0001606587-19-000433.txt : 20190429 0001606587-19-000433.hdr.sgml : 20190429 20190429155913 ACCESSION NUMBER: 0001606587-19-000433 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190429 DATE AS OF CHANGE: 20190429 EFFECTIVENESS DATE: 20190429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC CENTRAL INDEX KEY: 0001666789 IRS NUMBER: 352145824 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17380 FILM NUMBER: 19775796 BUSINESS ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-705-5700 MAIL ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666789 XXXXXXXX 03-31-2019 03-31-2019 false Sheaff Brock Investment Advisors, LLC

8801 River Crossing Blvd Suite 100 Indianapolis IN 46240

13F HOLDINGS REPORT 028-17380 N Audrey Kurzawa 317-705-5700 Audrey Kurzawa Indianapolis IN 04-26-2019 0 513 821894 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ISHARES TR 20 YR TR BD ETF 464287432 0 549900 SH Call SOLE NONE 0 0 549900 AFLAC INC COM 001055102 408 8164 SH SOLE NONE 0 0 8164 AGNC INVT CORP COM 00123Q104 571 31749 SH SOLE NONE 0 0 31749 AK STL HLDG CORP COM 001547108 45 16400 SH SOLE NONE 0 0 16400 ALPS ETF TR ALERIAN MLP 00162Q866 191 19017 SH SOLE NONE 0 0 19017 AT&T INC COM 00206R102 5867 187093 SH SOLE NONE 0 0 187093 ABBOTT LABS COM 002824100 792 9909 SH SOLE NONE 0 0 9909 ABBVIE INC COM 00287Y109 8549 106079 SH SOLE NONE 0 0 106079 ABERDEEN ASIA PACIFIC INCO COM 003009107 203 48047 SH SOLE NONE 0 0 48047 ABERDEEN TOTAL DYNAMIC DIV COM SH BEN INT 00326L100 161 19486 SH SOLE NONE 0 0 19486 ACADIA PHARMACEUTICALS INC COM 004225108 2725 101500 SH SOLE NONE 0 0 101500 ACTIVISION BLIZZARD INC COM 00507V109 257 5639 SH SOLE NONE 0 0 5639 ADOBE INC COM 00724F101 977 3665 SH SOLE NONE 0 0 3665 ADVANCED MICRO DEVICES INC COM 007903107 914 35805 SH SOLE NONE 0 0 35805 AIR PRODS & CHEMS INC COM 009158106 273 1431 SH SOLE NONE 0 0 1431 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3660 20060 SH SOLE NONE 0 0 20060 ALLIANCEBERNSTEIN GBL HGH COM 01879R106 198 17058 SH SOLE NONE 0 0 17058 ALLIANZGI CONV INCOME FD COM 018828103 84 12945 SH SOLE NONE 0 0 12945 ALLISON TRANSMISSION HLDGS COM 01973R101 916 20390 SH SOLE NONE 0 0 20390 ALLSTATE CORP COM 020002101 1397 14829 SH SOLE NONE 0 0 14829 ALPHABET INC CAP STK CL C 02079K107 3144 2680 SH SOLE NONE 0 0 2680 ALPHABET INC CAP STK CL A 02079K305 4030 3424 SH SOLE NONE 0 0 3424 ALTABA INC COM 021346101 246 3317 SH SOLE NONE 0 0 3317 ALTRIA GROUP INC COM 02209S103 4894 85224 SH SOLE NONE 0 0 85224 AMAZON COM INC COM 023135106 15391 8643 SH SOLE NONE 0 0 8643 AMEREN CORP COM 023608102 407 5540 SH SOLE NONE 0 0 5540 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 783 54858 SH SOLE 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SH SOLE NONE 0 0 12032 ARES CAP CORP COM 04010L103 1112 64868 SH SOLE NONE 0 0 64868 ARISTA NETWORKS INC COM 040413106 296 940 SH SOLE NONE 0 0 940 ARMOUR RESIDENTIAL REIT IN COM NEW 042315507 200 10223 SH SOLE NONE 0 0 10223 AURORA CANNABIS INC COM 05156X108 108 11940 SH SOLE NONE 0 0 11940 AUTOMATIC DATA PROCESSING COM 053015103 772 4835 SH SOLE NONE 0 0 4835 AVALONBAY CMNTYS INC COM 053484101 411 2047 SH SOLE NONE 0 0 2047 AXON ENTERPRISE INC COM 05464C101 228 4185 SH SOLE NONE 0 0 4185 BB&T CORP COM 054937107 1120 24065 SH SOLE NONE 0 0 24065 BP PLC SPONSORED ADR 055622104 2349 53733 SH SOLE NONE 0 0 53733 BADGER METER INC COM 056525108 1057 19000 SH SOLE NONE 0 0 19000 BAIDU INC SPON ADR REP A 056752108 404 2450 SH SOLE NONE 0 0 2450 BANCO SANTANDER SA ADR 05964H105 78 16895 SH SOLE NONE 0 0 16895 BANK AMER CORP COM 060505104 5359 194237 SH SOLE NONE 0 0 194237 BANK NEW YORK MELLON CORP COM 064058100 228 4526 SH SOLE NONE 0 0 4526 BARINGS BDC INC COM 06759L103 99 10105 SH SOLE 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31575 SH SOLE NONE 0 0 31575 BOOKING HLDGS INC COM 09857L108 494 283 SH SOLE NONE 0 0 283 BOOZ ALLEN HAMILTON HLDG C CL A 099502106 1026 17647 SH SOLE NONE 0 0 17647 BRANDYWINEGBL GLBAL INM OP COM 10537L104 134 12000 SH SOLE NONE 0 0 12000 BRISTOL MYERS SQUIBB CO COM 110122108 6150 128894 SH SOLE NONE 0 0 128894 BROADRIDGE FINL SOLUTIONS COM 11133T103 902 8702 SH SOLE NONE 0 0 8702 BROADCOM INC COM 11135F101 340 1132 SH SOLE NONE 0 0 1132 BROOKDALE SR LIVING INC COM 112463104 135 20500 SH SOLE NONE 0 0 20500 B2GOLD CORP COM 11777Q209 34 12234 SH SOLE NONE 0 0 12234 B2GOLD CORP COM 11777Q209 0 10000 SH Call SOLE NONE 0 0 10000 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 307 9023 SH SOLE NONE 0 0 9023 CBL & ASSOC PPTYS INC COM 124830100 37 23600 SH SOLE NONE 0 0 23600 CBRE GROUP INC CL A 12504L109 1048 21193 SH SOLE NONE 0 0 21193 CDW CORP COM 12514G108 1070 11107 SH SOLE NONE 0 0 11107 CIGNA CORP NEW COM 125523100 758 4715 SH SOLE NONE 0 0 4715 CME GROUP INC COM CL A 12572Q105 3585 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22298 SH SOLE NONE 0 0 22298 MATTHEWS INTL CORP CL A 577128101 425 11500 SH SOLE NONE 0 0 11500 MCDONALDS CORP COM 580135101 2209 11634 SH SOLE NONE 0 0 11634 MEDALLION FINL CORP COM 583928106 177 25600 SH SOLE NONE 0 0 25600 MEDICAL PPTYS TRUST INC COM 58463J304 869 46933 SH SOLE NONE 0 0 46933 MERCK & CO INC COM 58933Y105 2567 30867 SH SOLE NONE 0 0 30867 MERITOR INC COM 59001K100 888 43657 SH SOLE NONE 0 0 43657 METLIFE INC COM 59156R108 239 5610 SH SOLE NONE 0 0 5610 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 205 40200 SH SOLE NONE 0 0 40200 MICROSOFT CORP COM 594918104 6569 55698 SH SOLE NONE 0 0 55698 MICRON TECHNOLOGY INC COM 595112103 920 22260 SH SOLE NONE 0 0 22260 MIDDLEBY CORP COM 596278101 408 3140 SH SOLE NONE 0 0 3140 MONDELEZ INTL INC CL A 609207105 1603 32118 SH SOLE NONE 0 0 32118 NATIONAL BANKSHARES INC VA COM 634865109 406 9464 SH SOLE NONE 0 0 9464 NETAPP INC COM 64110D104 832 12000 SH SOLE NONE 0 0 12000 NETFLIX INC COM 64110L106 4331 12148 SH SOLE NONE 0 0 12148 NEW AMER HIGH INCOME FD IN COM NEW 641876800 155 18260 SH SOLE NONE 0 0 18260 NEUBERGER BERMAN RE ES SEC COM 64190A103 75 15000 SH SOLE NONE 0 0 15000 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 635 37553 SH SOLE NONE 0 0 37553 NEW YORK MTG TR INC COM PAR $.02 649604501 310 50947 SH SOLE NONE 0 0 50947 NEXTERA ENERGY INC COM 65339F101 780 4034 SH SOLE NONE 0 0 4034 NIKE INC CL B 654106103 4177 49599 SH SOLE NONE 0 0 49599 NOKIA CORP SPONSORED ADR 654902204 120 20960 SH SOLE NONE 0 0 20960 NOKIA CORP SPONSORED ADR 654902204 63 12000 SH Call SOLE NONE 0 0 12000 NORFOLK SOUTHERN CORP COM 655844108 1687 9025 SH SOLE NONE 0 0 9025 NORTHROP GRUMMAN CORP COM 666807102 1000 3708 SH SOLE NONE 0 0 3708 NUSTAR ENERGY LP UNIT COM 67058H102 251 9330 SH SOLE NONE 0 0 9330 NUVEEN AMT FREE QLTY MUN I COM 670657105 216 16186 SH SOLE NONE 0 0 16186 NVIDIA CORP COM 67066G104 3556 19806 SH SOLE NONE 0 0 19806 NUVEEN QUALITY MUNCP INCOM COM 67066V101 273 20143 SH SOLE NONE 0 0 20143 NUVEEN S&P 500 BUY-WRITE I COM 6706ER101 239 18092 SH SOLE NONE 0 0 18092 NUVEEN S&P 500 DYN OVERWRI COM 6706EW100 530 34225 SH SOLE NONE 0 0 34225 NUVEEN MUNICIPAL CREDIT IN COM SH BEN INT 67070X101 372 24712 SH SOLE NONE 0 0 24712 NUVEEN AMT FREE MUN CR INC COM 67071L106 238 15779 SH SOLE NONE 0 0 15779 NUVEEN PFD & INCM SECURTIE COM 67072C105 159 17700 SH SOLE NONE 0 0 17700 NUVEEN HIGH INCOME NOVEMBE COM 67077N106 435 44500 SH SOLE NONE 0 0 44500 OAKTREE SPECIALTY LENDING COM 67401P108 122 23472 SH SOLE NONE 0 0 23472 OBSIDIAN ENERGY LTD COM 674482104 5 17400 SH SOLE NONE 0 0 17400 OCCIDENTAL PETE CORP COM 674599105 256 3873 SH SOLE NONE 0 0 3873 OLD DOMINION FREIGHT LINE COM 679580100 982 6801 SH SOLE NONE 0 0 6801 OLD REP INTL CORP COM 680223104 1695 81002 SH SOLE NONE 0 0 81002 OMEGA HEALTHCARE INVS INC COM 681936100 273 7157 SH SOLE NONE 0 0 7157 OMEROS CORP COM 682143102 430 24750 SH SOLE NONE 0 0 24750 ONEOK INC NEW COM 682680103 7809 111816 SH SOLE NONE 0 0 111816 ORACLE CORP COM 68389X105 2882 53661 SH SOLE NONE 0 0 53661 ORANGE SPONSORED ADR 684060106 212 13000 SH SOLE NONE 0 0 13000 OXFORD SQUARE CAP CORP COM 69181V107 75 11600 SH SOLE NONE 0 0 11600 PDC ENERGY INC COM 69327R101 477 11732 SH SOLE NONE 0 0 11732 PGIM GLOBAL HIGH YIELD FD COM 69346J106 202 14500 SH SOLE NONE 0 0 14500 PNC FINL SVCS GROUP INC COM 693475105 476 3884 SH SOLE NONE 0 0 3884 PPG INDS INC COM 693506107 739 6550 SH SOLE NONE 0 0 6550 PRA HEALTH SCIENCES INC COM 69354M108 1075 9748 SH SOLE NONE 0 0 9748 PACCAR INC COM 693718108 457 6700 SH SOLE NONE 0 0 6700 PACWEST BANCORP DEL COM 695263103 234 6233 SH SOLE NONE 0 0 6233 PALO ALTO NETWORKS INC COM 697435105 203 836 SH SOLE NONE 0 0 836 PARKER HANNIFIN CORP COM 701094104 931 5425 SH SOLE NONE 0 0 5425 PAYPAL HLDGS INC COM 70450Y103 1361 13109 SH SOLE NONE 0 0 13109 PEBBLEBROOK HOTEL TR COM 70509V100 379 12201 SH SOLE NONE 0 0 12201 PEMBINA PIPELINE CORP COM 706327103 294 8003 SH SOLE NONE 0 0 8003 PENNANTPARK INVT CORP COM 708062104 111 16040 SH SOLE NONE 0 0 16040 PENNANTPARK FLOATING RATE COM 70806A106 259 20186 SH SOLE NONE 0 0 20186 PENNS WOODS BANCORP INC COM 708430103 206 5005 SH SOLE NONE 0 0 5005 PEPSICO INC COM 713448108 1852 15113 SH SOLE NONE 0 0 15113 PFIZER INC COM 717081103 3667 86351 SH SOLE NONE 0 0 86351 PHILIP MORRIS INTL INC COM 718172109 5106 57769 SH SOLE NONE 0 0 57769 PHILLIPS 66 COM 718546104 464 4876 SH SOLE NONE 0 0 4876 PHYSICIANS RLTY TR COM 71943U104 404 21488 SH SOLE NONE 0 0 21488 PIMCO HIGH INCOME FD COM SHS 722014107 405 44893 SH SOLE NONE 0 0 44893 PIMCO INCOME STRATEGY FUND COM 72201J104 112 10840 SH SOLE NONE 0 0 10840 PIMCO ETF TR ACTIVE BD ETF 72201R775 596 5650 SH SOLE NONE 0 0 5650 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 5474 53901 SH SOLE NONE 0 0 53901 PIONEER MUN HIGH INCOME TR COM SHS 723763108 357 29900 SH SOLE NONE 0 0 29900 POLARIS INDS INC COM 731068102 659 7800 SH SOLE NONE 0 0 7800 PRIMERICA INC COM 74164M108 1008 8252 SH SOLE NONE 0 0 8252 PROCTER AND GAMBLE CO COM 742718109 1582 15200 SH SOLE NONE 0 0 15200 PROGRESSIVE CORP OHIO COM 743315103 1059 14690 SH SOLE NONE 0 0 14690 PROLOGIS INC COM 74340W103 468 6505 SH SOLE NONE 0 0 6505 PROSHARES TR PSHS ULT S&P 500 74347R107 713 6052 SH SOLE NONE 0 0 6052 PROSHARES TR PSHS ULTRA QQQ 74347R206 628 6982 SH SOLE NONE 0 0 6982 PROSHARES TR PSHS ULT NASB 74347R214 832 15000 SH SOLE NONE 0 0 15000 PROSHARES TR II ULTA BLMBG 2017 74347W247 409 19000 SH SOLE NONE 0 0 19000 PROSHARES TR ULTRA FNCLS NEW 74347X633 481 12000 SH SOLE NONE 0 0 12000 PROSPECT CAPITAL CORPORATI COM 74348T102 795 121967 SH SOLE NONE 0 0 121967 PROSPERITY BANCSHARES INC COM 743606105 912 13200 SH SOLE NONE 0 0 13200 PRUDENTIAL FINL INC COM 744320102 6368 69311 SH SOLE NONE 0 0 69311 PUBLIC STORAGE COM 74460D109 404 1856 SH SOLE NONE 0 0 1856 PUTNAM MANAGED MUN INCOM T COM 746823103 787 105170 SH SOLE NONE 0 0 105170 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 264 51176 SH SOLE NONE 0 0 51176 PUTNAM MASTER INTER INCOME SH BEN INT 746909100 301 66272 SH SOLE NONE 0 0 66272 PUTNAM MUN OPPORTUNITIES T SH BEN INT 746922103 175 14300 SH SOLE NONE 0 0 14300 QUALCOMM INC COM 747525103 2254 39519 SH SOLE NONE 0 0 39519 RPM INTL INC COM 749685103 399 6880 SH SOLE NONE 0 0 6880 RAYTHEON CO COM NEW 755111507 269 1476 SH SOLE NONE 0 0 1476 REALTY INCOME CORP COM 756109104 1495 20320 SH SOLE NONE 0 0 20320 REAVES UTIL INCOME FD COM SH BEN INT 756158101 219 6500 SH SOLE NONE 0 0 6500 REGIONS FINL CORP NEW COM 7591EP100 6190 437478 SH SOLE NONE 0 0 437478 REVOLUTION LIGHTING TECHNO COM NEW 76155G206 8 35236 SH SOLE NONE 0 0 35236 RING ENERGY INC COM 76680V108 129 22000 SH SOLE NONE 0 0 22000 RITE AID CORP COM 767754104 75 117469 SH SOLE NONE 0 0 117469 ROBERT HALF INTL INC COM 770323103 833 12779 SH SOLE NONE 0 0 12779 ROCKWELL AUTOMATION INC COM 773903109 737 4201 SH SOLE NONE 0 0 4201 ROKU INC COM CL A 77543R102 377 5845 SH SOLE NONE 0 0 5845 ROLLINS INC COM 775711104 3438 82616 SH SOLE NONE 0 0 82616 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 437 6828 SH SOLE NONE 0 0 6828 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 771 12324 SH SOLE NONE 0 0 12324 S&P GLOBAL INC COM 78409V104 1244 5910 SH SOLE NONE 0 0 5910 SPDR S&P 500 ETF TR TR UNIT 78462F103 2979 10546 SH SOLE NONE 0 0 10546 SPDR S&P 500 ETF TR TR UNIT 78462F103 75648 267800 SH Put SOLE NONE 0 0 267800 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 358 7153 SH SOLE NONE 0 0 7153 SPDR SERIES TRUST S&P BIOTECH 78464A870 236 2610 SH SOLE NONE 0 0 2610 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 242 5000 SH SOLE NONE 0 0 5000 SPDR DOW JONES INDL AVRG E UT SER 1 78467X109 3374 13020 SH SOLE NONE 0 0 13020 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 417 1208 SH SOLE NONE 0 0 1208 SPDR SER TR BLOOMBERG SRT TR 78468R408 218 8000 SH SOLE NONE 0 0 8000 SRC ENERGY INC COM 78470V108 185 36192 SH SOLE NONE 0 0 36192 SALESFORCE COM INC COM 79466L302 583 3684 SH SOLE NONE 0 0 3684 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 49 20825 SH SOLE NONE 0 0 20825 SANDRIDGE MISSISSIPPIAN TR UNIT BEN INT 80007T101 42 42000 SH SOLE NONE 0 0 42000 SANDRIDGE MISSISSIPPIAN TR SH BEN INT 80007V106 15 15000 SH SOLE NONE 0 0 15000 SCHLUMBERGER LTD COM 806857108 340 7809 SH SOLE NONE 0 0 7809 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 366 6680 SH SOLE NONE 0 0 6680 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 220 8464 SH SOLE NONE 0 0 8464 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 365 6976 SH SOLE NONE 0 0 6976 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 317 9843 SH SOLE NONE 0 0 9843 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 221 2411 SH SOLE NONE 0 0 2411 SELECT SECTOR SPDR TR ENERGY 81369Y506 464 7014 SH SOLE NONE 0 0 7014 SELECT SECTOR SPDR TR ENERGY 81369Y506 251 3800 SH Call SOLE NONE 0 0 3800 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 383 14916 SH SOLE NONE 0 0 14916 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 335 4462 SH SOLE NONE 0 0 4462 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 282 3810 SH SOLE NONE 0 0 3810 SELECT SECTOR SPDR TR 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0 0 2850 SYNOPSYS INC COM 871607107 1225 10639 SH SOLE NONE 0 0 10639 SYSCO CORP COM 871829107 7247 108555 SH SOLE NONE 0 0 108555 TJX COS INC NEW COM 872540109 564 10595 SH SOLE NONE 0 0 10595 TAKE-TWO INTERACTIVE SOFTW COM 874054109 219 2325 SH SOLE NONE 0 0 2325 TARGET CORP COM 87612E106 843 10509 SH SOLE NONE 0 0 10509 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 521 40675 SH SOLE NONE 0 0 40675 TEMPUR SEALY INTL INC COM 88023U101 202 3500 SH SOLE NONE 0 0 3500 TEVA PHARMACEUTICAL INDS L SPONSORED ADS 881624209 181 11571 SH SOLE NONE 0 0 11571 TEXAS INSTRS INC COM 882508104 9639 90870 SH SOLE NONE 0 0 90870 TEXTRON INC COM 883203101 600 11850 SH SOLE NONE 0 0 11850 TG THERAPEUTICS INC COM 88322Q108 121 15000 SH SOLE NONE 0 0 15000 3M CO COM 88579Y101 788 3794 SH SOLE NONE 0 0 3794 TORCHMARK CORP COM 891027104 4721 57608 SH SOLE NONE 0 0 57608 TORONTO DOMINION BK ONT COM NEW 891160509 240 4422 SH SOLE NONE 0 0 4422 TOTAL S A SPONSORED ADS 89151E109 1083 19458 SH SOLE NONE 0 0 19458 TOTAL SYS SVCS INC COM 891906109 1072 11285 SH SOLE NONE 0 0 11285 TOWNEBANK PORTSMOUTH VA COM 89214P109 520 21000 SH SOLE NONE 0 0 21000 TRACON PHARMACEUTICALS INC COM 89237H100 17 12500 SH SOLE NONE 0 0 12500 TRANSUNION COM 89400J107 961 14378 SH SOLE NONE 0 0 14378 TRAVELERS COMPANIES INC COM 89417E109 2683 19563 SH SOLE NONE 0 0 19563 TRI CONTL CORP COM 895436103 640 24323 SH SOLE NONE 0 0 24323 TRICO BANCSHARES COM 896095106 4246 108079 SH SOLE NONE 0 0 108079 TURQUOISE HILL RES LTD COM 900435108 44 26278 SH SOLE NONE 0 0 26278 TWILIO INC CL A 90138F102 1017 7870 SH SOLE NONE 0 0 7870 US BANCORP DEL COM NEW 902973304 428 8875 SH SOLE NONE 0 0 8875 U S SILICA HLDGS INC COM 90346E103 239 13750 SH SOLE NONE 0 0 13750 ULTA BEAUTY INC COM 90384S303 235 675 SH SOLE NONE 0 0 675 ULTRA PETROLEUM CORP COM NEW 903914208 9 14759 SH SOLE NONE 0 0 14759 UNILEVER PLC SPON ADR NEW 904767704 213 3699 SH SOLE NONE 0 0 3699 UNION PACIFIC CORP COM 907818108 804 4811 SH SOLE NONE 0 0 4811 UNITED PARCEL SERVICE INC CL B 911312106 10946 97961 SH SOLE NONE 0 0 97961 UNITED TECHNOLOGIES CORP COM 913017109 6497 50407 SH SOLE NONE 0 0 50407 UNITEDHEALTH GROUP INC COM 91324P102 2669 10793 SH SOLE NONE 0 0 10793 UNIVERSAL DISPLAY CORP COM 91347P105 229 1500 SH SOLE NONE 0 0 1500 URSTADT BIDDLE PPTYS INC CL A 917286205 369 17871 SH SOLE NONE 0 0 17871 V F CORP COM 918204108 589 6775 SH SOLE NONE 0 0 6775 VALERO ENERGY CORP NEW COM 91913Y100 480 5661 SH SOLE NONE 0 0 5661 VANGUARD GROUP DIV APP ETF 921908844 391 3569 SH SOLE NONE 0 0 3569 VANGUARD WORLD FD MEGA GRWTH IND 921910816 263 2119 SH SOLE NONE 0 0 2119 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 201 1298 SH SOLE NONE 0 0 1298 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 204 2435 SH SOLE NONE 0 0 2435 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 202 2484 SH SOLE NONE 0 0 2484 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 752 8779 SH SOLE NONE 0 0 8779 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 413 9722 SH SOLE NONE 0 0 9722 VENTAS INC COM 92276F100 1110 17393 SH SOLE NONE 0 0 17393 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 332 1280 SH SOLE NONE 0 0 1280 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 438 3065 SH SOLE NONE 0 0 3065 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 270 3112 SH SOLE NONE 0 0 3112 VANGUARD INDEX FDS SML CP GRW ETF 922908595 462 2570 SH SOLE NONE 0 0 2570 VANGUARD INDEX FDS SM CP VAL ETF 922908611 497 3860 SH SOLE NONE 0 0 3860 VANGUARD INDEX FDS MID CAP ETF 922908629 765 4756 SH SOLE NONE 0 0 4756 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 230 1990 SH SOLE NONE 0 0 1990 VANGUARD INDEX FDS SMALL CP ETF 922908751 419 2744 SH SOLE NONE 0 0 2744 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1812 12524 SH SOLE NONE 0 0 12524 VEREIT INC COM 92339V100 407 48582 SH SOLE NONE 0 0 48582 VERIZON COMMUNICATIONS INC COM 92343V104 12049 203772 SH SOLE NONE 0 0 203772 VISA INC COM CL A 92826C839 4633 29662 SH SOLE NONE 0 0 29662 VISA INC COM CL A 92826C839 234 1500 SH Call SOLE NONE 0 0 1500 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 648 35662 SH SOLE NONE 0 0 35662 W P CAREY INC COM 92936U109 571 7286 SH SOLE NONE 0 0 7286 WEC ENERGY GROUP INC COM 92939U106 319 4032 SH SOLE NONE 0 0 4032 WALMART INC COM 931142103 2312 23708 SH SOLE NONE 0 0 23708 WALGREENS BOOTS ALLIANCE I COM 931427108 9752 154130 SH SOLE NONE 0 0 154130 WARRIOR MET COAL INC COM 93627C101 1024 33680 SH SOLE NONE 0 0 33680 WASHINGTON PRIME GROUP NEW COM 93964W108 87 15399 SH SOLE NONE 0 0 15399 WASTE MGMT INC DEL COM 94106L109 658 6335 SH SOLE NONE 0 0 6335 WELLS FARGO CO NEW COM 949746101 1526 31578 SH SOLE NONE 0 0 31578 WELLS FARGO INCOME OPPORTU WF INC OPPTY FD 94987B105 449 57028 SH SOLE NONE 0 0 57028 WELLS FARGO MULTI SECTOR I COM 94987D101 240 19815 SH SOLE NONE 0 0 19815 WELLTOWER INC COM 95040Q104 623 8029 SH SOLE NONE 0 0 8029 WESTERN ASSET HIGH INCM OP COM 95766K109 276 57212 SH SOLE NONE 0 0 57212 WESTERN ASSET HGH YLD DFND COM 95768B107 193 13100 SH SOLE NONE 0 0 13100 WESTERN DIGITAL CORP COM 958102105 256 5320 SH SOLE NONE 0 0 5320 WILLIAMS COS INC DEL COM 969457100 413 14365 SH SOLE NONE 0 0 14365 WISDOMTREE TR CBOE S&P 500 97717X560 242 9000 SH SOLE NONE 0 0 9000 XCEL ENERGY INC COM 98389B100 315 5609 SH SOLE NONE 0 0 5609 XENIA HOTELS & RESORTS INC COM 984017103 427 19494 SH SOLE NONE 0 0 19494 YUM BRANDS INC COM 988498101 347 3473 SH SOLE NONE 0 0 3473 ZEBRA TECHNOLOGIES CORP CL A 989207105 1121 5349 SH SOLE NONE 0 0 5349 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1895 10768 SH SOLE NONE 0 0 10768 LINDE PLC COM G5494J103 226 1284 SH SOLE NONE 0 0 1284 MALLINCKRODT PUB LTD CO SHS G5785G107 279 12840 SH SOLE NONE 0 0 12840 MARVELL TECHNOLOGY GROUP L ORD G5876H105 722 36277 SH SOLE NONE 0 0 36277 MEDTRONIC PLC SHS G5960L103 2257 24785 SH SOLE NONE 0 0 24785 APTIV PLC SHS G6095L109 200 2513 SH SOLE NONE 0 0 2513 NOBLE CORP PLC SHS USD G65431101 177 61743 SH SOLE NONE 0 0 61743 SEAGATE TECHNOLOGY PLC SHS G7945M107 351 7339 SH SOLE NONE 0 0 7339 TRANSATLANTIC PETROLEUM LT SHS NEW G89982113 17 19300 SH SOLE NONE 0 0 19300 TRITON INTL LTD CL A G9078F107 424 13644 SH SOLE NONE 0 0 13644 TRANSOCEAN LTD REG SHS H8817H100 110 12585 SH SOLE NONE 0 0 12585 REWALK ROBOTICS LTD SHS M8216Q101 6 30000 SH SOLE NONE 0 0 30000