0001127602-18-012698.txt : 20180323
0001127602-18-012698.hdr.sgml : 20180323
20180323200419
ACCESSION NUMBER: 0001127602-18-012698
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180321
FILED AS OF DATE: 20180323
DATE AS OF CHANGE: 20180323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ng Shella
CENTRAL INDEX KEY: 0001685727
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37762
FILM NUMBER: 18711442
MAIL ADDRESS:
STREET 1: 11F-20F, 2 GRAND GATEWAY
STREET 2: 3 HONGQIAO ROAD
CITY: SHANGHAI
STATE: F4
ZIP: 200030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yum China Holdings, Inc.
CENTRAL INDEX KEY: 0001673358
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 812421743
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7100 CORPORATE DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: (469)980-2898
MAIL ADDRESS:
STREET 1: 7100 CORPORATE DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: Yum! China Holding, Inc.
DATE OF NAME CHANGE: 20160428
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-03-21
0001673358
Yum China Holdings, Inc.
YUMC
0001685727
Ng Shella
YUM CHINA BUILDING
20 TIAN YAO QIAO ROAD
SHANGHAI
F4
200030
CHINA
1
Chief Legal Officer, Corp. Sec
Restricted Stock Unit
2018-03-21
4
A
0
60
A
Common Stock
60
25374
D
Restricted Stock Unit
2018-03-21
4
A
0
17
A
Common Stock
17
7464
D
Restricted Stock Unit
2018-03-21
4
A
0
22
A
Common Stock
22
9421
D
Restricted Stock Unit
2018-03-21
4
A
0
22
A
Common Stock
22
9311
D
Conversion occurs on a one-for-one basis.
These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% per year beginning one year from 11/1/2017. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
This grant does not have an expiration date.
These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
Amount reported includes 104 shares related to a dividend paid in 2016 that were previously inadvertently omitted from the reporting person's Section 16 forms.
These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
/s/ Pingping Liu, Power of Attorney
2018-03-23