CHIEF COMPLIANCE OFFICER

0001674343-19-000003.txt : 20190812 0001674343-19-000003.hdr.sgml : 20190812 20190812070951 ACCESSION NUMBER: 0001674343-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190812 DATE AS OF CHANGE: 20190812 EFFECTIVENESS DATE: 20190812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mosaic Family Wealth, LLC CENTRAL INDEX KEY: 0001674343 IRS NUMBER: 473192561 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17441 FILM NUMBER: 191014360 BUSINESS ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 314-627-5220 MAIL ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001674343 XXXXXXXX 06-30-2019 06-30-2019 Mosaic Family Wealth, LLC

1401 SOUTH BRENTWOOD BOULEVARD SUITE 630 ST. LOUIS MO 63144

13F HOLDINGS REPORT 028-17441 N DUNCAN (SCOTT) HIGHMARK CHIEF COMPLIANCE OFFICER (314) 627-5220 DUNCAN (SCOTT) HIGHMARK ST LOUIS MO 08-12-2019 0 170 238778 false INFORMATION TABLE 2 13MFWQ22019.xml GLOBAL CORD BLOOD CORPORATION SHS Stock G39342103 71 12275 SH SOLE 0 0 12275 AURORA CANNABIS INC COM Stock 05156X108 103 13197 SH SOLE 0 0 13197 CLEARBRIDGE ENERGY MIDSTRM OPP COM CEF 18469P100 113 12241 SH SOLE 0 0 12241 ALERIAN MLP ETF ETF 00162Q866 131 13332 SH SOLE 0 0 13331 ENLINK MIDSTREAM LLC COM UNIT REP LTD Stock 29336T100 163 16119 SH SOLE 0 0 16119 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 196 15389 SH SOLE 0 0 15388 BOOKING HLDGS INC COM Stock 09857L108 204 109 SH SOLE 100 0 9 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 205 1121 SH SOLE 0 0 1120 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 205 1207 SH SOLE 0 0 1207 ISHARES RUSSELL TOP 200 VALUE ETF ETF 464289420 208 3858 SH SOLE 3858 0 0 THE CHARLES SCHWAB CORPORATION COM Stock 808513105 210 5222 SH SOLE 948 0 4274 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 218 2516 SH SOLE 0 0 2516 BP PLC SPONSORED ADR ADR 055622104 219 5241 SH SOLE 0 0 5240 PAYPAL HLDGS INC COM Stock 70450Y103 219 1913 SH SOLE 0 0 1913 CHUBB LIMITED COM Stock H1467J104 221 1500 SH SOLE 449 0 1050 NORTHWEST NAT HLDG CO COM Stock 66765N105 221 3186 SH SOLE 0 0 3186 LINDE PLC SHS Stock G5494J103 224 1114 SH SOLE 488 0 626 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 226 2566 SH SOLE 0 0 2566 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 229 1315 SH SOLE 1108 0 207 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF ETF 464286533 230 3910 SH SOLE 1895 0 2015 CIGNA CORP NEW COM Stock 125523100 232 1475 SH SOLE 0 0 1475 VANGUARD RUSSELL 2000 ETF ETF 92206C664 238 1908 SH SOLE 1908 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 242 5631 SH SOLE 0 0 5631 CHURCH & DWIGHT INC COM Stock 171340102 242 3318 SH SOLE 0 0 3318 BANK AMER CORP COM Stock 060505104 242 8331 SH SOLE 0 0 8331 AMERIGAS PARTNERS L P UNIT L P INT Stock 030975106 243 6988 SH SOLE 0 0 6987 TEXAS INSTRS INC COM Stock 882508104 245 2139 SH SOLE 379 0 1760 VANGUARD RUSSELL 3000 ETF ETF 92206C599 252 1880 SH SOLE 1880 0 0 NOVARTIS A G SPONSORED ADR ADR 66987V109 252 2760 SH SOLE 868 0 1892 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 255 9891 SH SOLE 7179 0 2712 ISHARES EDGE MSCI MULTIFACTOR USA SMALL-CAP ETF ETF 46434V290 262 6504 SH SOLE 1665 0 4839 iShares Edge MSCI USA Value Factor ETF ETF 46432F388 264 3249 SH SOLE 829 0 2420 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 269 1809 SH SOLE 0 0 1808 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 271 1642 SH SOLE 0 0 1641 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 274 7072 SH SOLE 1185 0 5887 WELLS FARGO CO NEW COM Stock 949746101 279 5904 SH SOLE 0 0 5903 BRISTOL MYERS SQUIBB CO COM Stock 110122108 279 6148 SH SOLE 0 0 6148 ISHARES S&P 500 GROWTH ETF ETF 464287309 283 1577 SH SOLE 0 0 1577 DXC TECHNOLOGY CO COM Stock 23355L106 286 5185 SH SOLE 0 0 5185 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT CEF 41013T105 287 16898 SH SOLE 0 0 16897 ISHARES EDGE MSCI MULTIFACTOR EMERGING MARKETS ETF ETF 46434G889 289 6857 SH SOLE 1770 0 5087 ISHARES S&P MIDCAP FUND ETF 464287507 291 1498 SH SOLE 0 0 1498 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78468R622 294 2694 SH SOLE 367 0 2327 SPIRE INC COM Stock 84857L101 295 3515 SH SOLE 0 0 3514 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 301 2184 SH SOLE 0 0 2183 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 308 1535 SH SOLE 0 0 1534 AMERICAN ELEC PWR CO INC COM Stock 025537101 311 3533 SH SOLE 0 0 3533 ENBRIDGE INC COM Stock 29250N105 313 8689 SH SOLE 0 0 8689 GENERAL DYNAMICS CORP COM Stock 369550108 314 1727 SH SOLE 198 0 1529 DANAHER CORPORATION COM Stock 235851102 316 2209 SH SOLE 261 0 1948 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 318 1 SH SOLE 0 0 1 VANGUARD MEGA CAP ETF ETF 921910873 321 3173 SH SOLE 3173 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 323 2060 SH SOLE 0 0 2060 PHILLIPS 66 COM Stock 718546104 323 3449 SH SOLE 0 0 3448 ISHARES RUSSELL 2000 ETF ETF 464287655 331 2127 SH SOLE 0 0 2127 AMERICAN TOWER CORP NEW COM REIT 03027X100 331 1620 SH SOLE 107 0 1513 LOCKHEED MARTIN CORP COM Stock 539830109 332 914 SH SOLE 232 0 682 COLGATE PALMOLIVE CO COM Stock 194162103 332 4627 SH SOLE 1373 0 3253 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 334 6107 SH SOLE 0 0 6106 ISHARES EDGE MSCI MULTIFACTOR USA ETF ETF 46434V282 335 10537 SH SOLE 2891 0 7646 MPLX LP COM UNIT REP LTD Stock 55336V100 340 10555 SH SOLE 0 0 10555 FLAHERTY & CRUMRIN PFD & INM O COM CEF 33848E106 341 29157 SH SOLE 0 0 29156 BUCKEYE PARTNERS L P UNIT LTD PARTN Stock 118230101 344 8388 SH SOLE 0 0 8387 AMERICAN EXPRESS CO COM Stock 025816109 344 2789 SH SOLE 384 0 2405 ISHARES EDGE MSCI MIN VOL USA SMALL-CAP ETF ETF 46435G433 345 10364 SH SOLE 5174 0 5190 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 349 1544 SH SOLE 1483 0 61 SAREPTA THERAPEUTICS INC COM Stock 803607100 351 2311 SH SOLE 0 0 2311 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 356 1927 SH SOLE 662 0 1265 PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN Stock 726503105 360 14797 SH SOLE 0 0 14796 INTERCONTINENTAL EXCHANGE INC COM Stock 45866F104 367 4269 SH SOLE 1324 0 2945 ALTRIA GROUP INC COM Stock 02209S103 374 7896 SH SOLE 0 0 7895 SPDR S&P 500 ETF ETF 78462F103 383 1308 SH SOLE 614 0 694 UNITEDHEALTH GROUP INC COM Stock 91324P102 385 1577 SH SOLE 138 0 1439 ALPHABET INC CAP STK CL A Stock 02079K305 387 357 SH SOLE 26 0 331 VANGUARD S&P 500 ETF ETF 922908363 398 1477 SH SOLE 1130 0 347 NUVEEN PFD & INCM OPPORTNYS FD COM CEF 67073B106 402 40561 SH SOLE 0 0 40560 JPMORGAN CHASE & CO COM Stock 46625H100 408 3645 SH SOLE 210 0 3435 ABBVIE INC COM Stock 00287Y109 410 5634 SH SOLE 0 0 5633 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 413 3424 SH SOLE 0 0 3424 COCA COLA CO COM Stock 191216100 416 8166 SH SOLE 487 0 7679 COMCAST CORP NEW CL A Stock 20030N101 422 9972 SH SOLE 938 0 9033 VERIZON COMMUNICATIONS INC COM Stock 92343V104 433 7574 SH SOLE 0 0 7573 3M CO COM Stock 88579Y101 447 2581 SH SOLE 306 0 2275 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 449 2128 SH SOLE 1979 0 149 STARBUCKS CORP COM Stock 855244109 473 5648 SH SOLE 1129 0 4518 DISNEY WALT CO COM DISNEY Stock 254687106 473 3388 SH SOLE 205 0 3182 ISHARES TIPS BOND ETF ETF 464287176 481 4167 SH SOLE 0 0 4166 WESTERN MIDSTREAM PARTNERS LP COM UNIT LP INT Stock 958669103 485 15747 SH SOLE 0 0 15747 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 494 3468 SH SOLE 300 0 3167 ABBOTT LABS COM Stock 002824100 497 5907 SH SOLE 0 0 5907 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 500 5722 SH SOLE 2070 0 3652 LOWES COS INC COM Stock 548661107 506 5011 SH SOLE 242 0 4768 STIFEL FINL CORP COM Stock 860630102 510 8643 SH SOLE 2000 0 6643 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 512 7046 SH SOLE 3472 0 3574 HOME DEPOT INC COM Stock 437076102 520 2500 SH SOLE 756 0 1742 REALTY INCOME CORP COM REIT 756109104 521 7556 SH SOLE 0 0 7555 WILLIAMS COS INC DEL COM Stock 969457100 528 18824 SH SOLE 0 0 18824 MFS MULTIMARKET INCOME TR SH BEN INT CEF 552737108 531 91006 SH SOLE 26392 0 64614 SOUTHERN CO COM Stock 842587107 539 9755 SH SOLE 855 0 8900 MEDTRONIC PLC SHS Stock G5960L103 553 5680 SH SOLE 1019 0 4661 TARGA RES CORP COM Stock 87612G101 553 14074 SH SOLE 0 0 14074 UNION PACIFIC CORP COM Stock 907818108 557 3291 SH SOLE 289 0 3002 ADAMAS PHARMACEUTICALS INC COM Stock 00548A106 566 91314 SH SOLE 0 0 91314 INTEL CORP COM Stock 458140100 569 11878 SH SOLE 862 0 11015 ISHARES EDGE MSCI MULTIFACTOR INTL ETF ETF 46434V274 581 22140 SH SOLE 5623 0 16517 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 583 4750 SH SOLE 377 0 4373 AMEREN CORP COM Stock 023608102 589 7846 SH SOLE 171 0 7674 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 624 7005 SH SOLE 21 0 6984 KAYNE ANDERSN MLP MIDS INVT CO COM CEF 486606106 625 40840 SH SOLE 0 0 40840 CENTENE CORP DEL COM Stock 15135B101 625 11915 SH SOLE 0 0 11915 XCEL ENERGY INC COM Stock 98389B100 626 10517 SH SOLE 0 0 10517 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 626 5279 SH SOLE 1564 0 3715 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 672 13073 SH SOLE 6319 0 6754 ALPHABET INC CAP STK CL C Stock 02079K107 675 624 SH SOLE 0 0 624 UNITED TECHNOLOGIES CORP COM Stock 913017109 689 5294 SH SOLE 777 0 4516 ONEOK INC NEW COM Stock 682680103 716 10399 SH SOLE 0 0 10398 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 718 6231 SH SOLE 2605 0 3625 CISCO SYS INC COM Stock 17275R102 726 13260 SH SOLE 0 0 13259 EXXON MOBIL CORP COM Stock 30231G102 743 9699 SH SOLE 1313 0 8385 FACEBOOK INC CL A Stock 30303M102 746 3866 SH SOLE 158 0 3708 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 750 7934 SH SOLE 5345 0 2589 BOEING CO COM Stock 097023105 788 2164 SH SOLE 200 0 1963 VISA INC COM CL A Stock 92826C839 797 4593 SH SOLE 235 0 4358 WALMART INC COM Stock 931142103 818 7407 SH SOLE 0 0 7407 ENERGY TRANSFER LP COM UT LTD PTN Stock 29273V100 821 58301 SH SOLE 0 0 58301 ISHARES CORE MSCI EAFE ETF ETF 46432F842 823 13403 SH SOLE 9519 0 3883 MASTERCARD INC CL A Stock 57636Q104 842 3183 SH SOLE 184 0 2998 ISHARES S&P SMALL-CAP FUND ETF 464287804 857 10944 SH SOLE 4143 0 6801 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 924 8571 SH SOLE 0 0 8570 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 954 10433 SH SOLE 2866 0 7567 WESTERN ASST MNGD MUN FD INC COM CEF 95766M105 980 71541 SH SOLE 0 0 71541 ISHARES CORE S&P 500 ETF ETF 464287200 996 3380 SH SOLE 0 0 3380 US BANCORP DEL COM NEW Stock 902973304 999 19063 SH SOLE 0 0 19063 CHEVRON CORP NEW COM Stock 166764100 1015 8153 SH SOLE 608 0 7545 EMERSON ELEC CO COM Stock 291011104 1021 15296 SH SOLE 0 0 15295 AT&T INC COM Stock 00206R102 1021 30481 SH SOLE 200 0 30280 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 1038 6913 SH SOLE 1441 0 5471 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 1091 13546 SH SOLE 0 0 13546 NEXTERA ENERGY INC COM Stock 65339F101 1126 5498 SH SOLE 361 0 5136 PROCTER AND GAMBLE CO COM Stock 742718109 1186 10820 SH SOLE 502 0 10317 PEPSICO INC COM Stock 713448108 1236 9424 SH SOLE 444 0 8979 AMAZON COM INC COM Stock 023135106 1238 654 SH SOLE 116 0 538 PFIZER INC COM Stock 717081103 1253 28920 SH SOLE 1021 0 27898 JOHNSON & JOHNSON COM Stock 478160104 1361 9775 SH SOLE 246 0 9528 MICROSOFT CORP COM Stock 594918104 1372 10245 SH SOLE 888 0 9356 MCDONALDS CORP COM Stock 580135101 1456 7013 SH SOLE 559 0 6454 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 1506 23536 SH SOLE 0 0 23535 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1531 7182 SH SOLE 350 0 6832 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 1538 18512 SH SOLE 1570 0 16942 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 1590 11799 SH SOLE 5294 0 6505 GUGGENHEIM STRATEGIC OPP FD COM SBI CEF 40167F101 1621 79170 SH SOLE 7716 0 71454 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 1676 58046 SH SOLE 0 0 58045 VANGUARD MID-CAP INDEX FUND ETF 922908629 1696 10143 SH SOLE 4685 0 5458 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 1750 28351 SH SOLE 16879 0 11472 VANGUARD REAL ESTATE ETF ETF 922908553 1767 20221 SH SOLE 563 0 19657 ISHARES SELECT DIVIDEND ETF ETF 464287168 2017 20260 SH SOLE 0 0 20259 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 2250 20206 SH SOLE 0 0 20205 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 2318 18217 SH SOLE 0 0 18217 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 2515 15981 SH SOLE 0 0 15981 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 2578 61812 SH SOLE 2550 0 59262 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 2877 67653 SH SOLE 1974 0 65678 NIKE INC CL B Stock 654106103 3001 35745 SH SOLE 522 0 35222 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 3433 26296 SH SOLE 62 0 26234 APPLE INC COM Stock 037833100 3802 19209 SH SOLE 732 0 18477 ISHARES MSCI EAFE ETF ETF 464287465 4156 63234 SH SOLE 2826 0 60407 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 9919 66429 SH SOLE 4227 0 62202 VANGUARD VALUE INDEX FUND ETF 922908744 12908 116369 SH SOLE 7081 0 109287 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 15814 84925 SH SOLE 5467 0 79457 X-TRACKERS MSCI EAFE HEDGED EQUITY ETF ETF 233051200 35616 1126743 SH SOLE 79119 0 1047624 VANGUARD GROWTH INDEX FUND ETF 922908736 48655 297785 SH SOLE 24517 0 273267