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Form 4 - Statement of changes in beneficial ownership of securities:
SEC Accession No. 0001104659-18-005307
Filing Date
2018-01-31
Accepted
2018-01-31 09:09:36
Documents
1
Period of Report
2018-01-29

Document Format Files

Seq Description Document Type Size
1 4 a4.html 4  
1 4 a4.xml 4 30468
  Complete submission text file 0001104659-18-005307.txt   37635
Mailing Address 4955 DIRECTORS PLACE SAN DIEGO CA 92121
Business Address 4955 DIRECTORS PLACE SAN DIEGO CA 92121 858-203-4100
Sorrento Therapeutics, Inc. (Issuer) CIK: 0000850261 (see all company filings)

IRS No.: 330344842 | State of Incorp.: DE | Fiscal Year End: 1231
SIC: 8731 Services-Commercial Physical & Biological Research

Mailing Address ABG MGMT LTD., UNIT 3002-3004, 30 FL GLOUCESTER TWR LANDMK 15 QUEENS RD CTRL HONG KONG F4 00000
Business Address ABG MGMT LTD., UNIT 3002-3004, 30 FL GLOUCESTER TWR LANDMK 15 QUEENS RD CTRL HONG KONG F4 00000 (852) 3121-9699
Ally Bridge Group Capital Partners II, L.P. (Reporting) CIK: 0001609313 (see all company filings)

State of Incorp.: E9
Type: 4 | Act: 34 | File No.: 001-36150 | Film No.: 18561183

Mailing Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER THE LANDMARK,15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000
Business Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER THE LANDMARK,15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000 (852)31219699
Ally Bridge LB Healthcare Master Fund Ltd (Reporting) CIK: 0001667354 (see all company filings)

State of Incorp.: E9 | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-36150 | Film No.: 18561181

Mailing Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER THE LANDMARK,15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000
Business Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER THE LANDMARK,15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000 (852)31219699
ABG Management Ltd (Reporting) CIK: 0001668027 (see all company filings)

State of Incorp.: E9 | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-36150 | Film No.: 18561175

Mailing Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER THE LANDMARK,15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000
Business Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER THE LANDMARK,15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000 (852)31219699
Ally Bridge LB Management Ltd (Reporting) CIK: 0001668028 (see all company filings)

State of Incorp.: E9 | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-36150 | Film No.: 18561180

Mailing Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER THE LANDMARK,15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000
Business Address
Yu Fan (Reporting) CIK: 0001668029 (see all company filings)

Type: 4 | Act: 34 | File No.: 001-36150 | Film No.: 18561177

Mailing Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER THE LANDMARK,15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000
Business Address
Li Bin (Reporting) CIK: 0001668219 (see all company filings)

Type: 4 | Act: 34 | File No.: 001-36150 | Film No.: 18561176

Mailing Address ABG MGMT LTD., UNIT 3002-3004, 30 FL GLOUCESTER TWR LANDMK 15 QUEENS RD CTRL HONG KONG F4 00000
Business Address ABG MGMT LTD., UNIT 3002-3004, 30 FL GLOUCESTER TWR LANDMK 15 QUEENS RD CTRL HONG KONG F4 00000 (852) 3121-9699
Ally Bridge Group Innovation Capital Partners III, L.P. (Reporting) CIK: 0001674513 (see all company filings)

State of Incorp.: E9
Type: 4 | Act: 34 | File No.: 001-36150 | Film No.: 18561179

Mailing Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER ,THE LANDMARK,15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000
Business Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER ,THE LANDMARK,15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000 (852)31219699
ABG SRNE Ltd (Reporting) CIK: 0001676083 (see all company filings)

State of Incorp.: D8 | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-36150 | Film No.: 18561184

Mailing Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER ,THE LANDMARK,15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000
Business Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER ,THE LANDMARK,15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000 (852)31219699
ABG II-SO Ltd (Reporting) CIK: 0001676141 (see all company filings)

State of Incorp.: D8 | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-36150 | Film No.: 18561182

Mailing Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER THE LANDMARK, 15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000
Business Address UNIT 3002-04,30TH FLOOR,GLOUCESTER TOWER THE LANDMARK, 15 QUEEN'S ROAD CENTRAL HONG KONG K3 000000 (852)31219699
ABG Innovation-SO Ltd (Reporting) CIK: 0001704525 (see all company filings)

State of Incorp.: D8 | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-36150 | Film No.: 18561178