SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Ferris Stephanie

(Last) (First) (Middle)
VANTIV, INC.
8500 GOVERNORS HILL DRIVE

(Street)
CINCINNATI OH 45249

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/26/2016
3. Issuer Name and Ticker or Trading Symbol
Vantiv, Inc. [ VNTV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 20,545 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units 2016 (1) (1) Class A Common Stock 1,999 (2) D
Restricted Stock Units 2015 (3) (3) Class A Common Stock 1,415 (2) D
Restricted Stock Units 2014 (4) (4) Class A Common Stock 806 (2) D
Restricted Stock Units 2013 (5) (5) Class A Common Stock 513 (2) D
Employee Stock Option (right to buy) (6) 02/17/2026 Class A Common Stock 14,367 $50.01 D
Employee Stock Option (right to buy) (7) 02/24/2025 Class A Common Stock 12,681 $37.1 D
Employee Stock Option (right to buy) (8) 02/18/2024 Class A Common Stock 11,025 $31.02 D
Employee Stock Option (right to buy) (9) 02/27/2023 Class A Common Stock 12,676 $21.95 D
Explanation of Responses:
1. The restricted stock units vest in four equal (subject to rounding) annual installments beginning February 17, 2017.
2. Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A common stock.
3. The reporting person was granted 1,886 restricted stock units on February 24, 2015, of which 471 shares vested on February 24, 2016. The remaining 1,415 restricted stock units vest in three equal (subject to rounding) annual installments beginning February 24, 2017.
4. The reporting person was granted 1,611 restricted stock units on February 18, 2014, of which 805 restricted stock units have vested. The remaining 806 restricted stock units vest in two equal (subject to rounding) annual installments beginning February 18, 2017.
5. The reporting person was granted 2,050 restricted stock units on February 27, 2013, of which 1,538 restricted stock units have vested. The remaining 513 restricted stock units vest on February 27, 2017.
6. The option vests in four equal (subject to rounding) annual installments beginning February 17, 2017.
7. The option became exercisable as to 3,170 shares on February 24, 2016, with the balance vesting in three equal (subject to rounding) annual installments beginning February 24, 2017.
8. The option became exercisable as to 2,756 shares on February 18, 2015 and 2,756 shares on February 18, 2016, with the balance vesting in two equal (subject to rounding) annual installments beginning February 18, 2017.
9. The option became exercisable as to 3,169 shares on each of February 27, 2014, February 27, 2015, and February 27, 2016, with 3,169 shares vesting on February 27, 2017.
Remarks:
Bryan A. Jacobs, Attorney-in-fact for Stephanie Ferris 04/28/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.