0001672594-17-000002.txt : 20170421 0001672594-17-000002.hdr.sgml : 20170421 20170421084645 ACCESSION NUMBER: 0001672594-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170421 DATE AS OF CHANGE: 20170421 EFFECTIVENESS DATE: 20170421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Douglas Lane & Associates, LLC CENTRAL INDEX KEY: 0001672594 IRS NUMBER: 810698246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17416 FILM NUMBER: 17774279 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-262-7670 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001672594 XXXXXXXX 03-31-2017 03-31-2017 Douglas Lane & Associates, LLC
777 THIRD AVENUE, 38TH FLOOR NEW YORK NY 10017
13F HOLDINGS REPORT 028-17416 N
Nicole Solinga-Stasi Chief Compliance Officer 2122627670 Nicole Solinga-Stasi New York NY 04-21-2017 0 209 4013749 false
INFORMATION TABLE 2 table13f20170331.xml 13F 3-D SYSTEMS CORP NEW COMMON 88554D205 308 20593 SH SOLE 0 0 20593 3M CO COMMON 88579Y101 5020 26238 SH SOLE 0 0 26238 ABBOTT LABORATORIES COMMON 002824100 1752 39451 SH SOLE 0 0 39451 ABBVIE INC COMMON 00287Y109 1192 18286 SH SOLE 0 0 18286 ACCENTURE PLC IRELAND SHS CLAS COMMON G1151C101 15771 131558 SH SOLE 2300 0 129258 ADOBE SYSTEMS, INC COMMON 00724F101 8778 67458 SH SOLE 0 0 67458 ADVISORY BOARD CO COMMON 00762W107 27876 595633 SH SOLE 57200 0 538433 AIR LEASE CORP CL A COMMON 00912X302 72871 1880538 SH SOLE 105000 0 1775538 AIR PRODUCTS & CHEMICALS INC COMMON 009158106 10643 78668 SH SOLE 0 0 78668 ALCOA CORP COMMON 013872106 7396 214988 SH SOLE 0 0 214988 ALPHABET INC CAP STK CL A COMMON 02079K305 33830 39904 SH SOLE 2900 0 37004 ALPHABET INC CAP STK CL C COMMON 02079K107 55939 67432 SH SOLE 3683 0 63749 ALTRIA GROUP INC COMMON 02209S103 1105 15471 SH SOLE 0 0 15471 AMAZON.COM INC COMMON 023135106 1327 1497 SH SOLE 0 0 1497 AMERICAN AIRLINES GROUP INC COMMON 02376R102 19550 462174 SH SOLE 51000 0 411174 AMERICAN EXPRESS CO COMMON 025816109 57603 728140 SH SOLE 38000 0 690140 AMERICAN INTL GROUP NEW COMMON 026874784 4272 68425 SH SOLE 0 0 68425 AMERICAN TOWER CORP REIT COMMON 03027X100 18434 151671 SH SOLE 7500 0 144171 AMGEN, INC COMMON 031162100 48671 296645 SH SOLE 15500 0 281145 ANADARKO PETROLEUM CORP COMMON 032511107 207 3340 SH SOLE 0 0 3340 ANTHRACITE CAP INC COMMON 037023108 0 13772 SH SOLE 0 0 13772 APACHE CORP COMMON 037411105 1096 21332 SH SOLE 0 0 21332 APPLE INC COMMON 037833100 9986 69512 SH SOLE 0 0 69512 ARCONIC INC COMMON 03965L100 61978 2352995 SH SOLE 136833 0 2216162 AT&T INC COMMON 00206R102 1250 30085 SH SOLE 0 0 30085 AUTOMATIC DATA PROCESSING COMMON 053015103 2301 22475 SH SOLE 0 0 22475 AVALONBAY COMMUNITIES INC COMMON 053484101 2216 12068 SH SOLE 0 0 12068 BANK OF AMERICA CORP COMMON 060505104 627 26573 SH SOLE 0 0 26573 BANKUNITED INC COMMON 06652K103 62098 1664374 SH SOLE 87750 0 1576624 BB&T CORP COMMON 054937107 51713 1156897 SH SOLE 23500 0 1133397 BECTON DICKINSON & CO COMMON 075887109 446 2431 SH SOLE 0 0 2431 BERKSHIRE HATHAWAY INC CL B NE COMMON 084670702 1557 9340 SH SOLE 0 0 9340 BIOGEN INC COMMON 09062X103 220 804 SH SOLE 0 0 804 BLACKSTONE GROUP L P UNIT LTD COMMON 09253U108 33797 1137951 SH SOLE 80750 0 1057201 BOEING CO COMMON 097023105 627 3548 SH SOLE 0 0 3548 BORG WARNER INC COMMON 099724106 62259 1489811 SH SOLE 23700 0 1466111 BRISTOL-MYERS SQUIBB CO COMMON 110122108 28326 520894 SH SOLE 6000 0 514894 CAMBRIDGE HEART INC COMMON 131910101 0 302350 SH SOLE 0 0 302350 CATERPILLAR INC COMMON 149123101 708 7632 SH SOLE 0 0 7632 CELGENE CORP COMMON 151020104 48776 391993 SH SOLE 34400 0 357593 CERNER CORP COMMON 156782104 68756 1168324 SH SOLE 52000 0 1116324 CHARLES SCHWAB CORP NEW COMMON 808513105 6597 161641 SH SOLE 1000 0 160641 CHEVRON CORP NEW COMMON 166764100 6898 64246 SH SOLE 0 0 64246 CHIPOTLE MEXICAN GRILL CL A COMMON 169656105 717 1609 SH SOLE 0 0 1609 CHUBB LIMITED COMMON H1467J104 565 4149 SH SOLE 0 0 4149 CISCO SYSTEMS INC COMMON 17275R102 68889 2038131 SH SOLE 88500 0 1949631 CITIGROUP INC NEW COMMON 172967424 535 8936 SH SOLE 0 0 8936 COCA-COLA CO COMMON 191216100 3058 72046 SH SOLE 0 0 72046 COLGATE PALMOLIVE CO COMMON 194162103 8999 122960 SH SOLE 0 0 122960 COMCAST CORP CL A COMMON 20030N101 22000 585270 SH SOLE 74580 0 510690 CORE LABORATORIES N V COMMON N22717107 5382 46592 SH SOLE 8000 0 38592 CORNING INC COMMON 219350105 38511 1426348 SH SOLE 12000 0 1414348 COSTCO WHOLESALE CORP NEW COMMON 22160K105 803 4788 SH SOLE 0 0 4788 CVS HEALTH CORP COMMON 126650100 252 3204 SH SOLE 0 0 3204 DANAHER CORP DEL COMMON 235851102 47537 555791 SH SOLE 40500 0 515291 DANONE SPONSORED ADR COMMON 23636T100 1403 102901 SH SOLE 0 0 102901 DEERE & CO COMMON 244199105 202 1855 SH SOLE 0 0 1855 DELPHI AUTOMOTIVE PLC SHS COMMON G27823106 73315 910853 SH SOLE 56900 0 853953 DELTA AIR LINES, INC COMMON 247361702 96409 2097670 SH SOLE 107500 0 1990170 DENTSPLY SIRONA INC COMMON 24906P109 33231 532213 SH SOLE 12000 0 520213 DIAGEO PLC ADR COMMON 25243Q205 55779 482604 SH SOLE 24400 0 458204 DIGITALGLOBE INC NEW COMMON 25389M877 54806 1673470 SH SOLE 96500 0 1576970 DISCOVERY COMMUNICATIONS NEW S COMMON 25470F104 1092 37544 SH SOLE 0 0 37544 DISCOVERY COMMUNICATIONS NEW S COMMON 25470F302 26173 924509 SH SOLE 74000 0 850509 DISNEY (WALT) CO COMMON 254687106 9741 85907 SH SOLE 0 0 85907 DOMINION RESOURCES INC COMMON 25746U109 224 2890 SH SOLE 0 0 2890 DOW CHEMICAL CO COMMON 260543103 1049 16517 SH SOLE 0 0 16517 DUNKIN BRANDS GROUP INC COMMON 265504100 305 5580 SH SOLE 0 0 5580 EATON CORP PLC SHS COMMON G29183103 6821 91993 SH SOLE 0 0 91993 EBAY INC COMMON 278642103 4605 137165 SH SOLE 0 0 137165 ECOLAB INC COMMON 278865100 26240 209354 SH SOLE 7000 0 202354 EMERSON ELECTRIC CO COMMON 291011104 738 12325 SH SOLE 0 0 12325 ENTERPRISE PRODUCTS PARTNERS COMMON 293792107 287 10401 SH SOLE 0 0 10401 ENVISION HEALTHCARE CO COMMON 29414D100 2128 34702 SH SOLE 0 0 34702 EQUINIX INC COMMON 29444U700 63727 159170 SH SOLE 13039 0 146131 EXPEDIA INC NEW COMMON 30212P303 29621 234770 SH SOLE 21900 0 212870 EXPEDITORS INTL OF WASHINGTON COMMON 302130109 13172 233178 SH SOLE 0 0 233178 EXXON MOBIL CORP COMMON 30231G102 4552 55506 SH SOLE 0 0 55506 FACEBOOK INC CL A COMMON 30303M102 34584 243467 SH SOLE 25250 0 218217 FASTENAL CO COMMON 311900104 7283 141408 SH SOLE 0 0 141408 FEDEX CORP COMMON 31428X106 4681 23989 SH SOLE 0 0 23989 FIRST REPUBLIC BANK, INC COMMON 33616C100 32321 344534 SH SOLE 30000 0 314534 FORD MOTOR CO COMMON 345370860 38127 3275509 SH SOLE 24000 0 3251509 FORTIVE CORP COMMON 34959J108 26413 438615 SH SOLE 37200 0 401415 FORTUNE BRANDS HOME & SECURITY COMMON 34964C106 33868 556584 SH SOLE 12000 0 544584 FULTON FINANCIAL CORP PA COMMON 360271100 214 12000 SH SOLE 0 0 12000 GANNETT CO INC (NEW) COMMON 36473H104 330 39433 SH SOLE 0 0 39433 GENERAL ELECTRIC CO COMMON 369604103 33487 1123718 SH SOLE 2000 0 1121718 GENERAL MOTORS CO COMMON 37045V100 81039 2291838 SH SOLE 91000 0 2200838 GILEAD SCIENCES INC COMMON 375558103 706 10398 SH SOLE 0 0 10398 GOLDMAN SACHS GROUP COMMON 38141G104 242 1054 SH SOLE 0 0 1054 HAIN CELESTIAL GROUP INC COMMON 405217100 1003 26955 SH SOLE 0 0 26955 HARTCOURT COMPANIES INC NEW COMMON 416187201 0 10000 SH SOLE 0 0 10000 HOLLYFRONTIER CORP COMMON 436106108 44072 1555111 SH SOLE 74000 0 1481111 HOME DEPOT INC COMMON 437076102 1247 8493 SH SOLE 0 0 8493 HONEYWELL INTL INC COMMON 438516106 32307 258725 SH SOLE 23500 0 235225 HP INC COMMON 40434L105 13430 751132 SH SOLE 20000 0 731132 HUBBELL INC COMMON 443510607 718 5981 SH SOLE 0 0 5981 HUDSONS BAY CO NEW COMMON 444218101 39002 4892349 SH SOLE 159500 0 4732849 IAC INTERACTIVECORP COMMON 44919P508 43335 587837 SH SOLE 42400 0 545437 IHS MARKIT LTD SHS COMMON G47567105 607 14471 SH SOLE 0 0 14471 ILLINOIS TOOL WORKS INC COMMON 452308109 19962 150689 SH SOLE 2500 0 148189 ILLUMINA INC COMMON 452327109 82687 484567 SH SOLE 20900 0 463667 INTEL CORP COMMON 458140100 33792 936832 SH SOLE 18510 0 918322 INTERNATIONAL BUSINESS MACHINE COMMON 459200101 9140 52486 SH SOLE 0 0 52486 ISTAR INC COMMON 45031U101 2127 180233 SH SOLE 0 0 180233 JOHNSON & JOHNSON COMMON 478160104 10209 81964 SH SOLE 0 0 81964 JPMORGAN CHASE & CO COMMON 46625H100 44244 503693 SH SOLE 13000 0 490693 KANSAS CITY SOUTHERN NEW COMMON 485170302 8160 95149 SH SOLE 0 0 95149 KIMBERLY CLARK CORP COMMON 494368103 497 3775 SH SOLE 0 0 3775 KRAFT HEINZ CO COMMON 500754106 322 3550 SH SOLE 0 0 3550 L BRANDS INC COMMON 501797104 15332 325520 SH SOLE 14000 0 311520 LAMAR ADVERTISING CO NEW CL A COMMON 512816109 2154 28825 SH SOLE 0 0 28825 LAUDER ESTEE COS INC CL A COMMON 518439104 6952 81995 SH SOLE 9000 0 72995 LEVEL 3 COMMUNICATIONS NEW COMMON 52729N308 9376 163860 SH SOLE 0 0 163860 LILLY ELI & CO COMMON 532457108 547 6504 SH SOLE 0 0 6504 LOWES COS INC COMMON 548661107 9142 111198 SH SOLE 7000 0 104198 LUXOTTICA GROUP S P A SPON ADR COMMON 55068R202 2504 45491 SH SOLE 0 0 45491 MACYS INC COMMON 55616P104 29879 1008063 SH SOLE 59200 0 948863 MAGELLAN MIDSTREAM PARTNERS LP COMMON 559080106 206 2680 SH SOLE 0 0 2680 MANHATTAN ASSOCIATES INC COMMON 562750109 37501 720483 SH SOLE 53800 0 666683 MARATHON PETROLEUM CORP COMMON 56585A102 41731 825698 SH SOLE 51800 0 773898 MARSH & MCLENNAN COMPANIES, IN COMMON 571748102 396 5359 SH SOLE 0 0 5359 MARTIN MARIETTA MATERIALS INC COMMON 573284106 835 3828 SH SOLE 0 0 3828 MASCO CORP COMMON 574599106 32308 950526 SH SOLE 10300 0 940226 MASTERCARD INC CL A COMMON 57636Q104 62529 555965 SH SOLE 40100 0 515865 MCCORMICK & CO INC COMMON 579780206 1286 13180 SH SOLE 0 0 13180 MCDONALD'S CORP COMMON 580135101 296 2282 SH SOLE 0 0 2282 MERCK & CO INC NEW COMMON 58933Y105 28525 448934 SH SOLE 12000 0 436934 METLIFE INC COMMON 59156R108 72486 1372325 SH SOLE 60000 0 1312325 MICROCHIP TECHNOLOGY INC COMMON 595017104 1345 18225 SH SOLE 0 0 18225 MICROSOFT CORP COMMON 594918104 77957 1183685 SH SOLE 62300 0 1121385 MONDELEZ INTL INC CL A COMMON 609207105 1529 35482 SH SOLE 0 0 35482 MONSTER BEVERAGE CORP COMMON 61174X109 282 6105 SH SOLE 0 0 6105 MORGAN STANLEY NEW COMMON 617446448 9234 215550 SH SOLE 45000 0 170550 NESTLE S A SPON ADR COMMON 641069406 52453 683189 SH SOLE 31000 0 652189 NIELSEN HOLDINGS PLC COMMON G6518L108 17699 428435 SH SOLE 22000 0 406435 NIKE INC CL B COMMON 654106103 399 7159 SH SOLE 0 0 7159 NORDSTROM, INC COMMON 655664100 18164 390027 SH SOLE 600 0 389427 NOVARTIS A G SPON ADR COMMON 66987V109 33279 448083 SH SOLE 26500 0 421583 NOVO-NORDISK A S ADR COMMON 670100205 1377 40175 SH SOLE 0 0 40175 NVIDIA CORP COMMON 67066G104 34740 318920 SH SOLE 40000 0 278920 ORACLE CORP COMMON 68389X105 474 10636 SH SOLE 0 0 10636 PAYCHEX INC COMMON 704326107 320 5432 SH SOLE 0 0 5432 PAYPAL HOLDINGS INC COMMON 70450Y103 24859 577847 SH SOLE 19700 0 558147 PEPSICO INC COMMON 713448108 22909 204802 SH SOLE 600 0 204202 PERRIGO CO PCL SHS COMMON G97822103 293 4415 SH SOLE 0 0 4415 PFIZER INC COMMON 717081103 2730 79796 SH SOLE 0 0 79796 PHILIP MORRIS INTL INC COMMON 718172109 1166 10331 SH SOLE 0 0 10331 PHILLIPS 66 COMMON 718546104 276 3482 SH SOLE 0 0 3482 PRAXAIR INC COMMON 74005P104 29769 251008 SH SOLE 21500 0 229508 PREMIER INC CL A COMMON 74051N102 29898 939297 SH SOLE 26000 0 913297 PROCTER & GAMBLE CO COMMON 742718109 4857 54062 SH SOLE 0 0 54062 PROGRESSIVE CORP COMMON 743315103 208 5300 SH SOLE 0 0 5300 PROLOGIS INC COMMON 74340W103 676 13033 SH SOLE 0 0 13033 PRUDENTIAL FINANCIAL INC COMMON 744320102 65076 610009 SH SOLE 31800 0 578209 QIAGEN NV SHS NEW COMMON N72482123 38661 1334522 SH SOLE 99184 0 1235338 QUALCOMM INC COMMON 747525103 69516 1212343 SH SOLE 62000 0 1150343 REXNORD CORP NEW COMMON 76169B102 11074 479825 SH SOLE 0 0 479825 SANOFI SPONSORED ADR COMMON 80105N105 4334 95775 SH SOLE 0 0 95775 SCHLUMBERGER LTD COMMON 806857108 12646 161924 SH SOLE 12000 0 149924 SMUCKER J M CO NEW COMMON 832696405 28596 218154 SH SOLE 13000 0 205154 SOLUCORP INDUSTRIES LTD COMMON 83437C102 0 17000 SH SOLE 0 0 17000 SOUTHWEST AIRLINES CO COMMON 844741108 47199 877958 SH SOLE 1200 0 876758 STANLEY BLACK & DECKER COMMON 854502101 13453 101250 SH SOLE 20000 0 81250 STARBUCKS CORP COMMON 855244109 6382 109301 SH SOLE 0 0 109301 STERICYCLE INC COMMON 858912108 10114 122021 SH SOLE 0 0 122021 STRATASYS LTD SHS COMMON M85548101 23022 1123554 SH SOLE 43500 0 1080054 STRYKER CORP COMMON 863667101 276 2100 SH SOLE 0 0 2100 SUN COMMUNITIES INC COMMON 866674104 249 3104 SH SOLE 0 0 3104 SYNCHRONY FINANCIAL COMMON 87165B103 71176 2075102 SH SOLE 89382 0 1985720 TARGET CORP COMMON 87612E106 267 4846 SH SOLE 0 0 4846 TD AMERITRADE HOLDING CORP COMMON 87236Y108 12000 308790 SH SOLE 1000 0 307790 TEGNA INC COMMON 87901J105 12898 503445 SH SOLE 0 0 503445 TELUS CORP COMMON 87971M103 1398 43050 SH SOLE 0 0 43050 THERMO FISHER SCIENTIFIC COMMON 883556102 57860 376691 SH SOLE 28900 0 347791 THOMSON REUTERS CORP COMMON 884903105 1809 41840 SH SOLE 0 0 41840 TIME WARNER INC NEW COMMON 887317303 554 5674 SH SOLE 0 0 5674 TRANSDIGM GROUP INC COMMON 893641100 618 2805 SH SOLE 0 0 2805 TRUSTCO BK CORP N Y COMMON 898349105 94 12000 SH SOLE 0 0 12000 ULTRA PETROLEUM CORP COMMON 903914109 67 10000 SH SOLE 0 0 10000 UNILEVER N.V. (NY SHS) COMMON 904784709 9222 185620 SH SOLE 10000 0 175620 UNILEVER PLC SPON ADR NEW COMMON 904767704 258 5239 SH SOLE 0 0 5239 UNION PACIFIC CORP COMMON 907818108 541 5104 SH SOLE 0 0 5104 UNITED CONTINENTAL HOLDINGS IN COMMON 910047109 94374 1335990 SH SOLE 58800 0 1277190 UNITED PARCEL SERVICE CL B COMMON 911312106 2130 19854 SH SOLE 0 0 19854 UNITED RENTALS INC COMMON 911363109 5695 45543 SH SOLE 0 0 45543 UNITED TECHNOLOGIES CORP COMMON 913017109 1930 17201 SH SOLE 0 0 17201 UNITEDHEALTH GROUP INC COMMON 91324P102 443 2703 SH SOLE 0 0 2703 US BANCORP NEW COMMON 902973304 63573 1234423 SH SOLE 62500 0 1171923 V F CORP COMMON 918204108 40237 731983 SH SOLE 10100 0 721883 VALERO ENERGY CORP COMMON 91913Y100 42032 634060 SH SOLE 30100 0 603960 VENTAS INC COMMON 92276F100 1215 18682 SH SOLE 0 0 18682 VERISK ANALYTICS INC COMMON 92345Y106 42176 519793 SH SOLE 33000 0 486793 VERIZON COMMUNICATIONS INC COMMON 92343V104 5252 107741 SH SOLE 0 0 107741 VERSUM MATERIALS INC COMMON 92532W103 879 28731 SH SOLE 0 0 28731 VISA INC CL A COMMON 92826C839 77999 877675 SH SOLE 56800 0 820875 VODAFONE GROUP PLC NEW SPNSR A COMMON 92857W308 392 14815 SH SOLE 0 0 14815 VULCAN MATERIALS CO COMMON 929160109 13460 111719 SH SOLE 0 0 111719 WABCO HOLDINGS INC COMMON 92927K102 229 1950 SH SOLE 0 0 1950 WASTE MANAGEMENT INC COMMON 94106L109 683 9370 SH SOLE 0 0 9370 WELLS FARGO & CO NEW COMMON 949746101 2512 45136 SH SOLE 0 0 45136 WHOLE FOODS MARKET INC COMMON 966837106 6816 229340 SH SOLE 0 0 229340 XPO LOGISTICS INC COMMON 983793100 59509 1242613 SH SOLE 87000 0 1155613 YAHOO INC COMMON 984332106 16842 362895 SH SOLE 0 0 362895 YUM BRANDS INC COMMON 988498101 46510 727863 SH SOLE 34500 0 693363 YUM CHINA HOLDINGS INC COMMON 98850P109 13398 492566 SH SOLE 0 0 492566 ZIONS BANCORPORATION COMMON 989701107 9282 221009 SH SOLE 1000 0 220009 ZOETIS INC CL A COMMON 98978V103 18135 339798 SH SOLE 10000 0 329798