0001677253-21-000003.txt : 20210517 0001677253-21-000003.hdr.sgml : 20210517 20210517104142 ACCESSION NUMBER: 0001677253-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Intellectus Partners, LLC CENTRAL INDEX KEY: 0001677253 IRS NUMBER: 474402155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17869 FILM NUMBER: 21928435 BUSINESS ADDRESS: STREET 1: 1050 BATTERY STREET STREET 2: SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-795-7830 MAIL ADDRESS: STREET 1: 1050 BATTERY STREET STREET 2: SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677253 XXXXXXXX 03-31-2021 03-31-2021 Intellectus Partners, LLC

1050 BATTERY STREET SUITE 100 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-17869 N Tina Chan 415-795-7830 Tina Chan San Francisco CA 05-17-2021 0 246 364095 false INFORMATION TABLE 2 13FIntellectusQ12021.xml 3M Company Equity 88579Y101 1103 5723 SH SOLE 0 0 5723 Abbott Laboratories Equity 002824100 1519 12679 SH SOLE 0 0 12679 Abbvie Inc Com Equity 00287Y109 458 4235 SH SOLE 0 0 4235 Accenture PLC Equity G1151C101 1265 4578 SH SOLE 0 0 4578 Adobe SYS Inc Equity 00724F101 2900 6101 SH SOLE 0 0 6101 Advance Auto Parts Equity 00751Y106 657 3576 SH SOLE 0 0 3576 Albemarle Corp Com Equity 012653101 345 2354 SH SOLE 0 0 2354 Alexion Pharm Inc. Equity 015351109 349 2284 SH SOLE 0 0 2284 Alibaba Group Equity 01609W102 4450 19629 SH SOLE 0 0 19629 Align Technology Inc Equity 016255101 730 1348 SH SOLE 0 0 1348 Alphabet Inc Cap STK CL A Equity 02079K305 5350 2594 SH SOLE 0 0 2594 Alphabet Inc Cap STK CL C Equity 02079K107 8560 4138 SH SOLE 0 0 4138 Alps ETF TR Alerian (MLP) Equity 00162Q452 1005 32965 SH SOLE 0 0 32965 Alteryx Inc Com CL A Equity 02156B103 263 3175 SH SOLE 0 0 3175 Altria Group Inc Equity 02209S103 657 12626 SH SOLE 0 0 12626 Amazon.Com Inc Equity 023135106 13370 4321 SH SOLE 0 0 4321 Amgen Inc Equity 031162100 825 3316 SH SOLE 0 0 3316 Anthem Inc Com Equity 036752103 984 2740 SH SOLE 0 0 2740 Appharvest Inc Com Equity 03783T103 967 52850 SH SOLE 0 0 52850 Apple Inc Equity 037833100 3350 27427 SH SOLE 0 0 27427 Applied Materials Equity 038222105 1194 8938 SH SOLE 0 0 8938 Arista Networks Inc Equity 040413106 1906 6314 SH SOLE 0 0 6314 AT&T Inc Com Equity 00206R102 312 10319 SH SOLE 0 0 10319 Autodesk Inc Equity 052769106 872 3145 SH SOLE 0 0 3145 Baidu Inc Equity 056752108 949 4362 SH SOLE 0 0 4362 Bank New York Equity 064058100 231 4885 SH SOLE 0 0 4885 Bank Of America Equity 060505104 826 21338 SH SOLE 0 0 21338 Baozun Inc ADR Each Equity 06684L103 4615 121000 SH SOLE 0 0 121000 Baxter Intl Inc Equity 071813109 661 7820 SH SOLE 0 0 7820 Berkshire Hathaway Equity 084670702 3145 12311 SH SOLE 0 0 12311 Biogen Inc Com Equity 09062X103 673 2404 SH SOLE 0 0 2404 Bioline RX LTD Spon Equity 09071M205 113 40500 SH SOLE 0 0 40500 BlackRock Inc Equity 09247X101 357 474 SH SOLE 0 0 474 BlackRock Muni Inter Duration Equity 09253X102 1117 73974 SH SOLE 0 0 73974 BlackRock Muniyield Equity 09253W104 245 17000 SH SOLE 0 0 17000 BlackRock Muniyield Equity 09254M105 283 19123 SH SOLE 0 0 19123 BlackRock Taxable Municipal Bond Trust Equity 09248X100 2317 94005 SH SOLE 0 0 94005 BlackRock Va Mun BD Equity 092481100 366 22290 SH SOLE 0 0 22290 Blackstone Group Inc Equity 09260D107 3460 46430 SH SOLE 0 0 46430 Bloom Energy Corp Equity 093712107 865 31976 SH SOLE 0 0 31976 Boeing Co Equity 097023105 747 2931 SH SOLE 0 0 2931 Bristol Myers Squibb Equity 110122108 2013 31640 SH SOLE 0 0 31640 C S X Corp Equity 126408103 1196 12407 SH SOLE 0 0 12407 Call NTLA @ $85.0 Exp May 21, 2021 Derivative 45826J105 134 15900 SH SOLE 0 0 15900 Call SDS @ $11.0 Exp Jun 18, 2021 Derivative 74347B903 40 65000 SH SOLE 0 0 65000 Call SDS @ $12.0 Exp Jun 18, 2021 Derivative 74347B903 4 10000 SH SOLE 0 0 10000 Call SDS @ $13.0 Exp Jun 18, 2021 Derivative 74347B903 35 120000 SH SOLE 0 0 120000 Cameco Corp Com NPV Equity 13321L108 1137 68450 SH SOLE 0 0 68450 Carparts Com Inc Com Equity 14427M107 1799 126000 SH SOLE 0 0 126000 Caterpillar Inc Equity 149123101 1330 5737 SH SOLE 0 0 5737 Centene Corp Del Equity 15135B101 564 8820 SH SOLE 0 0 8820 Check Point Software Equity M22465104 322 2878 SH SOLE 0 0 2878 Cisco SYS Inc Com Equity 17275R102 1297 25091 SH SOLE 0 0 25091 Citigroup Inc Equity 172967424 1324 18194 SH SOLE 0 0 18194 Clorox Co Del Equity 189054109 602 3120 SH SOLE 0 0 3120 Clover Health Equity 18914F103 313 41345 SH SOLE 0 0 41345 Coca Cola Co Equity 191216100 638 12006 SH SOLE 0 0 12006 Cognizant Tech Equity 192446102 488 6241 SH SOLE 0 0 6241 Colgate-Palmolive Co Equity 194162103 627 7958 SH SOLE 0 0 7958 Comcast Corp New Equity 20030N101 1437 26553 SH SOLE 0 0 26553 Constellation Brands Equity 21036P108 2957 12969 SH SOLE 0 0 12969 Cortexyme Inc Com Equity 22053A107 794 22050 SH SOLE 0 0 22050 Crispr Therapeutics Equity H17182108 1239 10170 SH SOLE 0 0 10170 Cummins Inc Equity 231021106 1008 3892 SH SOLE 0 0 3892 CVS Health Corp Equity 126650100 634 8426 SH SOLE 0 0 8426 Delta Air Lines Inc Equity 247361702 2900 60066 SH SOLE 0 0 60066 Direxion SHS ETF TR (DLY S&P500 BR 1X) Equity 25460E869 310 18000 SH SOLE 0 0 18000 Disney Walt Co Equity 254687106 1636 8864 SH SOLE 0 0 8864 Docusign Inc Equity 256163106 213 1050 SH SOLE 0 0 1050 DoubleLine Income Solutions Equity 258622109 3317 182633 SH SOLE 0 0 182633 Doubleline Opportunistic Credit Equity 258623107 3056 154799 SH SOLE 0 0 154799 Draftkings Inc Com Equity 26142R104 2134 34800 SH SOLE 0 0 34800 DuPont De Nemours Equity 26614N102 924 11962 SH SOLE 0 0 11962 Eaton Vance SR FLTNG Equity 27828Q105 514 37242 SH SOLE 0 0 37242 Emerson Electric Co Equity 291011104 1060 11749 SH SOLE 0 0 11749 Facebook Inc Com Equity 30303M102 10435 35431 SH SOLE 0 0 35431 Fedex Corp Com Equity 31428X106 1792 6298 SH SOLE 0 0 6298 Financial Select Sector SPDR ETF Equity 81369Y605 728 21373 SH SOLE 0 0 21373 First Solar Inc Com Equity 336433107 1527 17486 SH SOLE 0 0 17486 Fluidigm Corporation Equity 34385P108 528 116768 SH SOLE 0 0 116768 Fox Factory Holding Equity 35138V102 213 1675 SH SOLE 0 0 1675 Freeport Mcmoran Equity 35671D857 2182 66262 SH SOLE 0 0 66262 Gartner Inc Equity 366651107 767 4204 SH SOLE 0 0 4204 General Dynamics CRP Equity 369550108 862 4747 SH SOLE 0 0 4747 General Electric Co Equity 369604103 899 68431 SH SOLE 0 0 68431 General Mills Inc Equity 370334104 1058 17252 SH SOLE 0 0 17252 Gilead Sciences Inc Equity 375558103 3383 52338 SH SOLE 0 0 52338 Globalstar Inc Com Equity 378973408 533 394500 SH SOLE 0 0 394500 Glycomimetics Inc Equity 38000Q102 244 81000 SH SOLE 0 0 81000 Goldman Sachs ETF Equity 381430545 691 7329 SH SOLE 0 0 7329 Goldman Sachs Group Equity 38141G104 3248 9931 SH SOLE 0 0 9931 Harbor Custom Equity 41150T108 1058 333846 SH SOLE 0 0 333846 Hershey Co Equity 427866108 680 4301 SH SOLE 0 0 4301 Home Depot Inc Com Equity 437076102 1668 5463 SH SOLE 0 0 5463 Honeywell Intl Inc Equity 438516106 2285 10525 SH SOLE 0 0 10525 Illumina Inc Com Equity 452327109 6314 16439 SH SOLE 0 0 16439 Infinera Corp New Equity 45667G103 3023 313950 SH SOLE 0 0 313950 Intel Corp Equity 458140100 1105 17265 SH SOLE 0 0 17265 Intellia Therapeutics Inc Equity 45826J105 4472 55725 SH SOLE 0 0 55725 Intuitive Surgical Equity 46120E602 497 672 SH SOLE 0 0 672 Invesco Equity 46138E206 470 16996 SH SOLE 0 0 16996 Invesco DB Commdy (indx TRCK FD Unit) Equity 46138B103 387 23309 SH SOLE 0 0 23309 Invesco Exchange (traded FD TR S&P500 Eql WGT) Equity 46137V357 1657 11700 SH SOLE 0 0 11700 Invesco Exchng Equity 46138E537 261 9754 SH SOLE 0 0 9754 Invesco Exchng (traded FD TR II S&P500 Low Vol) Equity 46138E354 284 4878 SH SOLE 0 0 4878 Invesco QQQ Nasdaq ETF Equity 46090E103 947 2967 SH SOLE 0 0 2967 Ion Acquisition Corp Equity G49392106 819 81000 SH SOLE 0 0 81000 Iovance Equity 462260100 1347 42550 SH SOLE 0 0 42550 iShares Edge MSCI Min Vol USA ETF Equity 46429B697 1217 17583 SH SOLE 0 0 17583 iShares Expanded Tech-Software Sect ETF Equity 464287515 1169 3425 SH SOLE 0 0 3425 iShares Gold Trust Equity 464285105 962 59156 SH SOLE 0 0 59156 iShares Inc Core MSCI Emerging MKTS ETF Equity 46434G103 377 5860 SH SOLE 0 0 5860 iShares JPM USD Em Mkts Bond ETF Equity 464288281 1749 16062 SH SOLE 0 0 16062 iShares MSCI EAFE FD Equity 464287465 366 4819 SH SOLE 0 0 4819 iShares MSCI Emerging Markets ETF Equity 464287234 1941 36396 SH SOLE 0 0 36396 iShares Nasdaq Biotechnology ETF Equity 464287556 3568 23699 SH SOLE 0 0 23699 iShares National Muni Bond ETF Equity 464288414 424 3656 SH SOLE 0 0 3656 iShares PHLX Semiconductor ETF Equity 464287523 322 760 SH SOLE 0 0 760 iShares Russell 2000 ETF Equity 464287655 820 3711 SH SOLE 0 0 3711 iShares S&P 500 Equity 464287408 766 5425 SH SOLE 0 0 5425 iShares S&P 500 Growth ETF Equity 464287309 371 5696 SH SOLE 0 0 5696 iShares Silver TR Equity 46428Q109 4455 196256 SH SOLE 0 0 196256 iShares TIPS Bond Equity 464287176 1048 8347 SH SOLE 0 0 8347 iShares TR 10-20 YR (TRS Etf) Equity 464288653 371 2650 SH SOLE 0 0 2650 iShares TR MBS ETF Equity 464288588 426 3926 SH SOLE 0 0 3926 iShares TR MSCI (china Etf) Equity 46429B671 1457 17837 SH SOLE 0 0 17837 iShares Trust 0-5 YR (invt Grade Corp BD FD Etf) Equity 46434V100 279 5392 SH SOLE 0 0 5392 iShares Trust 1-3 Year Treasury Bond ETF Equity 464287457 268 3113 SH SOLE 0 0 3113 iShares US Utilities (etf) Equity 464287697 635 7976 SH SOLE 0 0 7976 Jacobs Engineering Group Inc Equity 469814107 233 1803 SH SOLE 0 0 1803 Johnson & Johnson Equity 478160104 1173 7137 SH SOLE 0 0 7137 JPMorgan Chase & Co Equity 46625H100 3182 20900 SH SOLE 0 0 20900 Kansas City Equity 485170302 662 2505 SH SOLE 0 0 2505 Kiromic Biopharma Equity 497634105 359 38150 SH SOLE 0 0 38150 Kla-Tencor Corp Com Equity 482480100 2663 8059 SH SOLE 0 0 8059 Kraneshares TR (quadrtc Int RT) Equity 500767736 300 10500 SH SOLE 0 0 10500 Lean Hogs Index Cme Equity 502431109 1084 5350 SH SOLE 0 0 5350 Liberty Broadband CL C Equity 530307305 531 3534 SH SOLE 0 0 3534 Lincoln National Equity 534187109 1105 17742 SH SOLE 0 0 17742 Lockheed Martin Corp Equity 539830109 5853 15841 SH SOLE 0 0 15841 Luminar Technologies Equity 550424105 1055 43400 SH SOLE 0 0 43400 LYFT Inc CL A Com Equity 55087P104 1452 22975 SH SOLE 0 0 22975 Markel Corp HLDG Co Equity 570535104 625 548 SH SOLE 0 0 548 Masco Corp Equity 574599106 238 3974 SH SOLE 0 0 3974 Mastercard Inc CL A Equity 57636Q104 1199 3368 SH SOLE 0 0 3368 McDonalds Corp Equity 580135101 1536 6853 SH SOLE 0 0 6853 Mckesson Corp Equity 58155Q103 623 3188 SH SOLE 0 0 3188 MFS High Yield Mun Equity 59318E102 75 16818 SH SOLE 0 0 16818 Micron Technology Equity 595112103 2086 23646 SH SOLE 0 0 23646 Microsoft Corp Equity 594918104 6382 27069 SH SOLE 0 0 27069 MSCI Inc Equity 55354G100 329 786 SH SOLE 0 0 786 Nano Dimension LTD Equity 63008G203 334 38913 SH SOLE 0 0 38913 Netflix Inc Com Equity 64110L106 829 1589 SH SOLE 0 0 1589 Newmont MNG Corp Equity 651639106 4198 69654 SH SOLE 0 0 69654 Nike Inc Class B Equity 654106103 613 4604 SH SOLE 0 0 4604 Northrop Grumman Equity 666807102 1106 3416 SH SOLE 0 0 3416 Novartis A G Sponsored ADR Equity 66987V109 520 6080 SH SOLE 0 0 6080 Nuvation Bio Inc Com Equity 67080N101 1039 99424 SH SOLE 0 0 99424 Nvidia Corp Equity 67066G104 1091 2043 SH SOLE 0 0 2043 O Reilly Automotive Equity 67103H107 766 1511 SH SOLE 0 0 1511 Oracle Corp Com Equity 68389X105 1573 22413 SH SOLE 0 0 22413 Pagseguro Digital Equity G68707101 2164 46733 SH SOLE 0 0 46733 Paypal HLDGS Inc Com Equity 70450Y103 8938 36808 SH SOLE 0 0 36808 Pepsico Inc Equity 713448108 1184 8373 SH SOLE 0 0 8373 Pfizer Inc Equity 717081103 2415 66654 SH SOLE 0 0 66654 PIMCO Calif Mun Equity 72201C109 190 17950 SH SOLE 0 0 17950 PIMCO ETF TR Active (BD Etf) Equity 72201R775 318 2902 SH SOLE 0 0 2902 PIMCO ETF TR Enhanced Short Mat Active ETF Equity 72201R833 1183 11613 SH SOLE 0 0 11613 PPG Industries Equity 693506107 701 4664 SH SOLE 0 0 4664 Principal Real Equity 74255X104 217 16085 SH SOLE 0 0 16085 Progressive Corp Equity 743315103 409 4278 SH SOLE 0 0 4278 ProShares TR Equity 74347B201 1152 53000 SH SOLE 0 0 53000 ProShares TR Short Equity 74347B425 712 42502 SH SOLE 0 0 42502 ProShares Ultrapro (short QQQ) Equity 74347G861 1745 133000 SH SOLE 0 0 133000 Pyxis Tankers Inc Derivative Y71726122 21 32000 SH SOLE 0 0 32000 Qualcomm Inc Equity 747525103 1534 11570 SH SOLE 0 0 11570 Quest Diagnostics Equity 74834L100 362 2817 SH SOLE 0 0 2817 Raytheon Equity 75513E101 414 5357 SH SOLE 0 0 5357 Regeneron Equity 75886F107 1166 2465 SH SOLE 0 0 2465 Relay Therapeutics Equity 75943R102 859 24855 SH SOLE 0 0 24855 Salesforce Com Inc Equity 79466L302 2105 9937 SH SOLE 0 0 9937 Schwab Strategic TR (us TIPS Etf) Equity 808524870 634 10364 SH SOLE 0 0 10364 Seagate Technology Equity G7945M107 488 6304 SH SOLE 0 0 6304 Sector Spdr Health Care ETF Equity 81369Y209 796 6820 SH SOLE 0 0 6820 Sector SPDR TR SHS Ben Int Energy Equity 81369Y506 1016 20710 SH SOLE 0 0 20710 Servicenow Inc Com Equity 81762P102 1019 2038 SH SOLE 0 0 2038 Skillz Inc Com Equity 83067L109 1851 97202 SH SOLE 0 0 97202 Skyworks Solutions Equity 83088M102 683 3720 SH SOLE 0 0 3720 Snowflake Inc CL A Equity 833445109 396 1726 SH SOLE 0 0 1726 SPDR Blackstone/Gso Senior Loan ETF Equity 78467V608 439 9600 SH SOLE 0 0 9600 SPDR Gold TR Gold Shs Equity 78463V107 7352 45963 SH SOLE 0 0 45963 SPDR Index SHS FDS Equity 78463X533 444 14804 SH SOLE 0 0 14804 SPDR S&P Biotech Sector ETF Equity 78464A870 1216 8966 SH SOLE 0 0 8966 SPDR Ser TR SPDR (bloomberg) Equity 78468R663 641 7000 SH SOLE 0 0 7000 SPDR Ser TR SPDR (bloomberg) Equity 78468R663 824 9000 SH SOLE 0 0 9000 SPDR Nuveen Blmbg Barclays ST MunBd ETF Equity 78468R739 767 15480 SH SOLE 0 0 15480 Spotify Technology Equity L8681T102 707 2640 SH SOLE 0 0 2640 Square Inc CL A Equity 852234103 2235 9845 SH SOLE 0 0 9845 Stanley Black & Decker Equity 854502101 364 1825 SH SOLE 0 0 1825 Starbucks Corp Com USD0.01 Equity 855244109 2261 20692 SH SOLE 0 0 20692 Stoneco LTD Com Equity G85158106 1232 20125 SH SOLE 0 0 20125 Sysco Corp Equity 871829107 531 6711 SH SOLE 0 0 6711 Target Corp Com Equity 87612E106 943 4759 SH SOLE 0 0 4759 Teladoc Health Inc Equity 87918A105 1691 9305 SH SOLE 0 0 9305 Tesla Motors Inc Com Equity 88160R101 14033 21009 SH SOLE 0 0 21009 TJX Cos Inc New Com Equity 872540109 299 4519 SH SOLE 0 0 4519 Total S A Sponsored Equity 89151E109 629 13293 SH SOLE 0 0 13293 Twilio Inc CL A Equity 90138F102 661 1940 SH SOLE 0 0 1940 Twist Bioscience Equity 90184D100 3475 28058 SH SOLE 0 0 28058 Tyson Foods Inc Class A Equity 902494103 1215 16355 SH SOLE 0 0 16355 Uber Technologies Equity 90353T100 2674 49062 SH SOLE 0 0 49062 Unilever PLC Spon Adr New Equity 904767704 592 10601 SH SOLE 0 0 10601 UNION PACIFIC CORP Equity 907818108 1044 4737 SH SOLE 0 0 4737 United Parcel SVC Equity 911312106 1028 6048 SH SOLE 0 0 6048 Unitedhealth Group Equity 91324P102 984 2645 SH SOLE 0 0 2645 Urban-Gro Inc Com Equity 91704K202 139 16500 SH SOLE 0 0 16500 Valero Energy Corp Equity 91913Y100 220 3068 SH SOLE 0 0 3068 Valvoline Inc Com Equity 92047W101 400 15340 SH SOLE 0 0 15340 Vaneck Vectors ETF (TR Retail Etf) Equity 92189F684 453 2742 SH SOLE 0 0 2742 Vanguard Index FDS Equity 922908769 641 3100 SH SOLE 0 0 3100 Vanguard Index FDS Equity 922908736 995 3870 SH SOLE 0 0 3870 Vanguard Index FDS Equity 922908363 2353 6458 SH SOLE 0 0 6458 Vanguard Index FDS (vanguard Small Cap Growth Vipers Formerly Vanguard) Equity 922908595 310 1130 SH SOLE 0 0 1130 Vanguard Index FDS Midcap Growth ETF Equity 922908538 258 1204 SH SOLE 0 0 1204 Vanguard Index TR Equity 922908652 756 4272 SH SOLE 0 0 4272 Vanguard Index US Reit ETF Equity 922908553 689 7500 SH SOLE 0 0 7500 Vanguard Intl Equity Equity 922042874 521 8265 SH SOLE 0 0 8265 Vanguard Intl Equity (index FD Inc FTSE All-World Ex-US Index FD ETF SHS) Equity 922042775 524 8637 SH SOLE 0 0 8637 Vanguard Malvern FDS (short-Term Inflation Protected Secs Index FD ETF SHS) Equity 922020805 1963 38080 SH SOLE 0 0 38080 Vanguard Scottsdale Fds Vanguard Short-Term Corporate Bd Index Fd ETF SHS Equity 92206C409 719 8714 SH SOLE 0 0 8714 Vanguard Sector Equity 92204A306 252 3710 SH SOLE 0 0 3710 Vanguard Short-Term Bond ETF Equity 921937827 2084 25362 SH SOLE 0 0 25362 Vanguard Total Intl Stock Index ETF Equity 921909768 773 12323 SH SOLE 0 0 12323 Vanguard Value ETF Equity 922908744 2523 19188 SH SOLE 0 0 19188 Vanguard Whitehall FDS High Dividend Yields ETF SHS Equity 921946406 1568 15511 SH SOLE 0 0 15511 Varonis System Equity 922280102 14090 274449 SH SOLE 0 0 274449 Verizon Equity 92343V104 1062 18270 SH SOLE 0 0 18270 Viasat Inc Equity 92552V100 2747 57150 SH SOLE 0 0 57150 Virgin Galactic Equity 92766K106 1097 35812 SH SOLE 0 0 35812 Virtus Allianzgi (convertible Com) Equity 92838X102 74 13016 SH SOLE 0 0 13016 Visa Inc Com CL A Equity 92826C839 1719 8120 SH SOLE 0 0 8120 Vision Marine Equity C96657116 276 36750 SH SOLE 0 0 36750 Wal-Mart Stores Inc Equity 931142103 1013 7426 SH SOLE 0 0 7426 Workday Inc Class A Equity 98138H101 1360 5475 SH SOLE 0 0 5475 Zoetis Inc Com Equity 98978V103 1085 6892 SH SOLE 0 0 6892 Zoom Video Equity 98980L101 1952 6074 SH SOLE 0 0 6074