0001675149-17-000064.txt : 20170914
0001675149-17-000064.hdr.sgml : 20170914
20170914164527
ACCESSION NUMBER: 0001675149-17-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170913
FILED AS OF DATE: 20170914
DATE AS OF CHANGE: 20170914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Beerman Molly S.
CENTRAL INDEX KEY: 0001691997
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37816
FILM NUMBER: 171086077
MAIL ADDRESS:
STREET 1: C/O ALCOA CORPORATION
STREET 2: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alcoa Corp
CENTRAL INDEX KEY: 0001675149
STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334]
IRS NUMBER: 811789115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
BUSINESS PHONE: 412-315-2900
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
FORMER COMPANY:
FORMER CONFORMED NAME: Alcoa Upstream Corp
DATE OF NAME CHANGE: 20160520
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-09-13
0001675149
Alcoa Corp
AA
0001691997
Beerman Molly S.
201 ISABELLA STREET, STE. 500
PITTSBURGH
PA
15212
0
1
0
0
Vice President and Controller
Common Stock
4156
D
Common Stock
2017-09-13
4
J
0
568.41
44.72
D
0
I
By 401(k) plan
This disposition relates to shares of Alcoa Corporation stock held in the Arconic Inc. 401(k) plan (the "Arconic Qualified Plan"). On November 1, 2016, Alcoa Corporation launched as an independent, publicly traded company upon its separation from Alcoa Inc. (since renamed "Arconic Inc."). In connection with the separation transaction, on November 1, 2016, one share of Alcoa Corporation common stock was distributed by Alcoa Inc. for every three shares of Alcoa Inc. common stock held by its stockholders on the record date for the transaction. For a transition period following the separation transaction, the Alcoa Corporation stock fund remained an investment option in the Arconic Qualified Plan.
The reporting person, a former employee of Alcoa Inc., was advised by the plan administrator of the Arconic Qualified Plan that if the reporting person did not direct an intra-plan transfer of all assets held in the Alcoa Corporation stock fund of the Arconic Qualified Plan to another fund in the Arconic Qualified Plan by October 6, 2017, the reporting person's entire balance in the Alcoa Corporation stock fund of the Arconic Qualified Plan would be liquidated and invested into another fund designated by the plan administrator. Therefore, on September 13, 2017, the reporting person effected an intra-plan transfer of all assets held in the Alcoa Corporation stock fund to another plan fund under the Arconic Qualified Plan.
/s/ Marissa Earnest (Assistant Secretary), by power of attorney
2017-09-14