SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Puffin Partners, L.P.

(Last) (First) (Middle)
3963 MAPLE AVENUE, SUITE 200

(Street)
DALLAS TX 75219

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/01/2016
3. Issuer Name and Ticker or Trading Symbol
REATA PHARMACEUTICALS INC [ RETA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) X Other (specify below)
Member of a 10% owner group
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A common stock 957,000 D(1)
Class A common stock 143,000 D(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Puffin Partners, L.P.

(Last) (First) (Middle)
3963 MAPLE AVENUE, SUITE 200

(Street)
DALLAS TX 75219

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) X Other (specify below)
Member of a 10% owner group
1. Name and Address of Reporting Person*
Puffin GP, LLC

(Last) (First) (Middle)
3963 MAPLE AVENUE, SUITE 200

(Street)
DALLAS TX 75219

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a 10% owner group
1. Name and Address of Reporting Person*
Montrose Investments I, L.P.

(Last) (First) (Middle)
3963 MAPLE AVENUE, SUITE 200

(Street)
DALLAS TX 75219

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a 10% owner group
1. Name and Address of Reporting Person*
Montrose Investments GP, LLC

(Last) (First) (Middle)
3963 MAPLE AVENUE, SUITE 200

(Street)
DALLAS TX 75219

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a 10% owner group
Explanation of Responses:
1. These shares are owned directly by Puffin Partners, L.P. ("Puffin") and indirectly by Puffin GP, LLC, the general partner of Puffin.
2. These shares are owned directly by Montrose Investments I, L.P. ("Montrose"), and indirectly by Montrose Investments GP, LLC, the general partner of Montrose.
Remarks:
Exhibit List: Exhibit 24.1 - Power of Attorney (Montrose)
/s/ Charles E. Gale as Co-Manager of Puffin GP, LLC, its General Partner 06/01/2016
/s/ Charles E. Gale, Co-Manager 06/01/2016
/s/ Charles E. Gale, Attorney-In-Fact for Montrose Investments I, L.P. 06/01/2016
/s/ Charles E. Gale, Attorney-In-Fact for Montrose Investments GP, LLC 06/01/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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