CHIEF COMPLIANCE OFFICER

0001674623-19-000002.txt : 20190206 0001674623-19-000002.hdr.sgml : 20190206 20190206155917 ACCESSION NUMBER: 0001674623-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190206 DATE AS OF CHANGE: 20190206 EFFECTIVENESS DATE: 20190206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEALTHSOURCE PARTNERS, LLC CENTRAL INDEX KEY: 0001674623 IRS NUMBER: 371797345 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17456 FILM NUMBER: 19571516 BUSINESS ADDRESS: STREET 1: 1238 E. GRAND AVENUE CITY: ARROYO GRANDE STATE: CA ZIP: 93420 BUSINESS PHONE: 805-546-1000 MAIL ADDRESS: STREET 1: 1238 E. GRAND AVENUE CITY: ARROYO GRANDE STATE: CA ZIP: 93420 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001674623 XXXXXXXX 12-31-2018 12-31-2018 WEALTHSOURCE PARTNERS, LLC

1238 E. GRAND AVENUE ARROYO GRANDE CA 93420

13F HOLDINGS REPORT 028-17456 N DAVID ITO CHIEF COMPLIANCE OFFICER 805-546-1000 DAVID ITO SAN LUIS OBISPO CA 02-06-2019 0 301 347574 false INFORMATION TABLE 2 13FExport20181231.xml 13F TABLE 3M CO COM Stock 88579Y101 308 1616 SH SOLE 1616 0 0 51JOB INC SPONSORED ADS ADR 316827104 234 3755 SH SOLE 3755 0 0 ABBOTT LABS COM Stock 002824100 399 5521 SH SOLE 5521 0 0 ABBVIE INC COM Stock 00287Y109 687 7456 SH SOLE 7456 0 0 ABIOMED INC COM Stock 003654100 279 858 SH SOLE 858 0 0 ADOBE SYS INC Stock 00724F101 270 1192 SH SOLE 1192 0 0 AFLAC INC COM Stock 001055102 226 4950 SH SOLE 4950 0 0 ALERIAN ENERGY INFRASTRUCTURE ETF ETF 00162Q676 456 25150 SH SOLE 25150 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 287 2092 SH SOLE 2092 0 0 ALLSTATE CORP Stock 020002101 579 7010 SH SOLE 7010 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 423 408 SH SOLE 408 0 0 ALPS INTERNATIONAL SECTOR DIVIDEND DOGS ETF ETF 00162Q718 1843 77354 SH SOLE 77354 0 0 ALPS SECTOR DIVIDEND DOGS ETF ETF 00162Q858 208 5326 SH SOLE 5326 0 0 ALPS TRUST ETF ALERIAN MLP ETF 00162Q866 653 74785 SH SOLE 74785 0 0 ALTRIA GROUP INC COM Stock 02209S103 243 4925 SH SOLE 4925 0 0 AMAZON.COM INC Stock 023135106 2381 1585 SH SOLE 1585 0 0 AMERICAN INTL GROUP 01/18/2019 @ $62.5 Call 026874904 591 15000 SH Call SOLE 15000 0 0 AMERICAN WATER WORKS CO Stock 030420103 306 3373 SH SOLE 3373 0 0 AMGEN INC Stock 031162100 989 5082 SH SOLE 5082 0 0 APPLE INC Stock 037833100 6408 40624 SH SOLE 40624 0 0 ARES CAP CORP COM CEF 04010L103 380 24412 SH SOLE 24412 0 0 AT&T INC COM Stock 00206R102 888 31131 SH SOLE 31131 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 275 2098 SH SOLE 2098 0 0 AVAGO TECHNOLOGIES LTD Stock 11135F101 298 1170 SH SOLE 1170 0 0 BANK AMER CORP COM Stock 060505104 510 20700 SH SOLE 20700 0 0 BECTON DICKINSON & CO COM Stock 075887109 1124 4990 SH SOLE 4990 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 3060 10 SH SOLE 10 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1103 5404 SH 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SH SOLE 51794 0 0 FIRST TR EXCH TRADED FD CONSUMER DISCRETIONARY ETF 33734X101 4090 110981 SH SOLE 110981 0 0 FIRST TR EXCH TRADED FD HEALTH CARE ALPHADEX FD ETF 33734X143 4120 59823 SH SOLE 59823 0 0 FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD ETF 33733E302 374 3210 SH SOLE 3210 0 0 FIRST TR EXCHANGE TRADED FD II UTILS ALPHADEX FD ANNUAL ETF 33734X184 4340 162062 SH SOLE 162062 0 0 FIRST TR NASDAQ 100 TECHNOLOGY INDEX FD SHS ETF 337345102 1531 22495 SH SOLE 22495 0 0 FIRST TRUST CONSUMER ETF ETF 33734X119 4252 100748 SH SOLE 100748 0 0 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 1140 19050 SH SOLE 19050 0 0 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 2165 42409 SH SOLE 42409 0 0 FIRST TRUST MANAGED MUNICIPAL ETF ETF 33739N108 230 4365 SH SOLE 4365 0 0 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 1766 98385 SH SOLE 98385 0 0 First Trust Senior Loan Fund ETF 33738D309 2013 44222 SH SOLE 44222 0 0 FORD MOTOR COMPANY Stock 345370860 386 50521 SH SOLE 50521 0 0 FREEPORT MCMORAN COPPER Stock 35671D857 122 11787 SH SOLE 11787 0 0 FS INVESTMENT CORPORATION CEF 302635107 207 39948 SH SOLE 39948 0 0 GATX CORP COM Stock 361448103 266 3750 SH SOLE 3750 0 0 GENERAL ELECTRIC CO COM Stock 369604103 206 27187 SH SOLE 27187 0 0 GENERAL MLS INC COM Stock 370334104 298 7662 SH SOLE 7662 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 237 6207 SH SOLE 6207 0 0 GOOGLE INC Stock 02079K305 757 724 SH SOLE 724 0 0 GREAT SOUTHERN BANCORP INC. Stock 390905107 1444 31366 SH SOLE 31366 0 0 GUGGENHEIM BULLETSHARES 2019 CORPORATE BOND ETF 46138J304 213 10125 SH SOLE 10125 0 0 GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT ETF 46137V357 2789 30509 SH SOLE 30509 0 0 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 2757 31864 SH SOLE 31864 0 0 HOME DEPOT Stock 437076102 826 4806 SH SOLE 4806 0 0 HONEYWELL INTL INC Stock 438516106 236 1786 SH SOLE 1786 0 0 HUNTINGTON INGALLS INDS INC COM Stock 446413106 500 2627 SH SOLE 2627 0 0 IDEXX LABS INC Stock 45168D104 285 1531 SH SOLE 1531 0 0 INGLES MKTS INC CL A Stock 457030104 206 7561 SH SOLE 7561 0 0 INTEL CORP COM Stock 458140100 445 9493 SH SOLE 9493 0 0 INTERMOLECULAR INC COM Stock 45882D109 29 29000 SH SOLE 29000 0 0 INTERPACE DIAGNOSTICS GROUP IN COM NEW Stock 46062X204 27 33600 SH SOLE 33600 0 0 INTL BUSINESS MACHINES Stock 459200101 407 3580 SH SOLE 3580 0 0 INTUIT INC Stock 461202103 823 4183 SH SOLE 4183 0 0 INVESCO BULLETSHARES 2019 HIGH YIELD CORPORATE BOND ETF ETF 46138J403 440 18616 SH SOLE 18616 0 0 INVESCO BULLETSHARES 2020 HIGH YIELD CORPORATE BOND ETF ETF 46138J601 288 12302 SH SOLE 12302 0 0 INVESCO BULLETSHARES 2021 CORPORATE BOND ETF ETF 46138J700 435 20967 SH SOLE 20967 0 0 INVESCO BULLETSHARES 2022 CORPORATE BOND ETF ETF 46138J882 208 10116 SH SOLE 10116 0 0 INVESCO FTSE RAFI ASIA PACIFIC EX-JAPAN ETF ETF 46138E750 1348 28115 SH SOLE 28115 0 0 INVESCO ULTRA SHORT DURATION ETF ETF 46090A887 7343 146647 SH SOLE 146647 0 0 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN ETF 06738C778 1034 48747 SH SOLE 48747 0 0 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF ETF 46434V407 983 22071 SH SOLE 22071 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 262 2671 SH SOLE 2671 0 0 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 458 8867 SH SOLE 8867 0 0 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 621 7425 SH SOLE 7425 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 5397 50679 SH SOLE 50679 0 0 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 6019 55200 SH SOLE 55200 0 0 ISHARES CORE MSCI EAFE ETF 46432F842 12879 234158 SH SOLE 234158 0 0 ISHARES CORE MSCI EMERGING MKTS ETF 46434G103 6472 137267 SH SOLE 137267 0 0 ISHARES CORE MSCI EUROPE ETF ETF 46434V738 759 18366 SH SOLE 18366 0 0 ISHARES CORE S&P MID CAP ETF ETF 464287507 3978 23953 SH SOLE 23953 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 454 5082 SH SOLE 5082 0 0 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 7000 69835 SH SOLE 69835 0 0 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 237 3088 SH SOLE 3088 0 0 ISHARES EMERGING MARKETS DIVIDEND ETF ETF 464286319 371 9918 SH SOLE 9918 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 658 13070 SH SOLE 13070 0 0 ISHARES GOLD TRUST ETF ETF 464285105 788 64086 SH SOLE 64086 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 8812 78110 SH SOLE 78110 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 1020 12577 SH SOLE 12577 0 0 ISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FD ETF 46429B689 1017 15262 SH SOLE 15262 0 0 ISHARES INTEREST RATE HEDGED HIGH YIELD BOND ETF ETF 46431W606 1999 23576 SH SOLE 23576 0 0 ISHARES J.P. 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SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF ETF 78468R663 703 7684 SH SOLE 7684 0 0 SPDR SER TR LEHMAN INTER TERM TREAS ETF ETF 78464A672 298 4999 SH SOLE 4999 0 0 SPDR SER TR S&P DIVID ETF ETF 78464A763 257 2868 SH SOLE 2868 0 0 SPDR SOLACTIVE JAPAN ETF ETF 78463X368 241 3591 SH SOLE 3591 0 0 SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETF ETF 78468R804 352 3950 SH SOLE 3950 0 0 SPDRBARCLAYS INVESTMENT GRADEFLOATING RATE ETF ETF 78468R200 4078 134282 SH SOLE 134282 0 0 SPLUNK INC COM Stock 848637104 202 1923 SH SOLE 1923 0 0 SPROTT GOLD MINERS ETF ETF 00162Q643 666 38101 SH SOLE 38101 0 0 SYNCHRONOSS TECHNOLOGIES INC COM Stock 87157B103 157 25645 SH SOLE 25645 0 0 T ROWE PRICE GROUP INC Stock 74144T108 240 2605 SH SOLE 2605 0 0 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 507 13732 SH SOLE 13732 0 0 TAKE-TWO INTERACTIVE SOFTWARE COM Stock 874054109 210 2044 SH SOLE 2044 0 0 TAL ED GROUP ADR 874080104 382 14301 SH SOLE 14301 0 0 TCF FINL CORP COM Stock 872275102 291 14928 SH SOLE 14928 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 258 4155 SH SOLE 4155 0 0 TETRA TECHNOLOGIES INC DEL COM Stock 88162F105 34 20500 SH SOLE 20500 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 275 1231 SH SOLE 1231 0 0 TSAKOS ENERGY NAVIGATION LTD SHS Stock G9108L108 41 15234 SH SOLE 15234 0 0 UNION PACIFIC CORP COM Stock 907818108 478 3461 SH SOLE 3461 0 0 UNITEDHEALTH GROUP Stock 91324P102 526 2110 SH SOLE 2110 0 0 UNUM GROUP Stock 91529Y106 215 7334 SH SOLE 7334 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 2831 53501 SH SOLE 53501 0 0 V F CORP COM Stock 918204108 203 2851 SH SOLE 2851 0 0 VAN ECK MERK GOLD TRUST ETF 921078101 685 54401 SH SOLE 54401 0 0 VANECK VECTORS AMT-FREE SHORT MUNICIPAL INDEX ETF ETF 92189F528 404 23337 SH SOLE 23337 0 0 VANECK VECTORS FALLEN ANGEL HIGH YIELD BOND ETF ETF 92189F437 398 14923 SH SOLE 14923 0 0 VANECK VECTORS REAL ASSET ALLOCATION ETF ETF 92189F130 7589 305833 SH SOLE 305833 0 0 VANECK VECTORS SHORT HIGH-YIELD MUNICIPAL INDEX ETF ETF 92189F387 230 9500 SH SOLE 9500 0 0 VANGUARD EUROPEAN ETF 922042874 322 6633 SH SOLE 6633 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 458 10047 SH SOLE 10047 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 1234 33256 SH SOLE 33256 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 555 14562 SH SOLE 14562 0 0 VANGUARD GROWTH ETF ETF 922908736 1590 11833 SH SOLE 11833 0 0 VANGUARD HIGH DIVIDEND YIELD ETF 921946406 238 3047 SH SOLE 3047 0 0 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF ETF 921946794 229 4075 SH SOLE 4075 0 0 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 416 4368 SH SOLE 4368 0 0 VANGUARD REIT INDEX ETF ETF 922908553 2748 36857 SH SOLE 36857 0 0 VANGUARD S&P 500 ETF ETF 922908363 2841 12363 SH SOLE 12363 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 313 4011 SH SOLE 4011 0 0 VANGUARD SMALL CAP ETF ETF 922908751 1171 8875 SH SOLE 8875 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 338 2963 SH SOLE 2963 0 0 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 224 1486 SH SOLE 1486 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 698 8809 SH SOLE 8809 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 216 3983 SH SOLE 3983 0 0 VANGUARD TOTAL STK MKT ETF 922908769 536 4203 SH SOLE 4203 0 0 VANGUARD VALUE ETF ETF 922908744 2266 23135 SH SOLE 23135 0 0 VERIZON COMMUNICATIONS Stock 92343V104 1294 23019 SH SOLE 23019 0 0 VIRTU FINL INC CL A Stock 928254101 292 11345 SH SOLE 11345 0 0 VISA INC Stock 92826C839 829 6284 SH SOLE 6284 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 302 4416 SH SOLE 4416 0 0 WALMART INC COM Stock 931142103 952 10221 SH SOLE 10221 0 0 WELLS FARGO CO NEW COM Stock 949746101 1953 42385 SH SOLE 42385 0 0 WESTAMERICA BANCORPORATION COM Stock 957090103 207 3717 SH SOLE 3717 0 0 WISDOMTREE FLOATING RATE TREASURY FUND ETF 97717X628 201 8026 SH SOLE 8026 0 0 WISDOMTREE SMALLCAP DIVIDEND ETF 97717W604 368 14990 SH SOLE 14990 0 0 WORLD WRESTLING ENTMT INC CL A Stock 98156Q108 622 8326 SH SOLE 8326 0 0 XILINX INC Stock 983919101 923 10843 SH SOLE 10843 0 0 X-TRACKERS JAPAN JPX-NIKKEI 400 EQUITY ETF ETF 233051663 1062 42971 SH SOLE 42971 0 0