SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Crosby Michael A C

(Last) (First) (Middle)
C/O THESTREET, INC., 14 WALL STREET
15TH FLOOR

(Street)
NEW YORK NY 10005

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/11/2016
3. Issuer Name and Ticker or Trading Symbol
THESTREET, INC. [ TST ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, The Deal
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.01 per share 10,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (1) 09/13/2018 Common Stock, par value $0.01 per share 100,000 $2.15 D
Stock Option (right to buy) (2) 07/21/2019 Common Stock, par value $0.01 per share 25,000 $2.34 D
Restricted Stock Units (3) 03/31/2023 Common Stock, par value $0.01 per share 30,000 $0.00(4) D
Stock Option (right to buy) (5) 09/12/2017 Common Stock, par value $0.01 per share 100,000 $1.39 D
Explanation of Responses:
1. The option vested as to 1/4th of the shares underlying the option on September 13, 2014, the first anniversary of the grant date, and vests as to 1/48th of the shares underlying the option each month thereafter. As of April 11, 2016, 64,583 of the shares are vested and exercisable.
2. The option vested as to 1/4th of the shares underlying the option on July 21, 2015, the first anniversary of the grant date, and vests as to 1/48th of the shares underlying the option each month thereafter. As of April 11, 2016, 10,416 of the shares are vested and exercisable.
3. The restricted stock units vest as follows: 1/3rd on April 1, 2017, the first anniversary of the grant date, and 1/36th per month thereafter.
4. Each restricted stock units represent a contingent right to receive one share of Common Stock.
5. The option vested as to 1/4th of the shares underlying the option on September 12, 2013, the first anniversary of the grant date, and vests as to 1/48th of the shares underlying the option each month thereafter. As of April 11, 2016, 89,583 of the shares are vested and exercisable.
Remarks:
Exhibit 24.1: Power of Attorney
/s/ Yasmin Gamboa, as attorney-in-fact for Michael Crosby 04/21/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.