Chief Compliance Officer

0001398344-20-022762.txt : 20201117 0001398344-20-022762.hdr.sgml : 20201117 20201116173113 ACCESSION NUMBER: 0001398344-20-022762 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cribstone Capital Management, LLC CENTRAL INDEX KEY: 0001667163 IRS NUMBER: 454507987 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17395 FILM NUMBER: 201318587 BUSINESS ADDRESS: STREET 1: 7 NORTH CHESTNUT STREET CITY: AUGUSTA STATE: ME ZIP: 04330 BUSINESS PHONE: (207) 844-2000 MAIL ADDRESS: STREET 1: 7 NORTH CHESTNUT STREET CITY: AUGUSTA STATE: ME ZIP: 04330 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001667163 XXXXXXXX 09-30-2020 09-30-2020 false Cribstone Capital Management, LLC

7 NORTH CHESTNUT STREET AUGUSTA ME 04330

13F HOLDINGS REPORT 028-17395 N Scott E. Upham Chief Compliance Officer 207-844-2000 /s/ Scott E. Upham Augusta ME 10-14-2020 0 334 122400 INFORMATION TABLE 2 fp0058546_13fhr-table.xml 13F INFORMATION TABLE Abbott Laboratories CS 002824100 731 6713 SH SOLE 6713 0 0 Amazon.com Inc CS 023135106 375 119 SH SOLE 119 0 0 American International Group Inc RT 026874156 0 05 SH SOLE 5 0 0 American Water Works Co Inc CS 030420103 22 150 SH SOLE 150 0 0 Amgen Inc CS 031162100 40 156 SH SOLE 156 0 0 Analog Devices Inc CS 032654105 4 30 SH SOLE 30 0 0 Anthem Inc CS 036752103 13 50 SH SOLE 50 0 0 Apple Inc CS 037833100 3051 26349 SH SOLE 26349 0 0 Applied Materials Inc CS 038222105 18 300 SH SOLE 300 0 0 Arista Networks Inc CS 040413106 5 25 SH SOLE 25 0 0 Astrazeneca Plc Each Ads Representing 1/2 Of An Or CS 046353108 0 06 SH SOLE 6 0 0 Bank Of America 7.25 Non Cumulatve Perp C V T Pfd CP 060505682 13 09 SH SOLE 9 0 0 Becton Dickinson and Co CS 075887109 3 15 SH SOLE 15 0 0 Berkshire Hathaway Inc B CS 084670702 710 3334 SH SOLE 3334 0 0 Boeing Co CS 097023105 1134 6860 SH SOLE 6860 0 0 Boston Scientific Corp CS 101137107 10 253 SH SOLE 253 0 0 Bristol-Myers Squibb Company CS 110122108 30 499 SH SOLE 499 0 0 Cvs Health Corp CS 126650100 607 10391 SH SOLE 10391 0 0 Camden National Corp CS 133034108 6 200 SH SOLE 200 0 0 Canadian National Railway Co CS 136375102 32 305 SH SOLE 305 0 0 Carnival Corp CS 143658300 9 588 SH SOLE 588 0 0 Casey s General Stores Inc CS 147528103 9 48 SH SOLE 48 0 0 Chipotle Mexican Grill Inc Class A CS 169656105 19 15 SH SOLE 15 0 0 Church & Dwight Co Inc CS 171340102 632 6744 SH SOLE 6744 0 0 Citigroup Inc CS 172967424 2 50 SH SOLE 50 0 0 Clorox Co CS 189054109 597 2841 SH SOLE 2841 0 0 Cognizant Technology Solutions Corp A CS 192446102 2 33 SH SOLE 33 0 0 Colgate-Palmolive Co CS 194162103 657 8520 SH SOLE 8520 0 0 Cryolife Inc CS 228903100 9 482 SH SOLE 482 0 0 Cummins Inc CS 231021106 17 80 SH SOLE 80 0 0 Danaher Corp CS 235851102 5 25 SH SOLE 25 0 0 Walt Disney Co CS 254687106 75 608 SH SOLE 608 0 0 Ecolab Inc CS 278865100 40 200 SH SOLE 200 0 0 FMC Corp CS 302491303 3 30 SH SOLE 30 0 0 F N B Bancorp Inc CS 302517107 11 100 SH SOLE 100 0 0 General Electric Co CS 369604103 53 8498 SH SOLE 8498 0 0 Gilead Sciences Inc CS 375558103 13 201 SH SOLE 201 0 0 Hasbro Inc CS 418056107 0 02 SH SOLE 2 0 0 Hologic Inc CS 436440101 18 270 SH SOLE 270 0 0 The Home Depot Inc CS 437076102 87 314 SH SOLE 314 0 0 Honeywell International Inc CS 438516106 454 2757 SH SOLE 2757 0 0 Illinois Tool Works Inc CS 452308109 47 245 SH SOLE 245 0 0 Intel Corp CS 458140100 210 4049 SH SOLE 4049 0 0 International Business Machines Corp CS 459200101 62 507 SH SOLE 507 0 0 iShares Gold Trust EF 464285105 12 669 SH SOLE 669 0 0 iShares Core S&P 500 EF 464287200 234 697 SH SOLE 697 0 0 iShares MSCI Emerging Markets EF 464287234 0 02 SH SOLE 2 0 0 iShares S&P 500 Growth EF 464287309 101 438 SH SOLE 438 0 0 iShares S&P 500 Value EF 464287408 303 2695 SH SOLE 2695 0 0 Ishares Msci Eafe Etf EF 464287465 69 1087 SH SOLE 1087 0 0 iShares Core S&P Mid-Cap EF 464287507 1 04 SH SOLE 4 0 0 iShares Russell 1000 Growth EF 464287614 680 3135 SH SOLE 3135 0 0 iShares Russell 1000 EF 464287622 10 51 SH SOLE 51 0 0 iShares Russell 2000 EF 464287655 70 470 SH SOLE 470 0 0 iShares Russell 3000 EF 464287689 78 400 SH SOLE 400 0 0 Ishares U S Technology Etf EF 464287721 30 100 SH SOLE 100 0 0 iShares US Real Estate EF 464287739 20 254 SH SOLE 254 0 0 Ishares Msci Kld 400 EF 464288570 3606 28179 SH SOLE 28179 0 0 iShares MSCI USA ESG Select ETF EF 464288802 75 513 SH SOLE 513 0 0 iShares Core Aggressive Allocation ETF EF 464289859 19 326 SH SOLE 326 0 0 iShares Core Moderate Allocation ETF EF 464289875 68 1648 SH SOLE 1648 0 0 Jacobs Engineering Group Inc CS 469814107 26 280 SH SOLE 280 0 0 Jetblue Airways Corp CS 477143101 10 915 SH SOLE 915 0 0 Johnson & Johnson CS 478160104 944 6339 SH SOLE 6339 0 0 KLA-Tencor Corp CS 482480100 15 80 SH SOLE 80 0 0 Kimberly-Clark Corp CS 494368103 596 4035 SH SOLE 4035 0 0 The Kraft Heinz Co CS 500754106 1444 48229 SH SOLE 48229 0 0 Lam Research Corp CS 512807108 29 86 SH SOLE 86 0 0 The Estee Lauder Companies Inc Class A CS 518439104 2 10 SH SOLE 10 0 0 Eli Lilly and Co CS 532457108 150 1015 SH SOLE 1015 0 0 Lowe s Companies Inc CS 548661107 70 420 SH SOLE 420 0 0 McDonald s Corp CS 580135101 75 340 SH SOLE 340 0 0 Microsoft Corp CS 594918104 2594 12334 SH SOLE 12334 0 0 Newmont Mining Corp CS 651639106 16 258 SH SOLE 258 0 0 Nike Inc B CS 654106103 65 520 SH SOLE 520 0 0 Nucor Corp CS 670346105 1 20 SH SOLE 20 0 0 ONEOK Inc CS 682680103 12 452 SH SOLE 452 0 0 PNC Financial Services Group Inc CS 693475105 11 100 SH SOLE 100 0 0 Packaging Corp of America CS 695156109 17 160 SH SOLE 160 0 0 Palo Alto Networks Inc CS 697435105 1 04 SH SOLE 4 0 0 Peoples Bancorp Inc (Marietta OH) CS 709789101 4 200 SH SOLE 200 0 0 PepsiCo Inc CS 713448108 64 465 SH SOLE 465 0 0 Pfizer Inc CS 717081103 441 12011 SH SOLE 12011 0 0 Procter & Gamble Co CS 742718109 733 5275 SH SOLE 5275 0 0 Progressive Corp CS 743315103 14 150 SH SOLE 150 0 0 Public Service Enterprise Group Inc CS 744573106 220 4000 SH SOLE 4000 0 0 Rockwell Automation Inc CS 773903109 258 1167 SH SOLE 1167 0 0 Royal Dutch Shell PLC CS 780259206 5 200 SH SOLE 200 0 0 Royal Gold Inc CS 780287108 12 100 SH SOLE 100 0 0 SAP SE ADR CS 803054204 16 105 SH SOLE 105 0 0 Charles Schwa Pfd PS 808513600 17 656 SH SOLE 656 0 0 Siemens AG CS 826197501 13 185 SH SOLE 185 0 0 Southern Company CS 842587107 12 225 SH SOLE 225 0 0 Stanley Black & Decker Inc CS 854502101 41 255 SH SOLE 255 0 0 Starbucks Corp CS 855244109 48 560 SH SOLE 560 0 0 State Street Corporation CS 857477103 13 218 SH SOLE 218 0 0 Stryker Corp CS 863667101 636 3052 SH SOLE 3052 0 0 Sysco Corp CS 871829107 421 6773 SH SOLE 6773 0 0 TJX Companies Inc CS 872540109 39 700 SH SOLE 700 0 0 Thermo Fisher Scientific Inc CS 883556102 53 120 SH SOLE 120 0 0 Thor Industries Inc CS 885160101 5 50 SH SOLE 50 0 0 Toyota Motor Corporation Ads CS 892331307 12 90 SH SOLE 90 0 0 Tractor Supply Co CS 892356106 14 100 SH SOLE 100 0 0 US Bancorp CS 902973304 39 1078 SH SOLE 1078 0 0 Unilever NV CS 904784709 8 127 SH SOLE 127 0 0 Union Pacific Corp CS 907818108 15 75 SH SOLE 75 0 0 United Parcel Service Inc Class B CS 911312106 426 2555 SH SOLE 2555 0 0 Vanguard Dividend Appreciation ETF EF 921908844 87 676 SH SOLE 676 0 0 Vanguard Mega Cap Growth ETF EF 921910816 287 1550 SH SOLE 1550 0 0 Vanguard S&P 500 Growth ETF EF 921932505 490 2353 SH SOLE 2353 0 0 Vanguard S&P 500 Value ETF EF 921932703 218 1997 SH SOLE 1997 0 0 Vanguard Short-Term Bond ETF EF 921937827 58 694 SH SOLE 694 0 0 Vanguard High Dividend Yield ETF EF 921946406 0 01 SH SOLE 1 0 0 Vanguard Mid-Cap Value ETF EF 922908512 112 1104 SH SOLE 1104 0 0 Vanguard REIT ETF EF 922908553 23 294 SH SOLE 294 0 0 Vanguard Mid-Cap ETF EF 922908629 186 1053 SH SOLE 1053 0 0 Vanguard Growth ETF EF 922908736 2 10 SH SOLE 10 0 0 Vanguard Value ETF EF 922908744 113 1080 SH SOLE 1080 0 0 Vanguard Total Stock Market ETF EF 922908769 138 809 SH SOLE 809 0 0 Vestas Wind Systems A/S CS 925458101 16 300 SH SOLE 300 0 0 Wal-Mart Stores Inc CS 931142103 693 4956 SH SOLE 4956 0 0 Wells Fargo & Co CS 949746101 8 333 SH SOLE 333 0 0 Wells Fargo & Co CP 949746804 5 04 SH SOLE 4 0 0 Wheaton Precious Metals Corp CS 962879102 10 200 SH SOLE 200 0 0 Yum Brands Inc CS 988498101 18 200 SH SOLE 200 0 0 PowerShares QQQ ETF EF 46090e103 141 509 SH SOLE 509 0 0 The Travelers Companies Inc CS 89417e109 14 130 SH SOLE 130 0 0 SPDRR MSCI Em Mkts Fossil Fuel Free ETF EF 87470e205 79 1200 SH SOLE 1200 0 0 Guggenheim S&P Global Water ETF EF 46138e263 6 135 SH SOLE 135 0 0 A T & T Inc CS 00206R102 1400 49098 SH SOLE 49098 0 0 AbbVie Inc CS 00287Y109 318 3628 SH SOLE 3628 0 0 Activision Blizzard Inc CS 00507V109 0 05 SH SOLE 5 0 0 Alphabet Inc C CS 02079K107 9 06 SH SOLE 6 0 0 Alphabet Inc A CS 02079K305 1675 1143 SH SOLE 1143 0 0 American Airlines Group Inc CS 02376R102 2 150 SH SOLE 150 0 0 American Tower Corp CS 03027X100 24 100 SH SOLE 100 0 0 Cisco Systems Inc CS 17275R102 769 19520 SH SOLE 19520 0 0 Comcast Corp Class A CS 20030N101 30 644 SH SOLE 644 0 0 Constellation Brands Inc CS 21036P108 26 139 SH SOLE 139 0 0 Costco Wholesale Corp CS 22160K105 64 181 SH SOLE 181 0 0 Dentsply Sirona Inc Com CS 24906P109 9 200 SH SOLE 200 0 0 ETFMG Prime Cyber Security ETF EF 26924G201 2 33 SH SOLE 33 0 0 Entergy Corp CS 29364G103 10 103 SH SOLE 103 0 0 Eversource Energy CS 30040W108 50 600 SH SOLE 600 0 0 Exelon Corp CS 30161N101 11 300 SH SOLE 300 0 0 Exxon Mobil Corp CS 30231G102 131 3816 SH SOLE 3816 0 0 Facebook Inc A CS 30303M102 948 3621 SH SOLE 3621 0 0 First Trust Global Wind Energy ETF EF 33736G106 26 1500 SH SOLE 1500 0 0 Flexshares Qual Div Etf EF 33939L860 51 1134 SH SOLE 1134 0 0 Fortune Brands Home & Security Inc CS 34964C106 6 65 SH SOLE 65 0 0 General Mtrs Corp Sr Deb Conv Ser C Exp 07/15/33 CP 370ESC717 0 400 SH SOLE 400 0 0 GlaxoSmithKline PLC ADR CS 37733W105 6 152 SH SOLE 152 0 0 Goldman Sachs Group Inc CS 38141G104 19 95 SH SOLE 95 0 0 Goldman Sachs Group Inc PS 38145G308 16 620 SH SOLE 620 0 0 HP Inc CS 40434L105 8 400 SH SOLE 400 0 0 Hewlett Packard Enterprise Co CS 42824C109 4 400 SH SOLE 400 0 0 Highlands REIT Inc CS 43110A104 1 2500 SH SOLE 2500 0 0 IDEXX Laboratories Inc CS 45168D104 2051 5218 SH SOLE 5218 0 0 Iq Chaikin US Small Cap EF 45409B396 1 59 SH SOLE 59 0 0 Intuitive Surgical Inc CS 46120E602 23 32 SH SOLE 32 0 0 InvenTrust Properties Corp. CS 46124J102 8 2500 SH SOLE 2500 0 0 PowerShares Water Resources ETF EF 46137V142 6 160 SH SOLE 160 0 0 Guggenheim S&P 500R Pure Growth ETF EF 46137V266 12 86 SH SOLE 86 0 0 Guggenheim S&P 500 Equal EF 46137V282 1443 6847 SH SOLE 6847 0 0 Powershares S&P 500 Low EF 46138E354 827 15416 SH SOLE 15416 0 0 Guggenheim Solar ETF EF 46138G706 81 1250 SH SOLE 1250 0 0 Invesco BulletShares 2020 Corporate Bond ETF EF 46138J502 1924 90691 SH SOLE 90691 0 0 Invesco BulletShares 2021 Corporate Bond ETF EF 46138J700 988 46363 SH SOLE 46363 0 0 Invesco BulletShares 2024 Corporate Bond ETF EF 46138J841 903 40726 SH SOLE 40726 0 0 Invesco BulletShares 2023 Corporate Bond ETF EF 46138J866 1008 46277 SH SOLE 46277 0 0 Invesco BulletShares 2022 Corporate Bond ETF EF 46138J882 1045 47844 SH SOLE 47844 0 0 iShares Core Dividend Growth ETF EF 46434V621 54 1366 SH SOLE 1366 0 0 JPMorgan Chase & Co CS 46625H100 91 946 SH SOLE 946 0 0 Esclehman Bros Hldgs Inc Dep Shs Repstg 1/100th Pf PS 524ESC720 0 900 SH SOLE 900 0 0 Mastercard Inc A CS 57636Q104 765 2261 SH SOLE 2261 0 0 MercadoLibre Inc CS 58733R102 11 10 SH SOLE 10 0 0 Merck & Co Inc CS 58933Y105 841 10141 SH SOLE 10141 0 0 Molina Healthcare Inc CS 60855R100 9 50 SH SOLE 50 0 0 Netflix Inc CS 64110L106 524 1047 SH SOLE 1047 0 0 NextEra Energy Inc CS 65339F101 136 489 SH SOLE 489 0 0 Novartis Ag CS 66987V109 2 25 SH SOLE 25 0 0 NVIDIA Corp CS 67066G104 1040 1921 SH SOLE 1921 0 0 ONE Gas Inc CS 68235P108 21 310 SH SOLE 310 0 0 PayPal Holdings Inc CS 70450Y103 3 14 SH SOLE 14 0 0 Qorvo Inc CS 74736K101 7 57 SH SOLE 57 0 0 SPDRR S&P 500 ETF EF 78462F103 9263 27660 SH SOLE 27660 0 0 Spdr Gold Shares Etf EF 78463V107 5402 30498 SH SOLE 30498 0 0 Spdr S&P Regional EF 78464A698 666 18668 SH SOLE 18668 0 0 Spdr Doubleline Ttl Rtrn EF 78467V848 6961 141174 SH SOLE 141174 0 0 SPDRR Blmbg Barclays Inv Grd Flt Rt ETF EF 78468R200 1 33 SH SOLE 33 0 0 Salesforce.com Inc CS 79466L302 1171 4659 SH SOLE 4659 0 0 Sanofi Spond CS 80105N105 482 9604 SH SOLE 9604 0 0 Select Sector Spdr Trust The Health Care Select Se EF 81369Y209 1989 18855 SH SOLE 18855 0 0 Consumer Staples Select Sector SPDRR ETF EF 81369Y308 1152 17974 SH SOLE 17974 0 0 Spdr Fund Consumer EF 81369Y407 3626 24673 SH SOLE 24673 0 0 Energy Select Sector EF 81369Y506 531 17716 SH SOLE 17716 0 0 Select Str Financial EF 81369Y605 3172 131776 SH SOLE 131776 0 0 Industrial Select Sector SPDRR ETF EF 81369Y704 1285 16693 SH SOLE 16693 0 0 Technology Select Sector SPDRR ETF EF 81369Y803 5834 49992 SH SOLE 49992 0 0 Select Sector Spdr Trust The Utilities Select Sect EF 81369Y886 1972 33208 SH SOLE 33208 0 0 SYNNEX Corp CS 87162W100 9 65 SH SOLE 65 0 0 Tencent Holdings Ltd ADR CS 88032Q109 0 06 SH SOLE 6 0 0 Tesla Motors Inc CS 88160R101 17 40 SH SOLE 40 0 0 3M Co CS 88579Y101 40 252 SH SOLE 252 0 0 UnitedHealth Group Inc CS 91324P102 903 2896 SH SOLE 2896 0 0 Valero Energy Corp CS 91913Y100 9 200 SH SOLE 200 0 0 Vanguard Short Term Cor EF 92206C409 994 12000 SH SOLE 12000 0 0 Vanguard Russell 2000 ETF EF 92206C664 301 2493 SH SOLE 2493 0 0 Vanguard Intermediate EF 92206C870 74 771 SH SOLE 771 0 0 Verizon Communications Inc CS 92343V104 19 316 SH SOLE 316 0 0 Visa Inc Class A CS 92826C839 733 3668 SH SOLE 3668 0 0 W.P. Carey Inc. CS 92936U109 6 86 SH SOLE 86 0 0 Waste Management Inc CS 94106L109 69 610 SH SOLE 610 0 0 WEX Inc CS 96208T104 42 300 SH SOLE 300 0 0 Yum China Hldgs Inc Com CS 98850P109 11 200 SH SOLE 200 0 0 Zimmer Biomet Holdings Inc CS 98956P102 4 30 SH SOLE 30 0 0 Alkermes PLC CS G01767105 8 482 SH SOLE 482 0 0 Allegion PLC CS G0176J109 34 347 SH SOLE 347 0 0 Accenture PLC A CS G1151C101 26 115 SH SOLE 115 0 0 Eaton Corp PLC CS G29183103 7 70 SH SOLE 70 0 0 Medtronic PLC CS G5960L103 571 5499 SH SOLE 5499 0 0 Willis Towers Watson Public Limited Company Shs CS G96629103 16 75 SH SOLE 75 0 0 Chubb Ltd CS H1467J104 5 41 SH SOLE 41 0 0 Crispr Therapeutics Agnamen Akt CS H17182108 6 75 SH SOLE 75 0 0 NuShares ESG Small-Cap ETF EF 67092P607 122 4101 SH SOLE 4101 0 0 Linde plc CS G5494J103 1 04 SH SOLE 4 0 0 Cigna Corp CS 125523100 17 100 SH SOLE 100 0 0 SchwabR S&P 500 Index EF 808509855 120 2308 SH SOLE 2308 0 0 Square Inc CS 852234103 12 75 SH SOLE 75 0 0 Goldman Sachs ActiveBetaR EMkts Eq ETF EF 381430206 63 1926 SH SOLE 1926 0 0 Humana Inc CS 444859102 447 1081 SH SOLE 1081 0 0 Alibaba Group Holding Ltd ADR CS 01609W102 1 02 SH SOLE 2 0 0 Dell Technologies Inc Cl C CS 24703L202 2 32 SH SOLE 32 0 0 Etf Ser Solutions Defiance Next EF 26922A289 2 75 SH SOLE 75 0 0 Invesco BulletShares 2027 Corporate Bond ETF EF 46138J783 6 288 SH SOLE 288 0 0 Livent Corp CS 53814L108 0 18 SH SOLE 18 0 0 Nustar Energy Lp 9.00 Cum Pfd C PS 67058H409 14 740 SH SOLE 740 0 0 SPDRR S&P 500 Growth EF 78464A409 67 1342 SH SOLE 1342 0 0 SPDRR S&P Biotech ETF EF 78464A870 729 6543 SH SOLE 6543 0 0 Teladoc Health Inc CS 87918A105 1 03 SH SOLE 3 0 0 SPDRR S&P 600 Small Cap ETF EF 78464A813 26 429 SH SOLE 429 0 0 Select Sector Spdr Tr Communication EF 81369Y852 2108 35494 SH SOLE 35494 0 0 Real Estate Select Sector SPDRR EF 81369Y860 1023 29014 SH SOLE 29014 0 0 Southwest Airlines Co CS 844741108 304 8116 SH SOLE 8116 0 0 Pinterest Inc CS 72352L106 9 225 SH SOLE 225 0 0 iShares iBonds Dec 2021 Term Corp ETF EF 46434VBK5 3735 149100 SH SOLE 149100 0 0 iShares iBonds Dec 2022 Term Corp ETF EF 46434VBA7 3378 131815 SH SOLE 131815 0 0 iShares iBonds Dec 2023 Term Corp ETF EF 46434VAX8 3277 124926 SH SOLE 124926 0 0 iShares iBonds Dec 2024 Term Corp ETF EF 46434VBG4 3540 133870 SH SOLE 133870 0 0 FidelityR MSCI Real Estate ETF EF 316092857 645 27436 SH SOLE 27436 0 0 Schwab US Mid-Cap ETFT EF 808524508 918 16543 SH SOLE 16543 0 0 FidelityR MSCI Financials ETF EF 316092501 1466 43354 SH SOLE 43354 0 0 FidelityR MSCI Energy ETF EF 316092402 310 39253 SH SOLE 39253 0 0 FidelityR MSCI Consumer Discret ETF EF 316092204 2387 38476 SH SOLE 38476 0 0 iShares ESG 1-5 Year USD Corp Bd ETF EF 46435G243 504 19322 SH SOLE 19322 0 0 Carrier Global Corp-Wi CS 14448C104 2 65 SH SOLE 65 0 0 OTIS Worldwide Corp-Wi CS 68902V107 2 32 SH SOLE 32 0 0 Raytheon Technologies Ord CS 75513e101 12 215 SH SOLE 215 0 0 iShares iBonds Dec 2020 Term Corporate EF 46434VAQ3 987 39131 SH SOLE 39131 0 0 The Wendy s Co CS 95058W100 7 300 SH SOLE 300 0 0 Ingersoll Rand Inc CS 45687V106 22 607 SH SOLE 607 0 0 Trane Technologies PLC CS G8994E103 75 620 SH SOLE 620 0 0 E.I. du Pont de Nemours & Co CS 26614N102 3 46 SH SOLE 46 0 0 Vanguard 500 ETF EF 922908363 320 1040 SH SOLE 1040 0 0 Overstock Com Srs A 1 Ord CS 690370507 3 50 SH SOLE 50 0 0 Delta Air Lines Inc CS 247361702 15 500 SH SOLE 500 0 0 Skyworks Solutions Inc CS 83088M102 21 147 SH SOLE 147 0 0 iShares MSCI EAFE Growth ETF EF 464288885 64 713 SH SOLE 713 0 0 Aurora Cannabis Inc CS 05156X884 0 25 SH SOLE 25 0 0 Smiledirectclub Inc Ordinary Shares - Class A CS 83192H106 2 169 SH SOLE 169 0 0 StoneCo Ltd CS G85158106 1 11 SH SOLE 11 0 0 Baozun Inc CS 06684L103 0 08 SH SOLE 8 0 0 PagSeguro Digital Ltd CS G68707101 1 37 SH SOLE 37 0 0 Medra Corp (NV) CS 58505W107 0 01 SH SOLE 1 0 0 Cenveo Inc (NV) CS 15670S402 0 05 SH SOLE 5 0 0 Altera infra PS Y1001E125 11 600 SH SOLE 600 0 0 Schwab 1000 ETF EF 808524722 0 13 SH SOLE 13 0 0 Intelsat SA CS L5140P101 0 33 SH SOLE 33 0 0 Shiseido Co Ltd CS 824841407 1 15 SH SOLE 15 0 0 Slack Technologies Inc CS 83088V102 1 24 SH SOLE 24 0 0 T-Mobile US Inc CS 872590104 3 23 SH SOLE 23 0 0 ProShares UltraPro S&P500 EF 74347X864 1 20 SH SOLE 20 0 0 Lonza Group Ltd CS H50524133 1 01 SH SOLE 1 0 0 Epic Corp Colo Com No Par CS 29428L403 0 400 SH SOLE 400 0 0 Moderna Inc CS 60770K107 2 30 SH SOLE 30 0 0 Virgin Galactic Holdings Inc CS 92766K106 1 45 SH SOLE 45 0 0 Roche Holding AG ADR CS 771195104 0 10 SH SOLE 10 0 0 Cameco Corp CS 13321L108 0 15 SH SOLE 15 0 0 Zoom video communications-A CS 98980L101 47 100 SH SOLE 100 0 0 VANGUARD RUSSELL 1000 VALUE INDEX ETF EF 92206C714 50 481 SH SOLE 481 0 0 Vanguard Russell 1000 Growth ETF EF 92206C680 131 588 SH SOLE 588 0 0 L3Harris Technologies Ord CS 502431109 349 2053 SH SOLE 2053 0 0 Lamb Weston Holdings Inc CS 513272104 383 5782 SH SOLE 5782 0 0 Apple Inc Put Opt 01/21 105.0 PUT AAPL21011 2 04 SH SOLE 4 0 0 Boeing Co Put Opt 01/21 160.0 PUT BA210115P 2 01 SH SOLE 1 0 0 Intel Corp Put Opt 01/21 43.0 PUT INTC21011 1 07 SH SOLE 7 0 0 Microsoft Corp Put Opt 01/21 190.0 PUT MSFT21011 2 02 SH SOLE 2 0 0 SPDRR S&P 500 ETF Put Opt 01/21 310.0 PUT SPY210115 4 03 SH SOLE 3 0 0 WEX Inc Put Opt 02/21 150.0 PUT WEX210219 7 03 SH SOLE 3 0 0 Macy s Inc CS 55616P104 6 1000 SH SOLE 1000 0 0 ASML Holding NV CS N07059210 2 06 SH SOLE 6 0 0 ClearBridge Energy MLP CF 184692200 0 02 SH SOLE 2 0 0 Aileron Therapeutics Inc CS 00887A105 4 3289 SH SOLE 3289 0 0 IDEXX Laboratories Inc Put Opt 11/20 330.0 PUT IDXX20112 1 02 SH SOLE 2 0 0 Invesco Dow Jones Industrial Avg Div ETF EF 46137V605 3 100 SH SOLE 100 0 0 iShares Ultra Short-Term Bond ETF EF 46434V878 196 3880 SH SOLE 3880 0 0 VYNE THERAPEUTICS ORD CS 92941V100 1 447 SH SOLE 447 0 0 iShares ESG MSCI EAFE ETF EF 46435G516 3 53 SH SOLE 53 0 0 iShares ESG MSCI EM ETF EF 46434G863 2 46 SH SOLE 46 0 0 OraSure Technologies Inc CS 68554V108 0 25 SH SOLE 25 0 0 The Home Depot Inc Put Opt 01/21 245.0 PUT HD210115P 1 02 SH SOLE 2 0 0 Invesco QQQ Trust Put Opt 01/21 260.0 PUT QQQ210115 3 02 SH SOLE 2 0 0 Vanguard 500 ETF Put Opt 01/21 290.0 PUT VOO210115 4 03 SH SOLE 3 0 0 Zoom video communications-A Put Opt 11/20 330.0 PUT ZM201120P 1 01 SH SOLE 1 0 0