SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
GIACOBBE SCOTT J

(Last) (First) (Middle)
551 FIFTH AVENUE SUITE 300

(Street)
NEW YORK NY 10176

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/08/2016
3. Issuer Name and Ticker or Trading Symbol
ABM INDUSTRIES INC /DE/ [ ABM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Pres - Building & Energy
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 32,720(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options(2) (3) 01/10/2018 Common Stock 31,094 $25.84 D
Stock Options(2) (4) 09/13/2018 Common Stock 3,342 $19.09 D
Stock Options(2) (5) 10/11/2019 Common Stock 7,143 $18.31 D
Stock Options(2) (6) 09/06/2020 Common Stock 5,984 $25.3 D
Explanation of Responses:
1. Includes 14,237 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,335 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 617 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto, and 1,026 shares purchased under the Employee Stock Purchase Plan.
2. Employee stock option grant under the 2006 Equity Incentive Plan.
3. 100% exercisable on 1/10/2016.
4. 25% exercisable on 9/13/2012 and 25% on the anniversary date of each of the following 3 years.
5. 25% exercisable on 10/11/2013 and 25% on the anniversary date of each of the following 3 years.
6. 25% exercisable on 9/6/2014 and 25% on the anniversary date of each of the following 3 years.
By: Barbara L. Smithers, by power of attorney 03/17/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.