0001127602-18-005310.txt : 20180213 0001127602-18-005310.hdr.sgml : 20180213 20180213065756 ACCESSION NUMBER: 0001127602-18-005310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180209 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Ted CENTRAL INDEX KEY: 0001685821 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37762 FILM NUMBER: 18599087 MAIL ADDRESS: STREET 1: 11F-20F, 2 GRAND GATEWAY STREET 2: 3 HONGQIAO ROAD CITY: SHANGHAI STATE: F4 ZIP: 200030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yum China Holdings, Inc. CENTRAL INDEX KEY: 0001673358 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 812421743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (469)980-2898 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: Yum! China Holding, Inc. DATE OF NAME CHANGE: 20160428 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-09 0001673358 Yum China Holdings, Inc. YUMC 0001685821 Lee Ted YUM CHINA BUILDING 20 TIAN YAO QIAO ROAD SHANGHAI F4 200030 CHINA 1 GM Little Sheep & East Dawning Restricted Stock Unit 2018-02-09 4 A 0 3724 0 A Common Stock 3724 3724 D Stock Appreciation Right 40.29 2018-02-09 4 A 0 11094 0 A 2028-02-09 Common Stock 11094 11094 D Conversion occurs on a one-for-one basis. Vesting occurs 100% on the third anniversary of the grant date. This grant does not have an expiration date. Vesting occurs 25% per year beginning one year from grant date. /s/ Pingping Liu, Power of Attorney 2018-02-13