SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Alavathil Tim

(Last) (First) (Middle)
NEULION, INC.
1600 OLD COUNTRY ROAD

(Street)
PLAINVIEW NY 11803

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/03/2016
3. Issuer Name and Ticker or Trading Symbol
NEULION, INC. [ NLN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 320,800(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) 05/12/2016(2) 05/12/2025 Common Stock 100,000 $0.94 D
Stock Option (right to buy) 05/12/2015(3) 05/12/2024 Common Stock 75,000 $0.94 D
Stock Option (right to buy) 08/13/2014(4) 08/13/2023 Common Stock 175,000 $0.44 D
Stock Option (right to buy) 06/04/2013(5) 06/04/2018 Common Stock 18,750 $0.18 D
Explanation of Responses:
1. Includes 125,000 restricted shares of common stock granted to the reporting persion subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan, which vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on March 7, 2016.
2. The reporting person was granted these stock options subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The stock options vest and become exercisable at a rate of one-quarter of their allotted amount per year over four years. Vesting began on May 12, 2015.
3. The reporting person was granted these stock options subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The stock options vest and become exercisable at a rate of one-quarter of their allotted amount per year over four years. Vesting began on May 12, 2014.
4. The reporting person was granted these stock options subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The stock options vest and become exercisable at a rate of one-quarter of their allotted amount per year over four years. Vesting began on August 13, 2013.
5. The reporting person was granted these stock options subject to the terms of the Fourth Amended and Restated Stock Option Plan. The stock options have fully vested and are currently exercisable.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Tim Alavathil 06/13/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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