0000894579-23-000185.txt : 20230605 0000894579-23-000185.hdr.sgml : 20230605 20230605214858 ACCESSION NUMBER: 0000894579-23-000185 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230504 FILED AS OF DATE: 20230605 DATE AS OF CHANGE: 20230605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hu Fred CENTRAL INDEX KEY: 0001686100 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37762 FILM NUMBER: 23994755 MAIL ADDRESS: STREET 1: 28TH FLOOR STREET 2: 28 HENNESSY ROAD CITY: ADMIRALTY STATE: K3 ZIP: 852 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yum China Holdings, Inc. CENTRAL INDEX KEY: 0001673358 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 812421743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 EAST PARK BOULEVARD, SUITE 805 CITY: PLANO STATE: TX ZIP: 75074 BUSINESS PHONE: (469)980-2898 MAIL ADDRESS: STREET 1: 101 EAST PARK BOULEVARD, SUITE 805 CITY: PLANO STATE: TX ZIP: 75074 FORMER COMPANY: FORMER CONFORMED NAME: Yum! China Holding, Inc. DATE OF NAME CHANGE: 20160428 4/A 1 form4.xml X0407 4/A 2023-05-04 2023-05-04 0001673358 Yum China Holdings, Inc. YUMC 0001686100 Hu Fred 15 QUEEN'S ROAD CENTRAL 41ST FLOOR HONG KONG K3 none HONG KONG true true Common Stock, $0.01 par value 2023-05-04 4 S 0 1136016 62.31 D 12035635 I See Footnotes Common Stock, $0.01 par value 43737 D The common stock is held directly by Pollos Investment L.P. ("Pollos Investment"). The limited partnership interests of Pollos Investment are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. At the request of an ultimate withdrawing limited partner who is not affiliated with the Reporting Person, Pollos Investment sold 1,136,016 shares of common stock of YUM China Holdings, Inc. (the "Transaction") and the proceeds of such sale, after costs and repayment of certain liabilities of Pollos Investment, were distributed to such withdrawing limited partner. The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment, including in the shares sold in the Transaction, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and inclusion in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.New Footnote This Form 4/A is being filed to correct a typographical error in Table I, box 5 on the original Form 4 filing. /s/ Jonathan Gaines, Attorney-in-Fact 2023-05-05