FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 05/19/2016 |
3. Issuer Name and Ticker or Trading Symbol
CenterState Banks, Inc. [ CSFL ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4,506 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Qualified Incentive Stock Option | (1) | 08/03/2020 | Common Stock | 5,000 | $8.87 | D | |
Restricted Stock Grants | (2) | 06/08/2022 | Common Stock | 5,250 | $6.78 | D | |
Restricted Stock Grants | (3) | 01/01/2017 | Common Stock | 1,995 | $11.77 | D | |
Restricted Stock Grants | (4) | 01/01/2018 | Common Stock | 5,029 | $14.21 | D | |
Restricted Share Units | (5) | 01/01/2019 | Common Stock | 2,581 | $14.23 | D |
Explanation of Responses: |
1. Five thousand options issued on 8/3/10 pursuant to Incentive Stock Option Plan. Exercisable at a rate of 10% per year for eight years and the remaining 20% after the ninth year. Ten year term. |
2. Pursuant to the restricted stock agreement, common shares will vest at a rate of 750 shares every June 8th during the years 2016 through 2022. |
3. Restricted stock grant issued pursuant to 2013 Equity Incentive Plan. Vesting date is 1/1/17, subject to certain contingencies. |
4. Restricted stock grant issued pursuant to 2013 Equity Incentive Plan. Vesting date is 1/1/18, subject to certain contingencies. |
5. Restricted Share Units ("RSU") awarded on 9/17/15. The awards will vest at a rate of one third on each January 1, 2017, 2018 and 2019. There is a two year holding period after each vest date. The units are exchangeable with the Company's common stock at a rate of 1 for 1 after the vesting date and two year holding period. |
Remarks: |
Jennifer Idell | 05/19/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |