0001606587-19-000433.txt : 20190429
0001606587-19-000433.hdr.sgml : 20190429
20190429155913
ACCESSION NUMBER: 0001606587-19-000433
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190429
DATE AS OF CHANGE: 20190429
EFFECTIVENESS DATE: 20190429
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC
CENTRAL INDEX KEY: 0001666789
IRS NUMBER: 352145824
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17380
FILM NUMBER: 19775796
BUSINESS ADDRESS:
STREET 1: 8801 RIVER CROSSING BLVD
STREET 2: SUITE 100
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
BUSINESS PHONE: 317-705-5700
MAIL ADDRESS:
STREET 1: 8801 RIVER CROSSING BLVD
STREET 2: SUITE 100
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001666789
XXXXXXXX
03-31-2019
03-31-2019
false
Sheaff Brock Investment Advisors, LLC
8801 River Crossing Blvd
Suite 100
Indianapolis
IN
46240
13F HOLDINGS REPORT
028-17380
N
Audrey Kurzawa
Chief Compliance Officer
317-705-5700
Audrey Kurzawa
Indianapolis
IN
04-26-2019
0
513
821894
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ISHARES TR
20 YR TR BD ETF
464287432
0
549900
SH
Call
SOLE
NONE
0
0
549900
AFLAC INC
COM
001055102
408
8164
SH
SOLE
NONE
0
0
8164
AGNC INVT CORP
COM
00123Q104
571
31749
SH
SOLE
NONE
0
0
31749
AK STL HLDG CORP
COM
001547108
45
16400
SH
SOLE
NONE
0
0
16400
ALPS ETF TR
ALERIAN MLP
00162Q866
191
19017
SH
SOLE
NONE
0
0
19017
AT&T INC
COM
00206R102
5867
187093
SH
SOLE
NONE
0
0
187093
ABBOTT LABS
COM
002824100
792
9909
SH
SOLE
NONE
0
0
9909
ABBVIE INC
COM
00287Y109
8549
106079
SH
SOLE
NONE
0
0
106079
ABERDEEN ASIA PACIFIC INCO
COM
003009107
203
48047
SH
SOLE
NONE
0
0
48047
ABERDEEN TOTAL DYNAMIC DIV
COM SH BEN INT
00326L100
161
19486
SH
SOLE
NONE
0
0
19486
ACADIA PHARMACEUTICALS INC
COM
004225108
2725
101500
SH
SOLE
NONE
0
0
101500
ACTIVISION BLIZZARD INC
COM
00507V109
257
5639
SH
SOLE
NONE
0
0
5639
ADOBE INC
COM
00724F101
977
3665
SH
SOLE
NONE
0
0
3665
ADVANCED MICRO DEVICES INC
COM
007903107
914
35805
SH
SOLE
NONE
0
0
35805
AIR PRODS & CHEMS INC
COM
009158106
273
1431
SH
SOLE
NONE
0
0
1431
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
3660
20060
SH
SOLE
NONE
0
0
20060
ALLIANCEBERNSTEIN GBL HGH
COM
01879R106
198
17058
SH
SOLE
NONE
0
0
17058
ALLIANZGI CONV INCOME FD
COM
018828103
84
12945
SH
SOLE
NONE
0
0
12945
ALLISON TRANSMISSION HLDGS
COM
01973R101
916
20390
SH
SOLE
NONE
0
0
20390
ALLSTATE CORP
COM
020002101
1397
14829
SH
SOLE
NONE
0
0
14829
ALPHABET INC
CAP STK CL C
02079K107
3144
2680
SH
SOLE
NONE
0
0
2680
ALPHABET INC
CAP STK CL A
02079K305
4030
3424
SH
SOLE
NONE
0
0
3424
ALTABA INC
COM
021346101
246
3317
SH
SOLE
NONE
0
0
3317
ALTRIA GROUP INC
COM
02209S103
4894
85224
SH
SOLE
NONE
0
0
85224
AMAZON COM INC
COM
023135106
15391
8643
SH
SOLE
NONE
0
0
8643
AMEREN CORP
COM
023608102
407
5540
SH
SOLE
NONE
0
0
5540
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
783
54858
SH
SOLE
NONE
0
0
54858
AMERICAN AIRLS GROUP INC
COM
02376R102
345
10871
SH
SOLE
NONE
0
0
10871
AMERICAN ELEC PWR CO INC
COM
025537101
644
7687
SH
SOLE
NONE
0
0
7687
AMERICAN EAGLE OUTFITTERS
COM
02553E106
947
42734
SH
SOLE
NONE
0
0
42734
AMERICAN EXPRESS CO
COM
025816109
4690
42912
SH
SOLE
NONE
0
0
42912
AMERICAN INTL GROUP INC
COM NEW
026874784
315
7313
SH
SOLE
NONE
0
0
7313
AMERICAN TOWER CORP NEW
COM
03027X100
563
2857
SH
SOLE
NONE
0
0
2857
AMETEK INC NEW
COM
031100100
1627
19612
SH
SOLE
NONE
0
0
19612
AMGEN INC
COM
031162100
7055
37136
SH
SOLE
NONE
0
0
37136
ANADARKO PETE CORP
COM
032511107
275
6054
SH
SOLE
NONE
0
0
6054
ANNALY CAP MGMT INC
COM
035710409
654
65497
SH
SOLE
NONE
0
0
65497
ANWORTH MORTGAGE ASSET CP
COM
037347101
48
11980
SH
SOLE
NONE
0
0
11980
APPLE INC
COM
037833100
63636
335015
SH
SOLE
NONE
0
0
335015
APPLIED MATLS INC
COM
038222105
1130
28480
SH
SOLE
NONE
0
0
28480
APYX MED CORP
COM
03837C106
66
10500
SH
SOLE
NONE
0
0
10500
ARCHER DANIELS MIDLAND CO
COM
039483102
519
12032
SH
SOLE
NONE
0
0
12032
ARES CAP CORP
COM
04010L103
1112
64868
SH
SOLE
NONE
0
0
64868
ARISTA NETWORKS INC
COM
040413106
296
940
SH
SOLE
NONE
0
0
940
ARMOUR RESIDENTIAL REIT IN
COM NEW
042315507
200
10223
SH
SOLE
NONE
0
0
10223
AURORA CANNABIS INC
COM
05156X108
108
11940
SH
SOLE
NONE
0
0
11940
AUTOMATIC DATA PROCESSING
COM
053015103
772
4835
SH
SOLE
NONE
0
0
4835
AVALONBAY CMNTYS INC
COM
053484101
411
2047
SH
SOLE
NONE
0
0
2047
AXON ENTERPRISE INC
COM
05464C101
228
4185
SH
SOLE
NONE
0
0
4185
BB&T CORP
COM
054937107
1120
24065
SH
SOLE
NONE
0
0
24065
BP PLC
SPONSORED ADR
055622104
2349
53733
SH
SOLE
NONE
0
0
53733
BADGER METER INC
COM
056525108
1057
19000
SH
SOLE
NONE
0
0
19000
BAIDU INC
SPON ADR REP A
056752108
404
2450
SH
SOLE
NONE
0
0
2450
BANCO SANTANDER SA
ADR
05964H105
78
16895
SH
SOLE
NONE
0
0
16895
BANK AMER CORP
COM
060505104
5359
194237
SH
SOLE
NONE
0
0
194237
BANK NEW YORK MELLON CORP
COM
064058100
228
4526
SH
SOLE
NONE
0
0
4526
BARINGS BDC INC
COM
06759L103
99
10105
SH
SOLE
NONE
0
0
10105
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3916
13
SH
SOLE
NONE
0
0
13
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3908
19453
SH
SOLE
NONE
0
0
19453
BIOGEN INC
COM
09062X103
411
1739
SH
SOLE
NONE
0
0
1739
BLACKROCK MUNIC INCM INVST
SH BEN INT
09248H105
194
14492
SH
SOLE
NONE
0
0
14492
BLACKROCK MUNI INCOME TR I
COM
09249N101
143
10167
SH
SOLE
NONE
0
0
10167
BLACKROCK ENHANCED GBL DIV
COM
092501105
153
14344
SH
SOLE
NONE
0
0
14344
BLACKROCK ENHANCED EQT DIV
COM
09251A104
467
54637
SH
SOLE
NONE
0
0
54637
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
517
14784
SH
SOLE
NONE
0
0
14784
BLACKROCK MUNIYIELD PA QLT
COM
09255G107
408
30000
SH
SOLE
NONE
0
0
30000
BLACKROCK CORPOR HI YLD FD
COM
09255P107
458
44659
SH
SOLE
NONE
0
0
44659
BLACKROCK FLOAT RATE OME S
COM
09255X100
290
23200
SH
SOLE
NONE
0
0
23200
BLACKROCK ENH CAP & INC FD
COM
09256A109
368
23307
SH
SOLE
NONE
0
0
23307
BLACKROCK TCP CAP CORP
COM
09259E108
147
10360
SH
SOLE
NONE
0
0
10360
BOEING CO
COM
097023105
12043
31575
SH
SOLE
NONE
0
0
31575
BOOKING HLDGS INC
COM
09857L108
494
283
SH
SOLE
NONE
0
0
283
BOOZ ALLEN HAMILTON HLDG C
CL A
099502106
1026
17647
SH
SOLE
NONE
0
0
17647
BRANDYWINEGBL GLBAL INM OP
COM
10537L104
134
12000
SH
SOLE
NONE
0
0
12000
BRISTOL MYERS SQUIBB CO
COM
110122108
6150
128894
SH
SOLE
NONE
0
0
128894
BROADRIDGE FINL SOLUTIONS
COM
11133T103
902
8702
SH
SOLE
NONE
0
0
8702
BROADCOM INC
COM
11135F101
340
1132
SH
SOLE
NONE
0
0
1132
BROOKDALE SR LIVING INC
COM
112463104
135
20500
SH
SOLE
NONE
0
0
20500
B2GOLD CORP
COM
11777Q209
34
12234
SH
SOLE
NONE
0
0
12234
B2GOLD CORP
COM
11777Q209
0
10000
SH
Call
SOLE
NONE
0
0
10000
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
307
9023
SH
SOLE
NONE
0
0
9023
CBL & ASSOC PPTYS INC
COM
124830100
37
23600
SH
SOLE
NONE
0
0
23600
CBRE GROUP INC
CL A
12504L109
1048
21193
SH
SOLE
NONE
0
0
21193
CDW CORP
COM
12514G108
1070
11107
SH
SOLE
NONE
0
0
11107
CIGNA CORP NEW
COM
125523100
758
4715
SH
SOLE
NONE
0
0
4715
CME GROUP INC
COM CL A
12572Q105
3585
21780
SH
SOLE
NONE
0
0
21780
CSX CORP
COM
126408103
1967
26294
SH
SOLE
NONE
0
0
26294
CVS HEALTH CORP
COM
126650100
800
14834
SH
SOLE
NONE
0
0
14834
CADENCE DESIGN SYSTEM INC
COM
127387108
1131
17814
SH
SOLE
NONE
0
0
17814
CALAMOS CONV OPP AND INC F
SH BEN INT
128117108
187
18426
SH
SOLE
NONE
0
0
18426
CALAMOS GBL DYN INCOME FUN
COM
12811L107
179
22399
SH
SOLE
NONE
0
0
22399
CAMPBELL SOUP CO
COM
134429109
202
5300
SH
SOLE
NONE
0
0
5300
CANOPY GROWTH CORP
COM
138035100
1165
26858
SH
SOLE
NONE
0
0
26858
CAPSTEAD MTG CORP
COM NO PAR
14067E506
97
11302
SH
SOLE
NONE
0
0
11302
CARDINAL HEALTH INC
COM
14149Y108
2722
56533
SH
SOLE
NONE
0
0
56533
CARMAX INC
COM
143130102
216
3095
SH
SOLE
NONE
0
0
3095
CARNIVAL CORP
UNIT 99/99/9999
143658300
786
15492
SH
SOLE
NONE
0
0
15492
CARRIZO OIL & GAS INC
COM
144577103
136
10900
SH
SOLE
NONE
0
0
10900
CATERPILLAR INC DEL
COM
149123101
4804
35456
SH
SOLE
NONE
0
0
35456
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
265
5042
PRN
SOLE
NONE
0
0
5042
CELGENE CORP
COM
151020104
3078
32624
SH
SOLE
NONE
0
0
32624
CEMEX SAB DE CV
SPON ADR NEW
151290889
118
25414
SH
SOLE
NONE
0
0
25414
CENTENE CORP DEL
COM
15135B101
1070
20152
SH
SOLE
NONE
0
0
20152
CENTURYLINK INC
COM
156700106
270
22506
SH
SOLE
NONE
0
0
22506
CHENIERE ENERGY INC
COM NEW
16411R208
390
5705
SH
SOLE
NONE
0
0
5705
CHESAPEAKE ENERGY CORP
COM
165167107
116
37427
SH
SOLE
NONE
0
0
37427
CHEVRON CORP NEW
COM
166764100
6154
49961
SH
SOLE
NONE
0
0
49961
CISCO SYS INC
COM
17275R102
18888
349850
SH
SOLE
NONE
0
0
349850
CINTAS CORP
COM
172908105
1011
5000
SH
SOLE
NONE
0
0
5000
CITIGROUP INC
COM NEW
172967424
2470
39693
SH
SOLE
NONE
0
0
39693
CITIGROUP GLOBAL MKTS HLDG
VLCTYSHS 3X LNG
17325E291
1085
60000
SH
SOLE
NONE
0
0
60000
CITIZENS FINL GROUP INC
COM
174610105
5677
174669
SH
SOLE
NONE
0
0
174669
CLEVELAND CLIFFS INC
COM
185899101
237
23760
SH
SOLE
NONE
0
0
23760
CLOROX CO DEL
COM
189054109
272
1694
SH
SOLE
NONE
0
0
1694
COCA COLA CO
COM
191216100
3153
67288
SH
SOLE
NONE
0
0
67288
COFFEE HLDG CO INC
COM
192176105
55
10200
SH
SOLE
NONE
0
0
10200
COGNIZANT TECHNOLOGY SOLUT
CL A
192446102
851
11750
SH
SOLE
NONE
0
0
11750
COHEN & STEERS QUALITY RLT
COM
19247L106
215
16833
SH
SOLE
NONE
0
0
16833
COLGATE PALMOLIVE CO
COM
194162103
685
9989
SH
SOLE
NONE
0
0
9989
COLLEGIUM PHARMACEUTICAL I
COM
19459J104
313
20650
SH
SOLE
NONE
0
0
20650
COMCAST CORP NEW
CL A
20030N101
609
15228
SH
SOLE
NONE
0
0
15228
COMERICA INC
COM
200340107
295
4028
SH
SOLE
NONE
0
0
4028
CONAGRA BRANDS INC
COM
205887102
440
15855
SH
SOLE
NONE
0
0
15855
CONOCOPHILLIPS
COM
20825C104
1334
19983
SH
SOLE
NONE
0
0
19983
CONSOLIDATED EDISON INC
COM
209115104
502
5924
SH
SOLE
NONE
0
0
5924
CONSTELLATION BRANDS INC
CL A
21036P108
315
1795
SH
SOLE
NONE
0
0
1795
CONTRAFECT CORP
COM
212326102
4
10124
SH
SOLE
NONE
0
0
10124
CORNERSTONE STRATEGIC VALU
COM
21924B302
131
10716
SH
SOLE
NONE
0
0
10716
CORNING INC
COM
219350105
1896
57289
SH
SOLE
NONE
0
0
57289
COSTCO WHSL CORP NEW
COM
22160K105
761
3143
SH
SOLE
NONE
0
0
3143
CREDIT SUISSE HIGH YLD BND
SH BEN INT
22544F103
26
10566
SH
SOLE
NONE
0
0
10566
CRESUD S A C I F Y A
SPONSORED ADR
226406106
116
10000
SH
SOLE
NONE
0
0
10000
CROWN CASTLE INTL CORP NEW
COM
22822V101
283
2209
SH
SOLE
NONE
0
0
2209
CUBESMART
COM
229663109
388
12122
SH
SOLE
NONE
0
0
12122
CUMMINS INC
COM
231021106
1321
8366
SH
SOLE
NONE
0
0
8366
DNP SELECT INCOME FD
COM
23325P104
192
16680
SH
SOLE
NONE
0
0
16680
DTE ENERGY CO
COM
233331107
408
3270
SH
SOLE
NONE
0
0
3270
DAVE & BUSTERS ENTMT INC
COM
238337109
798
15996
SH
SOLE
NONE
0
0
15996
DEERE & CO
COM
244199105
636
3976
SH
SOLE
NONE
0
0
3976
DELTA AIR LINES INC DEL
COM NEW
247361702
633
12263
SH
SOLE
NONE
0
0
12263
DENISON MINES CORP
COM
248356107
21
39825
SH
SOLE
NONE
0
0
39825
DIAMONDBACK ENERGY INC
COM
25278X109
477
4700
SH
SOLE
NONE
0
0
4700
DIGI INTL INC
COM
253798102
171
13500
SH
SOLE
NONE
0
0
13500
DIGITAL RLTY TR INC
COM
253868103
1299
10917
SH
SOLE
NONE
0
0
10917
DIREXION SHS ETF TR
DLY SMCAP BULL3X
25459W847
342
5600
SH
SOLE
NONE
0
0
5600
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
621
10043
SH
SOLE
NONE
0
0
10043
DISNEY WALT CO
COM DISNEY
254687106
9855
88759
SH
SOLE
NONE
0
0
88759
DISCOVER FINL SVCS
COM
254709108
6761
95009
SH
SOLE
NONE
0
0
95009
DOLLAR GEN CORP NEW
COM
256677105
1612
13515
SH
SOLE
NONE
0
0
13515
DOMINION ENERGY INC
COM
25746U109
1024
13352
SH
SOLE
NONE
0
0
13352
DOWDUPONT INC
COM
26078J100
4090
76728
SH
SOLE
NONE
0
0
76728
DUKE REALTY CORP
COM NEW
264411505
1001
32741
SH
SOLE
NONE
0
0
32741
DUKE ENERGY CORP NEW
COM NEW
26441C204
1346
14958
SH
SOLE
NONE
0
0
14958
EMX RTY CORP
COM
26873J107
50
42732
SH
SOLE
NONE
0
0
42732
EATON VANCE ENHANCED EQ IN
COM
278274105
167
11639
SH
SOLE
NONE
0
0
11639
EATON VANCE TXMGD GL BUYWR
COM
27829C105
266
27197
SH
SOLE
NONE
0
0
27197
EATON VANCE TAX MNGD GBL D
COM
27829F108
821
100809
SH
SOLE
NONE
0
0
100809
EATON VANCE RISK MNGD DIV
COM
27829G106
116
12625
SH
SOLE
NONE
0
0
12625
EBAY INC
COM
278642103
241
6502
SH
SOLE
NONE
0
0
6502
EMERSON ELEC CO
COM
291011104
720
10522
SH
SOLE
NONE
0
0
10522
ENBRIDGE INC
COM
29250N105
1096
30230
SH
SOLE
NONE
0
0
30230
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
1599
104041
SH
SOLE
NONE
0
0
104041
ENTERPRISE PRODS PARTNERS
COM
293792107
2018
69337
SH
SOLE
NONE
0
0
69337
ENTREE RES LTD
COM
29384J103
29
78500
SH
SOLE
NONE
0
0
78500
EQUITY RESIDENTIAL
SH BEN INT
29476L107
407
5399
SH
SOLE
NONE
0
0
5399
EVERSOURCE ENERGY
COM
30040W108
1121
15799
SH
SOLE
NONE
0
0
15799
EXACT SCIENCES CORP
COM
30063P105
587
6775
SH
SOLE
NONE
0
0
6775
EXELON CORP
COM
30161N101
389
7767
SH
SOLE
NONE
0
0
7767
EXXON MOBIL CORP
COM
30231G102
24603
304497
SH
SOLE
NONE
0
0
304497
FACEBOOK INC
CL A
30303M102
6389
38330
SH
SOLE
NONE
0
0
38330
FEDEX CORP
COM
31428X106
605
3335
SH
SOLE
NONE
0
0
3335
FIDELITY NATIONAL FINANCIA
FNF GROUP COM
31620R303
5428
148496
SH
SOLE
NONE
0
0
148496
FIFTH THIRD BANCORP
COM
316773100
1729
68555
SH
SOLE
NONE
0
0
68555
FIRST US BANCSHARES INC
COM
33744V103
534
53416
SH
SOLE
NONE
0
0
53416
FISERV INC
COM
337738108
664
7525
SH
SOLE
NONE
0
0
7525
FIRSTENERGY CORP
COM
337932107
243
5837
SH
SOLE
NONE
0
0
5837
FLOWERS FOODS INC
COM
343498101
213
10000
SH
SOLE
NONE
0
0
10000
FOOT LOCKER INC
COM
344849104
831
13721
SH
SOLE
NONE
0
0
13721
FORD MTR CO DEL
COM
345370860
3395
386669
SH
SOLE
NONE
0
0
386669
FORTUNA SILVER MINES INC
COM
349915108
92
27340
SH
SOLE
NONE
0
0
27340
FREEPORT-MCMORAN INC
CL B
35671D857
167
12971
SH
SOLE
NONE
0
0
12971
GABELLI EQUITY TR INC
COM
362397101
1078
175252
SH
SOLE
NONE
0
0
175252
GABELLI MULTIMEDIA TR INC
COM
36239Q109
148
17803
SH
SOLE
NONE
0
0
17803
GABELLI HLTHCARE & WELLNES
SHS
36246K103
265
25201
SH
SOLE
NONE
0
0
25201
GALLAGHER ARTHUR J & CO
COM
363576109
1101
14100
SH
SOLE
NONE
0
0
14100
GAMCO GLOBAL GOLD NAT RES
COM SH BEN INT
36465A109
272
62680
SH
SOLE
NONE
0
0
62680
GENERAL ELECTRIC CO
COM
369604103
1277
127778
SH
SOLE
NONE
0
0
127778
GENERAL ELECTRIC CO
COM
369604103
160
16000
SH
Call
SOLE
NONE
0
0
16000
GENERAL MLS INC
COM
370334104
406
7839
SH
SOLE
NONE
0
0
7839
GENERAL MTRS CO
COM
37045V100
569
15348
SH
SOLE
NONE
0
0
15348
GILEAD SCIENCES INC
COM
375558103
1525
23458
SH
SOLE
NONE
0
0
23458
GLOBUS MED INC
CL A
379577208
1534
31042
SH
SOLE
NONE
0
0
31042
GOLDMAN SACHS GROUP INC
COM
38141G104
521
2714
SH
SOLE
NONE
0
0
2714
GRACO INC
COM
384109104
214
4329
SH
SOLE
NONE
0
0
4329
GUGGENHEIM ENHNCD EQTY INC
COM
40167B100
107
13651
SH
SOLE
NONE
0
0
13651
GULFPORT ENERGY CORP
COM NEW
402635304
257
32000
SH
SOLE
NONE
0
0
32000
HCA HEALTHCARE INC
COM
40412C101
474
3635
SH
SOLE
NONE
0
0
3635
HCP INC
COM
40414L109
633
20209
SH
SOLE
NONE
0
0
20209
HALLIBURTON CO
COM
406216101
296
10107
SH
SOLE
NONE
0
0
10107
HARRIS CORP DEL
COM
413875105
746
4670
SH
SOLE
NONE
0
0
4670
HESS CORP
COM
42809H107
449
7462
SH
SOLE
NONE
0
0
7462
HEXO CORP
COM
428304109
73
11000
SH
SOLE
NONE
0
0
11000
HOME BANCSHARES INC
COM
436893200
7485
426011
SH
SOLE
NONE
0
0
426011
HOME DEPOT INC
COM
437076102
12386
64546
SH
SOLE
NONE
0
0
64546
HONEYWELL INTL INC
COM
438516106
719
4523
SH
SOLE
NONE
0
0
4523
HORMEL FOODS CORP
COM
440452100
595
13300
SH
SOLE
NONE
0
0
13300
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
5328
202510
SH
SOLE
NONE
0
0
202510
HOST HOTELS & RESORTS INC
COM
44107P104
373
19712
SH
SOLE
NONE
0
0
19712
HUMANA INC
COM
444859102
619
2326
SH
SOLE
NONE
0
0
2326
HUNTINGTON BANCSHARES INC
COM
446150104
367
28910
SH
SOLE
NONE
0
0
28910
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
291
4018
SH
SOLE
NONE
0
0
4018
IDEXX LABS INC
COM
45168D104
1019
4559
SH
SOLE
NONE
0
0
4559
ILLINOIS TOOL WKS INC
COM
452308109
297
2070
SH
SOLE
NONE
0
0
2070
INTEL CORP
COM
458140100
13214
246065
SH
SOLE
NONE
0
0
246065
INTERCONTINENTAL EXCHANGE
COM
45866F104
276
3620
SH
SOLE
NONE
0
0
3620
INTERNATIONAL BUSINESS MAC
COM
459200101
5784
40990
SH
SOLE
NONE
0
0
40990
INTL PAPER CO
COM
460146103
301
6512
SH
SOLE
NONE
0
0
6512
INVESCO QQQ TR
UNIT SER 1
46090E103
2302
12815
SH
SOLE
NONE
0
0
12815
INTUIT
COM
461202103
791
3027
SH
SOLE
NONE
0
0
3027
INTUITIVE SURGICAL INC
COM NEW
46120E602
471
825
SH
SOLE
NONE
0
0
825
INTREXON CORP
COM
46122T102
195
37052
SH
SOLE
NONE
0
0
37052
INVESCO MUN TR
COM
46131J103
293
24350
SH
SOLE
NONE
0
0
24350
INVESCO EXCHANGE TRADED FD
S&P500 EQL WGT
46137V357
628
6012
SH
SOLE
NONE
0
0
6012
INVESCO EXCHANGE TRADED FD
HIG YLD EQ DIV
46137V563
255
14270
SH
SOLE
NONE
0
0
14270
INVESCO EXCHANGE TRADED FD
GBL LISTED PVT
46137V589
234
20429
SH
SOLE
NONE
0
0
20429
INVESCO EXCHANGE TRADED FD
FINL PFD ETF
46137V621
240
13117
SH
SOLE
NONE
0
0
13117
INVESCO EXCHNG TRADED FD T
PFD ETF
46138E511
236
16250
SH
SOLE
NONE
0
0
16250
INVESCO EXCHNG TRADED FD T
FNDMNTL HY CRP
46138E719
237
12734
SH
SOLE
NONE
0
0
12734
ISHARES INC
MSCI AUST ETF
464286103
404
18763
SH
SOLE
NONE
0
0
18763
ISHARES TR
SELECT DIVID ETF
464287168
734
7474
SH
SOLE
NONE
0
0
7474
ISHARES TR
CORE US AGGBD ET
464287226
273
2500
SH
SOLE
NONE
0
0
2500
ISHARES TR
MSCI EMG MKT ETF
464287234
229
5333
SH
SOLE
NONE
0
0
5333
ISHARES TR
IBOXX INV CP ETF
464287242
395
3317
SH
SOLE
NONE
0
0
3317
ISHARES TR
CORE S&P MCP ETF
464287507
283
1494
SH
SOLE
NONE
0
0
1494
ISHARES TR
NASDAQ BIOTECH
464287556
376
3367
SH
SOLE
NONE
0
0
3367
ISHARES TR
RUSSELL 2000 ETF
464287655
300
1960
SH
SOLE
NONE
0
0
1960
ISHARES TR
CORE S&P SCP ETF
464287804
488
6327
SH
SOLE
NONE
0
0
6327
ISHARES TR
S&P SML 600 GWT
464287887
284
1594
SH
SOLE
NONE
0
0
1594
ISHARES TR
IBOXX HI YD ETF
464288513
698
8072
SH
SOLE
NONE
0
0
8072
ISHARES TR
PFD AND INCM SEC
464288687
999
27335
SH
SOLE
NONE
0
0
27335
ISHARES TR
FLTG RATE NT ETF
46429B655
204
4000
SH
SOLE
NONE
0
0
4000
ISHARES TR
USA MOMENTUM FCT
46432F396
2173
19368
SH
SOLE
NONE
0
0
19368
JPMORGAN CHASE & CO
COM
46625H100
11062
109274
SH
SOLE
NONE
0
0
109274
JOHNSON & JOHNSON
COM
478160104
3193
22840
SH
SOLE
NONE
0
0
22840
KAR AUCTION SVCS INC
COM
48238T109
6031
117536
SH
SOLE
NONE
0
0
117536
KLA-TENCOR CORP
COM
482480100
7235
60592
SH
SOLE
NONE
0
0
60592
KIMBERLY CLARK CORP
COM
494368103
556
4486
SH
SOLE
NONE
0
0
4486
KINDER MORGAN INC DEL
COM
49456B101
776
38795
SH
SOLE
NONE
0
0
38795
KINGOLD JEWELRY INC
COM NEW
49579A204
10
11650
SH
SOLE
NONE
0
0
11650
KITE RLTY GROUP TR
COM NEW
49803T300
585
36578
SH
SOLE
NONE
0
0
36578
KOHLS CORP
COM
500255104
283
4120
SH
SOLE
NONE
0
0
4120
KRAFT HEINZ CO
COM
500754106
803
24587
SH
SOLE
NONE
0
0
24587
LPL FINL HLDGS INC
COM
50212V100
856
12293
SH
SOLE
NONE
0
0
12293
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
1265
8269
SH
SOLE
NONE
0
0
8269
LAM RESEARCH CORP
COM
512807108
1005
5616
SH
SOLE
NONE
0
0
5616
LAMB WESTON HLDGS INC
COM
513272104
325
4342
SH
SOLE
NONE
0
0
4342
LAS VEGAS SANDS CORP
COM
517834107
1038
17028
SH
SOLE
NONE
0
0
17028
LAUDER ESTEE COS INC
CL A
518439104
477
2880
SH
SOLE
NONE
0
0
2880
LEGGETT & PLATT INC
COM
524660107
248
5873
SH
SOLE
NONE
0
0
5873
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
1155
189045
SH
SOLE
NONE
0
0
189045
LIBERTY PPTY TR
SH BEN INT
531172104
413
8531
SH
SOLE
NONE
0
0
8531
LILLY ELI & CO
COM
532457108
3765
29016
SH
SOLE
NONE
0
0
29016
LOCKHEED MARTIN CORP
COM
539830109
8072
26894
SH
SOLE
NONE
0
0
26894
LOWES COS INC
COM
548661107
540
4934
SH
SOLE
NONE
0
0
4934
LUMBER LIQUIDATORS HLDGS I
COM
55003T107
106
10500
SH
SOLE
NONE
0
0
10500
LUMBER LIQUIDATORS HLDGS I
COM
55003T107
101
10000
SH
Call
SOLE
NONE
0
0
10000
LYFT INC
CL A COM
55087P104
247
3149
SH
SOLE
NONE
0
0
3149
M & T BK CORP
COM
55261F104
628
4000
SH
SOLE
NONE
0
0
4000
MFA FINL INC
COM
55272X102
261
35854
SH
SOLE
NONE
0
0
35854
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
213
37500
SH
SOLE
NONE
0
0
37500
MPLX LP
COM UNIT REP LTD
55336V100
613
18639
PRN
SOLE
NONE
0
0
18639
MAGELLAN MIDSTREAM PRTNRS
COM UNIT RP LP
559080106
1451
23935
SH
SOLE
NONE
0
0
23935
MAIN STREET CAPITAL CORP
COM
56035L104
978
26277
SH
SOLE
NONE
0
0
26277
MARATHON PETE CORP
COM
56585A102
462
7715
SH
SOLE
NONE
0
0
7715
MARRIOTT INTL INC NEW
CL A
571903202
1034
8268
SH
SOLE
NONE
0
0
8268
MASCO CORP
COM
574599106
826
21025
SH
SOLE
NONE
0
0
21025
MASTERCARD INC
CL A
57636Q104
5250
22298
SH
SOLE
NONE
0
0
22298
MATTHEWS INTL CORP
CL A
577128101
425
11500
SH
SOLE
NONE
0
0
11500
MCDONALDS CORP
COM
580135101
2209
11634
SH
SOLE
NONE
0
0
11634
MEDALLION FINL CORP
COM
583928106
177
25600
SH
SOLE
NONE
0
0
25600
MEDICAL PPTYS TRUST INC
COM
58463J304
869
46933
SH
SOLE
NONE
0
0
46933
MERCK & CO INC
COM
58933Y105
2567
30867
SH
SOLE
NONE
0
0
30867
MERITOR INC
COM
59001K100
888
43657
SH
SOLE
NONE
0
0
43657
METLIFE INC
COM
59156R108
239
5610
SH
SOLE
NONE
0
0
5610
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
205
40200
SH
SOLE
NONE
0
0
40200
MICROSOFT CORP
COM
594918104
6569
55698
SH
SOLE
NONE
0
0
55698
MICRON TECHNOLOGY INC
COM
595112103
920
22260
SH
SOLE
NONE
0
0
22260
MIDDLEBY CORP
COM
596278101
408
3140
SH
SOLE
NONE
0
0
3140
MONDELEZ INTL INC
CL A
609207105
1603
32118
SH
SOLE
NONE
0
0
32118
NATIONAL BANKSHARES INC VA
COM
634865109
406
9464
SH
SOLE
NONE
0
0
9464
NETAPP INC
COM
64110D104
832
12000
SH
SOLE
NONE
0
0
12000
NETFLIX INC
COM
64110L106
4331
12148
SH
SOLE
NONE
0
0
12148
NEW AMER HIGH INCOME FD IN
COM NEW
641876800
155
18260
SH
SOLE
NONE
0
0
18260
NEUBERGER BERMAN RE ES SEC
COM
64190A103
75
15000
SH
SOLE
NONE
0
0
15000
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
635
37553
SH
SOLE
NONE
0
0
37553
NEW YORK MTG TR INC
COM PAR $.02
649604501
310
50947
SH
SOLE
NONE
0
0
50947
NEXTERA ENERGY INC
COM
65339F101
780
4034
SH
SOLE
NONE
0
0
4034
NIKE INC
CL B
654106103
4177
49599
SH
SOLE
NONE
0
0
49599
NOKIA CORP
SPONSORED ADR
654902204
120
20960
SH
SOLE
NONE
0
0
20960
NOKIA CORP
SPONSORED ADR
654902204
63
12000
SH
Call
SOLE
NONE
0
0
12000
NORFOLK SOUTHERN CORP
COM
655844108
1687
9025
SH
SOLE
NONE
0
0
9025
NORTHROP GRUMMAN CORP
COM
666807102
1000
3708
SH
SOLE
NONE
0
0
3708
NUSTAR ENERGY LP
UNIT COM
67058H102
251
9330
SH
SOLE
NONE
0
0
9330
NUVEEN AMT FREE QLTY MUN I
COM
670657105
216
16186
SH
SOLE
NONE
0
0
16186
NVIDIA CORP
COM
67066G104
3556
19806
SH
SOLE
NONE
0
0
19806
NUVEEN QUALITY MUNCP INCOM
COM
67066V101
273
20143
SH
SOLE
NONE
0
0
20143
NUVEEN S&P 500 BUY-WRITE I
COM
6706ER101
239
18092
SH
SOLE
NONE
0
0
18092
NUVEEN S&P 500 DYN OVERWRI
COM
6706EW100
530
34225
SH
SOLE
NONE
0
0
34225
NUVEEN MUNICIPAL CREDIT IN
COM SH BEN INT
67070X101
372
24712
SH
SOLE
NONE
0
0
24712
NUVEEN AMT FREE MUN CR INC
COM
67071L106
238
15779
SH
SOLE
NONE
0
0
15779
NUVEEN PFD & INCM SECURTIE
COM
67072C105
159
17700
SH
SOLE
NONE
0
0
17700
NUVEEN HIGH INCOME NOVEMBE
COM
67077N106
435
44500
SH
SOLE
NONE
0
0
44500
OAKTREE SPECIALTY LENDING
COM
67401P108
122
23472
SH
SOLE
NONE
0
0
23472
OBSIDIAN ENERGY LTD
COM
674482104
5
17400
SH
SOLE
NONE
0
0
17400
OCCIDENTAL PETE CORP
COM
674599105
256
3873
SH
SOLE
NONE
0
0
3873
OLD DOMINION FREIGHT LINE
COM
679580100
982
6801
SH
SOLE
NONE
0
0
6801
OLD REP INTL CORP
COM
680223104
1695
81002
SH
SOLE
NONE
0
0
81002
OMEGA HEALTHCARE INVS INC
COM
681936100
273
7157
SH
SOLE
NONE
0
0
7157
OMEROS CORP
COM
682143102
430
24750
SH
SOLE
NONE
0
0
24750
ONEOK INC NEW
COM
682680103
7809
111816
SH
SOLE
NONE
0
0
111816
ORACLE CORP
COM
68389X105
2882
53661
SH
SOLE
NONE
0
0
53661
ORANGE
SPONSORED ADR
684060106
212
13000
SH
SOLE
NONE
0
0
13000
OXFORD SQUARE CAP CORP
COM
69181V107
75
11600
SH
SOLE
NONE
0
0
11600
PDC ENERGY INC
COM
69327R101
477
11732
SH
SOLE
NONE
0
0
11732
PGIM GLOBAL HIGH YIELD FD
COM
69346J106
202
14500
SH
SOLE
NONE
0
0
14500
PNC FINL SVCS GROUP INC
COM
693475105
476
3884
SH
SOLE
NONE
0
0
3884
PPG INDS INC
COM
693506107
739
6550
SH
SOLE
NONE
0
0
6550
PRA HEALTH SCIENCES INC
COM
69354M108
1075
9748
SH
SOLE
NONE
0
0
9748
PACCAR INC
COM
693718108
457
6700
SH
SOLE
NONE
0
0
6700
PACWEST BANCORP DEL
COM
695263103
234
6233
SH
SOLE
NONE
0
0
6233
PALO ALTO NETWORKS INC
COM
697435105
203
836
SH
SOLE
NONE
0
0
836
PARKER HANNIFIN CORP
COM
701094104
931
5425
SH
SOLE
NONE
0
0
5425
PAYPAL HLDGS INC
COM
70450Y103
1361
13109
SH
SOLE
NONE
0
0
13109
PEBBLEBROOK HOTEL TR
COM
70509V100
379
12201
SH
SOLE
NONE
0
0
12201
PEMBINA PIPELINE CORP
COM
706327103
294
8003
SH
SOLE
NONE
0
0
8003
PENNANTPARK INVT CORP
COM
708062104
111
16040
SH
SOLE
NONE
0
0
16040
PENNANTPARK FLOATING RATE
COM
70806A106
259
20186
SH
SOLE
NONE
0
0
20186
PENNS WOODS BANCORP INC
COM
708430103
206
5005
SH
SOLE
NONE
0
0
5005
PEPSICO INC
COM
713448108
1852
15113
SH
SOLE
NONE
0
0
15113
PFIZER INC
COM
717081103
3667
86351
SH
SOLE
NONE
0
0
86351
PHILIP MORRIS INTL INC
COM
718172109
5106
57769
SH
SOLE
NONE
0
0
57769
PHILLIPS 66
COM
718546104
464
4876
SH
SOLE
NONE
0
0
4876
PHYSICIANS RLTY TR
COM
71943U104
404
21488
SH
SOLE
NONE
0
0
21488
PIMCO HIGH INCOME FD
COM SHS
722014107
405
44893
SH
SOLE
NONE
0
0
44893
PIMCO INCOME STRATEGY FUND
COM
72201J104
112
10840
SH
SOLE
NONE
0
0
10840
PIMCO ETF TR
ACTIVE BD ETF
72201R775
596
5650
SH
SOLE
NONE
0
0
5650
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
5474
53901
SH
SOLE
NONE
0
0
53901
PIONEER MUN HIGH INCOME TR
COM SHS
723763108
357
29900
SH
SOLE
NONE
0
0
29900
POLARIS INDS INC
COM
731068102
659
7800
SH
SOLE
NONE
0
0
7800
PRIMERICA INC
COM
74164M108
1008
8252
SH
SOLE
NONE
0
0
8252
PROCTER AND GAMBLE CO
COM
742718109
1582
15200
SH
SOLE
NONE
0
0
15200
PROGRESSIVE CORP OHIO
COM
743315103
1059
14690
SH
SOLE
NONE
0
0
14690
PROLOGIS INC
COM
74340W103
468
6505
SH
SOLE
NONE
0
0
6505
PROSHARES TR
PSHS ULT S&P 500
74347R107
713
6052
SH
SOLE
NONE
0
0
6052
PROSHARES TR
PSHS ULTRA QQQ
74347R206
628
6982
SH
SOLE
NONE
0
0
6982
PROSHARES TR
PSHS ULT NASB
74347R214
832
15000
SH
SOLE
NONE
0
0
15000
PROSHARES TR II
ULTA BLMBG 2017
74347W247
409
19000
SH
SOLE
NONE
0
0
19000
PROSHARES TR
ULTRA FNCLS NEW
74347X633
481
12000
SH
SOLE
NONE
0
0
12000
PROSPECT CAPITAL CORPORATI
COM
74348T102
795
121967
SH
SOLE
NONE
0
0
121967
PROSPERITY BANCSHARES INC
COM
743606105
912
13200
SH
SOLE
NONE
0
0
13200
PRUDENTIAL FINL INC
COM
744320102
6368
69311
SH
SOLE
NONE
0
0
69311
PUBLIC STORAGE
COM
74460D109
404
1856
SH
SOLE
NONE
0
0
1856
PUTNAM MANAGED MUN INCOM T
COM
746823103
787
105170
SH
SOLE
NONE
0
0
105170
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
264
51176
SH
SOLE
NONE
0
0
51176
PUTNAM MASTER INTER INCOME
SH BEN INT
746909100
301
66272
SH
SOLE
NONE
0
0
66272
PUTNAM MUN OPPORTUNITIES T
SH BEN INT
746922103
175
14300
SH
SOLE
NONE
0
0
14300
QUALCOMM INC
COM
747525103
2254
39519
SH
SOLE
NONE
0
0
39519
RPM INTL INC
COM
749685103
399
6880
SH
SOLE
NONE
0
0
6880
RAYTHEON CO
COM NEW
755111507
269
1476
SH
SOLE
NONE
0
0
1476
REALTY INCOME CORP
COM
756109104
1495
20320
SH
SOLE
NONE
0
0
20320
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
219
6500
SH
SOLE
NONE
0
0
6500
REGIONS FINL CORP NEW
COM
7591EP100
6190
437478
SH
SOLE
NONE
0
0
437478
REVOLUTION LIGHTING TECHNO
COM NEW
76155G206
8
35236
SH
SOLE
NONE
0
0
35236
RING ENERGY INC
COM
76680V108
129
22000
SH
SOLE
NONE
0
0
22000
RITE AID CORP
COM
767754104
75
117469
SH
SOLE
NONE
0
0
117469
ROBERT HALF INTL INC
COM
770323103
833
12779
SH
SOLE
NONE
0
0
12779
ROCKWELL AUTOMATION INC
COM
773903109
737
4201
SH
SOLE
NONE
0
0
4201
ROKU INC
COM CL A
77543R102
377
5845
SH
SOLE
NONE
0
0
5845
ROLLINS INC
COM
775711104
3438
82616
SH
SOLE
NONE
0
0
82616
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
437
6828
SH
SOLE
NONE
0
0
6828
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
771
12324
SH
SOLE
NONE
0
0
12324
S&P GLOBAL INC
COM
78409V104
1244
5910
SH
SOLE
NONE
0
0
5910
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2979
10546
SH
SOLE
NONE
0
0
10546
SPDR S&P 500 ETF TR
TR UNIT
78462F103
75648
267800
SH
Put
SOLE
NONE
0
0
267800
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
358
7153
SH
SOLE
NONE
0
0
7153
SPDR SERIES TRUST
S&P BIOTECH
78464A870
236
2610
SH
SOLE
NONE
0
0
2610
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
242
5000
SH
SOLE
NONE
0
0
5000
SPDR DOW JONES INDL AVRG E
UT SER 1
78467X109
3374
13020
SH
SOLE
NONE
0
0
13020
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
417
1208
SH
SOLE
NONE
0
0
1208
SPDR SER TR
BLOOMBERG SRT TR
78468R408
218
8000
SH
SOLE
NONE
0
0
8000
SRC ENERGY INC
COM
78470V108
185
36192
SH
SOLE
NONE
0
0
36192
SALESFORCE COM INC
COM
79466L302
583
3684
SH
SOLE
NONE
0
0
3684
SANDRIDGE PERMIAN TR
COM UNIT BEN INT
80007A102
49
20825
SH
SOLE
NONE
0
0
20825
SANDRIDGE MISSISSIPPIAN TR
UNIT BEN INT
80007T101
42
42000
SH
SOLE
NONE
0
0
42000
SANDRIDGE MISSISSIPPIAN TR
SH BEN INT
80007V106
15
15000
SH
SOLE
NONE
0
0
15000
SCHLUMBERGER LTD
COM
806857108
340
7809
SH
SOLE
NONE
0
0
7809
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
366
6680
SH
SOLE
NONE
0
0
6680
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
220
8464
SH
SOLE
NONE
0
0
8464
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
365
6976
SH
SOLE
NONE
0
0
6976
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
317
9843
SH
SOLE
NONE
0
0
9843
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
221
2411
SH
SOLE
NONE
0
0
2411
SELECT SECTOR SPDR TR
ENERGY
81369Y506
464
7014
SH
SOLE
NONE
0
0
7014
SELECT SECTOR SPDR TR
ENERGY
81369Y506
251
3800
SH
Call
SOLE
NONE
0
0
3800
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
383
14916
SH
SOLE
NONE
0
0
14916
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
335
4462
SH
SOLE
NONE
0
0
4462
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
282
3810
SH
SOLE
NONE
0
0
3810
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
600
10320
SH
SOLE
NONE
0
0
10320
SEMPRA ENERGY
COM
816851109
798
6343
SH
SOLE
NONE
0
0
6343
SENSIENT TECHNOLOGIES CORP
COM
81725T100
1426
21041
SH
SOLE
NONE
0
0
21041
SIMON PPTY GROUP INC NEW
COM
828806109
790
4338
SH
SOLE
NONE
0
0
4338
SIRIUS XM HLDGS INC
COM
82968B103
5018
885037
SH
SOLE
NONE
0
0
885037
SKYWORKS SOLUTIONS INC
COM
83088M102
293
3556
SH
SOLE
NONE
0
0
3556
SNAP ON INC
COM
833034101
991
6333
SH
SOLE
NONE
0
0
6333
SOUTHERN CO
COM
842587107
1791
34664
SH
SOLE
NONE
0
0
34664
SOUTHWEST AIRLS CO
COM
844741108
672
12937
SH
SOLE
NONE
0
0
12937
SPLUNK INC
COM
848637104
548
4400
SH
SOLE
NONE
0
0
4400
SQUARE INC
CL A
852234103
748
9981
SH
SOLE
NONE
0
0
9981
STARBUCKS CORP
COM
855244109
1371
18436
SH
SOLE
NONE
0
0
18436
STARWOOD PPTY TR INC
COM
85571B105
266
11891
SH
SOLE
NONE
0
0
11891
STEEL DYNAMICS INC
COM
858119100
236
6690
SH
SOLE
NONE
0
0
6690
STORE CAP CORP
COM
862121100
426
12723
SH
SOLE
NONE
0
0
12723
STRYKER CORP
COM
863667101
563
2850
SH
SOLE
NONE
0
0
2850
SYNOPSYS INC
COM
871607107
1225
10639
SH
SOLE
NONE
0
0
10639
SYSCO CORP
COM
871829107
7247
108555
SH
SOLE
NONE
0
0
108555
TJX COS INC NEW
COM
872540109
564
10595
SH
SOLE
NONE
0
0
10595
TAKE-TWO INTERACTIVE SOFTW
COM
874054109
219
2325
SH
SOLE
NONE
0
0
2325
TARGET CORP
COM
87612E106
843
10509
SH
SOLE
NONE
0
0
10509
TEKLA WORLD HEALTHCARE FD
BEN INT SHS
87911L108
521
40675
SH
SOLE
NONE
0
0
40675
TEMPUR SEALY INTL INC
COM
88023U101
202
3500
SH
SOLE
NONE
0
0
3500
TEVA PHARMACEUTICAL INDS L
SPONSORED ADS
881624209
181
11571
SH
SOLE
NONE
0
0
11571
TEXAS INSTRS INC
COM
882508104
9639
90870
SH
SOLE
NONE
0
0
90870
TEXTRON INC
COM
883203101
600
11850
SH
SOLE
NONE
0
0
11850
TG THERAPEUTICS INC
COM
88322Q108
121
15000
SH
SOLE
NONE
0
0
15000
3M CO
COM
88579Y101
788
3794
SH
SOLE
NONE
0
0
3794
TORCHMARK CORP
COM
891027104
4721
57608
SH
SOLE
NONE
0
0
57608
TORONTO DOMINION BK ONT
COM NEW
891160509
240
4422
SH
SOLE
NONE
0
0
4422
TOTAL S A
SPONSORED ADS
89151E109
1083
19458
SH
SOLE
NONE
0
0
19458
TOTAL SYS SVCS INC
COM
891906109
1072
11285
SH
SOLE
NONE
0
0
11285
TOWNEBANK PORTSMOUTH VA
COM
89214P109
520
21000
SH
SOLE
NONE
0
0
21000
TRACON PHARMACEUTICALS INC
COM
89237H100
17
12500
SH
SOLE
NONE
0
0
12500
TRANSUNION
COM
89400J107
961
14378
SH
SOLE
NONE
0
0
14378
TRAVELERS COMPANIES INC
COM
89417E109
2683
19563
SH
SOLE
NONE
0
0
19563
TRI CONTL CORP
COM
895436103
640
24323
SH
SOLE
NONE
0
0
24323
TRICO BANCSHARES
COM
896095106
4246
108079
SH
SOLE
NONE
0
0
108079
TURQUOISE HILL RES LTD
COM
900435108
44
26278
SH
SOLE
NONE
0
0
26278
TWILIO INC
CL A
90138F102
1017
7870
SH
SOLE
NONE
0
0
7870
US BANCORP DEL
COM NEW
902973304
428
8875
SH
SOLE
NONE
0
0
8875
U S SILICA HLDGS INC
COM
90346E103
239
13750
SH
SOLE
NONE
0
0
13750
ULTA BEAUTY INC
COM
90384S303
235
675
SH
SOLE
NONE
0
0
675
ULTRA PETROLEUM CORP
COM NEW
903914208
9
14759
SH
SOLE
NONE
0
0
14759
UNILEVER PLC
SPON ADR NEW
904767704
213
3699
SH
SOLE
NONE
0
0
3699
UNION PACIFIC CORP
COM
907818108
804
4811
SH
SOLE
NONE
0
0
4811
UNITED PARCEL SERVICE INC
CL B
911312106
10946
97961
SH
SOLE
NONE
0
0
97961
UNITED TECHNOLOGIES CORP
COM
913017109
6497
50407
SH
SOLE
NONE
0
0
50407
UNITEDHEALTH GROUP INC
COM
91324P102
2669
10793
SH
SOLE
NONE
0
0
10793
UNIVERSAL DISPLAY CORP
COM
91347P105
229
1500
SH
SOLE
NONE
0
0
1500
URSTADT BIDDLE PPTYS INC
CL A
917286205
369
17871
SH
SOLE
NONE
0
0
17871
V F CORP
COM
918204108
589
6775
SH
SOLE
NONE
0
0
6775
VALERO ENERGY CORP NEW
COM
91913Y100
480
5661
SH
SOLE
NONE
0
0
5661
VANGUARD GROUP
DIV APP ETF
921908844
391
3569
SH
SOLE
NONE
0
0
3569
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
263
2119
SH
SOLE
NONE
0
0
2119
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
201
1298
SH
SOLE
NONE
0
0
1298
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
204
2435
SH
SOLE
NONE
0
0
2435
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
202
2484
SH
SOLE
NONE
0
0
2484
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
752
8779
SH
SOLE
NONE
0
0
8779
VANGUARD INTL EQUITY INDEX
FTSE EMR MKT ETF
922042858
413
9722
SH
SOLE
NONE
0
0
9722
VENTAS INC
COM
92276F100
1110
17393
SH
SOLE
NONE
0
0
17393
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
332
1280
SH
SOLE
NONE
0
0
1280
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
438
3065
SH
SOLE
NONE
0
0
3065
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
270
3112
SH
SOLE
NONE
0
0
3112
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
462
2570
SH
SOLE
NONE
0
0
2570
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
497
3860
SH
SOLE
NONE
0
0
3860
VANGUARD INDEX FDS
MID CAP ETF
922908629
765
4756
SH
SOLE
NONE
0
0
4756
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
230
1990
SH
SOLE
NONE
0
0
1990
VANGUARD INDEX FDS
SMALL CP ETF
922908751
419
2744
SH
SOLE
NONE
0
0
2744
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1812
12524
SH
SOLE
NONE
0
0
12524
VEREIT INC
COM
92339V100
407
48582
SH
SOLE
NONE
0
0
48582
VERIZON COMMUNICATIONS INC
COM
92343V104
12049
203772
SH
SOLE
NONE
0
0
203772
VISA INC
COM CL A
92826C839
4633
29662
SH
SOLE
NONE
0
0
29662
VISA INC
COM CL A
92826C839
234
1500
SH
Call
SOLE
NONE
0
0
1500
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
648
35662
SH
SOLE
NONE
0
0
35662
W P CAREY INC
COM
92936U109
571
7286
SH
SOLE
NONE
0
0
7286
WEC ENERGY GROUP INC
COM
92939U106
319
4032
SH
SOLE
NONE
0
0
4032
WALMART INC
COM
931142103
2312
23708
SH
SOLE
NONE
0
0
23708
WALGREENS BOOTS ALLIANCE I
COM
931427108
9752
154130
SH
SOLE
NONE
0
0
154130
WARRIOR MET COAL INC
COM
93627C101
1024
33680
SH
SOLE
NONE
0
0
33680
WASHINGTON PRIME GROUP NEW
COM
93964W108
87
15399
SH
SOLE
NONE
0
0
15399
WASTE MGMT INC DEL
COM
94106L109
658
6335
SH
SOLE
NONE
0
0
6335
WELLS FARGO CO NEW
COM
949746101
1526
31578
SH
SOLE
NONE
0
0
31578
WELLS FARGO INCOME OPPORTU
WF INC OPPTY FD
94987B105
449
57028
SH
SOLE
NONE
0
0
57028
WELLS FARGO MULTI SECTOR I
COM
94987D101
240
19815
SH
SOLE
NONE
0
0
19815
WELLTOWER INC
COM
95040Q104
623
8029
SH
SOLE
NONE
0
0
8029
WESTERN ASSET HIGH INCM OP
COM
95766K109
276
57212
SH
SOLE
NONE
0
0
57212
WESTERN ASSET HGH YLD DFND
COM
95768B107
193
13100
SH
SOLE
NONE
0
0
13100
WESTERN DIGITAL CORP
COM
958102105
256
5320
SH
SOLE
NONE
0
0
5320
WILLIAMS COS INC DEL
COM
969457100
413
14365
SH
SOLE
NONE
0
0
14365
WISDOMTREE TR
CBOE S&P 500
97717X560
242
9000
SH
SOLE
NONE
0
0
9000
XCEL ENERGY INC
COM
98389B100
315
5609
SH
SOLE
NONE
0
0
5609
XENIA HOTELS & RESORTS INC
COM
984017103
427
19494
SH
SOLE
NONE
0
0
19494
YUM BRANDS INC
COM
988498101
347
3473
SH
SOLE
NONE
0
0
3473
ZEBRA TECHNOLOGIES CORP
CL A
989207105
1121
5349
SH
SOLE
NONE
0
0
5349
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1895
10768
SH
SOLE
NONE
0
0
10768
LINDE PLC
COM
G5494J103
226
1284
SH
SOLE
NONE
0
0
1284
MALLINCKRODT PUB LTD CO
SHS
G5785G107
279
12840
SH
SOLE
NONE
0
0
12840
MARVELL TECHNOLOGY GROUP L
ORD
G5876H105
722
36277
SH
SOLE
NONE
0
0
36277
MEDTRONIC PLC
SHS
G5960L103
2257
24785
SH
SOLE
NONE
0
0
24785
APTIV PLC
SHS
G6095L109
200
2513
SH
SOLE
NONE
0
0
2513
NOBLE CORP PLC
SHS USD
G65431101
177
61743
SH
SOLE
NONE
0
0
61743
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
351
7339
SH
SOLE
NONE
0
0
7339
TRANSATLANTIC PETROLEUM LT
SHS NEW
G89982113
17
19300
SH
SOLE
NONE
0
0
19300
TRITON INTL LTD
CL A
G9078F107
424
13644
SH
SOLE
NONE
0
0
13644
TRANSOCEAN LTD
REG SHS
H8817H100
110
12585
SH
SOLE
NONE
0
0
12585
REWALK ROBOTICS LTD
SHS
M8216Q101
6
30000
SH
SOLE
NONE
0
0
30000