0001606587-17-000510.txt : 20170811 0001606587-17-000510.hdr.sgml : 20170811 20170811152802 ACCESSION NUMBER: 0001606587-17-000510 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170811 DATE AS OF CHANGE: 20170811 EFFECTIVENESS DATE: 20170811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ausdal Financial Partners, Inc. CENTRAL INDEX KEY: 0001667146 IRS NUMBER: 421129623 STATE OF INCORPORATION: IA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17378 FILM NUMBER: 171024763 BUSINESS ADDRESS: STREET 1: 5187 UTICA RIDGE RD CITY: DAVENPORT STATE: IA ZIP: 52807 BUSINESS PHONE: 5633262064 MAIL ADDRESS: STREET 1: 5187 UTICA RIDGE RD CITY: DAVENPORT STATE: IA ZIP: 52807 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001667146 XXXXXXXX 03-31-2017 03-31-2017 true 2 RESTATEMENT Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd Davenport IA 52807

13F HOLDINGS REPORT 028-17378 N Michelle Swinney 563-326-2064 Michelle Swinney Davenport IA 08-11-2017 0 289 222088 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ISHARES TR U.S. UTILITS ETF 464287697 275 2138 SH SOLE NONE 0 0 2138 ISHARES TR EUROPE ETF 464287861 472 11281 SH SOLE NONE 0 0 11281 ISHARES TR CORE S&P MCP ETF 464287507 1786 10432 SH SOLE NONE 0 0 10432 ISHARES TR S&P MC 400VL ETF 464287705 705 4752 SH SOLE NONE 0 0 4752 ISHARES TR S&P MC 400GR ETF 464287606 238 1245 SH SOLE NONE 0 0 1245 ISHARES TR CORE S&P SCP ETF 464287804 4821 69702 SH SOLE NONE 0 0 69702 ISHARES TR SP SMCP600VL ETF 464287879 1809 13044 SH SOLE NONE 0 0 13044 ISHARES TR SP SMCP600GR ETF 464287887 204 1333 SH SOLE NONE 0 0 1333 ISHARES TR S&P 500 VAL ETF 464287408 458 4398 SH SOLE NONE 0 0 4398 ISHARES TR CORE S&P500 ETF 464287200 2626 11069 SH SOLE NONE 0 0 11069 ISHARES TR S&P 500 GRWT ETF 464287309 281 2133 SH SOLE NONE 0 0 2133 ISHARES TR RUS 1000 ETF 464287622 423 3223 SH SOLE NONE 0 0 3223 ISHARES TR RUS 1000 VAL ETF 464287598 526 4573 SH SOLE NONE 0 0 4573 ISHARES TR RUS 1000 GRW ETF 464287614 326 2867 SH SOLE NONE 0 0 2867 ISHARES TR RUSSELL 2000 ETF 464287655 932 6779 SH SOLE NONE 0 0 6779 ISHARES TR RUS 2000 VAL ETF 464287630 532 4506 SH SOLE NONE 0 0 4506 ISHARES TR RUSSELL 3000 ETF 464287689 547 3911 SH SOLE NONE 0 0 3911 ISHARES TR U.S. REAL ES ETF 464287739 331 4219 SH SOLE NONE 0 0 4219 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1441 4612 SH SOLE NONE 0 0 4612 SPDR S&P 500 ETF TR TR UNIT 78462F103 1851 7851 SH SOLE NONE 0 0 7851 AMAZON COM INC COM 023135106 846 954 SH SOLE NONE 0 0 954 BRISTOL MYERS SQUIBB CO COM 110122108 361 6634 SH SOLE NONE 0 0 6634 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 791 4743 SH SOLE NONE 0 0 4743 BOEING CO COM 097023105 1102 6233 SH SOLE NONE 0 0 6233 REALTY INCOME CORP COM 756109104 485 8144 SH SOLE NONE 0 0 8144 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 213 6625 SH SOLE NONE 0 0 6625 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1448 10935 SH SOLE NONE 0 0 10935 AMGEN INC COM 031162100 574 3496 SH SOLE NONE 0 0 3496 ABBOTT LABS COM 002824100 703 15823 SH SOLE NONE 0 0 15823 BP PLC SPONSORED ADR 055622104 570 16524 SH SOLE NONE 0 0 16524 ALTRIA GROUP INC COM 02209S103 2094 29323 SH SOLE NONE 0 0 29323 GENUINE PARTS CO COM 372460105 691 7478 SH SOLE NONE 0 0 7478 INTEL CORP COM 458140100 707 19611 SH SOLE NONE 0 0 19611 ISHARES TR RUS 2000 GRW ETF 464287648 204 1263 SH SOLE NONE 0 0 1263 ORACLE CORP COM 68389X105 377 8445 SH SOLE NONE 0 0 8445 DU PONT E I DE NEMOURS & CO COM 263534109 495 6158 SH SOLE NONE 0 0 6158 QUALCOMM INC COM 747525103 356 6212 SH SOLE NONE 0 0 6212 DISNEY WALT CO COM DISNEY 254687106 951 8384 SH SOLE NONE 0 0 8384 JOHNSON & JOHNSON COM 478160104 1372 11017 SH SOLE NONE 0 0 11017 PFIZER INC COM 717081103 581 16980 SH SOLE NONE 0 0 16980 EXELON CORP COM 30161N101 596 16573 SH SOLE NONE 0 0 16573 RITE AID CORP COM 767754104 124 29200 SH SOLE NONE 0 0 29200 ISHARES TR MSCI EAFE ETF 464287465 502 8060 SH SOLE NONE 0 0 8060 CHEVRON CORP NEW COM 166764100 772 7186 SH SOLE NONE 0 0 7186 MICROSOFT CORP COM 594918104 1356 20586 SH SOLE NONE 0 0 20586 UNITED PARCEL SERVICE INC CL B 911312106 377 3513 SH SOLE NONE 0 0 3513 AT&T INC COM 00206R102 3306 79577 SH SOLE NONE 0 0 79577 CITIGROUP INC COM NEW 172967424 544 9093 SH SOLE NONE 0 0 9093 CISCO SYS INC COM 17275R102 1290 38179 SH SOLE NONE 0 0 38179 DNP SELECT INCOME FD COM 23325P104 145 13471 SH SOLE NONE 0 0 13471 INTERNATIONAL BUSINESS MACHS COM 459200101 941 5406 SH SOLE NONE 0 0 5406 COCA COLA CO COM 191216100 314 7403 SH SOLE NONE 0 0 7403 LOCKHEED MARTIN CORP COM 539830109 990 3699 SH SOLE NONE 0 0 3699 PEPSICO INC COM 713448108 1011 9038 SH SOLE NONE 0 0 9038 VERIZON COMMUNICATIONS INC COM 92343V104 1237 25366 SH SOLE NONE 0 0 25366 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 442 3883 SH SOLE NONE 0 0 3883 ISHARES TR RUS MD CP GR ETF 464287481 372 3587 SH SOLE NONE 0 0 3587 ISHARES TR RUS MDCP VAL ETF 464287473 3573 43055 SH SOLE NONE 0 0 43055 ISHARES TR COHEN&STEER REIT 464287564 200 2008 SH SOLE NONE 0 0 2008 ISHARES TR U.S. ENERGY ETF 464287796 402 10438 SH SOLE NONE 0 0 10438 ISHARES TR U.S. FINLS ETF 464287788 394 3790 SH SOLE NONE 0 0 3790 ISHARES TR U.S. TECH ETF 464287721 459 3393 SH SOLE NONE 0 0 3393 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 876 12535 SH SOLE NONE 0 0 12535 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 646 27225 SH SOLE NONE 0 0 27225 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 385 5913 SH SOLE NONE 0 0 5913 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 389 7295 SH SOLE NONE 0 0 7295 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 271 4965 SH SOLE NONE 0 0 4965 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 604 8122 SH SOLE NONE 0 0 8122 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 354 4024 SH SOLE NONE 0 0 4024 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1782 19815 SH SOLE NONE 0 0 19815 WALGREENS BOOTS ALLIANCE INC COM 931427108 818 9849 SH SOLE NONE 0 0 9849 DEERE & CO COM 244199105 1175 10797 SH SOLE NONE 0 0 10797 BANK AMER CORP COM 060505104 788 33385 SH SOLE NONE 0 0 33385 STARBUCKS CORP COM 855244109 388 6651 SH SOLE NONE 0 0 6651 EXXON MOBIL CORP COM 30231G102 1343 16374 SH SOLE NONE 0 0 16374 WAL-MART STORES INC COM 931142103 413 5727 SH SOLE NONE 0 0 5727 UNION PAC CORP COM 907818108 294 2776 SH SOLE NONE 0 0 2776 BARCLAYS PLC COM 87612E106 171 15217 SH SOLE NONE 0 0 15217 TARGET CORP COM 87612E106 321 5818 SH SOLE NONE 0 0 5818 COSTCO WHSL CORP NEW COM 22160K105 264 1572 SH SOLE NONE 0 0 1572 LILLY ELI & CO COM 532457108 262 3113 SH SOLE NONE 0 0 3113 CVS HEALTH CORP COM 126650100 286 3647 SH SOLE NONE 0 0 3647 MERCK & CO INC COM 58933Y105 346 5446 SH SOLE NONE 0 0 5446 MORGAN STANLEY COM NEW 617446448 252 5872 SH SOLE NONE 0 0 5872 RAYTHEON CO COM NEW 755111507 901 5908 SH SOLE NONE 0 0 5908 PROCTER AND GAMBLE CO COM 742718109 1252 13933 SH SOLE NONE 0 0 13933 GENERAL ELECTRIC CO COM 369604103 1299 43600 SH SOLE NONE 0 0 43600 GILEAD SCIENCES INC COM 375558103 506 7446 SH SOLE NONE 0 0 7446 HOME DEPOT INC COM 437076102 426 2903 SH SOLE NONE 0 0 2903 MCDONALDS CORP COM 580135101 976 7532 SH SOLE NONE 0 0 7532 JPMORGAN CHASE & CO COM 46625H100 898 10228 SH SOLE NONE 0 0 10228 SIRIUS XM HLDGS INC COM 82968B103 74 14300 SH SOLE NONE 0 0 14300 WELLS FARGO & CO NEW COM 949746101 737 13249 SH SOLE NONE 0 0 13249 ISHARES TR 7-10YR TR BD ETF 464287440 1091 10330 SH SOLE NONE 0 0 10330 ISHARES TR 20 YR TR BD ETF 464287432 654 5416 SH SOLE NONE 0 0 5416 ISHARES TR IBOXX INV CP ETF 464287242 504 4274 SH SOLE NONE 0 0 4274 FORD MTR CO DEL COM PAR $0.01 345370860 424 36401 SH SOLE NONE 0 0 36401 UNITEDHEALTH GROUP INC COM 91324P102 446 2717 SH SOLE NONE 0 0 2717 3M CO COM 88579Y101 408 2130 SH SOLE NONE 0 0 2130 COMCAST CORP NEW CL A 20030N101 406 10801 SH SOLE NONE 0 0 10801 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1420 11705 SH SOLE NONE 0 0 11705 PENNEY J C INC COM 708160106 69 11200 SH SOLE NONE 0 0 11200 HUNTINGTON BANCSHARES INC COM 446150104 147 11000 SH SOLE NONE 0 0 11000 WELLTOWER INC COM 95040Q104 217 3061 SH SOLE NONE 0 0 3061 CONOCOPHILLIPS COM 20825C104 535 10736 SH SOLE NONE 0 0 10736 APPLE INC COM 037833100 5414 37687 SH SOLE NONE 0 0 37687 ALLSTATE CORP COM 020002101 302 3701 SH SOLE NONE 0 0 3701 SPDR SERIES TRUST S&P 500 VALUE 78464A508 563 4990 SH SOLE NONE 0 0 4990 CATERPILLAR INC DEL COM 149123101 5444 58692 SH SOLE NONE 0 0 58692 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 347 2470 SH SOLE NONE 0 0 2470 KINDER MORGAN INC DEL COM 49456B101 369 16955 SH SOLE NONE 0 0 16955 ISHARES TR MSCI EMG MKT ETF 464287234 299 7592 SH SOLE NONE 0 0 7592 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 310 3099 SH SOLE NONE 0 0 3099 COACH INC COM 189754104 471 11402 SH SOLE NONE 0 0 11402 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 4756 52368 SH SOLE NONE 0 0 52368 CELGENE CORP COM 151020104 308 2474 SH SOLE NONE 0 0 2474 PUBLIC STORAGE COM 74460D109 221 1009 SH SOLE NONE 0 0 1009 GENERAL MLS INC COM 370334104 219 3715 SH SOLE NONE 0 0 3715 REGIONS FINL CORP NEW COM 7591EP100 242 16652 SH SOLE NONE 0 0 16652 AVISTA CORP COM 05379B107 312 7980 SH SOLE NONE 0 0 7980 SIMON PPTY GROUP INC NEW COM 828806109 218 1265 SH SOLE NONE 0 0 1265 HCP INC COM 40414L109 233 7452 SH SOLE NONE 0 0 7452 DOW CHEM CO COM 260543103 248 3897 SH SOLE NONE 0 0 3897 EATON VANCE LTD DUR INCOME F COM 27828H105 248 17923 SH SOLE NONE 0 0 17923 ALLERGAN PLC SHS G0177J108 292 1221 SH SOLE NONE 0 0 1221 SOUTHERN CO COM 842587107 202 4054 SH SOLE NONE 0 0 4054 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 12084 304225 SH SOLE NONE 0 0 304225 VALEANT PHARMACEUTICALS INTL COM 91911K102 184 16680 SH SOLE NONE 0 0 16680 VALERO ENERGY CORP NEW COM 91913Y100 283 4267 SH SOLE NONE 0 0 4267 NETFLIX INC COM 64110L106 443 2997 SH SOLE NONE 0 0 2997 AROTECH CORP COM NEW 042682203 43 14433 SH SOLE NONE 0 0 14433 ISHARES TR CORE US AGGBD ET 464287226 429 3953 SH SOLE NONE 0 0 3953 FRONTIER COMMUNICATIONS CORP COM 35906A108 39 18277 SH SOLE NONE 0 0 18277 ISHARES TR SELECT DIVID ETF 464287168 319 3504 SH SOLE NONE 0 0 3504 ISHARES TR TIPS BD ETF 464287176 1305 11381 SH SOLE NONE 0 0 11381 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 226 8380 SH SOLE NONE 0 0 8380 CENTURYLINK INC COM 156700106 401 17010 SH SOLE NONE 0 0 17010 ISHARES TR MRNGSTR LG-CP ET 464287127 224 1576 SH SOLE NONE 0 0 1576 ISHARES TR MRNGSTR LG-CP VL 464288109 228 2370 SH SOLE NONE 0 0 2370 ISHARES TR MRGSTR MD CP VAL 464288406 249 1680 SH SOLE NONE 0 0 1680 ISHARES TR MRGSTR SM CP GR 464288604 401 2620 SH SOLE NONE 0 0 2620 ISHARES TR MRNING SM CP ETF 464288703 3359 23299 SH SOLE NONE 0 0 23299 REYNOLDS AMERICAN INC COM 761713106 392 6217 SH SOLE NONE 0 0 6217 ENTERPRISE PRODS PARTNERS L COM 293792107 580 21024 SH SOLE NONE 0 0 21024 MCDERMOTT INTL INC COM 580037109 72 10700 SH SOLE NONE 0 0 10700 HOVNANIAN ENTERPRISES INC CL A 442487203 335 147400 SH SOLE NONE 0 0 147400 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 982 61706 SH SOLE NONE 0 0 61706 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 394 28100 SH SOLE NONE 0 0 28100 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 336 21296 SH SOLE NONE 0 0 21296 ALPHABET INC CAP STK CL A 02079K305 460 543 SH SOLE NONE 0 0 543 SPDR GOLD TRUST GOLD SHS 78463V107 1068 8998 SH SOLE NONE 0 0 8998 VANGUARD INDEX FDS VALUE ETF 922908744 1416 14849 SH SOLE NONE 0 0 14849 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 346 2510 SH SOLE NONE 0 0 2510 VANGUARD INDEX FDS MID CAP ETF 922908629 1810 13000 SH SOLE NONE 0 0 13000 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1516 12340 SH SOLE NONE 0 0 12340 VANGUARD INDEX FDS REIT ETF 922908553 528 6395 SH SOLE NONE 0 0 6395 INTUITIVE SURGICAL INC COM NEW 46120E602 278 363 SH SOLE NONE 0 0 363 VANGUARD INDEX FDS SMALL CP ETF 922908751 8023 60193 SH SOLE NONE 0 0 60193 VANGUARD INDEX FDS GROWTH ETF 922908736 2067 16990 SH SOLE NONE 0 0 16990 FIRST TR SR FLG RTE INCM FD COM 33733U108 1589 114930 SH SOLE NONE 0 0 114930 F M C CORP COM NEW 302491303 223 3204 SH SOLE NONE 0 0 3204 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 374 4858 SH SOLE NONE 0 0 4858 SUN LIFE FINL INC COM 866796105 333 9113 SH SOLE NONE 0 0 9113 BAIDU INC SPON ADR REP A 056752108 265 1537 SH SOLE NONE 0 0 1537 CLIFFS NAT RES INC COM 18683K101 253 30756 SH SOLE NONE 0 0 30756 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 95 28000 SH SOLE NONE 0 0 28000 VANGUARD INDEX FDS SML CP GRW ETF 922908595 710 5046 SH SOLE NONE 0 0 5046 ISHARES TR MICRO-CAP ETF 464288869 364 4253 SH SOLE NONE 0 0 4253 AMERCO COM 023586100 365 958 SH SOLE NONE 0 0 958 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 388 6945 SH SOLE NONE 0 0 6945 NUVEEN REAL ESTATE INCOME FD COM 67071B108 125 11240 SH SOLE NONE 0 0 11240 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1103 12515 SH SOLE NONE 0 0 12515 ISHARES GOLD TRUST ISHARES 464285105 338 28150 SH SOLE NONE 0 0 28150 ISHARES TR EAFE VALUE ETF 464288877 1763 35059 SH SOLE NONE 0 0 35059 CVB FINL CORP COM 126600105 251 11366 SH SOLE NONE 0 0 11366 VANGUARD WORLD FDS INF TECH ETF 92204A702 329 2424 SH SOLE NONE 0 0 2424 WILLBROS GROUP INC DEL COM 969203108 30 11000 SH SOLE NONE 0 0 11000 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1858 81439 SH SOLE NONE 0 0 81439 MASTERCARD INCORPORATED CL A 57636Q104 213 1893 SH SOLE NONE 0 0 1893 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 260 5046 SH SOLE NONE 0 0 5046 PROSHARES TR PSHS ULT S&P 500 74347R107 203 2397 SH SOLE NONE 0 0 2397 PEMBINA PIPELINE CORP COM 706327103 734 23143 SH SOLE NONE 0 0 23143 PROSHARES TR PSHS ULTRA QQQ 74347R206 230 2146 SH SOLE NONE 0 0 2146 AMERICAN EQTY INVT LIFE HLD COM 025676206 552 23379 SH SOLE NONE 0 0 23379 BLACKSTONE MTG TR INC COM CL A 09257W100 300 9691 SH SOLE NONE 0 0 9691 WISDOMTREE TR JAPN HEDGE EQT 97717W851 263 5204 SH SOLE NONE 0 0 5204 WISDOMTREE TR MIDCAP DIVI FD 97717W505 462 4734 SH SOLE NONE 0 0 4734 WISDOMTREE TR SMALLCAP DIVID 97717W604 435 5400 SH SOLE NONE 0 0 5400 NUVEEN PREFERRED SECURITIES COM 67072C105 154 16129 SH SOLE NONE 0 0 16129 ISHARES TR CORE S&P TTL STK 464287150 672 12438 SH SOLE NONE 0 0 12438 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2412 22318 SH SOLE NONE 0 0 22318 ISHARES TR US HOME CONS ETF 464288752 214 6677 SH SOLE NONE 0 0 6677 ISHARES TR US REGNL BKS ETF 464288778 222 4955 SH SOLE NONE 0 0 4955 MARTIN MARIETTA MATLS INC COM 573284106 329 1508 SH SOLE NONE 0 0 1508 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 449 30270 SH SOLE NONE 0 0 30270 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 297 2631 SH SOLE NONE 0 0 2631 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 262 2568 SH SOLE NONE 0 0 2568 FIRST MIDWEST BANCORP DEL COM 320867104 600 25341 SH SOLE NONE 0 0 25341 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1199 25074 SH SOLE NONE 0 0 25074 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 765 54943 SH SOLE NONE 0 0 54943 ISHARES TR IBOXX HI YD ETF 464288513 1031 11748 SH SOLE NONE 0 0 11748 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 727 9122 SH SOLE NONE 0 0 9122 PROSHARES TR PSHS ULTRUSS2000 74347R842 241 2087 SH SOLE NONE 0 0 2087 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1812 22343 SH SOLE NONE 0 0 22343 DISCOVER FINL SVCS COM 254709108 259 3781 SH SOLE NONE 0 0 3781 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 197 34014 SH SOLE NONE 0 0 34014 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 215 7237 SH SOLE NONE 0 0 7237 ISHARES TR MBS ETF 464288588 222 2084 SH SOLE NONE 0 0 2084 ISHARES TR U.S. PFD STK ETF 464288687 2031 52477 SH SOLE NONE 0 0 52477 WISDOMTREE TR EMER MKT HIGH FD 97717W315 613 15016 SH SOLE NONE 0 0 15016 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1307 16830 SH SOLE NONE 0 0 16830 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3788 96390 SH SOLE NONE 0 0 96390 MONOGRAM RESIDENTIAL TR INC COM 60979P105 119 11908 SH SOLE NONE 0 0 11908 ISHARES TR MTG REL ETF NEW 46435G342 2547 56235 SH SOLE NONE 0 0 56235 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1909 39692 SH SOLE NONE 0 0 39692 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 290 9980 SH SOLE NONE 0 0 9980 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 3850 104259 SH SOLE NONE 0 0 104259 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 706 13673 SH SOLE NONE 0 0 13673 ISHARES TR EAFE SML CP ETF 464288273 1242 22935 SH SOLE NONE 0 0 22935 OCH ZIFF CAP MGMT GROUP CL A 67551U105 32 14000 SH SOLE NONE 0 0 14000 VISA INC COM CL A 92826C839 1294 14558 SH SOLE NONE 0 0 14558 PHILIP MORRIS INTL INC COM 718172109 1399 12396 SH SOLE NONE 0 0 12396 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 168 11370 SH SOLE NONE 0 0 11370 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 485 25795 SH SOLE NONE 0 0 25795 PROSHARES TR PSHS ULTSH 20YRS 74347B201 273 6976 SH SOLE NONE 0 0 6976 ISHARES TR MSCI ACWI ETF 464288257 375 5929 SH SOLE NONE 0 0 5929 ISHARES TR GL CLEAN ENE ETF 464288224 175 20450 SH SOLE NONE 0 0 20450 ISHARES MODERT ALLOC ETF 464289875 329 9049 SH SOLE NONE 0 0 9049 ISHARES GRWT ALLOCAT ETF 464289867 732 17267 SH SOLE NONE 0 0 17267 FS INVT CORP COM 302635107 1583 161551 SH SOLE NONE 0 0 161551 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 763 8830 SH SOLE NONE 0 0 8830 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 234 7245 SH SOLE NONE 0 0 7245 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 229 4522 SH SOLE NONE 0 0 4522 ETFS SILVER TR SILVER SHS 26922X107 200 11223 SH SOLE NONE 0 0 11223 TWO HBRS INVT CORP COM 90187B101 776 80922 SH SOLE NONE 0 0 80922 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 203 2000 SH SOLE NONE 0 0 2000 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3100 38874 SH SOLE NONE 0 0 38874 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 289 4584 SH SOLE NONE 0 0 4584 GLOBAL X FDS CHINA CONS ETF 37950E408 150 11280 SH SOLE NONE 0 0 11280 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 283 3150 SH SOLE NONE 0 0 3150 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 383 6295 SH SOLE NONE 0 0 6295 COBALT INTL ENERGY INC COM 19075F106 33 62000 SH SOLE NONE 0 0 62000 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 402 18790 SH SOLE NONE 0 0 18790 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 687 23397 SH SOLE NONE 0 0 23397 CROSSROADS CAP INC COM 227656105 194 84701 SH SOLE NONE 0 0 84701 TESLA INC COM 88160R101 245 881 SH SOLE NONE 0 0 881 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 748 14827 SH SOLE NONE 0 0 14827 ALPS ETF TR ALERIAN MLP 00162Q866 483 38005 SH SOLE NONE 0 0 38005 SCHWAB STRATEGIC TR US TIPS ETF 808524870 264 4746 SH SOLE NONE 0 0 4746 PIMCO ETF TR INV GRD CRP BD 72201R817 361 3507 SH SOLE NONE 0 0 3507 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 233 1077 SH SOLE NONE 0 0 1077 PROSHARES TR ULTR 7-10 TREA 74347R180 381 6686 SH SOLE NONE 0 0 6686 GENERAL MTRS CO COM 37045V100 356 10081 SH SOLE NONE 0 0 10081 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 382 8064 SH SOLE NONE 0 0 8064 MEDLEY CAP CORP COM 58503F106 397 51588 SH SOLE NONE 0 0 51588 ENDOCYTE INC COM 29269A102 28 10980 SH SOLE NONE 0 0 10980 ISHARES TR CORE HIGH DV ETF 46429B663 316 3766 SH SOLE NONE 0 0 3766 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 1285 29561 SH SOLE NONE 0 0 29561 POWERSHARES ETF TR II S&P500 HGH BET 73937B829 458 12194 SH SOLE NONE 0 0 12194 TERRAVIA HLDGS INC COM 88105A106 38 51937 SH SOLE NONE 0 0 51937 GLOBAL X FDS GLB X SUPERDIV 37950E549 220 10245 SH SOLE NONE 0 0 10245 ISHARES TR FLTG RATE BD ETF 46429B655 234 4607 SH SOLE NONE 0 0 4607 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 354 6845 SH SOLE NONE 0 0 6845 VEREIT INC COM 92339V100 126 14817 SH SOLE NONE 0 0 14817 PROSHARES TR II ULTRA VIX ETF 74347W239 322 19916 SH SOLE NONE 0 0 19916 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 359 8054 SH SOLE NONE 0 0 8054 ISHARES TR MIN VOL USA ETF 46429B697 869 18211 SH SOLE NONE 0 0 18211 CUBESMART COM 229663109 240 9250 SH SOLE NONE 0 0 9250 MANNING & NAPIER INC CL A 56382Q102 91 16000 SH SOLE NONE 0 0 16000 PHILLIPS 66 COM 718546104 249 3146 SH SOLE NONE 0 0 3146 FIRST TR EXCH TRD ALPHA FD I EX US SML CP 33737J406 426 11925 SH SOLE NONE 0 0 11925 SPDR SER TR BLOMBERG BRC INV 78468R200 397 12935 SH SOLE NONE 0 0 12935 FACEBOOK INC CL A 30303M102 1769 12453 SH SOLE NONE 0 0 12453 HEALTHCARE TR AMER INC CL A NEW 42225P501 728 23142 SH SOLE NONE 0 0 23142 ALPS ETF TR SECTR DIV DOGS 00162Q858 231 5368 SH SOLE NONE 0 0 5368 FLEXSHARES TR READY ACC VARI 33939L886 570 7545 SH SOLE NONE 0 0 7545 ISHARES TR CORE ST USDB ETF 46432F859 272 5417 SH SOLE NONE 0 0 5417 ABBVIE INC COM 00287Y109 1883 28892 SH SOLE NONE 0 0 28892 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 435 9158 SH SOLE NONE 0 0 9158 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 1193 35085 SH SOLE NONE 0 0 35085 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 292 5813 SH SOLE NONE 0 0 5813 GLOBAL NET LEASE INC COM NEW 379378201 399 16558 SH SOLE NONE 0 0 16558 FIDELITY MSCI INDL INDX 316092709 245 7289 SH SOLE NONE 0 0 7289 FIDELITY MSCI FINLS IDX 316092501 272 7740 SH SOLE NONE 0 0 7740 ALPHABET INC CAP STK CL C 02079K107 632 762 SH SOLE NONE 0 0 762 CIVEO CORP CDA COM 17878Y108 33 11000 SH SOLE NONE 0 0 11000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 495 4590 SH SOLE NONE 0 0 4590 KRAFT HEINZ CO COM 500754106 315 3472 SH SOLE NONE 0 0 3472 CLEARSIDE BIOMEDICAL INC COM 185063104 94 11800 SH SOLE NONE 0 0 11800