Chief Compliance Officer

0001606587-20-000872.txt : 20200807 0001606587-20-000872.hdr.sgml : 20200807 20200807093529 ACCESSION NUMBER: 0001606587-20-000872 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200807 DATE AS OF CHANGE: 20200807 EFFECTIVENESS DATE: 20200807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC CENTRAL INDEX KEY: 0001666789 IRS NUMBER: 352145824 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17380 FILM NUMBER: 201084042 BUSINESS ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-705-5700 MAIL ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666789 XXXXXXXX 06-30-2020 06-30-2020 false Sheaff Brock Investment Advisors, LLC

8801 River Crossing Blvd Suite 100 Indianapolis IN 46240

13F HOLDINGS REPORT 028-17380 N Audrey Kurzawa Chief Compliance Officer 317-705-5700 Audrey Kurzawa Indianapolis IN 08-06-2020 0 456 1010420 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 557 3571 SH SOLE NONE 0 0 3571 ABBOTT LABS COM 002824100 1021 11171 SH SOLE NONE 0 0 11171 ABBVIE INC COM 00287Y109 8709 88705 SH SOLE NONE 0 0 88705 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 150 19487 SH SOLE NONE 0 0 19487 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1842 8580 SH SOLE NONE 0 0 8580 ACORDA THERAPEUTICS INC COM 00484M106 18 25000 SH SOLE NONE 0 0 25000 ACTIVISION BLIZZARD INC COM 00507V109 342 4503 SH SOLE NONE 0 0 4503 ADOBE INC COM 00724F101 1097 2521 SH SOLE NONE 0 0 2521 ADVANCED MICRO DEVICES INC COM 007903107 1424 27070 SH SOLE NONE 0 0 27070 AFLAC INC COM 001055102 287 7971 SH SOLE NONE 0 0 7971 AGNC INVT CORP COM 00123Q104 332 25726 SH SOLE NONE 0 0 25726 AIR PRODS & CHEMS INC COM 009158106 346 1431 SH SOLE NONE 0 0 1431 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 717 4418 SH SOLE NONE 0 0 4418 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2947 13662 SH SOLE NONE 0 0 13662 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 52 16000 SH SOLE NONE 0 0 16000 ALLSTATE CORP COM 020002101 754 7769 SH SOLE NONE 0 0 7769 ALPHABET INC CAP STK CL C 02079K107 3195 2260 SH SOLE NONE 0 0 2260 ALPHABET INC CAP STK CL A 02079K305 5357 3778 SH SOLE NONE 0 0 3778 ALTERYX INC COM CL A 02156B103 246 1500 SH SOLE NONE 0 0 1500 ALTRIA GROUP INC COM 02209S103 3059 77931 SH SOLE NONE 0 0 77931 AMAZON COM INC COM 023135106 22824 8273 SH SOLE NONE 0 0 8273 AMEREN CORP COM 023608102 381 5415 SH SOLE NONE 0 0 5415 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 696 54858 SH SOLE NONE 0 0 54858 AMERICAN AIRLS GROUP INC COM 02376R102 189 14436 SH SOLE NONE 0 0 14436 AMERICAN ELEC PWR CO INC COM 025537101 299 3761 SH SOLE NONE 0 0 3761 AMERICAN EXPRESS CO COM 025816109 3909 41063 SH SOLE NONE 0 0 41063 AMERICAN TOWER CORP NEW COM 03027X100 997 3856 SH SOLE NONE 0 0 3856 AMETEK INC COM 031100100 2628 29409 SH SOLE NONE 0 0 29409 AMGEN INC COM 031162100 4963 21042 SH SOLE NONE 0 0 21042 AMPIO PHARMACEUTICALS INC COM 03209T109 16 25000 SH SOLE NONE 0 0 25000 ANNALY CAPITAL MANAGEMENT IN COM 035710409 308 46952 SH SOLE NONE 0 0 46952 APPLE INC COM 037833100 547 1500 SH Put SOLE NONE 0 0 1500 APPLE INC COM 037833100 110532 302993 SH SOLE NONE 0 0 302993 APPLIED MATLS INC COM 038222105 791 13090 SH SOLE NONE 0 0 13090 ARCHER DANIELS MIDLAND CO COM 039483102 417 10452 SH SOLE NONE 0 0 10452 ARES CAPITAL CORP COM 04010L103 665 46016 SH SOLE NONE 0 0 46016 ARLINGTON ASSET INVST CORP CL A NEW 041356205 34 11445 SH SOLE NONE 0 0 11445 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 97 10380 SH SOLE NONE 0 0 10380 ASML HOLDING N V N Y REGISTRY SHS N07059210 212 575 SH SOLE NONE 0 0 575 AT&T INC COM 00206R102 5454 180419 SH SOLE NONE 0 0 180419 AUTODESK INC COM 052769106 1144 4784 SH SOLE NONE 0 0 4784 AUTOMATIC DATA PROCESSING IN COM 053015103 722 4852 SH SOLE NONE 0 0 4852 AVALONBAY CMNTYS INC COM 053484101 595 3845 SH SOLE NONE 0 0 3845 AXON ENTERPRISE INC COM 05464C101 332 3384 SH SOLE NONE 0 0 3384 BADGER METER INC COM 056525108 1195 19000 SH SOLE NONE 0 0 19000 BALL CORP COM 058498106 750 10800 SH SOLE NONE 0 0 10800 BANCO BBVA ARGENTINA S A SPONSORED ADS 058934100 1875 500000 SH SOLE NONE 0 0 500000 BANCO SANTANDER S.A. 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50540R409 892 5369 SH SOLE NONE 0 0 5369 LAM RESEARCH CORP COM 512807108 1086 3357 SH SOLE NONE 0 0 3357 LAS VEGAS SANDS CORP COM 517834107 612 13441 SH SOLE NONE 0 0 13441 LEIDOS HOLDINGS INC COM 525327102 953 10175 SH SOLE NONE 0 0 10175 LENNAR CORP CL A 526057104 702 11400 SH SOLE NONE 0 0 11400 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1400 244842 SH SOLE NONE 0 0 244842 LILLY ELI & CO COM 532457108 4099 24967 SH SOLE NONE 0 0 24967 LINCOLN NATL CORP IND COM 534187109 357 9695 SH SOLE NONE 0 0 9695 LINDE PLC SHS G5494J103 251 1186 SH SOLE NONE 0 0 1186 LOCKHEED MARTIN CORP COM 539830109 8695 23828 SH SOLE NONE 0 0 23828 LOWES COS INC COM 548661107 672 4972 SH SOLE NONE 0 0 4972 LPL FINL HLDGS INC COM 50212V100 858 10940 SH SOLE NONE 0 0 10940 LULULEMON ATHLETICA INC COM 550021109 270 865 SH SOLE NONE 0 0 865 M & T BK CORP COM 55261F104 416 4000 SH SOLE NONE 0 0 4000 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 693 16050 SH SOLE NONE 0 0 16050 MAIN STR CAP CORP COM 56035L104 535 17175 SH SOLE NONE 0 0 17175 MALLINCKRODT PUB LTD CO SHS G5785G107 48 18027 SH SOLE NONE 0 0 18027 MARATHON PETE CORP COM 56585A102 253 6777 SH SOLE NONE 0 0 6777 MARRIOTT INTL INC NEW CL A 571903202 393 4580 SH SOLE NONE 0 0 4580 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1432 40844 SH SOLE NONE 0 0 40844 MASTERCARD INCORPORATED CL A 57636Q104 6025 20377 SH SOLE NONE 0 0 20377 MCDONALDS CORP COM 580135101 1902 10310 SH SOLE NONE 0 0 10310 MEDALLION FINL CORP COM 583928106 68 25600 SH SOLE NONE 0 0 25600 MEDICAL PPTYS TRUST INC COM 58463J304 665 35383 SH SOLE NONE 0 0 35383 MEDTRONIC PLC SHS G5960L103 4452 48549 SH SOLE NONE 0 0 48549 MERCADOLIBRE INC COM 58733R102 260 264 SH SOLE NONE 0 0 264 MERCK & CO. INC COM 58933Y105 2830 36594 SH SOLE NONE 0 0 36594 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 163 35000 SH SOLE NONE 0 0 35000 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 209 37500 SH SOLE NONE 0 0 37500 MICRON TECHNOLOGY INC COM 595112103 694 13470 SH SOLE NONE 0 0 13470 MICROSOFT CORP COM 594918104 244 1200 SH Call SOLE NONE 0 0 1200 MICROSOFT CORP COM 594918104 11259 55322 SH SOLE NONE 0 0 55322 MIDDLEBY CORP COM 596278101 248 3140 SH SOLE NONE 0 0 3140 MONDELEZ INTL INC CL A 609207105 1419 27756 SH SOLE NONE 0 0 27756 MORGAN STANLEY COM NEW 617446448 363 7518 SH SOLE NONE 0 0 7518 MPLX LP COM UNIT REP LTD 55336V100 267 15456 SH SOLE NONE 0 0 15456 NETFLIX INC COM 64110L106 1138 2500 SH Call SOLE NONE 0 0 2500 NETFLIX INC COM 64110L106 5381 11825 SH SOLE NONE 0 0 11825 NEW AMER HIGH INCOME FD INC COM NEW 641876800 102 13134 SH SOLE NONE 0 0 13134 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 238 31988 SH SOLE NONE 0 0 31988 NEW YORK MTG TR INC COM PAR $.02 649604501 62 23825 SH SOLE NONE 0 0 23825 NEXTERA ENERGY INC COM 65339F101 780 3246 SH SOLE NONE 0 0 3246 NIKE INC CL B 654106103 1339 13653 SH SOLE NONE 0 0 13653 NOKIA CORP SPONSORED ADR 654902204 128 29044 SH SOLE NONE 0 0 29044 NORFOLK SOUTHERN CORP COM 655844108 463 2634 SH SOLE NONE 0 0 2634 NORTHERN OIL & GAS INC NEV COM 665531109 9 10768 SH SOLE NONE 0 0 10768 NORTHROP GRUMMAN CORP COM 666807102 381 1241 SH SOLE NONE 0 0 1241 NUSTAR ENERGY LP UNIT COM 67058H102 184 12905 SH SOLE NONE 0 0 12905 NUVEEN AMT FREE MUN CR INC F COM 67071L106 223 14605 SH SOLE NONE 0 0 14605 NUVEEN HIGH INCOME NOVEMBER COM 67077N106 415 46500 SH SOLE NONE 0 0 46500 NUVEEN MULTI MKT INCOME FD COM 67075J107 69 10000 SH SOLE NONE 0 0 10000 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 274 18544 SH SOLE NONE 0 0 18544 NUVEEN PFD & INCM SECURTIES COM 67072C105 158 18707 SH SOLE NONE 0 0 18707 NUVEEN QUALITY MUNCP INCOME COM 67066V101 257 18358 SH SOLE NONE 0 0 18358 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 161 14659 SH SOLE NONE 0 0 14659 NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 402 31291 SH SOLE NONE 0 0 31291 NVIDIA CORPORATION COM 67066G104 8029 21133 SH SOLE NONE 0 0 21133 OAKTREE SPECIALTY LENDING CO COM 67401P108 47 10450 SH SOLE NONE 0 0 10450 OCCIDENTAL PETE CORP COM 674599105 183 10000 SH Call SOLE NONE 0 0 10000 OKTA INC CL A 679295105 353 1762 SH SOLE NONE 0 0 1762 OLD DOMINION FREIGHT LINE IN COM 679580100 921 5429 SH SOLE NONE 0 0 5429 OMEROS CORP COM 682143102 343 23330 SH SOLE NONE 0 0 23330 ONEOK INC NEW COM 682680103 3560 107156 SH SOLE NONE 0 0 107156 ORACLE CORP COM 68389X105 3474 62849 SH SOLE NONE 0 0 62849 ORGANIGRAM HLDGS INC COM 68620P101 16 10214 SH SOLE NONE 0 0 10214 PARKER HANNIFIN CORP COM 701094104 4566 24913 SH SOLE NONE 0 0 24913 PAYPAL HLDGS INC COM 70450Y103 2653 15227 SH SOLE NONE 0 0 15227 PDC ENERGY INC COM 69327R101 143 11522 SH SOLE NONE 0 0 11522 PEMBINA PIPELINE CORP COM 706327103 225 9003 SH SOLE NONE 0 0 9003 PENNANTPARK FLOATING RATE CA COM 70806A106 107 12730 SH SOLE NONE 0 0 12730 PEPSICO INC COM 713448108 1807 13665 SH SOLE NONE 0 0 13665 PFIZER INC COM 717081103 2380 72791 SH SOLE NONE 0 0 72791 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 178 14000 SH SOLE NONE 0 0 14000 PHILIP MORRIS INTL INC COM 718172109 2849 40666 SH SOLE NONE 0 0 40666 PHILLIPS 66 COM 718546104 271 3763 SH SOLE NONE 0 0 3763 PHYSICIANS RLTY TR COM 71943U104 729 41590 SH SOLE NONE 0 0 41590 PIMCO CORPORATE & INCOME OPP COM 72201B101 189 12195 SH SOLE NONE 0 0 12195 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 4147 40781 SH SOLE NONE 0 0 40781 PIMCO HIGH INCOME FD COM SHS 722014107 229 42693 SH SOLE NONE 0 0 42693 PIONEER MUN HIGH INCOME TR COM SHS 723763108 338 29927 SH SOLE NONE 0 0 29927 PNC FINL SVCS GROUP INC COM 693475105 393 3734 SH SOLE NONE 0 0 3734 POLARIS INC COM 731068102 699 7550 SH SOLE NONE 0 0 7550 PRIMERICA INC COM 74164M108 823 7061 SH SOLE NONE 0 0 7061 PROCTER AND GAMBLE CO COM 742718109 5942 49696 SH SOLE NONE 0 0 49696 PROLOGIS INC. COM 74340W103 889 9523 SH SOLE NONE 0 0 9523 PROSHARES TR PSHS ULTRA O&G 74347G705 226 3000 SH SOLE NONE 0 0 3000 PROSHARES TR PSHS ULT S&P 500 74347R107 522 4177 SH SOLE NONE 0 0 4177 PROSHARES TR PSHS ULTRA QQQ 74347R206 271 1833 SH SOLE NONE 0 0 1833 PROSHARES TR ULTRAPRO QQQ 74347X831 802 8215 SH SOLE NONE 0 0 8215 PROSHARES TR II ULTRA VIX SHORT 74347W148 321 9800 SH SOLE NONE 0 0 9800 PROSPECT CAP CORP COM 74348T102 550 107694 SH SOLE NONE 0 0 107694 PROSPERITY BANCSHARES INC COM 743606105 784 13200 SH SOLE NONE 0 0 13200 PRUDENTIAL FINL INC COM 744320102 4309 70763 SH SOLE NONE 0 0 70763 PUBLIC STORAGE COM 74460D109 671 3499 SH SOLE NONE 0 0 3499 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 204 4148 SH SOLE NONE 0 0 4148 PUTNAM MANAGED MUN INCOME TR COM 746823103 783 106793 SH SOLE NONE 0 0 106793 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 270 66272 SH SOLE NONE 0 0 66272 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 153 12000 SH SOLE NONE 0 0 12000 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 243 51176 SH SOLE NONE 0 0 51176 QUALCOMM INC COM 747525103 7432 81486 SH SOLE NONE 0 0 81486 RAYTHEON TECHNOLOGIES CORP COM 75513E101 3557 57727 SH SOLE NONE 0 0 57727 REGENERON PHARMACEUTICALS COM 75886F107 243 390 SH SOLE NONE 0 0 390 REGIONS FINANCIAL CORP NEW COM 7591EP100 4945 444700 SH SOLE NONE 0 0 444700 RING ENERGY INC COM 76680V108 84 72400 SH SOLE NONE 0 0 72400 RITE AID CORP COM 767754872 188 11027 SH SOLE NONE 0 0 11027 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 178 12000 SH SOLE NONE 0 0 12000 ROKU INC COM CL A 77543R102 846 7261 SH SOLE NONE 0 0 7261 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 332 10170 SH SOLE NONE 0 0 10170 RPM INTL INC COM 749685103 468 6239 SH SOLE NONE 0 0 6239 S&P GLOBAL INC COM 78409V104 1431 4343 SH SOLE NONE 0 0 4343 SALESFORCE COM INC COM 79466L302 773 4124 SH SOLE NONE 0 0 4124 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 9 20180 SH SOLE NONE 0 0 20180 SAREPTA THERAPEUTICS INC COM 803607100 481 3000 SH SOLE NONE 0 0 3000 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 353 7040 SH SOLE NONE 0 0 7040 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 266 5134 SH SOLE NONE 0 0 5134 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 300 10143 SH SOLE NONE 0 0 10143 SEAGATE TECHNOLOGY PLC SHS G7945M107 366 7553 SH SOLE NONE 0 0 7553 SEATTLE GENETICS INC COM 812578102 209 1230 SH SOLE NONE 0 0 1230 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 555 5543 SH SOLE NONE 0 0 5543 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 429 3359 SH SOLE NONE 0 0 3359 SELECT SECTOR SPDR TR ENERGY 81369Y506 250 6611 SH SOLE NONE 0 0 6611 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 983 9411 SH SOLE NONE 0 0 9411 SEMPRA ENERGY COM 816851109 365 3110 SH SOLE NONE 0 0 3110 SENSIENT TECHNOLOGIES CORP COM 81725T100 1097 21041 SH SOLE NONE 0 0 21041 SENSUS HEALTHCARE INC COM 81728J109 35 11501 SH SOLE NONE 0 0 11501 SERVICE PPTYS TR COM SH BEN INT 81761L102 170 24019 SH SOLE NONE 0 0 24019 SERVICENOW INC COM 81762P102 208 514 SH SOLE NONE 0 0 514 SHOPIFY INC CL A 82509L107 1309 1379 SH SOLE NONE 0 0 1379 SIMON PPTY GROUP INC NEW COM 828806109 1146 16760 SH SOLE NONE 0 0 16760 SIRIUS XM HOLDINGS INC COM 82968B103 4942 841848 SH SOLE NONE 0 0 841848 SKYWORKS SOLUTIONS INC COM 83088M102 321 2512 SH SOLE NONE 0 0 2512 SLACK TECHNOLOGIES INC COM CL A 83088V102 263 8445 SH SOLE NONE 0 0 8445 SNAP ON INC COM 833034101 749 5409 SH SOLE NONE 0 0 5409 SOUTHERN CO COM 842587107 1732 33395 SH SOLE NONE 0 0 33395 SOUTHWEST AIRLS CO COM 844741108 377 11017 SH SOLE NONE 0 0 11017 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 3834 14867 SH SOLE NONE 0 0 14867 SPDR GOLD TR GOLD SHS 78463V107 368 2200 SH Call SOLE NONE 0 0 2200 SPDR S&P 500 ETF TR TR UNIT 78462F103 294701 955700 SH Put SOLE NONE 0 0 955700 SPDR S&P 500 ETF TR TR UNIT 78462F103 4775 15485 SH SOLE NONE 0 0 15485 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 353 1087 SH SOLE NONE 0 0 1087 SPDR SER TR PRTFLO S&P500 GW 78464A409 298 6642 SH SOLE NONE 0 0 6642 SPDR SER TR S&P BIOTECH 78464A870 231 2062 SH SOLE NONE 0 0 2062 SPDR SER TR SPDR BLOOMBERG 78468R663 686 7500 SH SOLE NONE 0 0 7500 SPLUNK INC COM 848637104 263 1324 SH SOLE NONE 0 0 1324 SQUARE INC CL A 852234103 1075 10241 SH SOLE NONE 0 0 10241 STARBUCKS CORP COM 855244109 1488 20219 SH SOLE NONE 0 0 20219 STORE CAP CORP COM 862121100 863 36258 SH SOLE NONE 0 0 36258 STRYKER CORPORATION COM 863667101 562 3120 SH SOLE NONE 0 0 3120 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142102 20 20000 SH SOLE NONE 0 0 20000 SYNCHRONY FINANCIAL COM 87165B103 416 18759 SH SOLE NONE 0 0 18759 SYNOPSYS INC COM 871607107 1121 5748 SH SOLE NONE 0 0 5748 SYSCO CORP COM 871829107 4787 87582 SH SOLE NONE 0 0 87582 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 223 1600 SH SOLE NONE 0 0 1600 TARGET CORP COM 87612E106 5417 45166 SH SOLE NONE 0 0 45166 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 616 43046 SH SOLE NONE 0 0 43046 TELADOC HEALTH INC COM 87918A105 361 1890 SH SOLE NONE 0 0 1890 TESLA INC COM 88160R101 1987 1840 SH SOLE NONE 0 0 1840 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 277 22500 SH SOLE NONE 0 0 22500 TEXAS INSTRS INC COM 882508104 6286 49507 SH SOLE NONE 0 0 49507 TG THERAPEUTICS INC COM 88322Q108 292 15000 SH SOLE NONE 0 0 15000 THE TRADE DESK INC COM CL A 88339J105 444 1092 SH SOLE NONE 0 0 1092 THERMO FISHER SCIENTIFIC INC COM 883556102 300 829 SH SOLE NONE 0 0 829 TIMKEN CO COM 887389104 784 17245 SH SOLE NONE 0 0 17245 TJX COS INC NEW COM 872540109 952 18831 SH SOLE NONE 0 0 18831 TOPBUILD CORP COM 89055F103 926 8142 SH SOLE NONE 0 0 8142 TORONTO DOMINION BK ONT COM NEW 891160509 207 4632 SH SOLE NONE 0 0 4632 TOTAL S.A. SPONSORED ADS 89151E109 282 7340 SH SOLE NONE 0 0 7340 TOWNEBANK PORTSMOUTH VA COM 89214P109 377 20000 SH SOLE NONE 0 0 20000 TRACTOR SUPPLY CO COM 892356106 316 2396 SH SOLE NONE 0 0 2396 TRANSOCEAN LTD REG SHS H8817H100 52 28200 SH SOLE NONE 0 0 28200 TRANSUNION COM 89400J107 981 11266 SH SOLE NONE 0 0 11266 TRAVELERS COMPANIES INC COM 89417E109 2763 24225 SH SOLE NONE 0 0 24225 TRI CONTL CORP COM 895436103 461 18665 SH SOLE NONE 0 0 18665 TRICO BANCSHARES COM 896095106 3291 108079 SH SOLE NONE 0 0 108079 TRITON INTL LTD CL A G9078F107 326 10793 SH SOLE NONE 0 0 10793 TRUIST FINL CORP COM 89832Q109 934 24882 SH SOLE NONE 0 0 24882 TWILIO INC CL A 90138F102 1077 4909 SH SOLE NONE 0 0 4909 TYSON FOODS INC CL A 902494103 4246 71117 SH SOLE NONE 0 0 71117 UNILEVER PLC SPON ADR NEW 904767704 207 3765 SH SOLE NONE 0 0 3765 UNION PAC CORP COM 907818108 588 3476 SH SOLE NONE 0 0 3476 UNITED PARCEL SERVICE INC CL B 911312106 5375 48341 SH SOLE NONE 0 0 48341 UNITEDHEALTH GROUP INC COM 91324P102 5973 20251 SH SOLE NONE 0 0 20251 UNIVERSAL DISPLAY CORP COM 91347P105 224 1500 SH SOLE NONE 0 0 1500 URSTADT BIDDLE PPTYS INC CL A 917286205 445 37454 SH SOLE NONE 0 0 37454 US BANCORP DEL COM NEW 902973304 326 8860 SH SOLE NONE 0 0 8860 VALERO ENERGY CORP COM 91913Y100 393 6685 SH SOLE NONE 0 0 6685 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 228 4370 SH SOLE NONE 0 0 4370 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 258 2923 SH SOLE NONE 0 0 2923 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 803 2834 SH SOLE NONE 0 0 2834 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 280 3567 SH SOLE NONE 0 0 3567 VANGUARD INDEX FDS SM CP VAL ETF 922908611 306 2860 SH SOLE NONE 0 0 2860 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 201 1700 SH SOLE NONE 0 0 1700 VANGUARD INDEX FDS GROWTH ETF 922908736 444 2196 SH SOLE NONE 0 0 2196 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1854 11845 SH SOLE NONE 0 0 11845 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 238 2031 SH SOLE NONE 0 0 2031 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 301 3826 SH SOLE NONE 0 0 3826 VANGUARD WORLD FD MEGA GRWTH IND 921910816 498 3044 SH SOLE NONE 0 0 3044 VANGUARD WORLD FD MEGA CAP INDEX 921910873 270 2464 SH SOLE NONE 0 0 2464 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 207 1075 SH SOLE NONE 0 0 1075 VENTAS INC COM 92276F100 215 5865 SH SOLE NONE 0 0 5865 VEREIT INC COM 92339V100 641 99702 SH SOLE NONE 0 0 99702 VERIZON COMMUNICATIONS INC COM 92343V104 10628 192777 SH SOLE NONE 0 0 192777 VIRTUS TOTAL RETURN FUND INC COM 92835W107 83 10075 SH SOLE NONE 0 0 10075 VISA INC COM CL A 92826C839 5224 27044 SH SOLE NONE 0 0 27044 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 486 30504 SH SOLE NONE 0 0 30504 WALGREENS BOOTS ALLIANCE INC COM 931427108 1730 40811 SH SOLE NONE 0 0 40811 WALMART INC COM 931142103 2276 19005 SH SOLE NONE 0 0 19005 WASHINGTON PRIME GROUP NEW COM 93964W108 18 21942 SH SOLE NONE 0 0 21942 WASTE MGMT INC DEL COM 94106L109 762 7197 SH SOLE NONE 0 0 7197 WEC ENERGY GROUP INC COM 92939U106 329 3758 SH SOLE NONE 0 0 3758 WELLS FARGO CO NEW COM 949746101 614 23996 SH SOLE NONE 0 0 23996 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 267 38019 SH SOLE NONE 0 0 38019 WELLS FARGO MULTI SECTOR INC COM 94987D101 145 13215 SH SOLE NONE 0 0 13215 WELLTOWER INC COM 95040Q104 410 7929 SH SOLE NONE 0 0 7929 WESTERN ASSET HIGH INCM OPP COM 95766K109 218 47122 SH SOLE NONE 0 0 47122 WESTERN ASSET HIGH YIELD DEF COM 95768B107 170 12200 SH SOLE NONE 0 0 12200 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 27 21500 SH SOLE NONE 0 0 21500 WINNEBAGO INDS INC COM 974637100 1160 17408 SH SOLE NONE 0 0 17408 WISDOMTREE TR EM EX ST-OWNED 97717X578 209 7000 SH SOLE NONE 0 0 7000 WP CAREY INC COM 92936U109 446 6594 SH SOLE NONE 0 0 6594 WRAP TECHNOLOGIES INC COM 98212N107 121 11584 SH SOLE NONE 0 0 11584 XCEL ENERGY INC COM 98389B100 302 4836 SH SOLE NONE 0 0 4836 YUM BRANDS INC COM 988498101 293 3373 SH SOLE NONE 0 0 3373 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 973 3802 SH SOLE NONE 0 0 3802 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 524 2065 SH SOLE NONE 0 0 2065