CHIEF COMPLIANCE OFFICER

0001677253-20-000005.txt : 20201116 0001677253-20-000005.hdr.sgml : 20201116 20201116114033 ACCESSION NUMBER: 0001677253-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Intellectus Partners, LLC CENTRAL INDEX KEY: 0001677253 IRS NUMBER: 474402155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17869 FILM NUMBER: 201314707 BUSINESS ADDRESS: STREET 1: 1050 BATTERY STREET STREET 2: SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-795-7830 MAIL ADDRESS: STREET 1: 1050 BATTERY STREET STREET 2: SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677253 XXXXXXXX 09-30-2020 09-30-2020 Intellectus Partners, LLC

1050 BATTERY STREET SUITE 100 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-17869 N Tina Chan CHIEF COMPLIANCE OFFICER (415) 795-7830 Tina Chan San Francisco CA 11-16-2020 0 207 264659 false INFORMATION TABLE 2 13FIntellectusQ32020.xml 3M Company Common Stock 88579Y101 827 5163 SH SOLE 0 0 5163 Abbott Laboratories Common Stock 002824100 1336 12280 SH SOLE 0 0 12280 Abbvie Inc Com Common Stock 00287Y109 1129 12889 SH SOLE 0 0 12889 Accenture PLC Common Stock G1151C101 1036 4584 SH SOLE 0 0 4584 Adobe SYS Inc Common Stock 00724F101 3132 6386 SH SOLE 0 0 6386 Advance Auto Parts Common Stock 00751Y106 480 3125 SH SOLE 0 0 3125 Albemarle Corp Com Common Stock 012653101 269 3000 SH SOLE 0 0 3000 Alexion Pharm Inc. Common Stock 015351109 384 3358 SH SOLE 0 0 3358 Alibaba Group Common Stock 01609W102 5145 17501 SH SOLE 0 0 17501 Align Technology Inc Common Stock 016255101 890 2720 SH SOLE 0 0 2720 Allianzgi Conv & Common Stock 018828103 70 15270 SH SOLE 0 0 15270 Alphabet Inc Cap STK CL A Common Stock 02079K305 3956 2699 SH SOLE 0 0 2699 Alphabet Inc Cap STK CL C Common Stock 02079K107 6647 4523 SH SOLE 0 0 4523 Alps ETF TR Alerian (MLP) ETF 00162Q452 694 34746 SH SOLE 0 0 34746 Altria Group Inc Common Stock 02209S103 366 9261 SH SOLE 0 0 9261 Amazon.Com Inc Common Stock 023135106 12371 3929 SH SOLE 0 0 3929 Amgen Inc Common Stock 031162100 822 3236 SH SOLE 0 0 3236 Anthem Inc Com Common Stock 036752103 689 2564 SH SOLE 0 0 2564 Apple Inc Common Stock 037833100 3395 29319 SH SOLE 0 0 29319 Applied Materials Common Stock 038222105 543 9141 SH SOLE 0 0 9141 Arista Networks Inc Common Stock 040413106 1616 7809 SH SOLE 0 0 7809 Autodesk Inc Common Stock 052769106 879 3806 SH SOLE 0 0 3806 Automatic Data Processing Inc Common Stock 053015103 639 4548 SH SOLE 0 0 4548 Baidu Inc Common Stock 056752108 2333 18430 SH SOLE 0 0 18430 Bank Of America Common Stock 060505104 460 19097 SH SOLE 0 0 19097 Baozun Inc ADR Each Common Stock 06684L103 3931 121000 SH SOLE 0 0 121000 Berkshire Hathaway Common Stock 084670702 2303 10816 SH SOLE 0 0 10816 Best Inc Spon Ads Common Stock 08653C106 38 12527 SH SOLE 0 0 12527 Biogen Inc Com Common Stock 09062X103 606 2135 SH SOLE 0 0 2135 BlackRock Build Amer Common Stock 09248X100 1913 73786 SH SOLE 0 0 73786 BlackRock Muni Common Stock 09253X102 1345 95539 SH SOLE 0 0 95539 BlackRock Muniyield Common Stock 09254M105 341 24541 SH SOLE 0 0 24541 BlackRock Muniyield Common Stock 09253W104 229 17000 SH SOLE 0 0 17000 BlackRock Va Mun BD Common Stock 092481100 362 22067 SH SOLE 0 0 22067 Blackstone Group Inc Common Stock 09260D107 2209 42316 SH SOLE 0 0 42316 Bloom Energy Corp Common Stock 093712107 1411 78507 SH SOLE 0 0 78507 Booking HLDGS Inc Common Stock 09857L108 294 172 SH SOLE 0 0 172 Bristol Myers Squibb Common Stock 110122108 1858 30815 SH SOLE 0 0 30815 Broadcom Inc Com Common Stock 11135F101 10458 28706 SH SOLE 0 0 28706 C S X Corp Common Stock 126408103 1008 12972 SH SOLE 0 0 12972 Call TBT @ $17.0 Exp Mar 19, 2021 Option 74347B901 10 10000 SH Call SOLE 0 0 10000 Caterpillar Inc Common Stock 149123101 1476 9898 SH SOLE 0 0 9898 Centene Corp Del Common Stock 15135B101 235 4037 SH SOLE 0 0 4037 Ciena Corp New Common Stock 171779309 250 6300 SH SOLE 0 0 6300 Cisco SYS Inc Com Common Stock 17275R102 624 15844 SH SOLE 0 0 15844 Citigroup Inc Common Stock 172967424 717 16639 SH SOLE 0 0 16639 Cognizant Tech Common Stock 192446102 309 4445 SH SOLE 0 0 4445 Comcast Corp New Common Stock 20030N101 616 13312 SH SOLE 0 0 13312 Constellation Brands Common Stock 21036P108 1349 7118 SH SOLE 0 0 7118 Cortexyme Inc Com Common Stock 22053A107 265 5300 SH SOLE 0 0 5300 Crispr Therapeutics Common Stock H17182108 790 9445 SH SOLE 0 0 9445 Cummins Inc Common Stock 231021106 791 3748 SH SOLE 0 0 3748 CVS Health Corp Common Stock 126650100 390 6686 SH SOLE 0 0 6686 Delta Air Lines Inc Common Stock 247361702 2032 66461 SH SOLE 0 0 66461 Deutsche Bank AG Ord Common Stock D18190898 248 29537 SH SOLE 0 0 29537 Direxion Shares ETF (trust Nasdaq-100) ETF 25459Y207 259 4011 SH SOLE 0 0 4011 Direxion SHS ETF TR (DLY S&P500 BR 1X) ETF 25460E869 1149 55200 SH SOLE 0 0 55200 Disney Walt Co Common Stock 254687106 1160 9349 SH SOLE 0 0 9349 Dollar Gen Corp New Common Stock 256677105 761 3632 SH SOLE 0 0 3632 Doubleline Common Stock 258623107 2866 150346 SH SOLE 0 0 150346 Doubleline Income Common Stock 258622109 2455 153250 SH SOLE 0 0 153250 DuPont De Nemours Common Stock 26614N102 607 10949 SH SOLE 0 0 10949 Eaton Vance SR FLTNG Common Stock 27828Q105 662 56948 SH SOLE 0 0 56948 Electronic Arts Common Stock 285512109 857 6571 SH SOLE 0 0 6571 Emerson Electric Co Common Stock 291011104 688 10493 SH SOLE 0 0 10493 Facebook Inc Com Common Stock 30303M102 8618 32906 SH SOLE 0 0 32906 Fedex Corp Com Common Stock 31428X106 927 3676 SH SOLE 0 0 3676 First Solar Inc Com Common Stock 336433107 1788 27010 SH SOLE 0 0 27010 First TR Stoxx ETF 33735T109 139 13584 SH SOLE 0 0 13584 Fluidigm Corporation Common Stock 34385P108 589 79261 SH SOLE 0 0 79261 Freeport Mcmoran Common Stock 35671D857 1204 76962 SH SOLE 0 0 76962 Gartner Inc Common Stock 366651107 492 3939 SH SOLE 0 0 3939 General Dynamics CRP Common Stock 369550108 509 3674 SH SOLE 0 0 3674 General Electric Co Common Stock 369604103 397 63568 SH SOLE 0 0 63568 General Mills Inc Common Stock 370334104 957 15523 SH SOLE 0 0 15523 Gilead Sciences Inc Common Stock 375558103 3252 51470 SH SOLE 0 0 51470 Globalstar Inc Com Common Stock 378973408 34 110000 SH SOLE 0 0 110000 Goldman Sachs ETF ETF 381430545 580 7479 SH SOLE 0 0 7479 Goldman Sachs Group Common Stock 38141G104 1844 9176 SH SOLE 0 0 9176 Gores Metropoulos Common Stock 382872109 660 57800 SH SOLE 0 0 57800 Harbor Custom Common Stock 41150T108 129 23416 SH SOLE 0 0 23416 Home Depot Inc Com Common Stock 437076102 802 2887 SH SOLE 0 0 2887 Honeywell Intl Inc Common Stock 438516106 1349 8194 SH SOLE 0 0 8194 Illumina Inc Com Common Stock 452327109 3929 12713 SH SOLE 0 0 12713 Infinera Corp New Common Stock 45667G103 1130 183400 SH SOLE 0 0 183400 Innovator Etfs TR (ibd 50 Etf) ETF 45782C102 210 5630 SH SOLE 0 0 5630 Intel Corp Common Stock 458140100 711 13727 SH SOLE 0 0 13727 Intellia Therapeutics Inc Common Stock 45826J105 908 45650 SH SOLE 0 0 45650 Intuitive Surgical Common Stock 46120E602 380 536 SH SOLE 0 0 536 Invesco ETF 46138E206 465 16827 SH SOLE 0 0 16827 Invesco Exchng ETF 46138E537 206 7754 SH SOLE 0 0 7754 Invesco Exchng (traded FD TR II S&P500 Low Vol) ETF 46138E354 226 4214 SH SOLE 0 0 4214 Invesco QQQ Nasdaq ETF ETF 46090E103 1430 5140 SH SOLE 0 0 5140 Iovance Common Stock 462260100 1144 34750 SH SOLE 0 0 34750 iShares ETF 464287556 3142 23200 SH SOLE 0 0 23200 iShares Core S&P 500 ETF ETF 464287200 399 1187 SH SOLE 0 0 1187 iShares Edge MSCI Min Vol USA ETF ETF 46429B697 1813 28451 SH SOLE 0 0 28451 iShares Inc Core MSCI Emerging MKTS ETF ETF 46434G103 385 7296 SH SOLE 0 0 7296 iShares MSCI EAFE FD ETF 464287465 435 6830 SH SOLE 0 0 6830 iShares MSCI Emerging Markets ETF ETF 464287234 1174 26637 SH SOLE 0 0 26637 iShares National Amt ETF 464288414 337 2909 SH SOLE 0 0 2909 iShares Russell 2000 ETF ETF 464287655 566 3778 SH SOLE 0 0 3778 iShares Silver TR ETF 46428Q109 619 28600 SH SOLE 0 0 28600 iShares TIPS Bond ETF 464287176 726 5740 SH SOLE 0 0 5740 iShares TR JP Mor Em Mk ETF ETF 464288281 989 8922 SH SOLE 0 0 8922 iShares TR MBS ETF ETF 464288588 494 4473 SH SOLE 0 0 4473 iShares TR MSCI (china Etf) ETF 46429B671 977 13172 SH SOLE 0 0 13172 iShares TR Na Tec (SFTWR Etf) ETF 464287515 1025 3295 SH SOLE 0 0 3295 iShares TR US Treas (BD Etf) ETF 46429B267 281 10041 SH SOLE 0 0 10041 iShares Trust 0-5 YR (invt Grade Corp BD FD Etf) ETF 46434V100 587 11272 SH SOLE 0 0 11272 iShares US Utilities (etf) ETF 464287697 941 6446 SH SOLE 0 0 6446 Johnson & Johnson Common Stock 478160104 1153 7746 SH SOLE 0 0 7746 JPMorgan Chase & Co Common Stock 46625H100 1856 19277 SH SOLE 0 0 19277 Kansas City Common Stock 485170302 481 2653 SH SOLE 0 0 2653 Kla-Tencor Corp Com Common Stock 482480100 1809 9335 SH SOLE 0 0 9335 Liberty Broadband CL C Common Stock 530307305 466 3259 SH SOLE 0 0 3259 Lilly Eli &co Com Common Stock 532457108 572 3861 SH SOLE 0 0 3861 Lockheed Martin Corp Common Stock 539830109 3839 10017 SH SOLE 0 0 10017 LYFT Inc CL A Com Common Stock 55087P104 860 31200 SH SOLE 0 0 31200 Mastercard Inc CL A Common Stock 57636Q104 1117 3303 SH SOLE 0 0 3303 Mckesson Corp Common Stock 58155Q103 459 3074 SH SOLE 0 0 3074 Medallia Inc Com Common Stock 584021109 263 9600 SH SOLE 0 0 9600 Micron Technology Common Stock 595112103 1122 23900 SH SOLE 0 0 23900 Microsoft Corp Common Stock 594918104 5350 25436 SH SOLE 0 0 25436 MSCI Inc Common Stock 55354G100 342 960 SH SOLE 0 0 960 Nano Dimension LTD Common Stock 63008G203 103 35937 SH SOLE 0 0 35937 Netflix Inc Com Common Stock 64110L106 265 530 SH SOLE 0 0 530 Newmont MNG Corp Common Stock 651639106 2862 45114 SH SOLE 0 0 45114 Nike Inc Class B Common Stock 654106103 565 4495 SH SOLE 0 0 4495 Northrop Grumman Common Stock 666807102 800 2536 SH SOLE 0 0 2536 Novartis A G Sponsored ADR Common Stock 66987V109 543 6243 SH SOLE 0 0 6243 Nvidia Corp Common Stock 67066G104 1135 2098 SH SOLE 0 0 2098 O Reilly Automotive Common Stock 67103H107 524 1136 SH SOLE 0 0 1136 Oracle Corp Com Common Stock 68389X105 1277 21388 SH SOLE 0 0 21388 Otis Worldwide Corp Common Stock 68902V107 296 4743 SH SOLE 0 0 4743 Pagseguro Digital Common Stock G68707101 1629 43208 SH SOLE 0 0 43208 Panacea Acquisition Common Stock 698102209 892 74300 SH SOLE 0 0 74300 Paypal HLDGS Inc Com Common Stock 70450Y103 7596 38554 SH SOLE 0 0 38554 Pepsico Inc Common Stock 713448108 471 3399 SH SOLE 0 0 3399 Pfizer Inc Common Stock 717081103 1680 45767 SH SOLE 0 0 45767 PIMCO Calif Mun Common Stock 72201C109 107 10042 SH SOLE 0 0 10042 PIMCO ETF TR Active (BD Etf) ETF 72201R775 308 2742 SH SOLE 0 0 2742 PIMCO ETF TR Enhanced Short Mat Active ETF ETF 72201R833 1241 12172 SH SOLE 0 0 12172 PPG Industries Common Stock 693506107 522 4279 SH SOLE 0 0 4279 Principal Real Common Stock 74255X104 178 16601 SH SOLE 0 0 16601 Progressive Corp Common Stock 743315103 527 5570 SH SOLE 0 0 5570 ProShares TR ETF 74347B201 236 15000 SH SOLE 0 0 15000 ProShares TR Short ETF 74347B425 2820 138787 SH SOLE 0 0 138787 ProShares TR Short (QQQ New) ETF 74347B714 1496 90400 SH SOLE 0 0 90400 Qualcomm Inc Common Stock 747525103 1326 11268 SH SOLE 0 0 11268 Quest Diagnostics Common Stock 74834L100 322 2816 SH SOLE 0 0 2816 Raytheon Common Stock 75513E101 301 5228 SH SOLE 0 0 5228 Regeneron Common Stock 75886F107 1261 2252 SH SOLE 0 0 2252 Revolve Group Inc CL Common Stock 76156B107 1013 61650 SH SOLE 0 0 61650 Salesforce Com Inc Common Stock 79466L302 2020 8037 SH SOLE 0 0 8037 Seagate Technology Common Stock G7945M107 470 9413 SH SOLE 0 0 9413 Sector Spdr Health Care ETF ETF 81369Y209 865 8196 SH SOLE 0 0 8196 Sector SPDR TR SHS Ben Int Energy ETF 81369Y506 409 13669 SH SOLE 0 0 13669 Sector SPDR TR SHS Ben Int Financial ETF 81369Y605 307 12737 SH SOLE 0 0 12737 Servicenow Inc Com Common Stock 81762P102 952 1962 SH SOLE 0 0 1962 Sos Limited Spon Ads Common Stock 83587W106 21 11013 SH SOLE 0 0 11013 SPDR Gold TR Gold Shs ETF 78463V107 3338 18844 SH SOLE 0 0 18844 SPDR Index SHS FDS ETF 78463X533 225 9266 SH SOLE 0 0 9266 SPDR S&P 500 ETF TR TR Unit ETF 78462F103 447 1330 SH SOLE 0 0 1330 SPDR S&P Biotech Sector ETF ETF 78464A870 550 4936 SH SOLE 0 0 4936 SPDR Ser TR Nuvn BR ETF 78468R739 1058 21207 SH SOLE 0 0 21207 SPDR Ser TR SPDR (bloomberg) ETF 78468R663 909 9928 SH SOLE 0 0 9928 SPDR Ser TR SPDR (bloomberg) ETF 78468R663 481 5260 SH SOLE 0 0 5260 SPDR Series Trust (blomberg BRC Inv) ETF 78468R200 291 9504 SH SOLE 0 0 9504 Square Inc CL A Common Stock 852234103 1777 10930 SH SOLE 0 0 10930 Starbucks Corp Com USD0.01 Common Stock 855244109 1764 20535 SH SOLE 0 0 20535 Stoneco LTD Com Common Stock G85158106 867 16400 SH SOLE 0 0 16400 Sysco Corp Common Stock 871829107 383 6162 SH SOLE 0 0 6162 Target Corp Com Common Stock 87612E106 646 4104 SH SOLE 0 0 4104 Te Connectivity LTD F Common Stock H84989104 602 6158 SH SOLE 0 0 6158 Tesla Motors Inc Com Common Stock 88160R101 11850 27622 SH SOLE 0 0 27622 TJX Cos Inc New Com Common Stock 872540109 251 4519 SH SOLE 0 0 4519 Total S A Sponsored Common Stock 89151E109 396 11268 SH SOLE 0 0 11268 Twilio Inc CL A Common Stock 90138F102 247 1000 SH SOLE 0 0 1000 Twist Bioscience Common Stock 90184D100 2162 28458 SH SOLE 0 0 28458 Twitter Inc Com Common Stock 90184L102 413 9275 SH SOLE 0 0 9275 Tyson Foods Inc Class A Common Stock 902494103 238 4000 SH SOLE 0 0 4000 Uber Technologies Common Stock 90353T100 877 24028 SH SOLE 0 0 24028 Unilever NV Common Stock 904784709 501 8290 SH SOLE 0 0 8290 UNION PACIFIC CORP Common Stock 907818108 1029 5226 SH SOLE 0 0 5226 United Parcel SVC Common Stock 911312106 897 5386 SH SOLE 0 0 5386 Unitedhealth Group Common Stock 91324P102 723 2320 SH SOLE 0 0 2320 Vaneck Vectors ETF (TR Retail Etf) ETF 92189F684 357 2400 SH SOLE 0 0 2400 Vanguard BD Index FD ETF 921937827 1931 23246 SH SOLE 0 0 23246 Vanguard BD Index FD ETF 921937835 531 6019 SH SOLE 0 0 6019 Vanguard Index FDS ETF 922908744 1466 14026 SH SOLE 0 0 14026 Vanguard Index FDS ETF 922908736 895 3930 SH SOLE 0 0 3930 Vanguard Intl Equity ETF 922042874 485 9258 SH SOLE 0 0 9258 Vanguard Malvern FDS (short-Term Inflation Protected Secs Index FD ETF SHS) ETF 922020805 1221 23930 SH SOLE 0 0 23930 Vanguard Scottsdale Fds Vanguard Short-Term Corporate Bd Index Fd ETF SHS ETF 92206C409 358 4320 SH SOLE 0 0 4320 Vanguard Whitehall FDS High Dividend Yields ETF SHS ETF 921946406 1053 13009 SH SOLE 0 0 13009 Varonis System Common Stock 922280102 5216 45192 SH SOLE 0 0 45192 Verizon Common Stock 92343V104 2284 38387 SH SOLE 0 0 38387 Viasat Inc Common Stock 92552V100 939 27300 SH SOLE 0 0 27300 Virgin Galactic Common Stock 92766K106 493 25650 SH SOLE 0 0 25650 Visa Inc Com CL A Common Stock 92826C839 1223 6114 SH SOLE 0 0 6114 Wal-Mart Stores Inc Common Stock 931142103 1162 8305 SH SOLE 0 0 8305 Wisdomtree TR Europe Hedged Eq ETF 97717X701 898 14535 SH SOLE 0 0 14535 Workday Inc Class A Common Stock 98138H101 1199 5575 SH SOLE 0 0 5575 Xilinx Inc Common Stock 983919101 272 2605 SH SOLE 0 0 2605 Zoetis Inc Com Common Stock 98978V103 1104 6679 SH SOLE 0 0 6679 Zoom Video Common Stock 98980L101 1742 3705 SH SOLE 0 0 3705