0001671161-17-000005.txt : 20170519 0001671161-17-000005.hdr.sgml : 20170519 20170519080850 ACCESSION NUMBER: 0001671161-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170519 DATE AS OF CHANGE: 20170519 EFFECTIVENESS DATE: 20170519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: City Financial Investment Co Ltd CENTRAL INDEX KEY: 0001671161 IRS NUMBER: 465485369 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17850 FILM NUMBER: 17856417 BUSINESS ADDRESS: STREET 1: 62 STREET 2: QUEEN STREET CITY: LONDON STATE: X0 ZIP: EC4R 1EB BUSINESS PHONE: 44 207 451 9600 MAIL ADDRESS: STREET 1: 62 STREET 2: QUEEN STREET CITY: LONDON STATE: X0 ZIP: EC4R 1EB 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001671161 XXXXXXXX 03-31-2017 03-31-2017 true 1 RESTATEMENT City Financial Investment Co Ltd

62 QUEEN STREET LONDON X0 EC4R 1EB

13F HOLDINGS REPORT 028-17850 Y Resubmission to correct two CUSIP numbers which were entered for Tesla Inc and HCI Group Inc convertible bonds. The original filing used the common share CUSIP's instead of the note CUSIP's. Ben Ellenbogen 00 44 207 451 9600 /s/ Ben Ellenbogen London X0 05-19-2017 0 68 638680 false INFORMATION TABLE 2 cfq12017-13famend.xml HOLDINGSQ12017 ACACIA COMMUNICATIONS INC COM 00401C108 2052 35000 SH SOLE 35000 0 0 AK STL HLDG CORP COM 001547108 2876 400000 SH SOLE 400000 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 1739 188998 SH SOLE 188998 0 0 ALCOA CORP COM 013872106 1147 33333 SH SOLE 33333 0 0 ALCOA CORP COM 013872107 573 16666 SH SOLE 16666 0 0 ALCOA CORP COM 013872108 459 13333 SH SOLE 13333 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5295 49100 SH SOLE 49100 0 0 ALPHABET INC CAP STK CL C 02079K107 3135 3779 SH SOLE 3779 0 0 AT&T INC COM 00206R102 11842 285000 SH Call SOLE 285000 0 0 AVIS BUDGET GROUP COM 053774105 5029 170000 SH Put SOLE 170000 0 0 CF INDS HLDGS INC COM 125269100 5201 177200 SH SOLE 177200 0 0 CHEMOCENTRYX INC COM 16383L106 566 77788 SH SOLE 77788 0 0 CHESAPEAKE ENERGY CORP COM 165167107 5278 888533 SH SOLE 888533 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 2138 33363 SH SOLE 33363 0 0 EURONAV NV ANTWERPEN SHS B38564108 5066 633415 SH SOLE 633415 0 0 FACEBOOK INC CL A 30303M102 10016 70457 SH SOLE 70457 0 0 FREEPORT-MCMORAN INC CL B 35671D857 3340 250000 SH SOLE 250000 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 3638 1700000 SH SOLE 1700000 0 0 GILEAD SCIENCES INC COM 375558103 3831 56407 SH SOLE 56407 0 0 HCI GROUP INC NOTE 3.875% 3/1 40416EAB9 1734 1750000 PRN SOLE 1750000 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 1440 1500000 PRN SOLE 1500000 0 0 HERBALIFE LTD COM USD SHS G4412G101 6627 114000 SH SOLE 114000 0 0 HESS CORP COM 42809H107 5229 108459 SH SOLE 108459 0 0 ICICI BK LTD ADR 45104G104 4300 500000 SH SOLE 500000 0 0 ISHARES MSCI TURKEY ETF 464286715 24740 691050 SH SOLE 691050 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 76211 1980000 SH Call SOLE 1980000 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 3447 23750 SH SOLE 23750 0 0 JUNIPER NETWORKS INC COM 48203R104 2181 45375 SH SOLE 78375 0 0 LENDINGCLUB CORP COM 52603A109 783 142500 SH SOLE 142500 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 13046 228000 SH Call SOLE 228000 0 0 MACYS INC COM 55616P104 22230 750000 SH Call SOLE 750000 0 0 MAGNA INTL INC COM 559222401 4428 102600 SH SOLE 102600 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 429 9543 SH SOLE 9543 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 517 7017 SH SOLE 7017 0 0 MICRON TECHNOLOGY INC COM 595112103 400 13852 SH SOLE 13852 0 0 MOSAIC CO NEW COM 61945C103 2328 79800 SH SOLE 79800 0 0 NABORS INDUSTRIES LTD SHS G6359F103 3921 300000 SH SOLE 300000 0 0 NATIONSTAR MTG HLDGS INC COM 63861C109 4008 254327 SH SOLE 254327 0 0 POTASH CORP SASK INC COM 73755L107 2972 174000 SH SOLE 174000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 56288 425200 SH Put SOLE 425200 0 0 PRICELINE GRP INC COM NEW 741503403 6645 3733 SH SOLE 3733 0 0 RANGE RES CORP COM 75281A109 7276 250000 SH Call SOLE 250000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 5468 5468 SH SOLE 5468 0 0 SANDRIDGE ENERGY INC COM NEW 80007P869 1726 93370 SH SOLE 93370 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 15801 289500 SH Put SOLE 289500 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 10135 145000 SH SOLE 145000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 8249 118000 SH Call SOLE 118000 0 0 SILICON LABORATORIES INC COM 826919102 540 7342 SH SOLE 7342 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1941 237500 SH SOLE 237500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5894 5894 SH Put SOLE 5894 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 11700 312500 SH SOLE 312500 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 8238 220000 SH Call SOLE 220000 0 0 TECK RESOURCES LTD CL B 878742204 5475 250000 SH Call SOLE 250000 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 2077 2000000 PRN SOLE 2000000 0 0 TESLA INC COM 88160R101 2783 10000 SH SOLE 10000 0 0 UNDER ARMOUR INC CL A 904311107 9890 500000 SH Call SOLE 500000 0 0 UNITED STATES STL CORP NEW COM 912909108 24090 712500 SH Call SOLE 712500 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 10429 945548 SH SOLE 945548 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1141 50000 SH SOLE 50000 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 9243 300000 SH SOLE 300000 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 3106 100800 SH Call SOLE 100800 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 13894 285000 SH Call SOLE 285000 0 0 VMWARE INC CL A COM 928563402 891 9671 SH SOLE 9671 0 0 WHITING PETE CORP NEW COM 966387102 11773 1244511 SH SOLE 1244511 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 73095 1444000 SH SOLE 1444000 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 75930 1500000 SH Put SOLE 1500000 0 0 XILINX INC COM 983919101 441 7617 SH SOLE 7617 0 0 ZOGENIX INC COM NEW 98978L204 329 30297 SH SOLE 30297 0 0