Chief Compliance Officer

0001398344-20-014816.txt : 20200803 0001398344-20-014816.hdr.sgml : 20200803 20200803101645 ACCESSION NUMBER: 0001398344-20-014816 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200803 DATE AS OF CHANGE: 20200803 EFFECTIVENESS DATE: 20200803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cribstone Capital Management, LLC CENTRAL INDEX KEY: 0001667163 IRS NUMBER: 454507987 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17395 FILM NUMBER: 201068205 BUSINESS ADDRESS: STREET 1: 7 NORTH CHESTNUT STREET CITY: AUGUSTA STATE: ME ZIP: 04330 BUSINESS PHONE: (207) 844-2000 MAIL ADDRESS: STREET 1: 7 NORTH CHESTNUT STREET CITY: AUGUSTA STATE: ME ZIP: 04330 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001667163 XXXXXXXX 06-30-2020 06-30-2020 false Cribstone Capital Management, LLC

7 NORTH CHESTNUT STREET AUGUSTA ME 04330

13F HOLDINGS REPORT 028-17395 N Scott E. Upham Chief Compliance Officer 207-844-2000 /s/ Scott E. Upham Augusta ME 07-23-2020 0 362 120791 INFORMATION TABLE 2 fp0055805_13fhr-table.xml 13F INFORMATION TABLE Aflac Inc CS 001055102 3 77 SH SOLE 77 0 0 Abbott Laboratories CS 002824100 690 7552 SH SOLE 7552 0 0 Amazon.com Inc CS 023135106 430 156 SH SOLE 156 0 0 American International Group Inc RT 026874156 0 5 SH SOLE 5 0 0 American Water Works Co Inc CS 030420103 19 150 SH SOLE 150 0 0 Amgen Inc CS 031162100 40 171 SH SOLE 171 0 0 Analog Devices Inc CS 032654105 7 60 SH SOLE 60 0 0 Anthem Inc CS 036752103 13 50 SH SOLE 50 0 0 Apple Inc CS 037833100 2932 8036 SH SOLE 8036 0 0 Applied Materials Inc CS 038222105 21 350 SH SOLE 350 0 0 Archer-Daniels-Midln CS 039483102 2 53 SH SOLE 53 0 0 Arista Networks Inc CS 040413106 5 25 SH SOLE 25 0 0 Astrazeneca Plc Each Ads Representing 1/2 Of An Or CS 046353108 0 6 SH SOLE 6 0 0 Bank Of America 7.25 Non Cumulatve Perp C V T Pfd CP 060505682 12 9 SH SOLE 9 0 0 Becton Dickinson and Co CS 075887109 4 15 SH SOLE 15 0 0 Berkshire Hathaway Inc B CS 084670702 769 4309 SH SOLE 4309 0 0 Boeing Co CS 097023105 1267 6910 SH SOLE 6910 0 0 Boston Scientific Corp CS 101137107 9 253 SH SOLE 253 0 0 Bristol-Myers Squibb Company CS 110122108 39 661 SH SOLE 661 0 0 CSX Corp CS 126408103 6 90 SH SOLE 90 0 0 Cvs Health Corp CS 126650100 614 9446 SH SOLE 9446 0 0 Camden National Corp CS 133034108 7 200 SH SOLE 200 0 0 Canadian National Railway Co CS 136375102 27 305 SH SOLE 305 0 0 Carnival Corp CS 143658300 10 588 SH SOLE 588 0 0 Casey s General Stores Inc CS 147528103 7 48 SH SOLE 48 0 0 Caterpillar Inc CS 149123101 2 16 SH SOLE 16 0 0 Chipotle Mexican Grill Inc Class A CS 169656105 16 15 SH SOLE 15 0 0 Church & Dwight Co Inc CS 171340102 781 10101 SH SOLE 10101 0 0 Citigroup Inc CS 172967424 3 50 SH SOLE 50 0 0 ClearBridge Energy MLP CF 184692101 0 39 SH SOLE 39 0 0 Clorox Co CS 189054109 961 4381 SH SOLE 4381 0 0 Coca-Cola Co CS 191216100 3 69 SH SOLE 69 0 0 Cognizant Technology Solutions Corp A CS 192446102 2 33 SH SOLE 33 0 0 Colgate-Palmolive Co CS 194162103 783 10685 SH SOLE 10685 0 0 Corning Inc CS 219350105 5 200 SH SOLE 200 0 0 Cryolife Inc CS 228903100 9 482 SH SOLE 482 0 0 Cummins Inc CS 231021106 14 80 SH SOLE 80 0 0 Danaher Corp CS 235851102 9 50 SH SOLE 50 0 0 Deere & Co CS 244199105 6 40 SH SOLE 40 0 0 Walt Disney Co CS 254687106 75 669 SH SOLE 669 0 0 Ecolab Inc CS 278865100 40 200 SH SOLE 200 0 0 Enterprise Products Partners LP CS 293792107 3 157 SH SOLE 157 0 0 FMC Corp CS 302491303 5 50 SH SOLE 50 0 0 F N B Bancorp Inc CS 302517107 14 100 SH SOLE 100 0 0 General Electric Co CS 369604103 76 11076 SH SOLE 11076 0 0 General Mills Inc CS 370334104 3 47 SH SOLE 47 0 0 Genuine Parts Co CS 372460105 2 26 SH SOLE 26 0 0 Gilead Sciences Inc CS 375558103 18 229 SH SOLE 229 0 0 Hasbro Inc CS 418056107 0 3 SH SOLE 3 0 0 Hologic Inc CS 436440101 15 270 SH SOLE 270 0 0 The Home Depot Inc CS 437076102 112 447 SH SOLE 447 0 0 Honeywell International Inc CS 438516106 58 400 SH SOLE 400 0 0 Illinois Tool Works Inc CS 452308109 43 245 SH SOLE 245 0 0 Intel Corp CS 458140100 228 3819 SH SOLE 3819 0 0 International Business Machines Corp CS 459200101 52 432 SH SOLE 432 0 0 iShares Gold Trust EF 464285105 7 400 SH SOLE 400 0 0 iShares MSCI Eurozone EF 464286608 47 1300 SH SOLE 1300 0 0 iShares Core S&P 500 EF 464287200 236 763 SH SOLE 763 0 0 iShares MSCI Emerging Markets EF 464287234 15 375 SH SOLE 375 0 0 iShares S&P 500 Growth EF 464287309 100 483 SH SOLE 483 0 0 iShares S&P 500 Value EF 464287408 525 4856 SH SOLE 4856 0 0 Ishares Msci Eafe Etf EF 464287465 110 1810 SH SOLE 1810 0 0 iShares Russell Mid-Cap Growth ETF EF 464287481 8 53 SH SOLE 53 0 0 iShares Russell Mid-Cap EF 464287499 4 75 SH SOLE 75 0 0 iShares Core S&P Mid-Cap EF 464287507 1 4 SH SOLE 4 0 0 iShares S&P Mid-Cap 400 Growth EF 464287606 0 1 SH SOLE 1 0 0 iShares Russell 1000 Growth EF 464287614 751 3914 SH SOLE 3914 0 0 iShares Russell 1000 EF 464287622 23 136 SH SOLE 136 0 0 iShares Russell 2000 EF 464287655 69 481 SH SOLE 481 0 0 iShares Russell 3000 EF 464287689 79 436 SH SOLE 436 0 0 Ishares U S Technology Etf EF 464287721 59 220 SH SOLE 220 0 0 iShares US Real Estate EF 464287739 20 254 SH SOLE 254 0 0 Ishares Msci Kld 400 EF 464288570 3586 30381 SH SOLE 30381 0 0 iShares MSCI USA ESG Select ETF EF 464288802 70 523 SH SOLE 523 0 0 iShares Russell Top 200 Value ETF EF 464289420 31 628 SH SOLE 628 0 0 iShares Core Aggressive Allocation ETF EF 464289859 25 448 SH SOLE 448 0 0 iShares Core Growth Allocation ETF EF 464289867 1 25 SH SOLE 25 0 0 iShares Core Moderate Allocation ETF EF 464289875 56 1406 SH SOLE 1406 0 0 Itron Inc CS 465741106 1 16 SH SOLE 16 0 0 Jacobs Engineering Group Inc CS 469814107 24 280 SH SOLE 280 0 0 Jetblue Airways Corp CS 477143101 10 915 SH SOLE 915 0 0 Johnson & Johnson CS 478160104 984 6999 SH SOLE 6999 0 0 KLA-Tencor Corp CS 482480100 16 80 SH SOLE 80 0 0 Kimberly-Clark Corp CS 494368103 708 5012 SH SOLE 5012 0 0 The Kraft Heinz Co CS 500754106 1737 54465 SH SOLE 54465 0 0 Lam Research Corp CS 512807108 28 86 SH SOLE 86 0 0 The Estee Lauder Companies Inc Class A CS 518439104 2 12 SH SOLE 12 0 0 Eli Lilly and Co CS 532457108 183 1115 SH SOLE 1115 0 0 Lowe s Companies Inc CS 548661107 61 450 SH SOLE 450 0 0 McDonald s Corp CS 580135101 82 446 SH SOLE 446 0 0 Microsoft Corp CS 594918104 2484 12204 SH SOLE 12204 0 0 Modine Manufacturing Co CS 607828100 1 150 SH SOLE 150 0 0 Newmont Mining Corp CS 651639106 16 258 SH SOLE 258 0 0 Nike Inc B CS 654106103 99 1014 SH SOLE 1014 0 0 Nucor Corp CS 670346105 1 20 SH SOLE 20 0 0 Omnicom Group Inc CS 681919106 2 28 SH SOLE 28 0 0 ONEOK Inc CS 682680103 15 452 SH SOLE 452 0 0 PNC Financial Services Group Inc CS 693475105 11 100 SH SOLE 100 0 0 Packaging Corp of America CS 695156109 17 175 SH SOLE 175 0 0 Palo Alto Networks Inc CS 697435105 1 4 SH SOLE 4 0 0 Parker Hannifin Corp CS 701094104 14 75 SH SOLE 75 0 0 Peoples Bancorp Inc (Marietta OH) CS 709789101 4 200 SH SOLE 200 0 0 PepsiCo Inc CS 713448108 72 545 SH SOLE 545 0 0 Pfizer Inc CS 717081103 515 15752 SH SOLE 15752 0 0 Philip Morris International Inc CS 718172109 2 30 SH SOLE 30 0 0 Procter & Gamble Co CS 742718109 842 7045 SH SOLE 7045 0 0 Progressive Corp CS 743315103 12 150 SH SOLE 150 0 0 Public Service Enterprise Group Inc CS 744573106 215 4381 SH SOLE 4381 0 0 Rockwell Automation Inc CS 773903109 368 1728 SH SOLE 1728 0 0 Royal Bank of Canada CS 780087102 7 110 SH SOLE 110 0 0 Royal Dutch Shell PLC CS 780259206 7 200 SH SOLE 200 0 0 Royal Gold Inc CS 780287108 12 100 SH SOLE 100 0 0 SAP SE ADR CS 803054204 15 105 SH SOLE 105 0 0 Charles Schwa Pfd PS 808513600 17 656 SH SOLE 656 0 0 Schwab Fundamental Intl EF 808524748 24 864 SH SOLE 864 0 0 Siemens AG CS 826197501 11 185 SH SOLE 185 0 0 Southern Company CS 842587107 15 295 SH SOLE 295 0 0 Stanley Black & Decker Inc CS 854502101 36 255 SH SOLE 255 0 0 Starbucks Corp CS 855244109 65 884 SH SOLE 884 0 0 State Street Corporation CS 857477103 14 218 SH SOLE 218 0 0 Stryker Corp CS 863667101 590 3276 SH SOLE 3276 0 0 Sysco Corp CS 871829107 29 528 SH SOLE 528 0 0 TJX Companies Inc CS 872540109 38 750 SH SOLE 750 0 0 Texas Instruments Inc CS 882508104 2 16 SH SOLE 16 0 0 Textron Inc CS 883203101 3 100 SH SOLE 100 0 0 Thermo Fisher Scientific Inc CS 883556102 43 120 SH SOLE 120 0 0 Thor Industries Inc CS 885160101 5 50 SH SOLE 50 0 0 Toyota Motor Corporation Ads CS 892331307 11 90 SH SOLE 90 0 0 Tractor Supply Co CS 892356106 13 100 SH SOLE 100 0 0 U G I Corporation CS 902681105 1 24 SH SOLE 24 0 0 US Bancorp CS 902973304 48 1303 SH SOLE 1303 0 0 Unilever NV CS 904784709 28 522 SH SOLE 522 0 0 Union Pacific Corp CS 907818108 13 75 SH SOLE 75 0 0 United Continental Holdings Inc CS 910047109 7 203 SH SOLE 203 0 0 United Natural Foods Inc CS 911163103 0 26 SH SOLE 26 0 0 United Parcel Service Inc Class B CS 911312106 485 4361 SH SOLE 4361 0 0 United Rentals Inc CS 911363109 1 7 SH SOLE 7 0 0 Vanguard Dividend Appreciation ETF EF 921908844 86 736 SH SOLE 736 0 0 Vanguard Total International Stock ETF EF 921909768 1 20 SH SOLE 20 0 0 Vanguard Mega Cap Growth ETF EF 921910816 253 1550 SH SOLE 1550 0 0 Vanguard S&P 500 Growth ETF EF 921932505 433 2318 SH SOLE 2318 0 0 Vanguard S&P 500 Value ETF EF 921932703 205 1964 SH SOLE 1964 0 0 Vanguard Short-Term Bond ETF EF 921937827 62 746 SH SOLE 746 0 0 Vanguard High Dividend Yield ETF EF 921946406 0 1 SH SOLE 1 0 0 Vanguard Mid-Cap Value ETF EF 922908512 101 1052 SH SOLE 1052 0 0 Vanguard Mid-Cap Growth ETF EF 922908538 25 150 SH SOLE 150 0 0 Vanguard REIT ETF EF 922908553 23 294 SH SOLE 294 0 0 Vanguard Small-Cap Value ETF EF 922908611 1 6 SH SOLE 6 0 0 Vanguard Mid-Cap ETF EF 922908629 944 5757 SH SOLE 5757 0 0 Vanguard Growth ETF EF 922908736 2 10 SH SOLE 10 0 0 Vanguard Value ETF EF 922908744 142 1430 SH SOLE 1430 0 0 Vanguard Total Stock Market ETF EF 922908769 127 809 SH SOLE 809 0 0 Vestas Wind Systems A/S CS 925458101 22 650 SH SOLE 650 0 0 Wal-Mart Stores Inc CS 931142103 858 7161 SH SOLE 7161 0 0 Wells Fargo & Co CS 949746101 6 238 SH SOLE 238 0 0 Wells Fargo & Co CP 949746804 5 4 SH SOLE 4 0 0 Wheaton Precious Metals Corp CS 962879102 9 200 SH SOLE 200 0 0 Yum Brands Inc CS 988498101 17 200 SH SOLE 200 0 0 PowerShares QQQ ETF EF 46090E103 156 630 SH SOLE 630 0 0 SPDRR MSCI EAFE Fossil Fuel Free ETF EF 78470E106 8 120 SH SOLE 120 0 0 The Travelers Companies Inc CS 89417E109 15 130 SH SOLE 130 0 0 SPDRR MSCI Em Mkts Fossil Fuel Free ETF EF 78470E205 98 1650 SH SOLE 1650 0 0 Guggenheim S&P Global Water ETF EF 46138E263 5 135 SH SOLE 135 0 0 A T & T Inc CS 00206R102 1415 46794 SH SOLE 46794 0 0 AbbVie Inc CS 00287Y109 356 3631 SH SOLE 3631 0 0 Activision Blizzard Inc CS 00507V109 11 148 SH SOLE 148 0 0 adidas AG CS 00687A107 10 75 SH SOLE 75 0 0 Alphabet Inc C CS 02079K107 13 9 SH SOLE 9 0 0 Alphabet Inc A CS 02079K305 1736 1224 SH SOLE 1224 0 0 Altria Group Inc CS 02209S103 1 21 SH SOLE 21 0 0 American Airlines Group Inc CS 02376R102 2 150 SH SOLE 150 0 0 American Tower Corp CS 03027X100 26 100 SH SOLE 100 0 0 Booking Hldgs Inc CS 09857L108 8 5 SH SOLE 5 0 0 Cisco Systems Inc CS 17275R102 889 19066 SH SOLE 19066 0 0 Comcast Corp Class A CS 20030N101 34 870 SH SOLE 870 0 0 Constellation Brands Inc CS 21036P108 24 139 SH SOLE 139 0 0 Costco Wholesale Corp CS 22160K105 78 256 SH SOLE 256 0 0 Dentsply Sirona Inc Com CS 24906P109 9 200 SH SOLE 200 0 0 Duke Energy Corp CS 26441C204 8 96 SH SOLE 96 0 0 EOG Resources Inc CS 26875P101 8 150 SH SOLE 150 0 0 ETFMG Prime Cyber Security ETF EF 26924G201 1 33 SH SOLE 33 0 0 Enbridge Inc Com CS 29250N105 5 158 SH SOLE 158 0 0 Entergy Corp CS 29364G103 10 103 SH SOLE 103 0 0 Eversource Energy CS 30040W108 50 600 SH SOLE 600 0 0 Exelon Corp CS 30161N101 35 960 SH SOLE 960 0 0 Exxon Mobil Corp CS 30231G102 172 3846 SH SOLE 3846 0 0 Facebook Inc A CS 30303M102 1087 4788 SH SOLE 4788 0 0 First Trust Global Wind Energy ETF EF 33736G106 32 2200 SH SOLE 2200 0 0 Flexshares Qual Div Etf EF 33939L860 226 5344 SH SOLE 5344 0 0 Fortune Brands Home & Security Inc CS 34964C106 4 65 SH SOLE 65 0 0 General Mtrs Corp Sr Deb Conv Ser C Exp 07/15/33 CP 370ESC717 0 400 SH SOLE 400 0 0 GlaxoSmithKline PLC ADR CS 37733W105 12 292 SH SOLE 292 0 0 Goldman Sachs Group Inc CS 38141G104 19 95 SH SOLE 95 0 0 Goldman Sachs Group Inc PS 38145G308 16 620 SH SOLE 620 0 0 HP Inc CS 40434L105 7 400 SH SOLE 400 0 0 Hewlett Packard Enterprise Co CS 42824C109 4 400 SH SOLE 400 0 0 Highlands REIT Inc CS 43110A104 1 2500 SH SOLE 2500 0 0 IDEXX Laboratories Inc CS 45168D104 1994 6040 SH SOLE 6040 0 0 Iq Chaikin US Small Cap EF 45409B396 17 774 SH SOLE 774 0 0 Intuitive Surgical Inc CS 46120E602 19 33 SH SOLE 33 0 0 InvenTrust Properties Corp. CS 46124J102 8 2500 SH SOLE 2500 0 0 PowerShares Water Resources ETF EF 46137V142 7 200 SH SOLE 200 0 0 Guggenheim S&P 500R Pure Growth ETF EF 46137V266 82 632 SH SOLE 632 0 0 Guggenheim S&P 500 Equal EF 46137V282 1941 9745 SH SOLE 9745 0 0 Invesco S&P MidCap Quality ETF EF 46137V472 2 41 SH SOLE 41 0 0 Powershares S&P 500 Low EF 46138E354 1026 20658 SH SOLE 20658 0 0 Guggenheim Solar ETF EF 46138G706 49 1350 SH SOLE 1350 0 0 Invesco BulletShares 2020 Corporate Bond ETF EF 46138J502 1927 90542 SH SOLE 90542 0 0 Invesco BulletShares 2021 Corporate Bond ETF EF 46138J700 988 46210 SH SOLE 46210 0 0 Invesco BulletShares 2025 Corporate Bond ETF EF 46138J825 10 463 SH SOLE 463 0 0 Invesco BulletShares 2024 Corporate Bond ETF EF 46138J841 898 40748 SH SOLE 40748 0 0 Invesco BulletShares 2023 Corporate Bond ETF EF 46138J866 1000 45954 SH SOLE 45954 0 0 Invesco BulletShares 2022 Corporate Bond ETF EF 46138J882 1031 47260 SH SOLE 47260 0 0 Ishares Edg Msci Mltfctr EF 46434V274 47 2072 SH SOLE 2072 0 0 iShares Core Dividend Growth ETF EF 46434V621 168 4480 SH SOLE 4480 0 0 JPMorgan Chase & Co CS 46625H100 88 936 SH SOLE 936 0 0 Esclehman Bros Hldgs Inc Dep Shs Repstg 1/100th Pf PS 524ESC720 0 900 SH SOLE 900 0 0 Mastercard Inc A CS 57636Q104 564 1907 SH SOLE 1907 0 0 MercadoLibre Inc CS 58733R102 31 31 SH SOLE 31 0 0 Merck & Co Inc CS 58933Y105 877 11335 SH SOLE 11335 0 0 Molina Healthcare Inc CS 60855R100 9 50 SH SOLE 50 0 0 Netflix Inc CS 64110L106 623 1369 SH SOLE 1369 0 0 NextEra Energy Inc CS 65339F101 135 564 SH SOLE 564 0 0 NextEra Energy Partners LP CS 65341B106 13 250 SH SOLE 250 0 0 Novartis Ag CS 66987V109 2 25 SH SOLE 25 0 0 NVIDIA Corp CS 67066G104 890 2343 SH SOLE 2343 0 0 ONE Gas Inc CS 68235P108 24 310 SH SOLE 310 0 0 Oracle Corp CS 68389X105 5 91 SH SOLE 91 0 0 PayPal Holdings Inc CS 70450Y103 2 14 SH SOLE 14 0 0 Qorvo Inc CS 74736K101 6 57 SH SOLE 57 0 0 SPDRR S&P 500 ETF EF 78462F103 9014 29231 SH SOLE 29231 0 0 Spdr Gold Shares Etf EF 78463V107 5082 30364 SH SOLE 30364 0 0 Spdr S&P Regional EF 78464A698 697 18153 SH SOLE 18153 0 0 SPDRR S&P Dividend ETF EF 78464A763 3 30 SH SOLE 30 0 0 Spdr Doubleline Ttl Rtrn EF 78467V848 6748 136187 SH SOLE 136187 0 0 SPDRR Blmbg Barclays Inv Grd Flt Rt ETF EF 78468R200 1 33 SH SOLE 33 0 0 Salesforce.com Inc CS 79466L302 1272 6789 SH SOLE 6789 0 0 Sanofi Spond CS 80105N105 538 10534 SH SOLE 10534 0 0 Select Sector Spdr Trust The Health Care Select Se EF 81369Y209 1848 18472 SH SOLE 18472 0 0 Consumer Staples Select Sector SPDRR ETF EF 81369Y308 1076 18352 SH SOLE 18352 0 0 Spdr Fund Consumer EF 81369Y407 3299 25832 SH SOLE 25832 0 0 Energy Select Sector EF 81369Y506 665 17559 SH SOLE 17559 0 0 Select Str Financial EF 81369Y605 3642 157369 SH SOLE 157369 0 0 Industrial Select Sector SPDRR ETF EF 81369Y704 1502 21865 SH SOLE 21865 0 0 Technology Select Sector SPDRR ETF EF 81369Y803 5325 50963 SH SOLE 50963 0 0 Select Sector Spdr Trust The Utilities Select Sect EF 81369Y886 1480 26221 SH SOLE 26221 0 0 SYNNEX Corp CS 87162W100 8 65 SH SOLE 65 0 0 Tencent Holdings Ltd ADR CS 88032Q109 4 58 SH SOLE 58 0 0 Terraform Pwr Inc Com Cl A CS 88104R209 15 800 SH SOLE 800 0 0 Tesla Motors Inc CS 88160R101 2 2 SH SOLE 2 0 0 3M Co CS 88579Y101 39 252 SH SOLE 252 0 0 UnitedHealth Group Inc CS 91324P102 873 2961 SH SOLE 2961 0 0 Valero Energy Corp CS 91913Y100 12 200 SH SOLE 200 0 0 Vanguard Short Term Cor EF 92206C409 806 9748 SH SOLE 9748 0 0 Vanguard Russell 2000 ETF EF 92206C664 280 2428 SH SOLE 2428 0 0 Vanguard Intermediate EF 92206C870 76 802 SH SOLE 802 0 0 Verizon Communications Inc CS 92343V104 32 585 SH SOLE 585 0 0 Visa Inc Class A CS 92826C839 579 2996 SH SOLE 2996 0 0 W.P. Carey Inc. CS 92936U109 19 286 SH SOLE 286 0 0 Waste Management Inc CS 94106L109 65 610 SH SOLE 610 0 0 WEX Inc CS 96208T104 51 309 SH SOLE 309 0 0 WisdomTree Japan Hedged Equity ETF EF 97717W851 74 1578 SH SOLE 1578 0 0 Xylem Inc CS 98419M100 6 100 SH SOLE 100 0 0 Yum China Hldgs Inc Com CS 98850P109 10 200 SH SOLE 200 0 0 Zimmer Biomet Holdings Inc CS 98956P102 7 57 SH SOLE 57 0 0 Alkermes PLC CS G01767105 9 482 SH SOLE 482 0 0 Allegion PLC CS G0176J109 38 367 SH SOLE 367 0 0 Accenture PLC A CS G1151C101 28 130 SH SOLE 130 0 0 Eaton Corp PLC CS G29183103 6 70 SH SOLE 70 0 0 Johnson Controls International PLC CS G51502105 5 143 SH SOLE 143 0 0 Medtronic PLC CS G5960L103 537 5860 SH SOLE 5860 0 0 Willis Towers Watson Public Limited Company Shs CS G96629103 15 75 SH SOLE 75 0 0 Chubb Ltd CS H1467J104 5 41 SH SOLE 41 0 0 Crispr Therapeutics Agnamen Akt CS H17182108 6 75 SH SOLE 75 0 0 NuShares ESG Small-Cap ETF EF 67092P607 109 3972 SH SOLE 3972 0 0 Linde plc CS G5494J103 1 4 SH SOLE 4 0 0 Cigna Corp CS 125523100 19 100 SH SOLE 100 0 0 CenterPoint Energy Inc CS 15189T107 2 106 SH SOLE 106 0 0 SchwabR S&P 500 Index EF 808509855 32 667 SH SOLE 667 0 0 Square Inc CS 852234103 10 100 SH SOLE 100 0 0 Goldman Sachs ActiveBetaR EMkts Eq ETF EF 381430206 63 2090 SH SOLE 2090 0 0 Humana Inc CS 444859102 423 1091 SH SOLE 1091 0 0 Westinghouse Air Brake Technologies Corp CS 929740108 0 2 SH SOLE 2 0 0 Alibaba Group Holding Ltd ADR CS 01609W102 1 4 SH SOLE 4 0 0 Dell Technologies Inc Cl C CS 24703L202 2 32 SH SOLE 32 0 0 Etf Ser Solutions Defiance Next EF 26922A289 2 75 SH SOLE 75 0 0 Invesco BulletShares 2027 Corporate Bond ETF EF 46138J783 7 341 SH SOLE 341 0 0 Livent Corp CS 53814L108 0 18 SH SOLE 18 0 0 Nustar Energy Lp 9.00 Cum Pfd C PS 67058H409 13 740 SH SOLE 740 0 0 SPDRR S&P 500 Growth EF 78464A409 231 5151 SH SOLE 5151 0 0 SPDRR S&P Biotech ETF EF 78464A870 753 6730 SH SOLE 6730 0 0 SPDRR Russell 2000 ETF EF 78468R853 1 31 SH SOLE 31 0 0 Teladoc Health Inc CS 87918A105 1 4 SH SOLE 4 0 0 SPDRR S&P 600 Small Cap ETF EF 78464A813 153 2589 SH SOLE 2589 0 0 Select Sector Spdr Tr Communication EF 81369Y852 2112 39081 SH SOLE 39081 0 0 Real Estate Select Sector SPDRR EF 81369Y860 1006 28910 SH SOLE 28910 0 0 Southwest Airlines Co CS 844741108 289 8451 SH SOLE 8451 0 0 Pinterest Inc CS 72352L106 5 225 SH SOLE 225 0 0 iShares iBonds Dec 2021 Term Corp ETF EF 46434VBK5 3194 126979 SH SOLE 126979 0 0 iShares iBonds Dec 2022 Term Corp ETF EF 46434VBA7 2498 97281 SH SOLE 97281 0 0 iShares iBonds Dec 2023 Term Corp ETF EF 46434VAX8 2347 89486 SH SOLE 89486 0 0 iShares iBonds Dec 2024 Term Corp ETF EF 46434VBG4 2443 92670 SH SOLE 92670 0 0 FidelityR MSCI Real Estate ETF EF 316092857 650 27798 SH SOLE 27798 0 0 Schwab US Mid-Cap ETFT EF 808524508 1884 35799 SH SOLE 35799 0 0 FidelityR MSCI Financials ETF EF 316092501 1439 43447 SH SOLE 43447 0 0 FidelityR MSCI Energy ETF EF 316092402 444 44741 SH SOLE 44741 0 0 FidelityR MSCI Consumer Discret ETF EF 316092204 2226 42788 SH SOLE 42788 0 0 iShares ESG 1-5 Year USD Corp Bd ETF EF 46435G243 351 13510 SH SOLE 13510 0 0 Carrier Global Corp-Wi CS 14448C104 7 315 SH SOLE 315 0 0 OTIS Worldwide Corp-Wi CS 68902V107 9 157 SH SOLE 157 0 0 Raytheon Technologies Ord CS 75513E101 19 315 SH SOLE 315 0 0 iShares iBonds Dec 2020 Term Corporate EF 46434VAQ3 1001 39505 SH SOLE 39505 0 0 The Wendy s Co CS 95058W100 7 300 SH SOLE 300 0 0 Ingersoll Rand Inc CS 45687V106 17 607 SH SOLE 607 0 0 Trane Technologies PLC CS G8994E103 61 690 SH SOLE 690 0 0 E.I. du Pont de Nemours & Co CS 26614N102 2 46 SH SOLE 46 0 0 Vanguard 500 ETF EF 922908363 240 846 SH SOLE 846 0 0 Overstock.com Inc CS 690370101 14 500 SH SOLE 500 0 0 Overstock Com Srs A 1 Ord CS 690370507 1 50 SH SOLE 50 0 0 Carnival Corp Call Opt 07/20 25.0 CALL CCL200717 0 5 SH SOLE 5 0 0 Overstock.com Inc Call Opt 07/20 25.0 CALL OSTK20071 2 5 SH SOLE 5 0 0 Delta Air Lines Inc CS 247361702 15 550 SH SOLE 550 0 0 Skyworks Solutions Inc CS 83088M102 22 172 SH SOLE 172 0 0 iShares MSCI EAFE Growth ETF EF 464288885 63 762 SH SOLE 762 0 0 Aurora Cannabis Inc CS 05156X884 0 25 SH SOLE 25 0 0 Brixmor Property Group Inc CS 11120U105 1 53 SH SOLE 53 0 0 Smiledirectclub Inc Ordinary Shares - Class A CS 83192H106 2 239 SH SOLE 239 0 0 StoneCo Ltd CS G85158106 1 33 SH SOLE 33 0 0 Menlo Therapeutics Inc CS 586858102 1 447 SH SOLE 447 0 0 Baozun Inc CS 06684L103 1 16 SH SOLE 16 0 0 PagSeguro Digital Ltd CS G68707101 2 55 SH SOLE 55 0 0 Medra Corp (NV) CS 58505W107 0 1 SH SOLE 1 0 0 Cenveo Inc (NV) CS 15670S402 0 5 SH SOLE 5 0 0 Schwab 1000 ETF EF 808524722 0 13 SH SOLE 13 0 0 Intelsat SA CS L5140P101 0 33 SH SOLE 33 0 0 Shiseido Co Ltd CS 824841407 1 15 SH SOLE 15 0 0 Slack Technologies Inc CS 83088V102 1 24 SH SOLE 24 0 0 T MOBILE US RTS RT 872590112 0 23 SH SOLE 23 0 0 T-Mobile US Inc CS 872590104 2 23 SH SOLE 23 0 0 ProShares UltraPro S&P500 EF 74347X864 1 20 SH SOLE 20 0 0 Lonza Group Ltd CS H50524133 1 1 SH SOLE 1 0 0 Epic Corp Colo Com No Par CS 29428L403 0 400 SH SOLE 400 0 0 Moderna Inc CS 60770K107 2 30 SH SOLE 30 0 0 Virgin Galactic Holdings Inc CS 92766K106 1 45 SH SOLE 45 0 0 Roche Holding AG ADR CS 771195104 0 10 SH SOLE 10 0 0 Cameco Corp CS 13321L108 0 15 SH SOLE 15 0 0 Invesco BulletShares 2026 Corporate Bond ETF EF 46138J791 8 387 SH SOLE 387 0 0 Zoom video communications-A CS 98980L101 25 100 SH SOLE 100 0 0 VANGUARD RUSSELL 1000 VALUE INDEX ETF EF 92206C714 46 469 SH SOLE 469 0 0 Vanguard Russell 1000 Growth ETF EF 92206C680 114 578 SH SOLE 578 0 0 Lamar Advertising Co CS 512816109 4 58 SH SOLE 58 0 0 Truist Finl Corp Com CS 89832Q109 2 45 SH SOLE 45 0 0 Magellan Midstream Partners LP CS 559080106 4 91 SH SOLE 91 0 0 Plains GP Holdings LP CS 72651A207 1 89 SH SOLE 89 0 0 BlackRock Inc CS 09247X101 3 5 SH SOLE 5 0 0 Hanesbrands Inc CS 410345102 2 135 SH SOLE 135 0 0 Compass Minerals International Inc CS 20451N101 2 42 SH SOLE 42 0 0 Lloyds Banking Group PLC CS 539439109 1 741 SH SOLE 741 0 0 Ventas Inc CS 92276F100 1 29 SH SOLE 29 0 0 Welltower Inc Com CS 95040Q104 1 24 SH SOLE 24 0 0 Spirit Realty Capital Inc CS 84860W300 1 38 SH SOLE 38 0 0 Altera infra PS Y1001E125 9 600 SH SOLE 600 0 0