SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Bockhorst Kenneth

(Last)

(First)

(Middle)

C/O ACTUANT CORPORATION

N86 W12500 WESTBROOK CROSSING

(Street)

MENOMONEE FALLS

53051

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
04/11/2016

3. Issuer Name and Ticker or Trading Symbol
ACTUANT CORP [ ATU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Exec. VP, Energy Segment

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock	31,843⁽¹⁾	D
Class A Common Stock	3,378⁽²⁾	I	By 401(k)
Class A Common Stock	96⁽³⁾	I	By Deferred Compensation Plan

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Option (right to buy)⁽⁴⁾	10/20/2019	10/20/2024	Class A Common Stock	1,370	$29.62	D
Employee Stock Option (right to buy)⁽⁴⁾	01/07/2020	01/07/2025	Class A Common Stock	989	$25.29	D
Employee Stock Option (right to buy)⁽⁴⁾	⁽⁵⁾	01/20/2025	Class A Common Stock	16,609	$22.98	D
Employee Stock Option (right to buy)⁽⁴⁾	04/06/2020	04/06/2025	Class A Common Stock	1,053	$24.46	D
Employee Stock Option (right to buy)⁽⁴⁾	⁽⁶⁾	01/16/2026	Class A Common Stock	20,638	$21.41	D

Explanation of Responses:

1. Includes 20,057 restricted stock units granted pursuant to the Actuant Corporation 2009 Omnibus Incentive Plan.

2. Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.

3. Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.

4. Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

5. Fifty percent of the option becomes exercisable on 01/20/2018 and the balance becomes exercisable on 01/20/2020.

6. Fifty percent of the option becomes exercisable on 01/16/2019 and the balance becomes exercisable on 01/16/2021.

	/s/ Barrett Lopez, as attorney-in-fact	04/15/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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