0001085146-16-004145.txt : 20160804 0001085146-16-004145.hdr.sgml : 20160804 20160804140349 ACCESSION NUMBER: 0001085146-16-004145 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160804 DATE AS OF CHANGE: 20160804 EFFECTIVENESS DATE: 20160804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bach Investment Advisors Ltd CENTRAL INDEX KEY: 0001667391 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17394 FILM NUMBER: 161806756 BUSINESS ADDRESS: STREET 1: 190 ELGIN AVENUE, GEORGE TOWN STREET 2: 190 ELGIN AVENUE, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 0085234688517 MAIL ADDRESS: STREET 1: SUITE 1225, 100 QUEEN'S ROAD CENTRAL STREET 2: CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001667391 XXXXXXXX 06-30-2016 06-30-2016 false Bach Investment Advisors Ltd
SUITE 1225, 100 QUEEN'S ROAD CENTRAL CENTRAL HONG KONG K3 00000
13F COMBINATION REPORT 028-17394 0001103882 028-05431 Paloma Partners Management Co N
Miaodan WU Director 8-523-468-8519 /s/ Miaodan WU Hong Kong K3 08-03-2016 0 161 247077
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 619 10000 SH Call SOLE 10000 0 0 AFLAC INC COM 001055102 974 13500 SH Call SOLE 13500 0 0 AFLAC INC COM 001055102 974 13500 SH Put SOLE 13500 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1272 16000 SH Put SOLE 16000 0 0 ALPHABET INC CAP STK CL A 02079K305 463 658 SH SOLE 658 0 0 AMAZON COM INC COM 023135106 351 491 SH SOLE 491 0 0 AMERICAN EXPRESS CO COM 025816109 851 14000 SH Call SOLE 14000 0 0 AMERICAN EXPRESS CO COM 025816109 851 14000 SH Put SOLE 14000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 709 13400 SH Call SOLE 13400 0 0 AMGEN INC COM 031162100 201 1319 SH SOLE 1319 0 0 APPLE INC COM 037833100 1816 19000 SH Put SOLE 19000 0 0 APPLE INC COM 037833100 380 3974 SH SOLE 3974 0 0 APPLE INC COM 037833100 1434 15000 SH Call SOLE 15000 0 0 APPLIED MATLS INC COM 038222105 647 27000 SH Call SOLE 27000 0 0 APPLIED MATLS INC COM 038222105 647 27000 SH Put SOLE 27000 0 0 AT&T INC COM 00206R102 994 23000 SH Call SOLE 23000 0 0 AT&T INC COM 00206R102 994 23000 SH Put SOLE 23000 0 0 BAIDU INC SPON ADR REP A 056752108 241 1461 SH SOLE 1461 0 0 BANK AMER CORP COM 060505104 265 20000 SH Put SOLE 20000 0 0 BANK AMER CORP COM 060505104 265 20000 SH Call SOLE 20000 0 0 BANK AMER CORP COM 060505104 173 13059 SH SOLE 13059 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 691 50000 SH Put SOLE 50000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 2638 191000 SH Call SOLE 191000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 234 10000 SH Call SOLE 10000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 234 10000 SH Put SOLE 10000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 750 10200 SH Call SOLE 10200 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 750 10200 SH Put SOLE 10200 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 530 12000 SH Put SOLE 12000 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 378 8542 SH SOLE 8542 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 530 12000 SH Call SOLE 12000 0 0 CATERPILLAR INC DEL COM 149123101 1137 15000 SH Call SOLE 15000 0 0 CBS CORP NEW CL B 124857202 653 12000 SH Put SOLE 12000 0 0 CBS CORP NEW CL B 124857202 653 12000 SH Call SOLE 12000 0 0 CHEVRON CORP NEW COM 166764100 1048 10000 SH Put SOLE 10000 0 0 CISCO SYS INC COM 17275R102 1004 35000 SH Call SOLE 35000 0 0 CISCO SYS INC COM 17275R102 1004 35000 SH Put SOLE 35000 0 0 CITIGROUP INC COM NEW 172967424 424 10000 SH Call SOLE 10000 0 0 CITIGROUP INC COM NEW 172967424 636 15000 SH Put SOLE 15000 0 0 COMCAST CORP NEW CL A 20030N101 1043 16000 SH Put SOLE 16000 0 0 COMCAST CORP NEW CL A 20030N101 1043 16000 SH Call SOLE 16000 0 0 CORNING INC COM 219350105 461 22500 SH Put SOLE 22500 0 0 CORNING INC COM 219350105 461 22500 SH Call SOLE 22500 0 0 DEERE & CO COM 244199105 810 10000 SH Put SOLE 10000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 226 6203 SH SOLE 6203 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 546 15000 SH Call SOLE 15000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 546 15000 SH Put SOLE 15000 0 0 DISCOVER FINL SVCS COM 254709108 643 12000 SH Call SOLE 12000 0 0 DISCOVER FINL SVCS COM 254709108 643 12000 SH Put SOLE 12000 0 0 DISNEY WALT CO COM DISNEY 254687106 1369 14000 SH Put SOLE 14000 0 0 DISNEY WALT CO COM DISNEY 254687106 1369 14000 SH Call SOLE 14000 0 0 EASTMAN CHEM CO COM 277432100 842 12400 SH Call SOLE 12400 0 0 EASTMAN CHEM CO COM 277432100 842 12400 SH Put SOLE 12400 0 0 EATON CORP PLC SHS G29183103 1445 24200 SH Call SOLE 24200 0 0 EATON CORP PLC SHS G29183103 1445 24200 SH Put SOLE 24200 0 0 EQUINIX INC COM PAR $0.001 29444U700 207 534 SH SOLE 534 0 0 EXPEDITORS INTL WASH INC COM 302130109 490 10000 SH Call SOLE 10000 0 0 EXPEDITORS INTL WASH INC COM 302130109 490 10000 SH Put SOLE 10000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 503 40000 SH Put SOLE 40000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 221 17605 SH SOLE 17605 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 503 40000 SH Call SOLE 40000 0 0 GENERAL ELECTRIC CO COM 369604103 1259 40000 SH Put SOLE 40000 0 0 GENERAL ELECTRIC CO COM 369604103 1259 40000 SH Call SOLE 40000 0 0 GENERAL MTRS CO COM 37045V100 338 11958 SH SOLE 11958 0 0 GENERAL MTRS CO COM 37045V100 962 34000 SH Call SOLE 34000 0 0 GENERAL MTRS CO COM 37045V100 962 34000 SH Put SOLE 34000 0 0 GILEAD SCIENCES INC COM 375558103 341 4090 SH SOLE 4090 0 0 GILEAD SCIENCES INC COM 375558103 918 11000 SH Call SOLE 11000 0 0 GILEAD SCIENCES INC COM 375558103 918 11000 SH Put SOLE 11000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 372 2502 SH SOLE 2502 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 317 12360 SH SOLE 12360 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 693 27000 SH Call SOLE 27000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 693 27000 SH Put SOLE 27000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 710 16000 SH Call SOLE 16000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 710 16000 SH Put SOLE 16000 0 0 INGERSOLL-RAND PLC SHS G47791101 637 10000 SH Call SOLE 10000 0 0 INGERSOLL-RAND PLC SHS G47791101 637 10000 SH Put SOLE 10000 0 0 INTEL CORP COM 458140100 1378 42000 SH Call SOLE 42000 0 0 INTEL CORP COM 458140100 1378 42000 SH Put SOLE 42000 0 0 INTL PAPER CO COM 460146103 1229 29000 SH Put SOLE 29000 0 0 INTL PAPER CO COM 460146103 1229 29000 SH Call SOLE 29000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 214 12000 SH Call SOLE 12000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1667 12000 SH Call SOLE 12000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1667 12000 SH Put SOLE 12000 0 0 ISHARES TR MSCI EAFE ETF 464287465 1340 24000 SH Call SOLE 24000 0 0 ISHARES TR MSCI EAFE ETF 464287465 1005 18000 SH Put SOLE 18000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 485 14102 SH SOLE 14102 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 344 10000 SH Put SOLE 10000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4829 42000 SH Put SOLE 42000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1003 8725 SH SOLE 8725 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1150 10000 SH Call SOLE 10000 0 0 JOHNSON CTLS INC COM 478366107 443 10000 SH Call SOLE 10000 0 0 JOHNSON CTLS INC COM 478366107 443 10000 SH Put SOLE 10000 0 0 JPMORGAN CHASE & CO COM 46625H100 1491 24000 SH Call SOLE 24000 0 0 JPMORGAN CHASE & CO COM 46625H100 684 11000 SH Put SOLE 11000 0 0 JUNIPER NETWORKS INC COM 48203R104 450 20000 SH Call SOLE 20000 0 0 LAM RESEARCH CORP COM 512807108 1009 12000 SH Call SOLE 12000 0 0 LAM RESEARCH CORP COM 512807108 1009 12000 SH Put SOLE 12000 0 0 LAS VEGAS SANDS CORP COM 517834107 609 14000 SH Put SOLE 14000 0 0 LAS VEGAS SANDS CORP COM 517834107 210 4831 SH SOLE 4831 0 0 LAS VEGAS SANDS CORP COM 517834107 609 14000 SH Call SOLE 14000 0 0 LENNAR CORP CL A 526057104 461 10000 SH Put SOLE 10000 0 0 LENNAR CORP CL A 526057104 461 10000 SH Call SOLE 10000 0 0 LOWES COS INC COM 548661107 792 10000 SH Call SOLE 10000 0 0 LOWES COS INC COM 548661107 792 10000 SH Put SOLE 10000 0 0 MARRIOTT INTL INC NEW CL A 571903202 798 12000 SH Call SOLE 12000 0 0 MARRIOTT INTL INC NEW CL A 571903202 798 12000 SH Put SOLE 12000 0 0 MASCO CORP COM 574599106 588 19000 SH Call SOLE 19000 0 0 MASCO CORP COM 574599106 588 19000 SH Put SOLE 19000 0 0 MASTERCARD INC CL A 57636Q104 1515 17200 SH Call SOLE 17200 0 0 MASTERCARD INC CL A 57636Q104 1515 17200 SH Put SOLE 17200 0 0 MASTERCARD INC CL A 57636Q104 319 3620 SH SOLE 3620 0 0 MERCK & CO INC COM 58933Y105 795 13800 SH Put SOLE 13800 0 0 MERCK & CO INC COM 58933Y105 795 13800 SH Call SOLE 13800 0 0 METLIFE INC COM 59156R108 492 12342 SH SOLE 12342 0 0 METLIFE INC COM 59156R108 1195 30000 SH Call SOLE 30000 0 0 METLIFE INC COM 59156R108 1195 30000 SH Put SOLE 30000 0 0 MICROSOFT CORP COM 594918104 1382 27000 SH Call SOLE 27000 0 0 MICROSOFT CORP COM 594918104 665 13000 SH Put SOLE 13000 0 0 MORGAN STANLEY COM NEW 617446448 520 20000 SH Call SOLE 20000 0 0 ORACLE CORP COM 68389X105 819 20000 SH Call SOLE 20000 0 0 ORACLE CORP COM 68389X105 819 20000 SH Put SOLE 20000 0 0 PAYPAL HLDGS INC COM 70450Y103 365 10000 SH Put SOLE 10000 0 0 PAYPAL HLDGS INC COM 70450Y103 365 10000 SH Call SOLE 10000 0 0 PFIZER INC COM 717081103 704 20000 SH Call SOLE 20000 0 0 PFIZER INC COM 717081103 704 20000 SH Put SOLE 20000 0 0 PNC FINL SVCS GROUP INC COM 693475105 245 3006 SH SOLE 3006 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 574 5337 SH SOLE 5337 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1161 10800 SH Call SOLE 10800 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1721 16000 SH Put SOLE 16000 0 0 PPG INDS INC COM 693506107 1042 10000 SH Call SOLE 10000 0 0 PPG INDS INC COM 693506107 1042 10000 SH Put SOLE 10000 0 0 QUALCOMM INC COM 747525103 1157 21600 SH Call SOLE 21600 0 0 REGENERON PHARMACEUTICALS COM 75886F107 288 824 SH SOLE 824 0 0 SCHLUMBERGER LTD COM 806857108 1131 14300 SH Call SOLE 14300 0 0 SCHLUMBERGER LTD COM 806857108 1186 15000 SH Put SOLE 15000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 5312 42000 SH Call SOLE 42000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1518 12000 SH Put SOLE 12000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 35653 170200 SH Put SOLE 170200 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9813 46847 SH SOLE 46847 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 64623 308500 SH Call SOLE 308500 0 0 STARBUCKS CORP COM 855244109 1748 30600 SH Put SOLE 30600 0 0 STARBUCKS CORP COM 855244109 1371 24000 SH Call SOLE 24000 0 0 STARBUCKS CORP COM 855244109 257 4508 SH SOLE 4508 0 0 TEXAS INSTRS INC COM 882508104 1692 27000 SH Call SOLE 27000 0 0 TEXAS INSTRS INC COM 882508104 1692 27000 SH Put SOLE 27000 0 0 TEXTRON INC COM 883203101 695 19000 SH Call SOLE 19000 0 0 TEXTRON INC COM 883203101 695 19000 SH Put SOLE 19000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 200 7402 SH SOLE 7402 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 584 21600 SH Call SOLE 21600 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 584 21600 SH Put SOLE 21600 0 0 UNION PAC CORP COM 907818108 960 11000 SH Call SOLE 11000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1087 10600 SH Call SOLE 10600 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1087 10600 SH Put SOLE 10600 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1061 19000 SH Call SOLE 19000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1061 19000 SH Put SOLE 19000 0 0 WAL-MART STORES INC COM 931142103 803 11000 SH Call SOLE 11000 0 0 WAL-MART STORES INC COM 931142103 803 11000 SH Put SOLE 11000 0 0 WELLS FARGO & CO NEW COM 949746101 315 6658 SH SOLE 6658 0 0 WELLS FARGO & CO NEW COM 949746101 899 19000 SH Call SOLE 19000 0 0 WELLS FARGO & CO NEW COM 949746101 899 19000 SH Put SOLE 19000 0 0 WHOLE FOODS MKT INC COM 966837106 512 16000 SH Call SOLE 16000 0 0