
16000
PROSHARES TR
HD REPLICATION
74347X294
3526
82899
SH
SOLE
0
0
82899
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
465
10357
SH
DFND
10, 29, 36
0
0
10357
PULTE GROUP INC
COM
745867101
252
11292
SH
DFND
36, 21
0
0
11292
QTS RLTY TR INC
COM CL A
74736A103
232
4002
SH
DFND
17, 25, 28
0
0
4002
RALPH LAUREN CORP
CL A
751212101
319
4773
SH
DFND
10, 36, 21
0
0
4773
REGENERON PHARMACEUTICALS
COM
75886F107
833
1705
SH
DFND
36, 38, 40
0
0
1705
RESMED INC
COM
761152107
820
5569
SH
DFND
16, 17, 36, 46
0
0
5569
S&P GLOBAL INC
COM
78409V104
215
878
SH
DFND
36
0
0
878
SALESFORCE COM INC
COM
79466L302
961
6672
SH
DFND
10, 15, 36, 38, 40
0
0
6672
SAP SE
SPON ADR
803054204
310
2802
SH
DFND
12, 20, 26, 28, 30, 38, 43
0
0
2802
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
3178
61428
SH
DFND
44
0
0
61428
SERVICENOW INC
COM
81762P102
840
2931
SH
DFND
12, 36, 37, 38
0
0
2931
SHOPIFY INC
CL A
82509L107
713
1711
SH
DFND
27, 46
0
0
1711
SIBANYE STILLWATER LTD
SPONSORED ADR
82575P107
105
22272
SH
DFND
20
0
0
22272
SIMON PPTY GROUP INC NEW
COM
828806109
212
3863
SH
DFND
3, 10, 14, 28, 29, 36, 21
0
0
3863
SMITH & NEPHEW GROUP PLC
SPDN ADR NEW
83175M205
709
19771
SH
DFND
12, 20, 27, 46
0
0
19771
SOUTHERN CO
COM
842587107
941
17373
SH
DFND
11, 36, 21, 45
0
0
17373
SOUTHWEST AIRLS CO
COM
844741108
260
7295
SH
DFND
36, 21
0
0
7295
SPDR GOLD TRUST
GOLD SHS
78463V107
2039
13775
SH
SOLE
0
0
13775
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
563
19087
SH
SOLE
0
0
19087
SPDR S&P 500 ETF TR
TR UNIT
78462F103
14228
55202
SH
DFND
6
0
0
55202
SPDR SER TR
S&P 400 MDCP GRW
78464A821
218
5093
SH
SOLE
0
0
5093
SPDR SER TR
PORTFOLIO SH TSR
78468R101
2815
91627
SH
SOLE
0
0
91627
SPDR SER TR
BLOMBERG BRC INV
78468R200
1096
37285
SH
SOLE
0
0
37285
SPDR SER TR
BLOOMBERG SRT TR
78468R408
459
19480
SH
DFND
13
0
0
19480
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
1563
16501
SH
DFND
13
0
0
16501
SPDR SER TR
SSGA US SMAL ETF
78468R887
350
5300
SH
SOLE
0
0
5300
STARBUCKS CORP
COM
855244109
546
8308
SH
DFND
1, 7, 29, 36, 38, 21
0
0
8308
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
1077
22531
SH
DFND
32, 26, 27, 46
0
0
22531
TAL EDUCATION GROUP
SPONSORED ADS
874080104
225
4233
SH
DFND
20, 27
0
0
4233
TREVENA INC
COM
89532E109
14
25000
SH
SOLE
0
0
25000
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
28
12750
SH
DFND
27
0
0
12750
UNITED RENTALS INC
COM
911363109
300
2919
SH
DFND
16, 34, 36, 21
0
0
2919
UNITED STATES OIL FUND LP
UNITS
91232N108
51
12114
SH
SOLE
0
0
12114
UNITEDHEALTH GROUP INC
COM
91324P102
330
1325
SH
DFND
11, 31, 15, 29, 36, 40
0
0
1325
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
231
2591
SH
SOLE
0
0
2591
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
488
5933
SH
SOLE
0
0
5933
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
343
1449
SH
SOLE
0
0
1449
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
824
11794
SH
DFND
35
0
0
11794
VANGUARD INDEX FDS
MID CAP ETF
922908629
218
1658
SH
SOLE
0
0
1658
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
706
5961
SH
SOLE
0
0
5961
VANGUARD INDEX FDS
SMALL CP ETF
922908751
254
2204
SH
SOLE
0
0
2204
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
408
12173
SH
SOLE
0
0
12173
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
458
10573
SH
SOLE
0
0
10573
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
1481
28000
SH
SOLE
0
0
28000
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
3697
59299
SH
DFND
44
0
0
59299
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
222
2549
SH
SOLE
0
0
2549
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
228
6846
SH
SOLE
0
0
6846
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
2633
37220
SH
SOLE
0
0
37220
VERASTEM INC
COM
92337C104
79
30000
SH
SOLE
0
0
30000
VEREIT INC
COM
92339V100
51
10356
SH
DFND
3, 14, 28, 42
0
0
10356
VERIZON COMMUNICATIONS INC
COM
92343V104
3634
67642
SH
DFND
10, 29, 36, 41
0
0
67642
VIACOMCBS INC
CL B
92556H206
520
37089
SH
DFND
11, 36, 42, 44
0
0
37089
VISA INC
COM CL A
92826C839
1593
9886
SH
DFND
7, 10, 15, 19, 30, 34, 36, 37, 38, 40, 41
0
0
9886
WALMART INC
COM
931142103
236
2074
SH
DFND
9, 10, 29, 36
0
0
2074
WELLS FARGO CO NEW
COM
949746101
364
12691
SH
DFND
9, 10, 11, 29, 36, 41
0
0
12691
WELLTOWER INC
COM
95040Q104
240
5250
SH
DFND
3, 14, 28, 36
0
0
5250
WISDOMTREE TR
US MIDCAP DIVID
97717W505
937
38765
SH
SOLE
0
0
38765
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
266
14752
SH
SOLE
0
0
14752
XEROX HOLDINGS CORP
COM NEW
98421M106
245
12910
SH
DFND
36, 21
0
0
12910
XYLEM INC
COM
98419M100
302
4632
SH
DFND
7, 16
0
0
4632
ZOETIS INC
CL A
98978V103
1122
9533
SH
DFND
1, 7, 10, 16, 19, 30, 36, 38
0
0
9533
ZTO EXPRESS CAYMAN INC
SPONSORED ADS A
98980A105
212
7988
SH
DFND
20
0
0
7988