SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Negrotto Donna S

(Last) (First) (Middle)
C/O PINNACLE ENTERTAINMENT, INC.
3980 HOWARD HUGHES PARKWAY

(Street)
LAS VEGAS NV 89169

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2016
3. Issuer Name and Ticker or Trading Symbol
Pinnacle Entertainment, Inc. [ PNK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Sec. and General Counsel
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 50,811 D
Common Stock 1,164 I By 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) (1) 05/23/2023 Common Stock 32,000 $10.19 D
Stock Options (Right to Buy) (2) 04/28/2023 Common Stock 5,000 $11.51 D
Stock Options (Right to Buy) (3) 10/05/2022 Common Stock 7,431 $10.55 D
Stock Options (Right to Buy) (4) 05/20/2021 Common Stock 4,490 $6.97 D
Stock Options (Right to Buy) (5) 08/13/2020 Common Stock 16,000 $6.5 D
Stock Options (Right to Buy) (6) 05/21/2020 Common Stock 3,478 $6.19 D
Stock Options (Right to Buy) (7) 05/22/2019 Common Stock 6,000 $2.86 D
Stock Options (Right to Buy) (8) 09/15/2016 Common Stock 4,930 $3.33 D
Stock Options (Right to Buy) (9) 05/24/2018 Common Stock 6,000 $4.22 D
Stock Options (Right to Buy) (10) 07/20/2017 Common Stock 8,900 $3 D
Stock Options (Right to Buy (11) 06/06/2018 Common Stock 10,000 $3.92 D
Stock Options (Right to Buy) (12) 05/20/2018 Common Stock 7,000 $4.35 D
Explanation of Responses:
1. The stock options vest and become exercisable in four equal annual installments beginning on May 23, 2017.
2. The stock options vest and become exercisable in four equal annual installments beginning on April 28, 2017.
3. The stock options vest and become exercisable in four annual installments beginning on October 5, 2016. The stock options become exercisable as to 1,858 shares of common stock on October 5, 2016, October 5, 2017 and October 5, 2018, respectively. The stock options become exercisable as to the remaining 1,857 shares of common stock on October 5, 2019.
4. The stock options vest and become exercisable in four annual installments beginning on May 20, 2015. The stock options became exercisable as to 1,222 shares of common stock on May 20, 2015 and May 20, 2016, respectively. The stock options become exercisable as to 1,123 shares of common stock on May 20, 2017, and May 20, 2018, respectively.
5. The stock options vest and become exercisable in four annual installments beginning on August 13, 2014. The stock options became exercisable as 4,000 shares on August 13, 2014 and August 13, 2015, respectively. The stock options become exercisable as to 4,000 shares of common stock on August 13, 2016 and August 13, 2017, respectively.
6. The stock options vest and become exercisable in four annual installments beginning on May 21, 2014. The stock options became exercisable as to 869 shares of common stock on May 21, 2014, 870 shares of common stock on May 21, 2015, and 869 shares of common stock on May 21, 2016. The stock options become exercisable as to the remaining 870 shares of common stock on May 21, 2017.
7. The stock options vested and became exercisable in four equal annual installments beginning on May 22, 2013. As of the date of this Form 3, the stock options are fully vested and exercisable.
8. The stock options vested and became exercisable on September 9, 2012. As of the date of this Form 3, the stock options are fully vested and exercisable.
9. The stock options vested and became exercisable in four equal annual installments beginning on May 24, 2012. As of the date of this Form 3, the stock options are fully vested and exercisable.
10. The stock options vested and became exercisable in four equal annual installments beginning on July 20, 2011. As of the date of this Form 3, the stock options are fully vested and exercisable.
11. The stock options vested and became exercisable in four equal annual installments beginning on June 6, 2009. As of the date of this Form 3, the stock options are fully vested and exercisable.
12. The stock options vested and became exercisable in four equal annual installments beginning on May 20, 2009. As of the date of this Form 3, the stock options are fully vested and exercisable.
Remarks:
/s/ Elliot D. Hoops, Attorney-In-Fact for Donna S. Negrotto 07/01/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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