SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
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hours per response: 1.0
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
X
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
SEB Investment Management AB

(Last) (First) (Middle)
SVEAVAGEN 8

(Street)
STOCKHOLM V7 SE-106 40

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Gordmans Stores, Inc. [ GMAN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Gordmans Stores, Inc. Common Stock 10/20/2015 P4 106,458 A $3.6865 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities(1)
Gordmans Stores, Inc. Common Stock 10/21/2015 P4 26,777 A $3.7 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 11/16/2015 P4 9,796 A $2.7231 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 11/17/2015 P4 28,644 A $2.7578 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 11/18/2015 P4 111,560 A $2.889 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 04/05/2016 P4 18,799 A $2.2959 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 04/06/2016 P4 5,019 A $2.3 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 04/07/2016 P4 11,910 A $2.2686 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 04/08/2016 P4 28,544 A $2.3627 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 04/27/2016 P4 10,015 A $2.3201 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 04/29/2016 P4 7,958 A $2.2718 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 05/02/2016 P4 8,608 A $2.3209 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 05/04/2016 P4 7,081 A $2.3079 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 05/06/2016 P4 58,959 A $2.3197 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 05/09/2016 P4 1,466 A $2.3932 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 05/10/2016 P4 9,115 A $2.3648 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 05/11/2016 P4 8,829 A $2.3749 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 05/12/2016 P4 5,511 A $2.3786 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 09/16/2016 S4 1,733 D $1 0 I By SEB SICAV 2 - SEB Listed Private Equity Fund
Gordmans Stores, Inc. Common Stock 11/14/2016 S4 56,616 D $0.8206 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 11/14/2016 S4 56,616 D $0.8206 0 I By SEB SICAV 2 - SEB Listed Private Equity Fund
Gordmans Stores, Inc. Common Stock 11/15/2016 S4 12,317 D $0.781 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 11/15/2016 S4 12,317 D $0.781 0 I By SEB SICAV 2 - SEB Listed Private Equity Fund
Gordmans Stores, Inc. Common Stock 11/16/2016 S4 5,566 D $0.7875 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 11/16/2016 S4 5,566 D $0.7875 0 I By SEB SICAV 2 - SEB Listed Private Equity Fund
Gordmans Stores, Inc. Common Stock 11/17/2016 S4 4,543 D $0.7747 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 11/17/2016 S4 4,543 D $0.7747 0 I By SEB SICAV 2 - SEB Listed Private Equity Fund
Gordmans Stores, Inc. Common Stock 11/18/2016 S4 34,003 D $0.7517 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Gordmans Stores, Inc. Common Stock 11/18/2016 S4 34,003 D $0.7517 0 I By SEB SICAV 2 - SEB Listed Private Equity Fund
Gordmans Stores, Inc. Common Stock 11/21/2016 S4 4,923 D $0.75 0 I By SEB Alternative Strategies SICAV - SEB Industrial Opportunities
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares of common stock (the "Shares") of Gordmans Stores, Inc., a Delaware corporation (the "Issuer"), reported herein are held by either SEB Alternative Strategies SICAV - SEB Industrial Opportunities ("SEB Alternative Strategies") or SEB SICAV 2 - SEB Listed Private Equity Fund ("SEB Private Equity"), as indicated in Column 7 of Table I for each respective holding or transaction reported. SEB Investment Management AB (the "Reporting Person"), in its capacity as the investment manager of SEB Alternative Strategies and SEB Private Equity, may be deemed to have indirect shared voting and dispositive power with respect to the Shares owned directly by SEB Alternative Strategies and SEB Private Equity. The event triggering the Form 3 filing obligation by SEB Investment Management AB with respect to the Shares occurred on October 20, 2015 when the combined holdings of SEB Alternative Strategies and SEB Private Equity exceeded 10% of the outstanding shares of the Issuer.
Remarks:
SEB Investment Management AB is a wholly owned subsidiary of Skandinaviska Enskilda Banken AB (publ), a publicly traded Swedish bank. This report shall not be deemed an admission that the Reporting Person, SEB Alternative Strategies, SEB Private Equity or Skandinaviska Enskilda Banken AB (publ) or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Marcin Valnell 02/15/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.