CHIEF COMPLIANCE OFFICER

0001674623-17-000001.txt : 20170217 0001674623-17-000001.hdr.sgml : 20170217 20170217145359 ACCESSION NUMBER: 0001674623-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 EFFECTIVENESS DATE: 20170217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEALTHSOURCE PARTNERS, LLC CENTRAL INDEX KEY: 0001674623 IRS NUMBER: 371797345 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17456 FILM NUMBER: 17621026 BUSINESS ADDRESS: STREET 1: 1880 SANTA BARBARA AVENUE STREET 2: SUITE 240 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 BUSINESS PHONE: 805-546-1000 MAIL ADDRESS: STREET 1: 1880 SANTA BARBARA AVENUE STREET 2: SUITE 240 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001674623 XXXXXXXX 12-31-2016 12-31-2016 WEALTHSOURCE PARTNERS, LLC

1880 SANTA BARBARA AVENUE SUITE 240 SAN LUIS OBISPO CA 93401

13F HOLDINGS REPORT 028-17456 N DAVID ITO CHIEF COMPLIANCE OFFICER 805-546-1000 DAVID ITO SAN LUIS OBISPO CA 02-17-2017 0 245 237558 false INFORMATION TABLE 2 13-FExport20161231.xml 4Q201613FREPORT AMAZON COM INC COM Stock 023135106 252 336 SH SOLE 336 0 0 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 386 3258 SH SOLE 3258 0 0 STERICYCLE INC COM Stock 858912108 222 2888 SH SOLE 2888 0 0 SEADRILL LIMITED SHS Stock G7945E105 102 29858 SH SOLE 29858 0 0 GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF ETF 381430107 783 32148 SH SOLE 32148 0 0 GOLDMAN SACHS ACTIVEBETA EMERGING MARKETS EQUITY ETF ETF 381430206 2147 80219 SH SOLE 80219 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 788 71082 SH SOLE 71082 0 0 BGC PARTNERS INC CL A Stock 05541T101 197 19224 SH SOLE 19224 0 0 JOHNSON & JOHNSON COM Stock 478160104 1497 12996 SH SOLE 12996 0 0 TAKE-TWO INTERACTIVE SOFTWARE COM Stock 874054109 370 7503 SH SOLE 7503 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 3200 27745 SH SOLE 27745 0 0 BANK OF THE OZARKS INC COM Stock 063904106 453 8615 SH SOLE 8615 0 0 ISHARES GLOBAL TECH ETF ETF 464287291 1138 10355 SH SOLE 10355 0 0 POWERSHARES FUNDAMENTAL HIGH YIELD CORPORATE BOND FUND ETF 73936T557 204 10845 SH SOLE 10845 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 2224 63522 SH SOLE 63522 0 0 SCOTTS MIRACLE GRO CO CL A Stock 810186106 700 7331 SH SOLE 7331 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 330 6072 SH SOLE 6072 0 0 ISHARES LATIN AMERICA 40 ETF ETF 464287390 871 31585 SH SOLE 31585 0 0 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR ADR 71654V408 121 12000 SH SOLE 12000 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 576 6856 SH SOLE 6856 0 0 COCA COLA CO COM Stock 191216100 760 18322 SH SOLE 18322 0 0 VANGUARD REIT ETF ETF 922908553 4408 53416 SH SOLE 53416 0 0 CANTEL MEDICAL CORP COM Stock 138098108 497 6313 SH SOLE 6313 0 0 INTEL CORP COM Stock 458140100 964 26590 SH SOLE 26590 0 0 PERRIGO CO PLC SHS Stock G97822103 297 3573 SH SOLE 3573 0 0 VAIL RESORTS INC COM Stock 91879Q109 298 1850 SH SOLE 1850 0 0 MEDTRONIC PLC SHS Stock G5960L103 418 5871 SH SOLE 5871 0 0 INDUSTRIAS BACHOCO S A B DE CV SPON ADR B ADR 456463108 450 9170 SH SOLE 9170 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 365 1848 SH SOLE 1848 0 0 PAYCHEX INC COM Stock 704326107 622 10221 SH SOLE 10221 0 0 QEP RES INC COM Stock 74733V100 434 23564 SH SOLE 23564 0 0 MERCK & CO INC COM Stock 58933Y105 697 11839 SH SOLE 11839 0 0 SPDR S&P 500 ETF ETF 78462F103 975 4360 SH SOLE 4360 0 0 MCKESSON CORP COM Stock 58155Q103 370 2631 SH SOLE 2631 0 0 WEBMD HEALTH CORP COM Stock 94770V102 441 8890 SH SOLE 8890 0 0 ALLSTATE CORP COM Stock 020002101 574 7742 SH SOLE 7742 0 0 ISHARES TIPS BOND ETF ETF 464287176 4536 40079 SH SOLE 40079 0 0 DU PONT E I DE NEMOURS & CO COM Stock 263534109 365 4967 SH SOLE 4967 0 0 SYNCHRONOSS TECHNOLOGIES INC COM Stock 87157B103 317 8275 SH SOLE 8275 0 0 ROOT9B HOLDINGS INC COM NEW Stock 776650202 358 33495 SH SOLE 33495 0 0 NUVEEN S&P 500 BUY-WRITE INC COM CEF 6706ER101 154 12120 SH SOLE 12120 0 0 GUGGENHEIM S&P MIDCAP 400 PURE GROWTH ETF ETF 78355W601 281 2182 SH SOLE 2182 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 1448 27122 SH SOLE 27122 0 0 SNAP ON INC COM Stock 833034101 209 1220 SH SOLE 1220 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 2002 23709 SH SOLE 23709 0 0 JPMORGAN ALERIAN MLP INDEX ETN ETF 46625H365 330 10442 SH SOLE 10442 0 0 NEWELL BRANDS INC COM Stock 651229106 358 8014 SH SOLE 8014 0 0 ISHARES CALIFORNIA MUNI BOND ETF ETF 464288356 2068 17910 SH SOLE 17910 0 0 FORD MTR CO DEL COM PAR $0.01 Stock 345370860 419 34550 SH SOLE 34550 0 0 OMEGA HEALTHCARE INVS INC COM REIT 681936100 293 9363 SH SOLE 9363 0 0 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 523 11449 SH SOLE 11449 0 0 HOME DEPOT INC COM Stock 437076102 749 5583 SH SOLE 5583 0 0 SPDR GOLD SHARES ETF 78463V107 326 2975 SH SOLE 2975 0 0 BECTON DICKINSON & CO COM Stock 075887109 319 1925 SH SOLE 1925 0 0 BROADRIDGE FINL SOLUTIONS INC COM Stock 11133T103 557 8400 SH SOLE 8400 0 0 SCHWAB U.S. SMALL-CAP ETF ETF 808524607 351 5712 SH SOLE 5712 0 0 LOGMEIN INC COM Stock 54142L109 226 2340 SH SOLE 2340 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 1367 13028 SH SOLE 13028 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 608 11413 SH SOLE 11413 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 345 6183 SH SOLE 6183 0 0 ENSCO PLC SHS CLASS A Stock G3157S106 115 11825 SH SOLE 11825 0 0 ISHARES S&P SMALL-CAP FUND ETF 464287804 3667 26664 SH SOLE 26664 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 855 5247 SH SOLE 5247 0 0 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 271 12581 SH SOLE 12581 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 426 5372 SH SOLE 5372 0 0 VANECK VECTORS HIGH-YIELD MUNICIPAL INDEX ETF ETF 92189F361 589 19848 SH SOLE 19848 0 0 FISERV INC COM Stock 337738108 354 3329 SH SOLE 3329 0 0 INTUIT COM Stock 461202103 413 3600 SH SOLE 3600 0 0 MAXLINEAR INC CL A Stock 57776J100 272 12490 SH SOLE 12490 0 0 MICROSOFT CORP COM Stock 594918104 622 10005 SH SOLE 10005 0 0 DTE ENERGY CO COM Stock 233331107 230 2332 SH SOLE 2332 0 0 ARES CAP CORP COM CEF 04010L103 563 34136 SH SOLE 34136 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 732 3 SH SOLE 3 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 1174 9100 SH SOLE 9100 0 0 VANGUARD SHORT-TERM GOVERNMENT BOND ETF ETF 92206C102 214 3507 SH SOLE 3507 0 0 ARGO GROUP INTL HLDGS LTD COM Stock G0464B107 343 5200 SH SOLE 5200 0 0 ALERIAN MLP ETF ETF 00162Q866 1629 129295 SH SOLE 129295 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 250 4961 SH SOLE 4961 0 0 TEMPLETON GLOBAL INCOME FD COM CEF 880198106 97 15006 SH SOLE 15006 0 0 ISHARES MSCI NEW ZEALAND CAPPED ETF ETF 464289123 209 5273 SH SOLE 5273 0 0 GREAT SOUTHN BANCORP INC COM Stock 390905107 1714 31366 SH SOLE 31366 0 0 PIMCO INTERMEDIATE MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND ETF 72201R866 649 12386 SH SOLE 12386 0 0 SCHWAB U.S. TIPS ETF ETF 808524870 310 5661 SH SOLE 5661 0 0 SCHWAB INTERMEDIATE-TERM U.S. TREASURY ETF ETF 808524854 249 4669 SH SOLE 4669 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 257 3103 SH SOLE 3103 0 0 VANGUARD S&P 500 ETF ETF 922908363 1911 9308 SH SOLE 9308 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 636 2109 SH SOLE 2109 0 0 WESTERN UN CO COM Stock 959802109 249 11481 SH SOLE 11481 0 0 TAL ED GROUP ADS REPSTG COM ADR 874080104 385 5494 SH SOLE 5494 0 0 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF ETF 78355W106 341 3932 SH SOLE 3932 0 0 GUGGENHEIM ENHANCED SHORT DURATION ETF ETF 18383M654 320 6382 SH SOLE 6382 0 0 BROADSOFT INC COM Stock 11133B409 229 5550 SH SOLE 5550 0 0 SPDR S&P 600 SMALL CAP VALUE ETF ETF 78464A300 497 4179 SH SOLE 4179 0 0 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 561 8813 SH SOLE 8813 0 0 PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND ETF 72201R817 230 2248 SH SOLE 2248 0 0 SCHWAB U.S. REIT ETF ETF 808524847 213 5185 SH SOLE 5185 0 0 DOUGLAS DYNAMICS INC COM Stock 25960R105 367 10895 SH SOLE 10895 0 0 SCHWAB U.S. MID-CAP ETF ETF 808524508 307 6797 SH SOLE 6797 0 0 NUVEEN ENERGY MLP TOTL RTRNFD COM CEF 67074U103 261 19289 SH SOLE 19289 0 0 TEMPLETON EMERG MKTS INCOME FD COM CEF 880192109 218 19940 SH SOLE 19940 0 0 POWERSHARES KBW PREMIUM YIELD EQUITY REIT PORTFOLIO ETF 73936Q819 231 6134 SH SOLE 6134 0 0 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 419 5089 SH SOLE 5089 0 0 AFLAC INC COM Stock 001055102 210 3013 SH SOLE 3013 0 0 POWERSHARES S&P 500 LOW VOLATILITY PORTFOLIO ETF 73937B779 905 21774 SH SOLE 21774 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 355 6996 SH SOLE 6996 0 0 MFS MULTIMARKET INCOME TR SH BEN INT CEF 552737108 145 23921 SH SOLE 23921 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 1137 12840 SH SOLE 12840 0 0 EVERSOURCE ENERGY COM Stock 30040W108 275 4977 SH SOLE 4977 0 0 SCHWAB US AGGREGATE BOND ETF ETF 808524839 4720 91645 SH SOLE 91645 0 0 ISHARES MSCI EAFE VALUE ETF ETF 464288877 508 10760 SH SOLE 10760 0 0 ALLERGAN PLC SHS Stock G0177J108 396 1885 SH SOLE 1885 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS ADR 22943F100 205 5120 SH SOLE 5120 0 0 VANECK VECTORS CEF MUNICIPAL INCOME ETF ETF 92189F460 657 25448 SH SOLE 25448 0 0 DOMTAR CORP COM NEW Stock 257559203 262 6704 SH SOLE 6704 0 0 HERSHEY CO COM Stock 427866108 225 2178 SH SOLE 2178 0 0 DOUBLELINE OPPORTUNISTIC CR FD COM CEF 258623107 415 17964 SH SOLE 17964 0 0 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 2152 47584 SH SOLE 47584 0 0 ISHARES MSCI INDIA INDEX FUND ETF 46429B598 322 12000 SH SOLE 12000 0 0 VANGUARD VALUE INDEX FUND ETF 922908744 2872 30874 SH SOLE 30874 0 0 VANGUARD GROWTH INDEX FUND ETF 922908736 1857 16660 SH SOLE 16660 0 0 WISDOMTREE SMALLCAP DIVIDEND FUND ETF 97717W604 822 9938 SH SOLE 9938 0 0 FACEBOOK INC CL A Stock 30303M102 243 2116 SH SOLE 2116 0 0 GUGGENHEIM BULLETSHARES 2017 HIGH YIELD CORPORATE BOND ETF ETF 18383M399 964 37325 SH SOLE 37325 0 0 KAR AUCTION SVCS INC COM Stock 48238T109 517 12134 SH SOLE 12134 0 0 FLEXSHARES GLOBAL UPSTREAM NATURAL RESOURCES INDEX FUND ETF 33939L407 814 28395 SH SOLE 28395 0 0 SEADRILL PARTNERS LLC COMUNIT REP LB Stock Y7545W109 62 14711 SH SOLE 14711 0 0 METLIFE INC COM Stock 59156R108 334 6191 SH SOLE 6191 0 0 NOVARTIS A G SPONSORED ADR ADR 66987V109 202 2771 SH SOLE 2771 0 0 ISHARES CORE MSCI EAFE ETF ETF 46432F842 7895 147210 SH SOLE 147210 0 0 ROYAL BK CDA MONTREAL QUE COM Stock 780087102 220 3253 SH SOLE 3253 0 0 YY INC ADS REPCOM CLA ADR 98426T106 216 5485 SH SOLE 5485 0 0 PROSHARES SHORT QQQ ETF 74347B714 213 4500 SH SOLE 4500 0 0 SPDR MSCI ACWI EX-US ETF ETF 78463X848 327 10373 SH SOLE 10373 0 0 ISHARES 1-3 YEAR CREDIT BOND ETF ETF 464288646 315 3004 SH SOLE 3004 0 0 GENUINE PARTS CO COM Stock 372460105 399 4176 SH SOLE 4176 0 0 NUVEEN FLOATING RATE INCOME FD COM CEF 67072T108 193 16502 SH SOLE 16502 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 2966 69868 SH SOLE 69868 0 0 CYRUSONE INC COM REIT 23283R100 463 10358 SH SOLE 10358 0 0 ISHARES CORE 1-5 YEAR USD BOND ETF ETF 46432F859 371 7429 SH SOLE 7429 0 0 POWERSHARES DYNAMIC LARGE CAP VALUE PORTFOLIO ETF 73935X708 207 6125 SH SOLE 6125 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR ADR 874039100 246 8540 SH SOLE 8540 0 0 POWERSHARES S&P SMALLCAP LOW VOLATILITY PORTFOLIO ETF 73937B639 345 7943 SH SOLE 7943 0 0 FIRST INTERNET BANCORP COM Stock 320557101 220 6873 SH SOLE 6873 0 0 WISDOMTREE EMERGING MARKETS CORPORATE BOND FUND ETF 97717X784 467 6710 SH SOLE 6710 0 0 FIRST TRUST TACTICAL HIGH YIELD ETF ETF 33738D408 9694 200990 SH SOLE 200990 0 0 POWERSHARES S&P MIDCAP LOW VOLATILITY PORTFOLIO ETF 73937B647 227 5600 SH SOLE 5600 0 0 ROCKWELL AUTOMATION INC COM Stock 773903109 649 4829 SH SOLE 4829 0 0 PROSPECT CAPITAL CORPORATION 5.375 10/15/2017 Convertible 74348TAK8 102 100000 SH SOLE 100000 0 0 QUALCOMM INC COM Stock 747525103 232 3563 SH SOLE 3563 0 0 RESMED INC COM Stock 761152107 446 7185 SH SOLE 7185 0 0 MCDONALDS CORP COM Stock 580135101 1222 10037 SH SOLE 10037 0 0 CISCO SYS INC COM Stock 17275R102 928 30723 SH SOLE 30723 0 0 ISHARES RUSSELL MID-CAP ETF ETF 464287499 796 4450 SH SOLE 4450 0 0 ALPS INTERNATIONAL SECTOR DIVIDEND DOGS ETF ETF 00162Q718 391 16550 SH SOLE 16550 0 0 AT&T INC COM Stock 00206R102 1348 31694 SH SOLE 31694 0 0 XILINX INC COM Stock 983919101 377 6250 SH SOLE 6250 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 458 6084 SH SOLE 6084 0 0 GENERAL ELECTRIC CO COM Stock 369604103 2093 66250 SH SOLE 66250 0 0 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 3657 42258 SH SOLE 42258 0 0 PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 Convertible 74348TAL6 26 25000 SH SOLE 25000 0 0 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 2693 35494 SH SOLE 35494 0 0 COLUMBIA BEYOND BRICS ETF ETF 19762B103 392 26400 SH SOLE 26400 0 0 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 319 6352 SH SOLE 6352 0 0 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF ETF 316092808 3614 97901 SH SOLE 97901 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 3756 37045 SH SOLE 37045 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 3485 28617 SH SOLE 28617 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 4504 20019 SH SOLE 20019 0 0 WELLS FARGO & CO NEW COM Stock 949746101 983 17828 SH SOLE 17828 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 421 11319 SH SOLE 11319 0 0 SALESFORCE COM INC COM Stock 79466L302 452 6600 SH SOLE 6600 0 0 MICROCHIP TECHNOLOGY INC COM Stock 595017104 610 9510 SH SOLE 9510 0 0 IDEXX LABS INC COM Stock 45168D104 233 1985 SH SOLE 1985 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 527 3734 SH SOLE 3734 0 0 PROSPECT CAPITAL CORPORATION COM CEF 74348T102 164 19600 SH SOLE 19600 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 308 1233 SH SOLE 1233 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 1574 18246 SH SOLE 18246 0 0 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 616 5690 SH SOLE 5690 0 0 CHEVRON CORP NEW COM Stock 166764100 1847 15694 SH SOLE 15694 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 5889 54435 SH SOLE 54435 0 0 ALBEMARLE CORP COM Stock 012653101 238 2760 SH SOLE 2760 0 0 CONOCOPHILLIPS COM Stock 20825C104 219 4365 SH SOLE 4365 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 1382 37816 SH SOLE 37816 0 0 SPDR S&P BANK ETF ETF 78464A797 2001 46035 SH SOLE 46035 0 0 KOHLS CORP COM Stock 500255104 207 4194 SH SOLE 4194 0 0 BANK AMER CORP COM Stock 060505104 298 13469 SH SOLE 13469 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 316 3690 SH SOLE 3690 0 0 WAL-MART STORES INC COM Stock 931142103 1033 14944 SH SOLE 14944 0 0 ISHARES 3-7 YEAR TREASURY BOND ETF ETF 464288661 1721 14044 SH SOLE 14044 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 1501 9043 SH SOLE 9043 0 0 ORACLE CORP COM Stock 68389X105 692 17995 SH SOLE 17995 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 322 9000 SH SOLE 9000 0 0 TARGET CORP COM Stock 87612E106 229 3165 SH SOLE 3165 0 0 SPDR BLOOMBERG BARCLAYS INTERNATIONAL TREASURY BOND ETF ETF 78464A516 326 12560 SH SOLE 12560 0 0 PFIZER INC COM Stock 717081103 679 20903 SH SOLE 20903 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 7710 65795 SH SOLE 65795 0 0 HP INC COM Stock 40434L105 216 14584 SH SOLE 14584 0 0 GILEAD SCIENCES INC COM Stock 375558103 377 5263 SH SOLE 5263 0 0 VANECK VECTORS SHORT HIGH-YIELD MUNICIPAL INDEX ETF ETF 92189F387 225 9465 SH SOLE 9465 0 0 POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO ETF 73936T573 220 7786 SH SOLE 7786 0 0 OCH ZIFF CAP MGMT GROUP CL A Stock 67551U105 74 22500 SH SOLE 22500 0 0 WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND ETF 97717W315 247 6624 SH SOLE 6624 0 0 SAN JUAN BASIN RTY TR UNIT BEN INT Stock 798241105 469 70831 SH SOLE 70831 0 0 ALERIAN ENERGY INFRASTRUCTURE ETF ETF 00162Q676 694 29100 SH SOLE 29100 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 314 3682 SH SOLE 3682 0 0 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 369 7407 SH SOLE 7407 0 0 HERCULES CAPITAL INC COM CEF 427096508 540 38238 SH SOLE 38238 0 0 ABERDEEN ASIA PACIFIC INCOM FD COM CEF 003009107 101 21832 SH SOLE 21832 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 2284 21787 SH SOLE 21787 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 10592 98022 SH SOLE 98022 0 0 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 238 2001 SH SOLE 2001 0 0 POWERSHARES NATIONAL AMT-FREE MUNICIPAL BOND PORTFOLIO ETF 73936T474 706 28359 SH SOLE 28359 0 0 B & G FOODS INC NEW COM Stock 05508R106 552 12612 SH SOLE 12612 0 0 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT Stock G16252101 583 17426 SH SOLE 17426 0 0 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 1440 10286 SH SOLE 10286 0 0 SPROTT GOLD MINERS ETF ETF 00162Q643 528 28016 SH SOLE 28016 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 839 4607 SH SOLE 4607 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 2522 17371 SH SOLE 17371 0 0 DNP SELECT INCOME FD COM CEF 23325P104 104 10169 SH SOLE 10169 0 0 CAL MAINE FOODS INC COM NEW Stock 128030202 302 6830 SH SOLE 6830 0 0 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 692 8710 SH SOLE 8710 0 0 GABELLI EQUITY TR INC COM CEF 362397101 69 12512 SH SOLE 12512 0 0 QORVO INC COM Stock 74736K101 211 4000 SH SOLE 4000 0 0 RED ROBIN GOURMET BURGERS INC COM Stock 75689M101 367 6500 SH SOLE 6500 0 0 ROPER TECHNOLOGIES INC COM Stock 776696106 518 2830 SH SOLE 2830 0 0 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78464A417 403 11060 SH SOLE 11060 0 0 ISHARES COMMODITIES SELECT STRATEGY ETF ETF 46431W853 489 14254 SH SOLE 14254 0 0 ALTRIA GROUP INC COM Stock 02209S103 949 14027 SH SOLE 14027 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 10861 98537 SH SOLE 98537 0 0 AMERICAN WTR WKS CO INC NEW COM Stock 030420103 476 6585 SH SOLE 6585 0 0 EXXON MOBIL CORP COM Stock 30231G102 3571 39564 SH SOLE 39564 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 207 1292 SH SOLE 1292 0 0 LINCOLN NATL CORP IND COM Stock 534187109 335 5051 SH SOLE 5051 0 0 ON SEMICONDUCTOR CORP COM Stock 682189105 300 23505 SH SOLE 23505 0 0 TRIANGLE CAP CORP COM CEF 895848109 293 15990 SH SOLE 15990 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 274 5644 SH SOLE 5644 0 0 8POINT3 ENERGY PARTNERS LP CL A RPT LTDPT Stock 282539105 151 11650 SH SOLE 11650 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 2983 18041 SH SOLE 18041 0 0 FRONTIER COMMUNICATIONS CORP COM Stock 35906A108 56 16525 SH SOLE 16525 0 0 APPLE INC COM Stock 037833100 3352 28940 SH SOLE 28940 0 0 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 397 8951 SH SOLE 8951 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 795 7625 SH SOLE 7625 0 0 FIDELITY NASDAQ COMPOSITE INDEX TRACKING STOCK FUND ETF 315912808 2129 10059 SH SOLE 10059 0 0 MFS INTER INCOME TR SH BEN INT CEF 55273C107 954 214854 SH SOLE 214854 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 203 1811 SH SOLE 1811 0 0 ISHARES MORNINGSTAR LARGE-CAP ETF ETF 464287127 222 1671 SH SOLE 1671 0 0