0001209191-20-051717.txt : 20200923 0001209191-20-051717.hdr.sgml : 20200923 20200923193037 ACCESSION NUMBER: 0001209191-20-051717 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200921 FILED AS OF DATE: 20200923 DATE AS OF CHANGE: 20200923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kleinman Adam M CENTRAL INDEX KEY: 0001715823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01211 FILM NUMBER: 201193186 MAIL ADDRESS: STREET 1: 800 SOUTH STREET, SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Capital Corp. CENTRAL INDEX KEY: 0001675033 IRS NUMBER: 812621577 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: 617-375-3006 MAIL ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-21 0 0001675033 Great Elm Capital Corp. GECC 0001715823 Kleinman Adam M 800 SOUTH STREET SUITE 230 WALTHAM MA 02453 0 1 0 0 Chief Compliance Officer Common Stock 2020-09-21 4 A 0 669.1203 0.00 A 36712.1127 D Shares acquired as a result of a stock dividend. /s/ Adam M. Kleinman 2020-09-23