Chief Compliance Officer

0001398344-21-003283.txt : 20210212 0001398344-21-003283.hdr.sgml : 20210212 20210212164511 ACCESSION NUMBER: 0001398344-21-003283 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cribstone Capital Management, LLC CENTRAL INDEX KEY: 0001667163 IRS NUMBER: 454507987 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17395 FILM NUMBER: 21628664 BUSINESS ADDRESS: STREET 1: 7 NORTH CHESTNUT STREET CITY: AUGUSTA STATE: ME ZIP: 04330 BUSINESS PHONE: (207) 844-2000 MAIL ADDRESS: STREET 1: 7 NORTH CHESTNUT STREET CITY: AUGUSTA STATE: ME ZIP: 04330 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001667163 XXXXXXXX 12-31-2020 12-31-2020 false Cribstone Capital Management, LLC

7 NORTH CHESTNUT STREET AUGUSTA ME 04330

13F HOLDINGS REPORT 028-17395 N Scott E. Upham Chief Compliance Officer 207-844-2000 /s/ Scott E. Upham Augusta ME 02-12-2021 0 347 145886 INFORMATION TABLE 2 fp0061465_13fhr-table.xml 13F INFORMATION TABLE Abbott Laboratories CS 002824100 744 6796 SH SOLE 6796 0 0 Align Technology Inc CS 016255101 134 250 SH SOLE 250 0 0 Amazon.com Inc CS 023135106 1365 419 SH SOLE 419 0 0 American International Group Inc RT 026874156 0 5 SH SOLE 5 0 0 American Water Works Co Inc CS 030420103 23 150 SH SOLE 150 0 0 Amgen Inc CS 031162100 36 156 SH SOLE 156 0 0 Analog Devices Inc CS 032654105 4 30 SH SOLE 30 0 0 Anthem Inc CS 036752103 16 50 SH SOLE 50 0 0 Apple Inc CS 037833100 4705 35457 SH SOLE 35457 0 0 Applied Materials Inc CS 038222105 26 300 SH SOLE 300 0 0 Arista Networks Inc CS 040413106 138 475 SH SOLE 475 0 0 Astrazeneca Plc Each Ads Representing 1/2 Of An Or CS 046353108 0 6 SH SOLE 6 0 0 Bank Of America 7.25 Non Cumulatve Perp C V T Pfd CP 060505682 14 9 SH SOLE 9 0 0 Becton Dickinson and Co CS 075887109 4 15 SH SOLE 15 0 0 Berkshire Hathaway Inc B CS 084670702 2072 8936 SH SOLE 8936 0 0 Boeing Co CS 097023105 872 4074 SH SOLE 4074 0 0 Boston Scientific Corp CS 101137107 9 253 SH SOLE 253 0 0 Bristol-Myers Squibb Company CS 110122108 31 499 SH SOLE 499 0 0 Cvs Health Corp CS 126650100 717 10497 SH SOLE 10497 0 0 Canadian National Railway Co CS 136375102 28 255 SH SOLE 255 0 0 Carnival Corp CS 143658300 13 588 SH SOLE 588 0 0 Casey s General Stores Inc CS 147528103 9 48 SH SOLE 48 0 0 Chipotle Mexican Grill Inc Class A CS 169656105 22 16 SH SOLE 16 0 0 Church & Dwight Co Inc CS 171340102 597 6848 SH SOLE 6848 0 0 Citigroup Inc CS 172967424 3 50 SH SOLE 50 0 0 Clorox Co CS 189054109 586 2904 SH SOLE 2904 0 0 Cognex Corp CS 192422103 305 3800 SH SOLE 3800 0 0 Cognizant Technology Solutions Corp A CS 192446102 3 33 SH SOLE 33 0 0 Colgate-Palmolive Co CS 194162103 733 8568 SH SOLE 8568 0 0 Corning Inc CS 219350105 9 263 SH SOLE 263 0 0 Cryolife Inc CS 228903100 21 882 SH SOLE 882 0 0 Cummins Inc CS 231021106 18 80 SH SOLE 80 0 0 Danaher Corp CS 235851102 6 25 SH SOLE 25 0 0 Walt Disney Co CS 254687106 291 1608 SH SOLE 1608 0 0 eBay Inc CS 278642103 101 2000 SH SOLE 2000 0 0 Ecolab Inc CS 278865100 43 200 SH SOLE 200 0 0 FMC Corp CS 302491303 3 30 SH SOLE 30 0 0 F N B Bancorp Inc CS 302517107 12 100 SH SOLE 100 0 0 Ford Motor Co CS 345370860 9 1000 SH SOLE 1000 0 0 General Electric Co CS 369604103 199 18423 SH SOLE 18423 0 0 Gilead Sciences Inc CS 375558103 165 2831 SH SOLE 2831 0 0 Hasbro Inc CS 418056107 0 2 SH SOLE 2 0 0 Hologic Inc CS 436440101 16 220 SH SOLE 220 0 0 The Home Depot Inc CS 437076102 70 264 SH SOLE 264 0 0 Honeywell International Inc CS 438516106 585 2749 SH SOLE 2749 0 0 Illinois Tool Works Inc CS 452308109 50 245 SH SOLE 245 0 0 Intel Corp CS 458140100 202 4049 SH SOLE 4049 0 0 International Business Machines Corp CS 459200101 30 242 SH SOLE 242 0 0 iShares Gold Trust EF 464285105 44 2439 SH SOLE 2439 0 0 iShares Core S&P 500 EF 464287200 262 697 SH SOLE 697 0 0 iShares Core US Aggregate Bond EF 464287226 8 65 SH SOLE 65 0 0 iShares MSCI Emerging Markets EF 464287234 0 2 SH SOLE 2 0 0 iShares S&P 500 Growth EF 464287309 112 1752 SH SOLE 1752 0 0 iShares S&P 500 Value EF 464287408 344 2685 SH SOLE 2685 0 0 Ishares Msci Eafe Etf EF 464287465 86 1183 SH SOLE 1183 0 0 iShares Core S&P Mid-Cap EF 464287507 36 155 SH SOLE 155 0 0 iShares Russell 1000 Growth EF 464287614 753 3123 SH SOLE 3123 0 0 iShares Russell 1000 EF 464287622 11 51 SH SOLE 51 0 0 iShares Russell 2000 EF 464287655 92 470 SH SOLE 470 0 0 iShares Russell 3000 EF 464287689 89 400 SH SOLE 400 0 0 Ishares U S Technology Etf EF 464287721 34 400 SH SOLE 400 0 0 iShares US Real Estate EF 464287739 22 254 SH SOLE 254 0 0 Ishares Msci Kld 400 EF 464288570 3905 54588 SH SOLE 54588 0 0 iShares MSCI USA ESG Select ETF EF 464288802 252 3060 SH SOLE 3060 0 0 iShares Core Aggressive Allocation ETF EF 464289859 9 141 SH SOLE 141 0 0 iShares Core Moderate Allocation ETF EF 464289875 64 1479 SH SOLE 1479 0 0 Jacobs Engineering Group Inc CS 469814107 31 280 SH SOLE 280 0 0 Jetblue Airways Corp CS 477143101 13 915 SH SOLE 915 0 0 Johnson & Johnson CS 478160104 1011 6425 SH SOLE 6425 0 0 KLA-Tencor Corp CS 482480100 21 80 SH SOLE 80 0 0 Kimberly-Clark Corp CS 494368103 555 4113 SH SOLE 4113 0 0 The Kraft Heinz Co CS 500754106 1730 49918 SH SOLE 49918 0 0 Lam Research Corp CS 512807108 41 86 SH SOLE 86 0 0 The Estee Lauder Companies Inc Class A CS 518439104 3 10 SH SOLE 10 0 0 Eli Lilly and Co CS 532457108 171 1015 SH SOLE 1015 0 0 Lowe s Companies Inc CS 548661107 58 360 SH SOLE 360 0 0 Markel Corp CS 570535104 83 80 SH SOLE 80 0 0 McDonald s Corp CS 580135101 73 340 SH SOLE 340 0 0 Microsoft Corp CS 594918104 2781 12504 SH SOLE 12504 0 0 Newmont Mining Corp CS 651639106 6 100 SH SOLE 100 0 0 Nike Inc B CS 654106103 74 520 SH SOLE 520 0 0 Nucor Corp CS 670346105 1 20 SH SOLE 20 0 0 ONEOK Inc CS 682680103 10 252 SH SOLE 252 0 0 PNC Financial Services Group Inc CS 693475105 15 100 SH SOLE 100 0 0 Packaging Corp of America CS 695156109 22 160 SH SOLE 160 0 0 Palo Alto Networks Inc CS 697435105 1 4 SH SOLE 4 0 0 Peoples Bancorp Inc (Marietta OH) CS 709789101 0 15 SH SOLE 15 0 0 PepsiCo Inc CS 713448108 69 465 SH SOLE 465 0 0 Pfizer Inc CS 717081103 463 12565 SH SOLE 12565 0 0 Procter & Gamble Co CS 742718109 740 5317 SH SOLE 5317 0 0 Progressive Corp CS 743315103 15 150 SH SOLE 150 0 0 Public Service Enterprise Group Inc CS 744573106 233 4000 SH SOLE 4000 0 0 Rockwell Automation Inc CS 773903109 290 1158 SH SOLE 1158 0 0 Royal Dutch Shell PLC CS 780259206 7 200 SH SOLE 200 0 0 Royal Gold Inc CS 780287108 11 100 SH SOLE 100 0 0 SAP SE ADR CS 803054204 14 105 SH SOLE 105 0 0 Charles Schwa Pfd PS 808513600 17 656 SH SOLE 656 0 0 Siemens AG CS 826197501 13 185 SH SOLE 185 0 0 Southern Company CS 842587107 14 225 SH SOLE 225 0 0 Stanley Black & Decker Inc CS 854502101 46 255 SH SOLE 255 0 0 Starbucks Corp CS 855244109 60 560 SH SOLE 560 0 0 State Street Corporation CS 857477103 16 218 SH SOLE 218 0 0 Stryker Corp CS 863667101 753 3074 SH SOLE 3074 0 0 Sysco Corp CS 871829107 508 6836 SH SOLE 6836 0 0 TJX Companies Inc CS 872540109 48 700 SH SOLE 700 0 0 Thermo Fisher Scientific Inc CS 883556102 56 120 SH SOLE 120 0 0 Thor Industries Inc CS 885160101 5 50 SH SOLE 50 0 0 Toyota Motor Corporation Ads CS 892331307 14 90 SH SOLE 90 0 0 Tractor Supply Co CS 892356106 84 600 SH SOLE 600 0 0 US Bancorp CS 902973304 53 1128 SH SOLE 1128 0 0 Unilever PLC ADR CS 904767704 8 127 SH SOLE 127 0 0 Union Pacific Corp CS 907818108 16 75 SH SOLE 75 0 0 United Parcel Service Inc Class B CS 911312106 432 2566 SH SOLE 2566 0 0 Vanguard Dividend Appreciation ETF EF 921908844 95 676 SH SOLE 676 0 0 Vanguard Mega Cap Growth ETF EF 921910816 154 757 SH SOLE 757 0 0 Vanguard Short-Term Bond ETF EF 921937827 46 550 SH SOLE 550 0 0 Vanguard Total Bond Market ETF EF 921937835 8 90 SH SOLE 90 0 0 Vanguard High Dividend Yield ETF EF 921946406 0 1 SH SOLE 1 0 0 Vanguard REIT ETF EF 922908553 25 294 SH SOLE 294 0 0 Vanguard Small-Cap Value ETF EF 922908611 3 20 SH SOLE 20 0 0 Vanguard Mid-Cap ETF EF 922908629 198 960 SH SOLE 960 0 0 Vanguard Growth ETF EF 922908736 3 10 SH SOLE 10 0 0 Vanguard Value ETF EF 922908744 128 1080 SH SOLE 1080 0 0 Vanguard Total Stock Market ETF EF 922908769 157 809 SH SOLE 809 0 0 Vestas Wind Systems A/S CS 925458101 20 250 SH SOLE 250 0 0 Wal-Mart Stores Inc CS 931142103 722 5012 SH SOLE 5012 0 0 Wells Fargo & Co CS 949746101 10 333 SH SOLE 333 0 0 Wells Fargo & Co CP 949746804 6 4 SH SOLE 4 0 0 Wheaton Precious Metals Corp CS 962879102 6 150 SH SOLE 150 0 0 Yum Brands Inc CS 988498101 22 200 SH SOLE 200 0 0 PowerShares QQQ ETF EF 46090e103 269 857 SH SOLE 857 0 0 The Travelers Companies Inc CS 89417E109 18 130 SH SOLE 130 0 0 Guggenheim S&P Global Water ETF EF 46138E263 6 135 SH SOLE 135 0 0 A T & T Inc CS 00206R102 1452 50482 SH SOLE 50482 0 0 AbbVie Inc CS 00287Y109 499 4658 SH SOLE 4658 0 0 Activision Blizzard Inc CS 00507V109 0 5 SH SOLE 5 0 0 Alphabet Inc C CS 02079K107 373 213 SH SOLE 213 0 0 Alphabet Inc A CS 02079K305 2380 1358 SH SOLE 1358 0 0 American Airlines Group Inc CS 02376R102 2 150 SH SOLE 150 0 0 American Tower Corp CS 03027X100 22 100 SH SOLE 100 0 0 Cisco Systems Inc CS 17275R102 879 19638 SH SOLE 19638 0 0 Comcast Corp Class A CS 20030N101 34 644 SH SOLE 644 0 0 Constellation Brands Inc CS 21036P108 30 139 SH SOLE 139 0 0 Costco Wholesale Corp CS 22160K105 163 433 SH SOLE 433 0 0 Dentsply Sirona Inc Com CS 24906P109 10 200 SH SOLE 200 0 0 ETFMG Prime Cyber Security ETF EF 26924G201 2 33 SH SOLE 33 0 0 Entergy Corp CS 29364G103 10 103 SH SOLE 103 0 0 Eversource Energy CS 30040W108 52 600 SH SOLE 600 0 0 Exelon Corp CS 30161N101 13 300 SH SOLE 300 0 0 Exxon Mobil Corp CS 30231G102 157 3816 SH SOLE 3816 0 0 Facebook Inc A CS 30303M102 1337 4896 SH SOLE 4896 0 0 First Trust Global Wind Energy ETF EF 33736G106 29 1250 SH SOLE 1250 0 0 Fortune Brands Home & Security Inc CS 34964C106 6 65 SH SOLE 65 0 0 General Mtrs Corp Sr Deb Conv Ser C Exp 07/15/33 CP 370ESC717 0 400 SH SOLE 400 0 0 GlaxoSmithKline PLC ADR CS 37733W105 6 152 SH SOLE 152 0 0 Goldman Sachs Group Inc CS 38141G104 25 95 SH SOLE 95 0 0 Goldman Sachs Group Inc PS 38145G308 17 620 SH SOLE 620 0 0 HP Inc CS 40434L105 10 400 SH SOLE 400 0 0 Hewlett Packard Enterprise Co CS 42824C109 5 400 SH SOLE 400 0 0 Highlands REIT Inc CS 43110A104 1 2500 SH SOLE 2500 0 0 IDEXX Laboratories Inc CS 45168D104 2614 5230 SH SOLE 5230 0 0 Iq Chaikin US Small Cap EF 45409B396 2 59 SH SOLE 59 0 0 Intuitive Surgical Inc CS 46120E602 31 38 SH SOLE 38 0 0 InvenTrust Properties Corp. CS 46124J102 8 2500 SH SOLE 2500 0 0 PowerShares Water Resources ETF EF 46137V142 7 160 SH SOLE 160 0 0 Guggenheim S&P 500R Pure Growth ETF EF 46137V266 5 31 SH SOLE 31 0 0 Guggenheim S&P 500 Equal EF 46137V282 1745 6881 SH SOLE 6881 0 0 Powershares S&P 500 Low EF 46138E354 862 15337 SH SOLE 15337 0 0 Guggenheim Solar ETF EF 46138G706 113 1100 SH SOLE 1100 0 0 Invesco BulletShares 2020 Corporate Bond ETF EF 46138J502 13 598 SH SOLE 598 0 0 Invesco BulletShares 2021 Corporate Bond ETF EF 46138J700 962 45335 SH SOLE 45335 0 0 Invesco BulletShares 2024 Corporate Bond ETF EF 46138J841 906 40476 SH SOLE 40476 0 0 Invesco BulletShares 2023 Corporate Bond ETF EF 46138J866 988 45117 SH SOLE 45117 0 0 Invesco BulletShares 2022 Corporate Bond ETF EF 46138J882 1014 46624 SH SOLE 46624 0 0 JPMorgan Chase & Co CS 46625H100 120 946 SH SOLE 946 0 0 Esclehman Bros Hldgs Inc Dep Shs Repstg 1/100th Pf PS 524ESC720 0 900 SH SOLE 900 0 0 Mastercard Inc A CS 57636Q104 823 2307 SH SOLE 2307 0 0 MercadoLibre Inc CS 58733R102 17 10 SH SOLE 10 0 0 Merck & Co Inc CS 58933Y105 847 10349 SH SOLE 10349 0 0 Molina Healthcare Inc CS 60855R100 11 50 SH SOLE 50 0 0 Netflix Inc CS 64110L106 1380 2553 SH SOLE 2553 0 0 NextEra Energy Inc CS 65339F101 137 1776 SH SOLE 1776 0 0 Novartis Ag CS 66987V109 2 25 SH SOLE 25 0 0 NVIDIA Corp CS 67066G104 1314 2516 SH SOLE 2516 0 0 ONE Gas Inc CS 68235P108 24 310 SH SOLE 310 0 0 PayPal Holdings Inc CS 70450Y103 472 2014 SH SOLE 2014 0 0 Qorvo Inc CS 74736K101 9 57 SH SOLE 57 0 0 SPDRR S&P 500 ETF EF 78462F103 10496 28072 SH SOLE 28072 0 0 Spdr Gold Shares Etf EF 78463V107 5575 31259 SH SOLE 31259 0 0 Spdr S&P Regional EF 78464A698 976 18789 SH SOLE 18789 0 0 Spdr Doubleline Ttl Rtrn EF 78467V848 7166 145424 SH SOLE 145424 0 0 SPDRR Blmbg Barclays Inv Grd Flt Rt ETF EF 78468R200 1 33 SH SOLE 33 0 0 Salesforce.com Inc CS 79466L302 1059 4761 SH SOLE 4761 0 0 Sanofi Spond CS 80105N105 456 9391 SH SOLE 9391 0 0 Select Sector Spdr Trust The Health Care Select Se EF 81369Y209 2205 19436 SH SOLE 19436 0 0 Consumer Staples Select Sector SPDRR ETF EF 81369Y308 1251 18546 SH SOLE 18546 0 0 Spdr Fund Consumer EF 81369Y407 4113 25582 SH SOLE 25582 0 0 Energy Select Sector EF 81369Y506 687 18130 SH SOLE 18130 0 0 Select Str Financial EF 81369Y605 3985 135171 SH SOLE 135171 0 0 Industrial Select Sector SPDRR ETF EF 81369Y704 1520 17165 SH SOLE 17165 0 0 Technology Select Sector SPDRR ETF EF 81369Y803 6647 51122 SH SOLE 51122 0 0 Select Sector Spdr Trust The Utilities Select Sect EF 81369Y886 2130 33974 SH SOLE 33974 0 0 SYNNEX Corp CS 87162W100 5 65 SH SOLE 65 0 0 Tencent Holdings Ltd ADR CS 88032Q109 0 6 SH SOLE 6 0 0 Tesla Motors Inc CS 88160R101 71 100 SH SOLE 100 0 0 3M Co CS 88579Y101 37 212 SH SOLE 212 0 0 UnitedHealth Group Inc CS 91324P102 1025 2923 SH SOLE 2923 0 0 Vanguard Short Term Cor EF 92206C409 1336 16052 SH SOLE 16052 0 0 Vanguard Russell 2000 ETF EF 92206C664 384 2427 SH SOLE 2427 0 0 Vanguard Intermediate EF 92206C870 75 771 SH SOLE 771 0 0 Verizon Communications Inc CS 92343V104 19 316 SH SOLE 316 0 0 Visa Inc Class A CS 92826C839 816 3730 SH SOLE 3730 0 0 Waste Management Inc CS 94106L109 72 610 SH SOLE 610 0 0 WEX Inc CS 96208T104 62 305 SH SOLE 305 0 0 Yum China Hldgs Inc Com CS 98850P109 11 200 SH SOLE 200 0 0 Zimmer Biomet Holdings Inc CS 98956P102 5 30 SH SOLE 30 0 0 Alkermes PLC CS G01767105 10 482 SH SOLE 482 0 0 Allegion PLC CS G0176J109 40 347 SH SOLE 347 0 0 Accenture PLC A CS G1151C101 30 115 SH SOLE 115 0 0 Eaton Corp PLC CS G29183103 8 70 SH SOLE 70 0 0 Medtronic PLC CS G5960L103 650 5548 SH SOLE 5548 0 0 Willis Towers Watson Public Limited Company Shs CS G96629103 16 75 SH SOLE 75 0 0 Chubb Ltd CS H1467J104 6 41 SH SOLE 41 0 0 Crispr Therapeutics Agnamen Akt CS H17182108 11 75 SH SOLE 75 0 0 NuShares ESG Small-Cap ETF EF 67092P607 145 3774 SH SOLE 3774 0 0 Linde plc CS G5494J103 1 4 SH SOLE 4 0 0 Cigna Corp CS 125523100 21 100 SH SOLE 100 0 0 SchwabR S&P 500 Index EF 808509855 218 3802 SH SOLE 3802 0 0 Zebra Technologies Corp CS 989207105 307 800 SH SOLE 800 0 0 Square Inc CS 852234103 11 50 SH SOLE 50 0 0 Goldman Sachs ActiveBetaR EMkts Eq ETF EF 381430206 126 3294 SH SOLE 3294 0 0 Humana Inc CS 444859102 458 1116 SH SOLE 1116 0 0 Alibaba Group Holding Ltd ADR CS 01609W102 233 1002 SH SOLE 1002 0 0 Etf Ser Solutions Defiance Next EF 26922A289 3 75 SH SOLE 75 0 0 Invesco BulletShares 2027 Corporate Bond ETF EF 46138J783 6 288 SH SOLE 288 0 0 Livent Corp CS 53814L108 0 18 SH SOLE 18 0 0 Nustar Energy Lp 9.00 Cum Pfd C PS 67058H409 16 740 SH SOLE 740 0 0 SPDRR S&P Biotech ETF EF 78464A870 923 6559 SH SOLE 6559 0 0 Teladoc Health Inc CS 87918A105 1 3 SH SOLE 3 0 0 SPDRR S&P 600 Small Cap ETF EF 78464A813 35 434 SH SOLE 434 0 0 Select Sector Spdr Tr Communication EF 81369Y852 2463 36497 SH SOLE 36497 0 0 Real Estate Select Sector SPDRR EF 81369Y860 1088 29753 SH SOLE 29753 0 0 Southwest Airlines Co CS 844741108 379 8126 SH SOLE 8126 0 0 Pinterest Inc CS 72352L106 16 250 SH SOLE 250 0 0 iShares iBonds Dec 2021 Term Corp ETF EF 46434VBK5 3877 155634 SH SOLE 155634 0 0 iShares iBonds Dec 2022 Term Corp ETF EF 46434VBA7 3684 144078 SH SOLE 144078 0 0 iShares iBonds Dec 2023 Term Corp ETF EF 46434VAX8 3607 137298 SH SOLE 137298 0 0 iShares iBonds Dec 2024 Term Corp ETF EF 46434VBG4 3879 145919 SH SOLE 145919 0 0 FidelityR MSCI Real Estate ETF EF 316092857 692 27264 SH SOLE 27264 0 0 Schwab US Mid-Cap ETFT EF 808524508 1112 16310 SH SOLE 16310 0 0 FidelityR MSCI Financials ETF EF 316092501 1821 43134 SH SOLE 43134 0 0 FidelityR MSCI Energy ETF EF 316092402 398 39253 SH SOLE 39253 0 0 FidelityR MSCI Consumer Discret ETF EF 316092204 2701 37773 SH SOLE 37773 0 0 iShares ESG 1-5 Year USD Corp Bd ETF EF 46435G243 455 17371 SH SOLE 17371 0 0 Carrier Global Corp-Wi CS 14448C104 2 65 SH SOLE 65 0 0 OTIS Worldwide Corp-Wi CS 68902V107 2 32 SH SOLE 32 0 0 Raytheon Technologies Ord CS 75513E101 15 215 SH SOLE 215 0 0 The Wendy s Co CS 95058W100 7 300 SH SOLE 300 0 0 Ingersoll Rand Inc CS 45687V106 28 607 SH SOLE 607 0 0 Trane Technologies PLC CS G8994E103 90 620 SH SOLE 620 0 0 E.I. du Pont de Nemours & Co CS 26614N102 3 46 SH SOLE 46 0 0 Vanguard 500 ETF EF 922908363 363 1057 SH SOLE 1057 0 0 Overstock Com Srs A 1 Ord CS 690370507 2 50 SH SOLE 50 0 0 Delta Air Lines Inc CS 247361702 20 500 SH SOLE 500 0 0 Skyworks Solutions Inc CS 83088M102 19 122 SH SOLE 122 0 0 iShares MSCI EAFE Growth ETF EF 464288885 72 713 SH SOLE 713 0 0 Smiledirectclub Inc Ordinary Shares - Class A CS 83192H106 2 169 SH SOLE 169 0 0 StoneCo Ltd CS G85158106 1 11 SH SOLE 11 0 0 Baozun Inc CS 06684L103 0 8 SH SOLE 8 0 0 PagSeguro Digital Ltd CS G68707101 2 37 SH SOLE 37 0 0 Medra Corp (NV) CS 58505W107 0 1 SH SOLE 1 0 0 Cenveo Inc (NV) CS 15670S402 0 5 SH SOLE 5 0 0 Altera infra PS Y1001E125 13 600 SH SOLE 600 0 0 Schwab 1000 ETF EF 808524722 0 13 SH SOLE 13 0 0 Intelsat SA CS L5140P101 0 33 SH SOLE 33 0 0 Shiseido Co Ltd CS 824841407 1 15 SH SOLE 15 0 0 Slack Technologies Inc CS 83088V102 1 24 SH SOLE 24 0 0 T-Mobile US Inc CS 872590104 3 23 SH SOLE 23 0 0 Lonza Group Ltd CS H50524133 1 1 SH SOLE 1 0 0 Epic Corp Colo Com No Par CS 29428L403 0 400 SH SOLE 400 0 0 Moderna Inc CS 60770K107 3 30 SH SOLE 30 0 0 Virgin Galactic Holdings Inc CS 92766K106 1 45 SH SOLE 45 0 0 Roche Holding AG ADR CS 771195104 0 10 SH SOLE 10 0 0 Cameco Corp CS 13321L108 0 15 SH SOLE 15 0 0 Zoom video communications-A CS 98980L101 371 1100 SH SOLE 1100 0 0 L3Harris Technologies Ord CS 502431109 392 2074 SH SOLE 2074 0 0 Lamb Weston Holdings Inc CS 513272104 462 5865 SH SOLE 5865 0 0 Boeing Co Put Opt 01/21 160.0 PUT BA210115P 0 1 SH SOLE 1 0 0 Intel Corp Put Opt 01/21 43.0 PUT INTC21011 0 7 SH SOLE 7 0 0 Microsoft Corp Put Opt 01/21 190.0 PUT MSFT21011 0 2 SH SOLE 2 0 0 SPDRR S&P 500 ETF Put Opt 01/21 310.0 PUT SPY210115 0 3 SH SOLE 3 0 0 WEX Inc Put Opt 02/21 150.0 PUT WEX210219 0 3 SH SOLE 3 0 0 ASML Holding NV CS N07059210 149 306 SH SOLE 306 0 0 ClearBridge Energy MLP CF 184692200 0 2 SH SOLE 2 0 0 VYNE THERAPEUTICS ORD CS 92941V100 1 447 SH SOLE 447 0 0 iShares ESG MSCI EAFE ETF EF 46435G516 80 1100 SH SOLE 1100 0 0 iShares ESG MSCI EM ETF EF 46434G863 3 73 SH SOLE 73 0 0 OraSure Technologies Inc CS 68554V108 0 25 SH SOLE 25 0 0 The Home Depot Inc Put Opt 01/21 245.0 PUT HD210115P 0 2 SH SOLE 2 0 0 Invesco QQQ Trust Put Opt 01/21 260.0 PUT QQQ210115 0 2 SH SOLE 2 0 0 Vanguard 500 ETF Put Opt 01/21 290.0 PUT VOO210115 0 3 SH SOLE 3 0 0 Mylan Nv CS 92556V106 21 1125 SH SOLE 1125 0 0 SKECHERS USA INC CS 830566105 1 15 SH SOLE 15 0 0 Invesco BulletShares 2025 Corporate Bond ETF EF 46138J825 305 13476 SH SOLE 13476 0 0 iShares iBonds Dec 2025 Term Corp ETF EF 46434VBD1 1022 37345 SH SOLE 37345 0 0 DraftKings Inc CS 26142R104 9 200 SH SOLE 200 0 0 Spirit AeroSystems Holdings Inc CS 848574109 8 200 SH SOLE 200 0 0 Concentrix Corp Ordinary Shares CS 20602D101 6 65 SH SOLE 65 0 0 JPMorgan BetaBuilders Canada ETF EF 46641Q696 9 338 SH SOLE 338 0 0 Aberdeen Standard Blmb AllCmdStrK1Fr ETF EF 003261104 42 1929 SH SOLE 1929 0 0 iShares MSCI Taiwan ETF EF 46434G772 10 191 SH SOLE 191 0 0 FidelityR MSCI Health Care ETF EF 316092600 20 347 SH SOLE 347 0 0 FidelityR MSCI Industrials ETF EF 316092709 30 631 SH SOLE 631 0 0 FidelityR MSCI Materials ETF EF 316092881 22 554 SH SOLE 554 0 0 iShares Core 1-5 Year USD Bond ETF EF 46432F859 189 3662 SH SOLE 3662 0 0 iShares Core Total USD Bond Market ETF EF 46434V613 71 1306 SH SOLE 1306 0 0 KraneShares Bosera MSCI China A ETF EF 500767405 10 213 SH SOLE 213 0 0 KraneShares CSI China Internet ETF EF 500767306 22 283 SH SOLE 283 0 0 iShares JP Morgan EM Local Ccy Bd ETF EF 464286517 38 847 SH SOLE 847 0 0 Invesco S&P SmallCap Health Care ETF EF 46138E149 11 62 SH SOLE 62 0 0 Schwab US Large-Cap Value ETFT EF 808524409 23 380 SH SOLE 380 0 0 SPDRR Russell 2000 ETF EF 78468R853 37 1020 SH SOLE 1020 0 0 SPDRR Blackstone / GSO Senior Loan ETF EF 78467V608 26 579 SH SOLE 579 0 0 Vanguard FTSE All-World ex-US Sm-Cp ETF EF 922042718 7 58 SH SOLE 58 0 0 Aerojet Rocketdyne Hldgs In CS 007800105 1 10 SH SOLE 10 0 0 Duke Energy Corp CS 26441C204 9 97 SH SOLE 97 0 0 Okta Inc CS 679295105 382 1504 SH SOLE 1504 0 0 Shopify Inc CS 82509L107 1 1 SH SOLE 1 0 0 Lordstown Motors Corp CS 54405Q100 1 25 SH SOLE 25 0 0 Coupa Software Inc Com CS 22266L106 136 400 SH SOLE 400 0 0 Hannon Armstrong Sustainable Infrastructure Capita CS 41068X100 203 3200 SH SOLE 3200 0 0 RH Com CS 74967X103 67 150 SH SOLE 150 0 0 Adobe Systems Inc CS 00724F101 150 300 SH SOLE 300 0 0 Appian Corp Cl A CS 03782L101 292 1800 SH SOLE 1800 0 0 Booking Hldgs Inc CS 09857L108 67 30 SH SOLE 30 0 0 BYD Co Ltd CS 05606L100 211 4000 SH SOLE 4000 0 0 Illumina Inc CS 452327109 407 1100 SH SOLE 1100 0 0 JD.com Inc ADR CS 47215P106 352 4000 SH SOLE 4000 0 0 Global X Lithium & Battery Tech ETF EF 37954Y855 155 2500 SH SOLE 2500 0 0 Lemonade Inc CS 52567D107 245 2000 SH SOLE 2000 0 0 Match Group Inc CS 57667L107 454 3000 SH SOLE 3000 0 0 Vail Resorts Inc CS 91879Q109 70 250 SH SOLE 250 0 0 New Relic Inc CS 64829B100 45 690 SH SOLE 690 0 0 SolarEdge Technologies Inc CS 83417M104 574 1800 SH SOLE 1800 0 0 Twilio Inc CS 90138F102 440 1300 SH SOLE 1300 0 0 CrowdStrike Holdings Inc CS 22788C105 212 1000 SH SOLE 1000 0 0 Hill-Rom Holdings Inc CS 431475102 49 500 SH SOLE 500 0 0