CHIEF COMPLIANCE OFFICER

0001677253-20-000004.txt : 20200814 0001677253-20-000004.hdr.sgml : 20200814 20200814122022 ACCESSION NUMBER: 0001677253-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Intellectus Partners, LLC CENTRAL INDEX KEY: 0001677253 IRS NUMBER: 474402155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17869 FILM NUMBER: 201103292 BUSINESS ADDRESS: STREET 1: 1050 BATTERY STREET STREET 2: SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-795-7830 MAIL ADDRESS: STREET 1: 1050 BATTERY STREET STREET 2: SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677253 XXXXXXXX 06-30-2020 06-30-2020 Intellectus Partners, LLC

1050 BATTERY STREET SUITE 100 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-17869 N Tina Chan CHIEF COMPLIANCE OFFICER (415) 795-7830 Tina Chan San Francisco CA 08-14-2020 0 216 257997 false INFORMATION TABLE 2 13FIntellectusQ22020.xml Alps ETF TR Alerian (MLP) - 00162Q452 1144 46356 SH SOLE 0 0 46356 Allianzgi Conv & ETF 018828103 97 22148 SH SOLE 0 0 22148 Barclays Ipth SRS B S&P SHRT TRM ETN ETF 06746P621 269 7920 SH SOLE 0 0 7920 BlackRock Build Amer ETF 09248X100 1629 65361 SH SOLE 0 0 65361 BlackRock Muniyield ETF 09253W104 232 17000 SH SOLE 0 0 17000 BlackRock Muni ETF 09253X102 1133 81826 SH SOLE 0 0 81826 BlackRock Muniyield ETF 09254M105 394 28200 SH SOLE 0 0 28200 Direxion Shares ETF (trust Nasdaq-100) ETF 25459Y207 238 4006 SH SOLE 0 0 4006 Direxion SHS ETF TR (DLY S&P500 BR 1X) ETF 25460E869 2432 106420 SH SOLE 0 0 106420 Doubleline ETF 258623107 2958 156069 SH SOLE 0 0 156069 Eaton Vance SR FLTNG ETF 27828Q105 790 69793 SH SOLE 0 0 69793 First TR Stoxx ETF 33735T109 167 15949 SH SOLE 0 0 15949 Goldman Sachs ETF ETF 381430545 421 6399 SH SOLE 0 0 6399 Innovator Etfs TR (ibd 50 Etf) ETF 45782C102 223 6480 SH SOLE 0 0 6480 Invesco QQQ Nasdaq ETF ETF 46090E103 2099 8463 SH SOLE 0 0 8463 Invesco ETF 46138E206 383 14048 SH SOLE 0 0 14048 Invesco Exchng (traded FD TR II PFD Etf) ETF 46138E511 2085 147644 SH SOLE 0 0 147644 iShares Edge MSCI Min Vol Global ETF ETF 464286525 1725 19698 SH SOLE 0 0 19698 iShares TIPS Bond ETF 464287176 221 1800 SH SOLE 0 0 1800 iShares Core S&P 500 ETF ETF 464287200 928 2996 SH SOLE 0 0 2996 iShares Core U.S. Aggregate Bond ETF ETF 464287226 810 6850 SH SOLE 0 0 6850 iShares MSCI Emerging Markets ETF ETF 464287234 1237 30928 SH SOLE 0 0 30928 iShares MSCI EAFE FD ETF 464287465 577 9477 SH SOLE 0 0 9477 iShares Core S&P Mid-Cap ETF ETF 464287507 742 4171 SH SOLE 0 0 4171 iShares TR Na Tec (SFTWR Etf) ETF 464287515 825 2903 SH SOLE 0 0 2903 iShares TR ETF 464287523 250 924 SH SOLE 0 0 924 iShares ETF 464287556 2950 21584 SH SOLE 0 0 21584 iShares Russell 2000 ETF ETF 464287655 550 3840 SH SOLE 0 0 3840 iShares US Utilities (etf) ETF 464287697 565 4029 SH SOLE 0 0 4029 iShares Core S&P Small-Cap ETF ETF 464287804 717 10505 SH SOLE 0 0 10505 iShares MSCI Low Vol Global ETF 464288257 233 3157 SH SOLE 0 0 3157 iShares TR JP Mor Em Mk ETF ETF 464288281 1808 16558 SH SOLE 0 0 16558 iShares National Amt ETF 464288414 253 2193 SH SOLE 0 0 2193 iShares TR iBoxx Hi Yd ETF ETF 464288513 245 3000 SH SOLE 0 0 3000 iShares TR MBS ETF ETF 464288588 547 4939 SH SOLE 0 0 4939 iShares Silver TR ETF 46428Q109 745 43785 SH SOLE 0 0 43785 iShares TR US Treas (BD Etf) ETF 46429B267 280 10012 SH SOLE 0 0 10012 iShares Trust Floating Rate Bond ETF ETF 46429B655 276 5462 SH SOLE 0 0 5462 iShares Edge MSCI Min Vol USA ETF ETF 46429B697 3914 64562 SH SOLE 0 0 64562 iShares Trust Core MSCI EAFE ETF ETF 46432F842 858 15010 SH SOLE 0 0 15010 iShares Inc Core MSCI Emerging MKTS ETF ETF 46434G103 1080 22687 SH SOLE 0 0 22687 iShares Trust 0-5 YR (invt Grade Corp BD FD Etf) ETF 46434V100 779 14942 SH SOLE 0 0 14942 MFS High Yield Mun ETF 59318E102 68 16600 SH SOLE 0 0 16600 PIMCO Calif Mun ETF 72201C109 127 12562 SH SOLE 0 0 12562 PIMCO ETF TR Active (BD Etf) ETF 72201R775 358 3212 SH SOLE 0 0 3212 ProShares TR Short ETF 74347B425 6312 282280 SH SOLE 0 0 282280 ProShares TR Short (QQQ New) ETF 74347B714 458 24100 SH SOLE 0 0 24100 SPDR S&P 500 ETF TR TR Unit ETF 78462F103 1194 3856 SH SOLE 0 0 3856 SPDR Gold TR Gold Shs ETF 78463V107 3573 21349 SH SOLE 0 0 21349 SPDR Index SHS FDS ETF 78463X533 248 10049 SH SOLE 0 0 10049 SPDR Series Trust Blomberg Brc Int ETF 78464A334 286 9390 SH SOLE 0 0 9390 SPDR S&P Biotech Sector ETF ETF 78464A870 1573 14053 SH SOLE 0 0 14053 SPDR Series Trust (blomberg BRC Inv) ETF 78468R200 366 12003 SH SOLE 0 0 12003 SPDR Ser TR SPDR (bloomberg) ETF 78468R663 706 7715 SH SOLE 0 0 7715 SPDR Ser TR Nuvn BR ETF 78468R739 923 18510 SH SOLE 0 0 18510 Select Sector SPDR ETF 81369Y100 383 6805 SH SOLE 0 0 6805 Sector Spdr Health Care ETF ETF 81369Y209 2409 24069 SH SOLE 0 0 24069 Sector SPDR TR SHS Ben Int Consumer Staples ETF 81369Y308 1060 18080 SH SOLE 0 0 18080 Sector SPDR TR SHS Ben Int Energy ETF 81369Y506 609 16085 SH SOLE 0 0 16085 Sector SPDR TR SHS Ben Int Financial ETF 81369Y605 789 34085 SH SOLE 0 0 34085 Sector SPDR TR SHS Ben Int Technology ETF 81369Y803 380 3633 SH SOLE 0 0 3633 Sector SPDR Utilities ETF ETF 81369Y886 904 16027 SH SOLE 0 0 16027 Vaneck Vectors ETF (TR Retail Etf) ETF 92189F684 318 2400 SH SOLE 0 0 2400 Vanguard Specialized Portfolios Div Appreciation ETF ETF 921908844 613 5208 SH SOLE 0 0 5208 Vanguard BD Index FD ETF 921937827 1129 13584 SH SOLE 0 0 13584 Vanguard Whitehall FDS High Dividend Yields ETF SHS ETF 921946406 264 3348 SH SOLE 0 0 3348 Vanguard Malvern FDS (short-Term Inflation Protected Secs Index FD ETF SHS) ETF 922020805 702 14000 SH SOLE 0 0 14000 Vanguard Index FDS Midcap Growth ETF ETF 922908538 357 2160 SH SOLE 0 0 2160 Vanguard Index FDS ETF 922908736 752 3720 SH SOLE 0 0 3720 Vanguard Index FDS ETF 922908744 879 8824 SH SOLE 0 0 8824 Wisdomtree Japan ETF ETF 97717W851 281 5974 SH SOLE 0 0 5974 Wisdomtree TR Europe Hedged Eq Equity 97717X701 1040 17131 SH SOLE 0 0 17131 Call AMZN @ $2800.0 Exp Oct 16, 2020 Derivative 023135906 19 100 SH SOLE 0 0 100 Bristol Myers Squibb Derivative 110122157 52 14535 SH SOLE 0 0 14535 AT&T Inc Com Equity 00206R102 1098 36337 SH SOLE 0 0 36337 Abbott Laboratories Equity 002824100 1263 13814 SH SOLE 0 0 13814 Abbvie Inc Com Equity 00287Y109 1460 14873 SH SOLE 0 0 14873 Adobe SYS Inc Equity 00724F101 2913 6691 SH SOLE 0 0 6691 Advance Auto Parts Equity 00751Y106 482 3377 SH SOLE 0 0 3377 Albemarle Corp Com Equity 012653101 214 2757 SH SOLE 0 0 2757 Alexion Pharm Inc. Equity 015351109 285 2535 SH SOLE 0 0 2535 Alibaba Group Equity 01609W102 3577 16583 SH SOLE 0 0 16583 Align Technology Inc Equity 016255101 1129 4113 SH SOLE 0 0 4113 Alphabet Inc Cap STK CL C Equity 02079K107 7356 5204 SH SOLE 0 0 5204 Alphabet Inc Cap STK CL A Equity 02079K305 3711 2617 SH SOLE 0 0 2617 Altria Group Inc Equity 02209S103 423 10540 SH SOLE 0 0 10540 Amazon.Com Inc Equity 023135106 13176 4776 SH SOLE 0 0 4776 Amgen Inc Equity 031162100 767 3252 SH SOLE 0 0 3252 Anthem Inc Com Equity 036752103 237 901 SH SOLE 0 0 901 Apple Inc Equity 037833100 3959 10853 SH SOLE 0 0 10853 Applied Materials Equity 038222105 599 9905 SH SOLE 0 0 9905 Arista Networks Inc Equity 040413106 1310 6239 SH SOLE 0 0 6239 Autodesk Inc Equity 052769106 885 3701 SH SOLE 0 0 3701 Automatic Data Processing Inc Equity 053015103 857 5723 SH SOLE 0 0 5723 Baidu Inc Equity 056752108 2301 19194 SH SOLE 0 0 19194 Bank Of America Equity 060505104 407 17136 SH SOLE 0 0 17136 Baozun Inc ADR Each Equity 06684L103 4652 121000 SH SOLE 0 0 121000 Berkshire Hathaway Equity 084670702 2947 16507 SH SOLE 0 0 16507 Biogen Inc Com Equity 09062X103 679 2537 SH SOLE 0 0 2537 BlackRock Va Mun BD Equity 092481100 191 12439 SH SOLE 0 0 12439 Blackstone Group Inc Equity 09260D107 1943 34294 SH SOLE 0 0 34294 Bloom Energy Corp Equity 093712107 130 11958 SH SOLE 0 0 11958 Booking HLDGS Inc Equity 09857L108 330 207 SH SOLE 0 0 207 Bristol Myers Squibb Equity 110122108 1598 27177 SH SOLE 0 0 27177 C S X Corp Equity 126408103 1081 15506 SH SOLE 0 0 15506 CVS Health Corp Equity 126650100 1007 15499 SH SOLE 0 0 15499 Caterpillar Inc Equity 149123101 756 5979 SH SOLE 0 0 5979 Ciena Corp New Equity 171779309 364 6713 SH SOLE 0 0 6713 Cisco SYS Inc Com Equity 17275R102 732 15700 SH SOLE 0 0 15700 Citigroup Inc Equity 172967424 896 17529 SH SOLE 0 0 17529 Cloudera Inc Com Equity 18914U100 288 22632 SH SOLE 0 0 22632 Cognizant Tech Equity 192446102 253 4445 SH SOLE 0 0 4445 Comcast Corp New Equity 20030N101 522 13312 SH SOLE 0 0 13312 Constellation Brands Equity 21036P108 1066 6093 SH SOLE 0 0 6093 Cortexyme Inc Com Equity 22053A107 241 5200 SH SOLE 0 0 5200 Costco Wholesale Equity 22160K105 743 2451 SH SOLE 0 0 2451 Cummins Inc Equity 231021106 746 4307 SH SOLE 0 0 4307 Delta Air Lines Inc Equity 247361702 1718 61235 SH SOLE 0 0 61235 Disney Walt Co Equity 254687106 814 7299 SH SOLE 0 0 7299 Docusign Inc Equity 256163106 222 1289 SH SOLE 0 0 1289 Dollar Gen Corp New Equity 256677105 738 3874 SH SOLE 0 0 3874 Doubleline Income Equity 258622109 2739 178182 SH SOLE 0 0 178182 DuPont De Nemours Equity 26614N102 582 10949 SH SOLE 0 0 10949 Electronic Arts Equity 285512109 1012 7664 SH SOLE 0 0 7664 Emerson Electric Co Equity 291011104 710 11446 SH SOLE 0 0 11446 Exact Sciences Corp Equity 30063P105 243 2800 SH SOLE 0 0 2800 Facebook Inc Com Equity 30303M102 10242 45104 SH SOLE 0 0 45104 Fedex Corp Com Equity 31428X106 585 4153 SH SOLE 0 0 4153 58.Com Inc ADR Each Equity 31680Q104 4750 88060 SH SOLE 0 0 88060 First Solar Inc Com Equity 336433107 1020 20610 SH SOLE 0 0 20610 First TR MLP &energy Equity 33739B104 69 12313 SH SOLE 0 0 12313 Fluidigm Corporation Equity 34385P108 514 128168 SH SOLE 0 0 128168 Freeport Mcmoran Equity 35671D857 981 84768 SH SOLE 0 0 84768 Gartner Inc Equity 366651107 429 3534 SH SOLE 0 0 3534 General Dynamics CRP Equity 369550108 431 2887 SH SOLE 0 0 2887 General Electric Co Equity 369604103 513 75061 SH SOLE 0 0 75061 General Mills Inc Equity 370334104 1072 17385 SH SOLE 0 0 17385 Gilead Sciences Inc Equity 375558103 3849 50030 SH SOLE 0 0 50030 Globalstar Inc Com Equity 378973408 39 120000 SH SOLE 0 0 120000 Goldman Sachs Group Equity 38141G104 1776 8988 SH SOLE 0 0 8988 Grubhub Inc Com Equity 400110102 531 7550 SH SOLE 0 0 7550 Home Depot Inc Com Equity 437076102 743 2965 SH SOLE 0 0 2965 Honeywell Intl Inc Equity 438516106 1176 8133 SH SOLE 0 0 8133 Illumina Inc Com Equity 452327109 3803 10269 SH SOLE 0 0 10269 Infinera Corp New Equity 45667G103 130 22000 SH SOLE 0 0 22000 Intel Corp Equity 458140100 1035 17297 SH SOLE 0 0 17297 Iovance Equity 462260100 816 29735 SH SOLE 0 0 29735 JPMorgan Chase & Co Equity 46625H100 1881 20001 SH SOLE 0 0 20001 JD Com Inc Sponsored ADR Repstg Com CL A Equity 47215P106 516 8576 SH SOLE 0 0 8576 Johnson & Johnson Equity 478160104 1111 7897 SH SOLE 0 0 7897 Kla-Tencor Corp Com Equity 482480100 1916 9850 SH SOLE 0 0 9850 Kansas City Equity 485170302 423 2825 SH SOLE 0 0 2825 Kellogg Company Equity 487836108 608 9207 SH SOLE 0 0 9207 Liberty Broadband CL C Equity 530307305 333 2689 SH SOLE 0 0 2689 Lockheed Martin Corp Equity 539830109 2733 7490 SH SOLE 0 0 7490 LYFT Inc CL A Com Equity 55087P104 908 27500 SH SOLE 0 0 27500 MSCI Inc Equity 55354G100 497 1490 SH SOLE 0 0 1490 Mastercard Inc CL A Equity 57636Q104 956 3232 SH SOLE 0 0 3232 Mckesson Corp Equity 58155Q103 473 3074 SH SOLE 0 0 3074 Microsoft Corp Equity 594918104 6196 30446 SH SOLE 0 0 30446 Micron Technology Equity 595112103 872 16925 SH SOLE 0 0 16925 Nano Dimension LTD Equity 63008G203 90 40937 SH SOLE 0 0 40937 Netflix Inc Com Equity 64110L106 320 704 SH SOLE 0 0 704 Neurocrine Equity 64125C109 232 1900 SH SOLE 0 0 1900 Newmont MNG Corp Equity 651639106 1929 31241 SH SOLE 0 0 31241 Nike Inc Class B Equity 654106103 430 4369 SH SOLE 0 0 4369 Northrop Grumman Equity 666807102 772 2510 SH SOLE 0 0 2510 Novartis A G Sponsored ADR Equity 66987V109 593 6791 SH SOLE 0 0 6791 Nvidia Corp Equity 67066G104 816 2147 SH SOLE 0 0 2147 Oracle Corp Com Equity 68389X105 1374 24864 SH SOLE 0 0 24864 Otis Worldwide Corp Equity 68902V107 309 5443 SH SOLE 0 0 5443 PPG Industries Equity 693506107 512 4829 SH SOLE 0 0 4829 Paypal HLDGS Inc Com Equity 70450Y103 7871 45177 SH SOLE 0 0 45177 Pepsico Inc Equity 713448108 409 3089 SH SOLE 0 0 3089 Pfizer Inc Equity 717081103 875 26771 SH SOLE 0 0 26771 Principal Real Equity 74255X104 182 15163 SH SOLE 0 0 15163 Progressive Corp Equity 743315103 466 5815 SH SOLE 0 0 5815 Qualcomm Inc Equity 747525103 2576 28244 SH SOLE 0 0 28244 Quest Diagnostics Equity 74834L100 321 2816 SH SOLE 0 0 2816 Raytheon Equity 75513E101 310 5035 SH SOLE 0 0 5035 Regeneron Equity 75886F107 919 1474 SH SOLE 0 0 1474 Revolve Group Inc CL Equity 76156B107 873 58750 SH SOLE 0 0 58750 Salesforce Com Inc Equity 79466L302 1804 9631 SH SOLE 0 0 9631 Savara Inc Com Equity 805111101 51 20450 SH SOLE 0 0 20450 Servicenow Inc Com Equity 81762P102 840 2073 SH SOLE 0 0 2073 Spark Networks Se Equity 846517100 79 24000 SH SOLE 0 0 24000 Square Inc CL A Equity 852234103 1454 13855 SH SOLE 0 0 13855 Starbucks Corp Com USD0.01 Equity 855244109 1359 18461 SH SOLE 0 0 18461 Sysco Corp Equity 871829107 405 7401 SH SOLE 0 0 7401 TJX Cos Inc New Com Equity 872540109 215 4244 SH SOLE 0 0 4244 Tesla Motors Inc Com Equity 88160R101 8007 7415 SH SOLE 0 0 7415 3M Company Equity 88579Y101 976 6256 SH SOLE 0 0 6256 Total S A Sponsored Equity 89151E109 571 14555 SH SOLE 0 0 14555 Twist Bioscience Equity 90184D100 1334 29458 SH SOLE 0 0 29458 Unilever PLC Spon Adr New Equity 904767704 334 6091 SH SOLE 0 0 6091 Unilever NV Equity 904784709 442 8290 SH SOLE 0 0 8290 UNION PACIFIC CORP Equity 907818108 979 5789 SH SOLE 0 0 5789 United Parcel SVC Equity 911312106 1114 10017 SH SOLE 0 0 10017 Varonis System Equity 922280102 1390 15709 SH SOLE 0 0 15709 Verizon Equity 92343V104 1606 29139 SH SOLE 0 0 29139 Visa Inc Com CL A Equity 92826C839 1549 8021 SH SOLE 0 0 8021 Wal-Mart Stores Inc Equity 931142103 1055 8809 SH SOLE 0 0 8809 Weibo Corp Sponsored Equity 948596101 536 15962 SH SOLE 0 0 15962 Wells Fargo & Co Equity 949746101 209 8165 SH SOLE 0 0 8165 Workday Inc Class A Equity 98138H101 1051 5610 SH SOLE 0 0 5610 Xilinx Inc Equity 983919101 672 6830 SH SOLE 0 0 6830 Zoetis Inc Com Equity 98978V103 892 6509 SH SOLE 0 0 6509 Deutsche Bank AG Ord Equity D18190898 281 29537 SH SOLE 0 0 29537 Accenture PLC Equity G1151C101 1057 4924 SH SOLE 0 0 4924 Pagseguro Digital Equity G68707101 1323 37429 SH SOLE 0 0 37429 Seagate Technology Equity G7945M107 455 9284 SH SOLE 0 0 9284 Stoneco LTD Com Equity G85158106 737 19006 SH SOLE 0 0 19006 Crispr Therapeutics Equity H17182108 667 9075 SH SOLE 0 0 9075 Te Connectivity LTD F Equity H84989104 573 7031 SH SOLE 0 0 7031 Atlas Air Worldwide HLDGS Inc Note 1.875 Due Jun 1, 2024 Fixed Income 049164BJ4 291 302 SH SOLE 0 0 302 Pacira Biosciences Note Fixed Income 695127AD2 290 264 SH SOLE 0 0 264