CHIEF COMPLIANCE OFFICER

0001674623-19-000003.txt : 20190516 0001674623-19-000003.hdr.sgml : 20190516 20190515193038 ACCESSION NUMBER: 0001674623-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEALTHSOURCE PARTNERS, LLC CENTRAL INDEX KEY: 0001674623 IRS NUMBER: 371797345 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17456 FILM NUMBER: 19830271 BUSINESS ADDRESS: STREET 1: 1238 E. GRAND AVENUE CITY: ARROYO GRANDE STATE: CA ZIP: 93420 BUSINESS PHONE: 805-546-1000 MAIL ADDRESS: STREET 1: 1238 E. GRAND AVENUE CITY: ARROYO GRANDE STATE: CA ZIP: 93420 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001674623 XXXXXXXX 03-31-2019 03-31-2019 WEALTHSOURCE PARTNERS, LLC

1238 E. GRAND AVENUE ARROYO GRANDE CA 93420

13F HOLDINGS REPORT 028-17456 N DAVID ITO CHIEF COMPLIANCE OFFICER 805-546-1000 DAVID ITO SAN LUIS OBISPO CA 05-15-2019 0 348 442604 false INFORMATION TABLE 2 13FExport20190331.xml 13F TABLE 3M CO COM Stock 88579Y101 480 2310 SH SOLE 2310 0 0 51JOB INC SPONSORED ADS ADR 316827104 269 3455 SH SOLE 3455 0 0 ABBOTT LABS COM Stock 002824100 576 7210 SH SOLE 7210 0 0 ABBVIE INC COM Stock 00287Y109 530 6583 SH SOLE 6583 0 0 ABIOMED INC COM Stock 003654100 239 838 SH SOLE 838 0 0 ADOBE SYS INC Stock 00724F101 317 1191 SH SOLE 1191 0 0 AFLAC INC COM Stock 001055102 237 4745 SH SOLE 4745 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 208 1090 SH SOLE 1090 0 0 ALERIAN ENERGY INFRASTRUCTURE ETF ETF 00162Q676 516 23575 SH SOLE 23575 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 471 2583 SH SOLE 2583 0 0 ALLISON TRANSMISSION HLDGS INC COM Stock 01973R101 204 4545 SH SOLE 4545 0 0 ALLSTATE CORP Stock 020002101 619 6575 SH SOLE 6575 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 726 619 SH SOLE 619 0 0 ALPS INTERNATIONAL SECTOR DIVIDEND DOGS ETF ETF 00162Q718 7199 274266 SH SOLE 274266 0 0 ALPS SECTOR DIVIDEND DOGS ETF ETF 00162Q858 204 4759 SH SOLE 4759 0 0 ALPS TRUST ETF ALERIAN MLP ETF 00162Q866 760 75802 SH SOLE 75802 0 0 ALTRIA GROUP INC COM Stock 02209S103 322 5610 SH SOLE 5610 0 0 AMAZON.COM INC Stock 023135106 2933 1647 SH SOLE 1647 0 0 AMERICAN TOWER CORP REIT 03027X100 428 2173 SH SOLE 2173 0 0 AMERICAN WATER WORKS CO Stock 030420103 356 3417 SH SOLE 3417 0 0 AMGEN INC Stock 031162100 789 4155 SH SOLE 4155 0 0 ANALOG DEVICES INC COM Stock 032654105 236 2245 SH SOLE 2245 0 0 APPLE INC Stock 037833100 9630 50696 SH SOLE 50696 0 0 ARES CAP CORP COM CEF 04010L103 418 24412 SH SOLE 24412 0 0 AT&T INC COM Stock 00206R102 1142 36417 SH SOLE 36417 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 444 2780 SH SOLE 2780 0 0 AVAGO TECHNOLOGIES LTD Stock 11135F101 601 1998 SH SOLE 1998 0 0 BANK AMER CORP COM Stock 060505104 256 9265 SH SOLE 9265 0 0 BECTON DICKINSON & CO COM Stock 075887109 553 2213 SH SOLE 2213 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 2410 8 SH SOLE 8 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1284 6390 SH SOLE 6390 0 0 BGC PARTNERS INC Stock 05541T101 255 48082 SH SOLE 48082 0 0 BLACKSTONE GROUP LP Stock 09253U108 703 20111 SH SOLE 20111 0 0 BOEING CO COM Stock 097023105 631 1655 SH SOLE 1655 0 0 BROADRIDGE FIN SOL Stock 11133T103 520 5017 SH SOLE 5017 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS Stock G16252101 331 7895 SH SOLE 7895 0 0 CATERPILLAR INC DEL COM Stock 149123101 350 2581 SH SOLE 2581 0 0 CELANESE CORP DEL COM Stock 150870103 210 2130 SH SOLE 2130 0 0 CELGENE CORP Stock 151020104 436 4622 SH SOLE 4622 0 0 CENTURYLINK INC COM Stock 156700106 130 10816 SH SOLE 10816 0 0 CHEVRON CORP NEW COM Stock 166764100 1472 11950 SH SOLE 11950 0 0 CHICAGO MERCANTILE HLDGS INC Stock 12572Q105 535 3252 SH SOLE 3252 0 0 CISCO SYS INC Stock 17275R102 1802 33374 SH SOLE 33374 0 0 COCA COLA CO COM Stock 191216100 575 12265 SH SOLE 12265 0 0 COGNIZANT TECH SOLUTIONS CORP Stock 192446102 210 2894 SH SOLE 2894 0 0 COLUMBIA BEYOND BRICS ETF ETF 19762B103 336 20200 SH SOLE 20200 0 0 COMCAST CORP NEW CL A Stock 20030N101 269 6723 SH SOLE 6723 0 0 CONOCOPHILLIPS COM Stock 20825C104 272 4075 SH SOLE 4075 0 0 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 336 5984 SH SOLE 5984 0 0 COSTCO WHOLESALE CORP Stock 22160K105 493 2036 SH SOLE 2036 0 0 CUE BIOPHARMA INC COM Stock 22978P106 110 14203 SH SOLE 14203 0 0 CVS HEALTH CORP COM Stock 126650100 313 5797 SH SOLE 5797 0 0 DANA HOLDING CORP Stock 235825205 211 11900 SH SOLE 11900 0 0 DANAHER CORP Stock 235851102 276 2089 SH SOLE 2089 0 0 DIAGEO PLC ADR 25243Q205 228 1396 SH SOLE 1396 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 913 8219 SH SOLE 8219 0 0 DOMINION ENERGY INC UT SER A 081519 Stock 25746U836 202 4050 SH SOLE 4050 0 0 EATON CORP PLC SHS Stock G29183103 299 3709 SH SOLE 3709 0 0 ENERGY SELECT SECTOR SPDR ETF 81369Y506 6953 105151 SH SOLE 105151 0 0 ENTERPRISE PRODS PARTNERS L P Stock 293792107 310 10658 SH SOLE 10658 0 0 ESTEE LAUDER COMPANIES INC Stock 518439104 273 1649 SH SOLE 1649 0 0 ETFMG ALTERNATIVE HARVEST ETF ETF 26924G508 232 6385 SH SOLE 6385 0 0 EXXON MOBIL CORP COM Stock 30231G102 3255 40290 SH SOLE 40290 0 0 FACEBOOK INC CL A Stock 30303M102 530 3177 SH SOLE 3177 0 0 FASTENAL CO Stock 311900104 458 7125 SH SOLE 7125 0 0 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF ETF 316092808 606 10215 SH SOLE 10215 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 245 9541 SH SOLE 9541 0 0 FIRST TR ETF IV FIRST TR HIGH YIELD LONG/SHORT ETF ETF 33738D408 2311 48348 SH SOLE 48348 0 0 FIRST TR EXCH TRADED FD CONSUMER DISCRETIONARY ETF 33734X101 4390 104320 SH SOLE 104320 0 0 FIRST TR EXCH TRADED FD HEALTH CARE ALPHADEX FD ETF 33734X143 4622 60493 SH SOLE 60493 0 0 FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD ETF 33733E302 399 2873 SH SOLE 2873 0 0 FIRST TR NASDAQ 100 TECHNOLOGY INDEX FD SHS ETF 337345102 1981 24044 SH SOLE 24044 0 0 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 1168 19481 SH SOLE 19481 0 0 FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND ETF 33739H101 1061 56670 SH SOLE 56670 0 0 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 6169 120304 SH SOLE 120304 0 0 FIRST TRUST MANAGED MUNICIPAL ETF ETF 33739N108 263 4886 SH SOLE 4886 0 0 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 595 31224 SH SOLE 31224 0 0 First Trust Senior Loan Fund ETF 33738D309 354 7511 SH SOLE 7511 0 0 FORD MOTOR COMPANY Stock 345370860 365 41614 SH SOLE 41614 0 0 FS INVESTMENT CORPORATION CEF 302635107 162 26750 SH SOLE 26750 0 0 GATX CORP COM Stock 361448103 286 3750 SH SOLE 3750 0 0 GENERAL ELECTRIC CO COM Stock 369604103 138 13799 SH SOLE 13799 0 0 GENERAL MLS INC COM Stock 370334104 526 10155 SH SOLE 10155 0 0 GILEAD SCIENCES INC Stock 375558103 345 5303 SH SOLE 5303 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 242 5782 SH SOLE 5782 0 0 GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF ETF 381430529 545 5435 SH SOLE 5435 0 0 GOOGLE INC Stock 02079K305 823 699 SH SOLE 699 0 0 GREAT SOUTHERN BANCORP INC. Stock 390905107 1628 31366 SH SOLE 31366 0 0 GUGGENHEIM BULLETSHARES 2019 CORPORATE BOND ETF 46138J304 624 29609 SH SOLE 29609 0 0 GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT ETF 46137V357 3487 33389 SH SOLE 33389 0 0 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT CEF 41013T105 1664 100000 SH SOLE 100000 0 0 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 2478 27010 SH SOLE 27010 0 0 HOME DEPOT Stock 437076102 1144 5961 SH SOLE 5961 0 0 HONEYWELL INTL INC Stock 438516106 293 1841 SH SOLE 1841 0 0 HUNTINGTON INGALLS INDS INC COM Stock 446413106 547 2640 SH SOLE 2640 0 0 IDEXX LABS INC Stock 45168D104 326 1456 SH SOLE 1456 0 0 ILLINOIS TOOL WKS INC COM Stock 452308109 276 1924 SH SOLE 1924 0 0 INGLES MKTS INC CL A Stock 457030104 268 9708 SH SOLE 9708 0 0 INTEL CORP COM Stock 458140100 319 5940 SH SOLE 5940 0 0 INTERMOLECULAR INC COM Stock 45882D109 33 29000 SH SOLE 29000 0 0 INTERPACE DIAGNOSTICS GROUP IN COM NEW Stock 46062X204 27 33600 SH SOLE 33600 0 0 INTL BUSINESS MACHINES Stock 459200101 476 3374 SH SOLE 3374 0 0 INTUIT INC Stock 461202103 1020 3901 SH SOLE 3901 0 0 INVESCO BULLETSHARES 2019 HIGH YIELD CORPORATE BOND ETF ETF 46138J403 3872 161316 SH SOLE 161316 0 0 INVESCO BULLETSHARES 2020 CORPORATE BOND ETF ETF 46138J502 6668 314233 SH SOLE 314233 0 0 INVESCO BULLETSHARES 2020 HIGH YIELD CORPORATE BOND ETF ETF 46138J601 3849 159831 SH SOLE 159831 0 0 INVESCO BULLETSHARES 2021 CORPORATE BOND ETF ETF 46138J700 3919 186374 SH SOLE 186374 0 0 INVESCO BULLETSHARES 2021 HIGH YIELD CORPORATE BOND ETF ETF 46138J809 351 14202 SH SOLE 14202 0 0 INVESCO BULLETSHARES 2022 CORPORATE BOND ETF ETF 46138J882 203 9614 SH SOLE 9614 0 0 INVESCO DWA UTILITIES MOMENTUM ETF ETF 46137V795 210 6486 SH SOLE 6486 0 0 INVESCO DYNAMIC NETWORKING ETF ETF 46137V688 300 5084 SH SOLE 5084 0 0 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 449 27007 SH SOLE 27007 0 0 INVESCO RUSSELL MIDCAP PURE GROWTH ETF ETF 46137V464 720 12733 SH SOLE 12733 0 0 INVESCO RUSSELL TOP 200 PURE GROWTH ETF ETF 46137V431 223 4184 SH SOLE 4184 0 0 INVESCO S&P 500 EQUAL WEIGHT CONSUMER DISCRETIONARY ETF ETF 46137V381 2056 19768 SH SOLE 19768 0 0 INVESCO ULTRA SHORT DURATION ETF ETF 46090A887 8956 178124 SH SOLE 178124 0 0 ISHARES 20 YR TREASURY ETF ETF 464287432 582 4603 SH SOLE 4603 0 0 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF ETF 46434V407 1343 28743 SH SOLE 28743 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 444 4451 SH SOLE 4451 0 0 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 489 9250 SH SOLE 9250 0 0 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 268 3182 SH SOLE 3182 0 0 ISHARES 3-7 YR TREASURY BOND ETF ETF 464288661 309 2506 SH SOLE 2506 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 5526 50667 SH SOLE 50667 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 6584 59211 SH SOLE 59211 0 0 ISHARES CORE MSCI EAFE ETF 46432F842 15119 248783 SH SOLE 248783 0 0 ISHARES CORE MSCI EMERGING MKTS ETF 46434G103 7912 153002 SH SOLE 153002 0 0 ISHARES CORE MSCI EUROPE ETF ETF 46434V738 924 20133 SH SOLE 20133 0 0 ISHARES CORE S&P MID CAP ETF ETF 464287507 4184 22090 SH SOLE 22090 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 452 4601 SH SOLE 4601 0 0 ISHARES DJ US HEALTH CARE PROVIDERS ETF 464288828 1139 6782 SH SOLE 6782 0 0 ISHARES DJ US TELECOM ETF 464287713 7702 258988 SH SOLE 258988 0 0 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 9835 87668 SH SOLE 87668 0 0 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 4416 49874 SH SOLE 49874 0 0 ISHARES EMERGING MARKETS DIVIDEND ETF ETF 464286319 420 10433 SH SOLE 10433 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 276 5421 SH SOLE 5421 0 0 ISHARES GLOBAL HEALTHCARE SECTOR INDEX ETF 464287325 257 4200 SH SOLE 4200 0 0 ISHARES GOLD TRUST ETF ETF 464285105 892 72075 SH SOLE 72075 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 9039 75925 SH SOLE 75925 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 905 10466 SH SOLE 10466 0 0 ISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FD ETF 46429B689 937 13010 SH SOLE 13010 0 0 ISHARES INTEREST RATE HEDGED HIGH YIELD BOND ETF ETF 46431W606 1868 20885 SH SOLE 20885 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 2314 21021 SH SOLE 21021 0 0 ISHARES MBS ETF ETF 464288588 353 3317 SH SOLE 3317 0 0 ISHARES MORNINGSTAR LARGE-CAP ETF ETF 464287127 325 2033 SH SOLE 2033 0 0 ISHARES MSCI ASIA EX JAPAN ETF 464288182 416 5891 SH SOLE 5891 0 0 ISHARES MSCI EAFE ETF ETF 464287465 402 6197 SH SOLE 6197 0 0 ISHARES MSCI EAFE GROWTH INDEX ETF ETF 464288885 517 6679 SH SOLE 6679 0 0 ISHARES MSCI EAFE VALUE INDEX ETF ETF 464288877 633 12958 SH SOLE 12958 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 396 9220 SH SOLE 9220 0 0 ISHARES MSCI JAPAN ETF ETF 46434G822 352 6432 SH SOLE 6432 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 228 2040 SH SOLE 2040 0 0 ISHARES RESIDENTIAL REAL ESTATE ETF ETF 464288562 398 5630 SH SOLE 5630 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 594 3924 SH SOLE 3924 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 246 1993 SH SOLE 1993 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 3304 21581 SH SOLE 21581 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 5393 31290 SH SOLE 31290 0 0 ISHARES S&P 500 INDEX ETF 464287200 1740 6114 SH SOLE 6114 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 5339 47355 SH SOLE 47355 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 464287606 1221 5575 SH SOLE 5575 0 0 ISHARES S&P MIDCAP 400 VALUE ETF ETF 464287705 1372 8738 SH SOLE 8738 0 0 ISHARES S&P NORTH AMER TECH-SOFTWARE ETF 464287515 263 1247 SH SOLE 1247 0 0 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 4722 61212 SH SOLE 61212 0 0 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 9262 184359 SH SOLE 184359 0 0 ISHARES SILVER TRUST ETF ETF 46428Q109 246 17350 SH SOLE 17350 0 0 ISHARES TIPS BOND ETF ETF 464287176 607 5366 SH SOLE 5366 0 0 ISHARES TR DOW JONES US MEDICAL DEVICES INDEX ETF 464288810 241 1039 SH SOLE 1039 0 0 ISHARES TR HIGH DIVID EQUITY FD ETF 46429B663 378 4053 SH SOLE 4053 0 0 ISHARES TR LEHMAN SHORT TREA BDFD ETF 464288679 350 3162 SH SOLE 3162 0 0 ISHARES TR MSCI ACWIINDEX FD ETF 464288257 2846 39448 SH SOLE 39448 0 0 ISHARES TR MSCI NEW ZEALAND INVESTABLE MKT INDEX FD ETF 464289123 322 6155 SH SOLE 6155 0 0 ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD ETF 46429B697 6229 105931 SH SOLE 105931 0 0 ISHARES TR RUSSELL MIDCAP INDEX FD ETF 464287499 654 12124 SH SOLE 12124 0 0 ISHARES TR S&P CALIF MUN BD FD ETF 464288356 4411 74020 SH SOLE 74020 0 0 ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FD ETF 464288158 377 3557 SH SOLE 3557 0 0 ISHARES TRUST CORE SHORT-TERM US BD ETF ETF 46432F859 1262 25305 SH SOLE 25305 0 0 ISHARES TRUST ISHARES MORNINGSTAR MULTI ASSET INCOME ETF 46432F875 239 9680 SH SOLE 9680 0 0 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 2525 100058 SH SOLE 100058 0 0 ISHARES US REAL ESTATE ETF ETF 464287739 233 2675 SH SOLE 2675 0 0 JOHNSON & JOHNSON COM Stock 478160104 1220 8727 SH SOLE 8727 0 0 JP MORGAN ALERIAN MLP ETN ETF 46625H365 202 7912 SH SOLE 7912 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 2092 20661 SH SOLE 20661 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 5749 114297 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648 3410 SH SOLE 3410 0 0 MEDTRONIC PLC SHS Stock G5960L103 322 3530 SH SOLE 3530 0 0 MERCK & CO INC Stock 58933Y105 843 10138 SH SOLE 10138 0 0 MICROSOFT Stock 594918104 2967 25157 SH SOLE 25157 0 0 MONDELEZ INTL INC CL A Stock 609207105 324 6483 SH SOLE 6483 0 0 MORGAN STANLEY Stock 617446448 270 6404 SH SOLE 6404 0 0 MOTOROLA SOLUTIONS INC COM NEW Stock 620076307 223 1585 SH SOLE 1585 0 0 MYLAN N V SHS EURO Stock N59465109 278 9817 SH SOLE 9817 0 0 NETFLIX COM INC Stock 64110L106 403 1129 SH SOLE 1129 0 0 NIKE INC CLASS B Stock 654106103 399 4737 SH SOLE 4737 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 2030 7530 SH SOLE 7530 0 0 NUVEEN EQUITY PREM OPPORTUNITY FD CEF 6706ER101 170 12872 SH SOLE 12872 0 0 NUVEEN FLOATING RATEINCOME FD COM CEF 67072T108 105 10896 SH SOLE 10896 0 0 NVIDIA CORP Stock 67066G104 407 2264 SH SOLE 2264 0 0 OCCIDENTAL PETE CORP COM Stock 674599105 257 3886 SH SOLE 3886 0 0 OMEGA HEALTHCARE INVESTORS INC REIT 681936100 379 9935 SH SOLE 9935 0 0 ON SEMICONDUCTOR CORP COM Stock 682189105 519 25224 SH SOLE 25224 0 0 ORACLE CORPORATION Stock 68389X105 623 11593 SH SOLE 11593 0 0 PALO ALTO NETWORKS INC COM Stock 697435105 254 1047 SH SOLE 1047 0 0 PATTERSON UTI ENERGY INC COM Stock 703481101 198 14125 SH SOLE 14125 0 0 PAYCHEX INC Stock 704326107 869 10841 SH SOLE 10841 0 0 PEPSICO INC COM Stock 713448108 289 2359 SH SOLE 2359 0 0 PFIZER INC COM Stock 717081103 754 17756 SH SOLE 17756 0 0 PHILLIPS 66 Stock 718546104 202 2126 SH SOLE 2126 0 0 PIMCO ENHANCED SHORT MATURITY ETF ETF 72201R833 501 4934 SH SOLE 4934 0 0 PIMCO INVESTMENT GRADE CORPORATE BOND INDEX ETF ETF 72201R817 2508 24173 SH SOLE 24173 0 0 POWERSHARES DWA EMERGING MARKETS ETF 46138E867 206 12142 SH SOLE 12142 0 0 POWERSHARES EMERGING MKTS SOVEREIGN DEBT ETF 46138E784 614 21912 SH SOLE 21912 0 0 POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC ETF 46138G508 416 18362 SH SOLE 18362 0 0 POWERSHARES EXCHANGETRADED FD TR II DWA DEVELOPED MKTSPORT ETF 46138E875 460 17798 SH SOLE 17798 0 0 POWERSHARES FUNDAMENTAL HIGH YLD CORP BD ETF 46138E719 877 47049 SH SOLE 47049 0 0 POWERSHARES QQQ TR ETF 46090E103 626 3486 SH SOLE 3486 0 0 POWERSHARES SP500 LOW VOLATILITY ETF ETF 46138E354 922 17523 SH SOLE 17523 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 630 6053 SH SOLE 6053 0 0 PROGRESSIVE CORP OHIO COM Stock 743315103 387 5375 SH SOLE 5375 0 0 PROSHARES INVESTMENT GRADE-INTEREST RATE HEDGED ETF 74347B607 951 12823 SH SOLE 12823 0 0 PROSHARES SHORT DOW 30 ETF 74347B235 1017 18500 SH SOLE 18500 0 0 PROSHARES TR S&P 500 ARISTOCRATS ETF 74348A467 468 6908 SH SOLE 6908 0 0 PROSHARES TR ULTRA SHORT SP500 ETF 74347B383 503 15100 SH SOLE 15100 0 0 PROSHARES TR ULTRASHORT RUSSELL 2000 PROSHARES ETF 74348A319 443 28600 SH SOLE 28600 0 0 PROSHARES TR. ULTRA SHORT QQQ ETF 74347B243 378 11000 SH SOLE 11000 0 0 PROSHARES ULTRASHORT NASDAQ BIOTECHNOLOGY ETF 74347B789 1435 86000 SH SOLE 86000 0 0 QEP RESOURCES Stock 74733V100 490 62867 SH SOLE 62867 0 0 RESMED INC COM Stock 761152107 532 5115 SH SOLE 5115 0 0 ROPER INDUSTRIES INC Stock 776696106 242 707 SH SOLE 707 0 0 ROYAL DUTCH SHELL PLC-ADR ADR 780259206 202 3233 SH SOLE 3233 0 0 SALESFORCE COM Stock 79466L302 1000 6313 SH SOLE 6313 0 0 SAN JUAN BASIN RTY TR UNIT BEN INT Stock 798241105 1019 189770 SH SOLE 189770 0 0 SCHLUMBERGER LTD COM Stock 806857108 907 20814 SH SOLE 20814 0 0 SCHWAB EMERGING MARKET EQ ETF ETF 808524706 5477 210575 SH SOLE 210575 0 0 SCHWAB ETFS- US SMALL-CAP ETF ETF 808524607 3646 52145 SH SOLE 52145 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 7131 227750 SH SOLE 227750 0 0 SCHWAB INTL SMALL CAP ETF ETF 808524888 217 6725 SH SOLE 6725 0 0 SCHWAB INTMEDIATE TERM US TREASURY ETF ETF 808524854 2327 43261 SH SOLE 43261 0 0 SCHWAB SHORT TERM US TREASURY ETF ETF 808524862 6765 134782 SH SOLE 134782 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF ETF 808524201 5058 74809 SH SOLE 74809 0 0 SCHWAB US AGGREGATE BOND ETF ETF 808524839 2092 40320 SH SOLE 40320 0 0 SCHWAB US LARGE CAP VALUE ETF ETF 808524409 2105 38463 SH SOLE 38463 0 0 SCHWAB US MID-CAP ETF ETF 808524508 2253 40681 SH SOLE 40681 0 0 SCHWAB US TIPS ETF ETF 808524870 1146 20837 SH SOLE 20837 0 0 SEADRILL PARTNERS LLC COM UNIT REPSTG LTD LIABILITY CO INT Stock Y7545W109 34 40073 SH SOLE 40073 0 0 SHOPIFY INC CL A Stock 82509L107 249 1203 SH SOLE 1203 0 0 SOUTHERN CO COM Stock 842587107 248 4798 SH SOLE 4798 0 0 SPDR BARCLAYS CAP TIPS CAPITAL TIPS ETF ETF 78464A656 244 4374 SH SOLE 4374 0 0 SPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF ETF 78468R408 379 13910 SH SOLE 13910 0 0 SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF ETF 78464A151 260 7850 SH SOLE 7850 0 0 SPDR DJ WILSHIRE INTL REAL EST ETF 78463X863 394 10042 SH SOLE 10042 0 0 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 286 1105 SH SOLE 1105 0 0 SPDR GOLD ETF ETF 78463V107 395 3236 SH SOLE 3236 0 0 SPDR INDEX SHS FDS DJ STOXX 50 ETF ETF 78463X103 806 24371 SH SOLE 24371 0 0 SPDR INDEX SHS FDS S&P EMERGING MKTS ETF ETF 78463X509 2992 83666 SH SOLE 83666 0 0 SPDR MSCI ACWI EX-US ETF ETF 78463X848 295 8135 SH SOLE 8135 0 0 SPDR NUVEEN S&P HIGH YIELD MUNICIPAL BOND ETF ETF 78464A284 234 4067 SH SOLE 4067 0 0 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 594 20801 SH SOLE 20801 0 0 SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF ETF 78464A375 1414 41377 SH SOLE 41377 0 0 SPDR PORTFOLIO LARGE CAP ETF ETF 78464A854 1761 53001 SH SOLE 53001 0 0 SPDR PORTFOLIO LONG TERM TREASURY ETF ETF 78464A664 299 8223 SH SOLE 8223 0 0 SPDR PORTFOLIO MID CAP ETF ETF 78464A847 358 10751 SH SOLE 10751 0 0 SPDR PORTFOLIO S&P 500 VALUE ETF ETF 78464A508 367 12126 SH SOLE 12126 0 0 SPDR PORTFOLIO SHORT TERM TREASURY ETF ETF 78468R101 398 13365 SH SOLE 13365 0 0 SPDR PORTFOLIO TOTAL STOCK MARKET ETF ETF 78464A805 1228 34899 SH SOLE 34899 0 0 SPDR RUSSELL 2000 ETF 78468R853 1842 60943 SH SOLE 60943 0 0 SPDR S&P 500 ETF ETF 78462F103 632 2239 SH SOLE 2239 0 0 SPDR S&P 600 SMALL CAP GROWTH ETF ETF 78464A201 552 9249 SH SOLE 9249 0 0 SPDR S&P 600 SMALL CAP VALUE ETF ETF 78464A300 628 10411 SH SOLE 10411 0 0 SPDR S&P EMERGING ASIA ETF 78463X301 881 8916 SH SOLE 8916 0 0 SPDR S&P SOFTWARE & SERVICES ETF ETF 78464A599 301 3189 SH SOLE 3189 0 0 SPDR S&P WORLD EX-US ETF 78463X889 5834 199724 SH SOLE 199724 0 0 SPDR SER TR BARCLAYS CAPITAL LONG TERM CR BD ETF ETF 78464A367 936 34486 SH SOLE 34486 0 0 SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF ETF 78468R663 475 5189 SH SOLE 5189 0 0 SPDR SER TR MORGAN STANLEY ETF 78464A102 994 13959 SH SOLE 13959 0 0 SPDR SER TR S&P DIVID ETF ETF 78464A763 246 2478 SH SOLE 2478 0 0 SPDR SOLACTIVE JAPAN ETF ETF 78463X368 260 3591 SH SOLE 3591 0 0 SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETF ETF 78468R804 979 9755 SH SOLE 9755 0 0 SPDRBARCLAYS INVESTMENT GRADEFLOATING RATE ETF ETF 78468R200 900 29304 SH SOLE 29304 0 0 SPLUNK INC COM Stock 848637104 233 1873 SH SOLE 1873 0 0 SPROTT GOLD MINERS ETF ETF 00162Q643 729 38511 SH SOLE 38511 0 0 SPROTT JUNIOR GOLD MINERS ETF ETF 00162Q585 228 8251 SH SOLE 8251 0 0 STARBUCKS CORP Stock 855244109 251 3371 SH SOLE 3371 0 0 T ROWE PRICE GROUP INC Stock 74144T108 215 2143 SH SOLE 2143 0 0 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 554 13526 SH SOLE 13526 0 0 TAL ED GROUP ADR 874080104 498 13801 SH SOLE 13801 0 0 TCF FINL CORP COM Stock 872275102 309 14928 SH SOLE 14928 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 386 5213 SH SOLE 5213 0 0 TEMPLETON EMERGING MARKETS INC FD INC CEF 880192109 154 15082 SH SOLE 15082 0 0 TETRA TECHNOLOGIES INC DEL COM Stock 88162F105 48 20500 SH SOLE 20500 0 0 TEUCRIUM CORN FUND ETF 88166A102 152 10000 SH SOLE 10000 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 513 1873 SH SOLE 1873 0 0 TJX COS INC NEW COM Stock 872540109 246 4624 SH SOLE 4624 0 0 TOTAL SA ADR ADR 89151E109 234 4205 SH SOLE 4205 0 0 UNION PACIFIC CORP COM Stock 907818108 601 3595 SH SOLE 3595 0 0 UNITED TECHNOLOGIES CORP COM Stock 913017109 225 1748 SH SOLE 1748 0 0 UNITEDHEALTH GROUP Stock 91324P102 944 3818 SH SOLE 3818 0 0 UNUM GROUP Stock 91529Y106 265 7834 SH SOLE 7834 0 0 VAN ECK MERK GOLD TRUST ETF 921078101 785 61961 SH SOLE 61961 0 0 VANECK VECTORS AMT-FREE SHORT MUNICIPAL INDEX ETF ETF 92189F528 412 23450 SH SOLE 23450 0 0 VANECK VECTORS FALLEN ANGEL HIGH YIELD BOND ETF ETF 92189F437 438 15228 SH SOLE 15228 0 0 VANECK VECTORS REAL ASSET ALLOCATION ETF ETF 92189F130 6731 266675 SH SOLE 266675 0 0 VANECK VECTORS SHORT HIGH-YIELD MUNICIPAL INDEX ETF ETF 92189F387 235 9500 SH SOLE 9500 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 504 10047 SH SOLE 10047 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 2524 61761 SH SOLE 61761 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 2369 55747 SH SOLE 55747 0 0 VANGUARD GROWTH ETF ETF 922908736 2256 14423 SH SOLE 14423 0 0 VANGUARD HIGH DIVIDEND YIELD ETF 921946406 261 3047 SH SOLE 3047 0 0 VANGUARD INTERMEDIATE-TERM BOND ETF 921937819 1689 20122 SH SOLE 20122 0 0 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF ETF 921946794 248 4075 SH SOLE 4075 0 0 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 471 4368 SH SOLE 4368 0 0 VANGUARD REIT INDEX ETF ETF 922908553 3374 38827 SH SOLE 38827 0 0 VANGUARD S&P 500 ETF ETF 922908363 3200 12328 SH SOLE 12328 0 0 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 783 9832 SH SOLE 9832 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 518 6498 SH SOLE 6498 0 0 VANGUARD SMALL CAP ETF ETF 922908751 1404 9186 SH SOLE 9186 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 455 3533 SH SOLE 3533 0 0 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 303 1688 SH SOLE 1688 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 702 8647 SH SOLE 8647 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 2175 39006 SH SOLE 39006 0 0 VANGUARD TOTAL STK MKT ETF 922908769 388 2678 SH SOLE 2678 0 0 VANGUARD VALUE ETF ETF 922908744 2613 24277 SH SOLE 24277 0 0 VERIZON COMMUNICATIONS Stock 92343V104 1768 29892 SH SOLE 29892 0 0 VIRTU FINL INC CL A Stock 928254101 269 11345 SH SOLE 11345 0 0 VISA INC Stock 92826C839 555 3556 SH SOLE 3556 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 404 6384 SH SOLE 6384 0 0 WALMART INC COM Stock 931142103 901 9240 SH SOLE 9240 0 0 WELLS FARGO CO NEW COM Stock 949746101 2413 49946 SH SOLE 49946 0 0 WESTAMERICA BANCORPORATION COM Stock 957090103 230 3717 SH SOLE 3717 0 0 WISDOMTREE DYNAMIC CURRENCY HEDGED INTERNATIONAL EQUITY FUND ETF 97717X263 385 13504 SH SOLE 13504 0 0 WISDOMTREE FLOATING RATE TREASURY FUND ETF 97717X628 437 17438 SH SOLE 17438 0 0 WISDOMTREE INTEREST RATE HEDGED U.S. AGGREGATE BOND FUND ETF 97717W380 203 4242 SH SOLE 4242 0 0 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND ETF 97717W794 2275 49080 SH SOLE 49080 0 0 WISDOMTREE SMALLCAP DIVIDEND ETF 97717W604 413 14990 SH SOLE 14990 0 0 WORLD WRESTLING ENTMT INC CL A Stock 98156Q108 808 9307 SH SOLE 9307 0 0 XILINX INC Stock 983919101 995 7849 SH SOLE 7849 0 0