VP, Managing Partner

0001398344-16-014429.txt : 20160622 0001398344-16-014429.hdr.sgml : 20160622 20160622104929 ACCESSION NUMBER: 0001398344-16-014429 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20160622 DATE AS OF CHANGE: 20160622 EFFECTIVENESS DATE: 20160622 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Catamount Wealth Management CENTRAL INDEX KEY: 0001677443 IRS NUMBER: 571167756 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17475 FILM NUMBER: 161725918 BUSINESS ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-226-0603 MAIL ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677443 XXXXXXXX 06-30-2015 06-30-2015 false Catamount Wealth Management

943 Post Rd East Westport CT 06880

13F HOLDINGS REPORT 028-17475 N Laurie Stefanowicz VP, Managing Partner 203-226-0603 /s/ Laurie Stefanowicz Westport CT 06-17-2016 0 211 129147 INFORMATION TABLE 2 fp0019943_13fhr-table.xml 13F INFORMATION TABLE AMAZON COM INC COM Stock 023135106 5858 13495 SH SOLE 13495 0 0 SIRIUS XM HLDGS INC COM Stock 82968B103 1 150 SH SOLE 150 0 0 POWERSHARES QQQ TR ETF 73935A104 7856 73369 SH SOLE 73369 0 0 STARBUCKS CORP COM Stock 855244109 4284 79900 SH SOLE 79900 0 0 IMMUNOCELLULAR THERAPEUTICS COM Stock 452536105 0 1000 SH SOLE 1000 0 0 ALLEGHENY TECHNOLOGIES INC COM Stock 01741R102 1 46 SH SOLE 46 0 0 MONSANTO CO Stock 61166W101 7 68 SH SOLE 68 0 0 ANTHEM INC COM Stock 036752103 4 25 SH SOLE 25 0 0 JOHNSON & JOHNSON COM Stock 478160104 557 5714 SH SOLE 5714 0 0 ISHARES MSCI ITALY CAPPED ETF ETF 464286855 0 22 SH SOLE 22 0 0 ISHARES MSCI SPAIN CAPPED ETF ETF 464286764 0 9 SH SOLE 9 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 18 136 SH SOLE 136 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 7 172 SH SOLE 172 0 0 BOSTON SCIENTIFIC CORP COM Stock 101137107 159 8973 SH SOLE 8973 0 0 BAYTEX ENERGY CORP COM Stock 07317Q105 16 1000 SH SOLE 1000 0 0 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR ADR 71654V408 4 400 SH SOLE 400 0 0 PROCTER & GAMBLE CO COM Stock 742718109 117 1500 SH SOLE 1500 0 0 COCA COLA CO Stock 191216100 144 3680 SH SOLE 3680 0 0 ISHARES U.S. HEALTHCARE ETF ETF 464287762 1 8 SH SOLE 8 0 0 ENTERPRISE PRODS PARTNERS L P COM MLP 293792107 61 2050 SH SOLE 2050 0 0 OCCIDENTAL PETE CORP DEL COM Stock 674599105 8 100 SH SOLE 100 0 0 INTEL CORP COM Stock 458140100 2 50 SH SOLE 50 0 0 RELIANCE STEEL & ALUMINUM CO COM Stock 759509102 9 150 SH SOLE 150 0 0 MSA SAFETY INC COM Stock 553498106 0 10 SH SOLE 10 0 0 MEDTRONIC PLC SHS Stock G5960L103 8 103 SH SOLE 103 0 0 ISHARES U.S. FINANCIALS ETF ETF 464287788 1 13 SH SOLE 13 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 70 400 SH SOLE 400 0 0 PEOPLES UNITED FINANCIAL INC COM Stock 712704105 530 32672 SH SOLE 32672 0 0 SPDR S&P SEMICONDUCTOR ETF ETF 78464A862 154 1785 SH SOLE 1785 0 0 MERCK & CO INC NEW COM Stock 58933Y105 20 360 SH SOLE 360 0 0 SPDR S&P 500 TRUST ETF 78462F103 11041 53637 SH SOLE 53637 0 0 MCKESSON CORP COM Stock 58155Q103 3392 15090 SH SOLE 15090 0 0 MASTERCARD INC CL A Stock 57636Q104 168 1800 SH SOLE 1800 0 0 ALLSTATE CORP COM Stock 020002101 19 300 SH SOLE 300 0 0 ISHARES TIPS BOND ETF ETF 464287176 1 12 SH SOLE 12 0 0 DU PONT E I DE NEMOURS & CO COM Stock 263534109 448 7000 SH SOLE 7000 0 0 SMUCKER J M CO COM NEW Stock 832696405 0 2 SH SOLE 2 0 0 ISHARES GLOBAL HEALTHCARE ETF ETF 464287325 1 11 SH SOLE 11 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 25 595 SH SOLE 595 0 0 DIREXION DAILY TECHNOLOGY BULL 3X SHARES ETF 25459W102 28 800 SH SOLE 800 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 5194 111430 SH SOLE 111429 0 0 FEDEX CORP COM Stock 31428X106 2518 14775 SH SOLE 14775 0 0 PEPSICO INC COM Stock 713448108 50 536 SH SOLE 536 0 0 ISHARES GLOBAL CONSUMER DISCRETIONARY ETF ETF 464288745 1 14 SH SOLE 14 0 0 UNILEVER N V N Y SHS NEW ADR 904784709 76 1820 SH SOLE 1820 0 0 GUGGENHEIM CHINA SMALL CAP ETF ETF 18383Q853 0 6 SH SOLE 6 0 0 HONEYWELL INTL INC COM Stock 438516106 54 526 SH SOLE 526 0 0 FORD MTR CO DEL COM PAR $0.01 Stock 345370860 11 700 SH SOLE 700 0 0 US BANCORP DEL COM NEW Stock 902973304 23 532 SH SOLE 532 0 0 BP PLC SPONSORED ADR ADR 055622104 28 700 SH SOLE 700 0 0 BAXTER INTL INC COM Stock 071813109 52 750 SH SOLE 750 0 0 SPDR BARCLAYS INTERNATIONAL TREASURY BOND ETF ETF 78464A334 1 34 SH SOLE 34 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 116 1553 SH SOLE 1553 0 0 SOUTHERN CO COM Stock 842587107 17 400 SH SOLE 400 0 0 NORTHSTAR RLTY FIN CORP COM REIT 66704R803 143 8994 SH SOLE 8994 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 67 681 SH SOLE 681 0 0 REYNOLDS AMERICAN INC COM Stock 761713106 22 292 SH SOLE 292 0 0 WEBSTER FINL CORP CONN COM Stock 947890109 20 500 SH SOLE 500 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 6192 45490 SH SOLE 45490 0 0 WEYERHAEUSER CO COM REIT 962166104 3 100 SH SOLE 100 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 2 31 SH SOLE 31 0 0 EXELON CORP COM Stock 30161N101 6 202 SH SOLE 202 0 0 UNILEVER PLC SPON ADR NEW ADR 904767704 6 136 SH SOLE 136 0 0 COMCAST CORP NEW CL A Stock 20030N101 3786 62960 SH SOLE 62960 0 0 WHOLE FOODS MKT INC COM Stock 966837106 4 100 SH SOLE 100 0 0 MICROSOFT CORP COM Stock 594918104 44 1000 SH SOLE 1000 0 0 CVS HEALTH CORP COM Stock 126650100 92 881 SH SOLE 881 0 0 VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETF ETF 92206C706 1 16 SH SOLE 16 0 0 NIKE INC CLASS B Stock 654106103 86 800 SH SOLE 800 0 0 CORESITE RLTY CORP COM REIT 21870Q105 5 100 SH SOLE 100 0 0 NXP SEMICONDUCTORS NV COM Stock N6596X109 3050 31060 SH SOLE 31060 0 0 NORFOLK SOUTHERN CORP COM Stock 655844108 105 1200 SH SOLE 1200 0 0 BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT MLP G16258108 18 600 SH SOLE 600 0 0 VANGUARD FTSE EUROPE ETF ETF 922042874 2 41 SH SOLE 41 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 59 700 SH SOLE 700 0 0 ASTRAZENECA PLC SPONSORED ADR ADR 046353108 32 500 SH SOLE 500 0 0 SOUTH JERSEY INDS INC COM Stock 838518108 14 556 SH SOLE 556 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 23 395 SH SOLE 394 0 0 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 2 100 SH SOLE 100 0 0 PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN MLP 726503105 20 450 SH SOLE 450 0 0 LILLY ELI & CO COM Stock 532457108 58 700 SH SOLE 700 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 10 75 SH SOLE 75 0 0 PPL CORP COM Stock 69351T106 62 2100 SH SOLE 2100 0 0 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 5 66 SH SOLE 66 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 20 157 SH SOLE 157 0 0 POWERSHARES SENIOR LOAN PORTFOLIO ETF 73936Q769 1 30 SH SOLE 30 0 0 NUANCE COMMUNICATIONS INC COM Stock 67020Y100 1 50 SH SOLE 50 0 0 UNDER ARMOUR INC CL A Stock 904311107 2103 25202 SH SOLE 25202 0 0 SPECTRA ENERGY CORP COM Stock 847560109 8 259 SH SOLE 259 0 0 SKECHERS U S A INC CL A Stock 830566105 12 105 SH SOLE 105 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 2 39 SH SOLE 39 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 22 294 SH SOLE 293 0 0 AMERICAN ELEC PWR INC COM Stock 025537101 7 123 SH SOLE 123 0 0 MAGNACHIP SEMICONDUCTOR CORP N COM Stock 55933J203 3 355 SH SOLE 355 0 0 EVERSOURCE ENERGY COM Stock 30040W108 22 478 SH SOLE 478 0 0 VANGUARD FTSE PACIFIC ETF ETF 922042866 1 11 SH SOLE 11 0 0 ISHARES MSCI SINGAPORE ETF ETF 464286673 0 18 SH SOLE 18 0 0 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 4 35 SH SOLE 35 0 0 ALLERGAN PLC SHS Stock G0177J108 7310 24090 SH SOLE 24090 0 0 TIME WARNER CABLE INC CL A Stock 88732J207 42 234 SH SOLE 234 0 0 INVENTERGY GLOBAL INC COM NEW Stock 46123X409 0 5 SH SOLE 5 0 0 MARRIOTT VACATIONS WRLDWDE CP COM Stock 57164Y107 4 40 SH SOLE 40 0 0 LIGAND PHARMACEUTICALS INC COM NEW Stock 53220K504 5 50 SH SOLE 50 0 0 VISA INC COM CL A Stock 92826C839 7019 104522 SH SOLE 104522 0 0 WPX ENERGY INC COM Stock 98212B103 4 333 SH SOLE 333 0 0 ISHARES MSCI INDIA INDEX FUND ETF 46429B598 0 5 SH SOLE 5 0 0 COHEN & STEERS INC COM Stock 19247A100 7 215 SH SOLE 215 0 0 PHILLIPS 66 COM Stock 718546104 37 454 SH SOLE 454 0 0 PACIFIC COAST OIL TR UNIT BEN INT Stock 694103102 24 6000 SH SOLE 6000 0 0 FACEBOOK INC CL A Stock 30303M102 23295 271617 SH SOLE 271617 0 0 AMERICAN AIRLS GROUP INC COM Stock 02376R102 60 1500 SH SOLE 1500 0 0 ADAMS DIVERSIFIED EQUITY FD COM CEF 006212104 1 70 SH SOLE 70 0 0 PALO ALTO NETWORKS INC COM Stock 697435105 4084 23380 SH SOLE 23380 0 0 CELGENE CORP COM Stock 151020104 1672 14451 SH SOLE 14451 0 0 BROADCOM LTD SHS Stock Y0486S104 133 1000 SH SOLE 1000 0 0 MONDELEZ INTL INC CL A Stock 609207105 16 400 SH SOLE 400 0 0 PROSHARES ULTRASHORT 20+ YEAR TREASURY ETF 74347B201 100 2000 SH SOLE 2000 0 0 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 922020805 2 37 SH SOLE 37 0 0 JOHNSON CTLS INC COM Stock 478366107 37 743 SH SOLE 743 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 16 500 SH SOLE 500 0 0 ISHARES GLOBAL UTILITIES ETF ETF 464288711 1 23 SH SOLE 23 0 0 KINDER MORGAN INC DEL COM Stock 49456B101 9 245 SH SOLE 245 0 0 KROGER CO COM Stock 501044101 22 300 SH SOLE 300 0 0 EOG RES INC COM Stock 26875P101 13 150 SH SOLE 150 0 0 ABBVIE INC COM Stock 00287Y109 172 2566 SH SOLE 2566 0 0 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 1 15 SH SOLE 15 0 0 BLACKSTONE GROUP L P COM UNIT LTD MLP 09253U108 25 600 SH SOLE 600 0 0 YAHOO INC COM Stock 984332106 1 25 SH SOLE 25 0 0 QUALCOMM INC COM Stock 747525103 5 79 SH SOLE 79 0 0 FIRST NBC BK HLDG CO COM Stock 32115D106 5 134 SH SOLE 134 0 0 CISCO SYS INC COM Stock 17275R102 36 1325 SH SOLE 1325 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 1 23 SH SOLE 23 0 0 ISHARES RUSSELL MID-CAP ETF ETF 464287499 24 140 SH SOLE 140 0 0 AETNA INC COM Stock 00817Y108 57 451 SH SOLE 450 0 0 AT&T INC COM Stock 00206R102 3844 108208 SH SOLE 108207 0 0 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 4 75 SH SOLE 75 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 14 37 SH SOLE 37 0 0 GENERAL ELECTRIC CO COM Stock 369604103 69 2603 SH SOLE 2603 0 0 TIME WARNER INC Stock 887317303 100 1141 SH SOLE 1141 0 0 SKYWORKS SOLUTIONS INC COM Stock 83088M102 2502 24030 SH SOLE 24030 0 0 TWITTER INC COM Stock 90184L102 72 2000 SH SOLE 2000 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 3 34 SH SOLE 34 0 0 EV ENERGY PARTNERS LP COM UNITS MLP 26926V107 3 230 SH SOLE 230 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 7 60 SH SOLE 60 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 1 7 SH SOLE 7 0 0 CIGNA CORPORATION COM Stock 125509109 30 187 SH SOLE 187 0 0 VALEANT PHARMACEUTICALS INTL I COM Stock 91911K102 604 2720 SH SOLE 2720 0 0 SUNTRUST BKS INC COM Stock 867914103 17 400 SH SOLE 400 0 0 WELLS FARGO & CO NEW COM Stock 949746101 83 1475 SH SOLE 1475 0 0 UNION PAC CORP COM Stock 907818108 234 2450 SH SOLE 2450 0 0 TRANSOCEAN LTD REG SHS Stock H8817H100 2 118 SH SOLE 118 0 0 ISHARES GOVERNMENT/CREDIT BOND ETF ETF 464288596 1 10 SH SOLE 10 0 0 SPDR DJ EURO STOXX 50 ETF ETF 78463X202 0 4 SH SOLE 4 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 65 500 SH SOLE 500 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 3547 52347 SH SOLE 52347 0 0 INTL PAPER CO COM Stock 460146103 5 100 SH SOLE 100 0 0 CHEVRON CORP NEW COM Stock 166764100 25 261 SH SOLE 261 0 0 CONOCOPHILLIPS COM Stock 20825C104 56 904 SH SOLE 904 0 0 TJX COS INC NEW COM Stock 872540109 5 70 SH SOLE 70 0 0 BANK AMER CORP COM Stock 060505104 4583 269254 SH SOLE 269253 0 0 VANECK VECTORS RUSSIA ETF ETF 92189F403 0 11 SH SOLE 11 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 2 25 SH SOLE 25 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 393 2413 SH SOLE 2413 0 0 ORACLE CORP COM Stock 68389X105 8 200 SH SOLE 200 0 0 UNITED TECHNOLOGIES CORP COM Stock 913017109 4 40 SH SOLE 40 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 1 16 SH SOLE 16 0 0 TEXAS INSTRS INC COM Stock 882508104 10 185 SH SOLE 185 0 0 SPDR BARCLAYS CAPITAL INTERNATIONAL TREASURY BOND ETF ETF 78464A516 1 23 SH SOLE 23 0 0 PFIZER INC COM Stock 717081103 129 3850 SH SOLE 3850 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 1 5 SH SOLE 5 0 0 MORGAN STANLEY Stock 617446448 1749 45077 SH SOLE 45076 0 0 USA TECHNOLOGIES INC COM NO PAR Stock 90328S500 4 1300 SH SOLE 1300 0 0 AMERICAN EXPRESS Stock 025816109 120 1543 SH SOLE 1542 0 0 PENN WEST PETE LTD NEW COM Stock 707887105 3 2000 SH SOLE 2000 0 0 APPLIED MATLS INC COM Stock 038222105 13 660 SH SOLE 660 0 0 POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO ETF 73936T573 1 25 SH SOLE 25 0 0 FIRST TRUST DOW JONES INTERNET INDEX FUND ETF 33733E302 6 94 SH SOLE 94 0 0 WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND ETF 97717W315 5 110 SH SOLE 110 0 0 AMERIGAS PARTNERS L P UNIT L P INT MLP 030975106 15 320 SH SOLE 320 0 0 WILLIAMS COS INC DEL COM Stock 969457100 57 1000 SH SOLE 1000 0 0 ISHARES MSCI SOUTH KOREA CAPPED ETF ETF 464286772 0 6 SH SOLE 6 0 0 TIME INC NEW COM Stock 887228104 3 119 SH SOLE 119 0 0 ISHARES U.S. CONSUMER SERVICES ETF ETF 464287580 1 8 SH SOLE 8 0 0 VERITIV CORP COM Stock 923454102 0 1 SH SOLE 1 0 0 ABERDEEN ASIA PACIFIC INCOM FD COM CEF 003009107 14 2907 SH SOLE 2907 0 0 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT MLP G16252101 5 105 SH SOLE 105 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 4 22 SH SOLE 22 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 19 150 SH SOLE 150 0 0 AQUA AMERICA INC COM Stock 03836W103 8 330 SH SOLE 330 0 0 WGL HLDGS INC COM Stock 92924F106 3 50 SH SOLE 50 0 0 AMARIN CORP PLC SPONS ADR NEW ADR 023111206 0 50 SH SOLE 50 0 0 ISHARES CORE US CREDIT BOND ETF ETF 464288620 1 10 SH SOLE 10 0 0 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 4 49 SH SOLE 49 0 0 PHILIP MORRIS INTL INC COM Stock 718172109 3 40 SH SOLE 40 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 10 100 SH SOLE 100 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 111 1671 SH SOLE 1671 0 0 ALTRIA GROUP INC COM Stock 02209S103 1674 34218 SH SOLE 34218 0 0 DOMINION RES INC VA NEW COM Stock 25746U109 76 1133 SH SOLE 1133 0 0 EXXON MOBIL CORP COM Stock 30231G102 308 3705 SH SOLE 3705 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 3 25 SH SOLE 25 0 0 EATON CORP PLC SHS Stock G29183103 16 232 SH SOLE 232 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 49 750 SH SOLE 750 0 0 ISHARES U.S. PHARMACEUTICALS ETF ETF 464288836 77 440 SH SOLE 440 0 0 ISHARES CHINA LARGE-CAP ETF ETF 464287184 0 4 SH SOLE 4 0 0 FRONTIER COMMUNICATIONS CORP COM Stock 35906A108 13 2647 SH SOLE 2647 0 0 ISHARES MSCI EAFE ETF ETF 464287465 41 649 SH SOLE 649 0 0 APPLE INC Stock 037833100 4513 35984 SH SOLE 35984 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 12 300 SH SOLE 300 0 0 ABBOTT LABS COM Stock 002824100 118 2400 SH SOLE 2400 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 96 845 SH SOLE 845 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 23 220 SH SOLE 220 0 0