Chief Compliance Officer

0001606587-18-000845.txt : 20181109 0001606587-18-000845.hdr.sgml : 20181109 20181109093941 ACCESSION NUMBER: 0001606587-18-000845 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 EFFECTIVENESS DATE: 20181109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC CENTRAL INDEX KEY: 0001666789 IRS NUMBER: 352145824 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17380 FILM NUMBER: 181171637 BUSINESS ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-705-5700 MAIL ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666789 XXXXXXXX 09-30-2018 09-30-2018 false Sheaff Brock Investment Advisors, LLC

8801 River Crossing Blvd Suite 100 Indianapolis IN 46240

13F HOLDINGS REPORT 028-17380 N Audrey Kurzawa Chief Compliance Officer 317-705-5700 Audrey Kurzawa Indianapolis IN 11-08-2018 0 529 1058177 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3611 33806 SH SOLE NONE 0 0 33806 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 212 9189 SH SOLE NONE 0 0 9189 PROLOGIS INC COM 74340W103 238 3517 SH SOLE NONE 0 0 3517 PACWEST BANCORP DEL COM 695263103 308 6467 SH SOLE NONE 0 0 6467 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 649 6383 SH SOLE NONE 0 0 6383 KAR AUCTION SVCS INC COM 48238T109 7115 119206 SH SOLE NONE 0 0 119206 WARRIOR MET COAL INC COM 93627C101 925 34205 SH SOLE NONE 0 0 34205 FORTUNA SILVER MINES INC COM 349915108 119 27340 SH SOLE NONE 0 0 27340 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 2225 99951 SH SOLE NONE 0 0 99951 EVERSOURCE ENERGY COM 30040W108 973 15839 SH SOLE NONE 0 0 15839 CANOPY GROWTH CORP COM 138035100 527 10835 SH SOLE NONE 0 0 10835 BARINGS BDC INC COM 06759L103 101 10105 SH SOLE NONE 0 0 10105 BROADCOM INC COM 11135F101 227 918 SH SOLE NONE 0 0 918 APTIV PLC SHS G6095L109 219 2611 SH SOLE NONE 0 0 2611 ALLERGAN PLC SHS G0177J108 209 1097 SH SOLE NONE 0 0 1097 SOUTHCROSS ENERGY PARTNERS L COM UNIT LTDPT 84130C100 10 17436 PRN SOLE NONE 0 0 17436 MPLX LP COM UNIT REP LTD 55336V100 621 17904 PRN SOLE NONE 0 0 17904 CEDAR FAIR L P DEPOSITRY UNIT 150185106 285 5471 PRN SOLE NONE 0 0 5471 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 226 3000 SH Call SOLE NONE 0 0 3000 SPDR SERIES TRUST S&P BIOTECH 78464A870 2799 29200 SH Call SOLE NONE 0 0 29200 UNITED TECHNOLOGIES CORP COM 913017109 280 2000 SH Call SOLE NONE 0 0 2000 CONSTELLATION BRANDS INC CL A 21036P108 323 1500 SH Call SOLE NONE 0 0 1500 SPDR S&P 500 ETF TR TR UNIT 78462F103 84309 290000 SH Put SOLE NONE 0 0 290000 SPDR S&P 500 ETF TR TR UNIT 78462F103 88786 305400 SH Call SOLE NONE 0 0 305400 SPDR S&P 500 ETF TR TR UNIT 78462F103 84832 291800 SH Call SOLE NONE 0 0 291800 RAYTHEON CO COM NEW 755111507 207 1000 SH Call SOLE NONE 0 0 1000 INVESCO QQQ TR UNIT SER 1 46090E103 1505 8100 SH Call SOLE NONE 0 0 8100 PFIZER INC COM 717081103 441 10000 SH Call SOLE NONE 0 0 10000 NOKIA CORP SPONSORED ADR 654902204 67 12000 SH Call SOLE NONE 0 0 12000 3M CO COM 88579Y101 211 1000 SH Call SOLE NONE 0 0 1000 ALPHABET INC CAP STK CL A 02079K305 362 300 SH Call SOLE NONE 0 0 300 ALPHABET INC CAP STK CL A 02079K305 1207 1000 SH Call SOLE NONE 0 0 1000 GENERAL ELECTRIC CO COM 369604103 113 10000 SH Call SOLE NONE 0 0 10000 B2GOLD CORP COM 11777Q209 23 10000 SH Call SOLE NONE 0 0 10000 AMAZON COM INC COM 023135106 401 200 SH Call SOLE NONE 0 0 200 AMAZON COM INC COM 023135106 601 300 SH Call SOLE NONE 0 0 300 AMAZON COM INC COM 023135106 1002 500 SH Call SOLE NONE 0 0 500 APPLE INC COM 037833100 248 1100 SH Call SOLE NONE 0 0 1100 ZIOPHARM ONCOLOGY INC COM 98973P101 46 14482 SH SOLE NONE 0 0 14482 ZEBRA TECHNOLOGIES CORP CL A 989207105 1094 6187 SH SOLE NONE 0 0 6187 YUM BRANDS INC COM 988498101 343 3773 SH SOLE NONE 0 0 3773 INTREXON CORP COM 46122T102 638 37052 SH SOLE NONE 0 0 37052 EXXON MOBIL CORP COM 30231G102 20139 236872 SH SOLE NONE 0 0 236872 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 253 2158 SH SOLE NONE 0 0 2158 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 258 2707 SH SOLE NONE 0 0 2707 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 437 5802 SH SOLE NONE 0 0 5802 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 428 5462 SH SOLE NONE 0 0 5462 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 464 16807 SH SOLE NONE 0 0 16807 SELECT SECTOR SPDR TR ENERGY 81369Y506 657 8679 SH SOLE NONE 0 0 8679 XENIA HOTELS & RESORTS INC COM 984017103 227 9585 SH SOLE NONE 0 0 9585 XCEL ENERGY INC COM 98389B100 276 5838 SH SOLE NONE 0 0 5838 SPDR SERIES TRUST S&P BIOTECH 78464A870 335 3494 SH SOLE NONE 0 0 3494 WESTROCK CO COM 96145D105 900 16833 SH SOLE NONE 0 0 16833 W P CAREY INC COM 92936U109 438 6806 SH SOLE NONE 0 0 6806 WALMART INC COM 931142103 4645 49465 SH SOLE NONE 0 0 49465 WILLIAMS COS INC DEL COM 969457100 471 17313 SH SOLE NONE 0 0 17313 WASTE MGMT INC DEL COM 94106L109 568 6289 SH SOLE NONE 0 0 6289 WEATHERFORD INTL PLC ORD SHS G48833100 31 11400 SH SOLE NONE 0 0 11400 WELLS FARGO CO NEW COM 949746101 1585 30161 SH SOLE NONE 0 0 30161 WELLTOWER INC COM 95040Q104 484 7529 SH SOLE NONE 0 0 7529 WEC ENERGY GROUP INC COM 92939U106 270 4051 SH SOLE NONE 0 0 4051 WESTERN DIGITAL CORP COM 958102105 347 5924 SH SOLE NONE 0 0 5924 WALGREENS BOOTS ALLIANCE INC COM 931427108 6065 83194 SH SOLE NONE 0 0 83194 VERIZON COMMUNICATIONS INC COM 92343V104 10995 205931 SH SOLE NONE 0 0 205931 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 675 7747 SH SOLE NONE 0 0 7747 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 224 1830 SH SOLE NONE 0 0 1830 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 399 9722 SH SOLE NONE 0 0 9722 VENTAS INC COM 92276F100 696 12797 SH SOLE NONE 0 0 12797 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1588 10612 SH SOLE NONE 0 0 10612 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 437 3065 SH SOLE NONE 0 0 3065 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 206 1298 SH SOLE NONE 0 0 1298 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 556 2080 SH SOLE NONE 0 0 2080 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 815 37562 SH SOLE NONE 0 0 37562 VANGUARD INDEX FDS MID CAP ETF 922908629 784 4775 SH SOLE NONE 0 0 4775 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 246 3047 SH SOLE NONE 0 0 3047 VALERO ENERGY CORP NEW COM 91913Y100 1915 16837 SH SOLE NONE 0 0 16837 INVESCO MUN TR COM 46131J103 281 24350 SH SOLE NONE 0 0 24350 VANGUARD GROUP DIV APP ETF 921908844 240 2169 SH SOLE NONE 0 0 2169 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 203 3892 SH SOLE NONE 0 0 3892 VEREIT INC COM 92339V100 163 22486 SH SOLE NONE 0 0 22486 VANGUARD INDEX FDS SM CP VAL ETF 922908611 432 3100 SH SOLE NONE 0 0 3100 VANGUARD INDEX FDS SML CP GRW ETF 922908595 481 2570 SH SOLE NONE 0 0 2570 VANGUARD INDEX FDS SMALL CP ETF 922908751 421 2591 SH SOLE NONE 0 0 2591 VISA INC COM CL A 92826C839 4602 30664 SH SOLE NONE 0 0 30664 PROSHARES TR ULTRA FNCLS NEW 74347X633 519 12000 SH SOLE NONE 0 0 12000 UNITED TECHNOLOGIES CORP COM 913017109 7220 51640 SH SOLE NONE 0 0 51640 US BANCORP DEL COM NEW 902973304 475 8986 SH SOLE NONE 0 0 8986 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1546 227089 SH SOLE NONE 0 0 227089 UNITED RENTALS INC COM 911363109 997 6096 SH SOLE NONE 0 0 6096 UNITED PARCEL SERVICE INC CL B 911312106 11371 97393 SH SOLE NONE 0 0 97393 ULTRA PETROLEUM CORP COM NEW 903914208 17 14759 SH SOLE NONE 0 0 14759 UNION PAC CORP COM 907818108 773 4748 SH SOLE NONE 0 0 4748 UNITEDHEALTH GROUP INC COM 91324P102 5090 19133 SH SOLE NONE 0 0 19133 UNILEVER PLC SPON ADR NEW 904767704 203 3697 SH SOLE NONE 0 0 3697 UNIVERSAL HLTH SVCS INC CL B 913903100 876 6855 SH SOLE NONE 0 0 6855 TRI CONTL CORP COM 895436103 649 23279 SH SOLE NONE 0 0 23279 TEXTRON INC COM 883203101 998 13960 SH SOLE NONE 0 0 13960 TEXAS INSTRS INC COM 882508104 10128 94394 SH SOLE NONE 0 0 94394 TWITTER INC COM 90184L102 201 7045 SH SOLE NONE 0 0 7045 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 321 2325 SH SOLE NONE 0 0 2325 TOTAL SYS SVCS INC COM 891906109 1220 12359 SH SOLE NONE 0 0 12359 TESLA INC COM 88160R101 334 1261 SH SOLE NONE 0 0 1261 TRAVELERS COMPANIES INC COM 89417E109 1944 14986 SH SOLE NONE 0 0 14986 TRANSUNION COM 89400J107 1098 14927 SH SOLE NONE 0 0 14927 TRITON INTL LTD CL A G9078F107 555 16679 SH SOLE NONE 0 0 16679 TURQUOISE HILL RES LTD COM 900435108 62 29278 SH SOLE NONE 0 0 29278 TEMPUR SEALY INTL INC COM 88023U101 206 3900 SH SOLE NONE 0 0 3900 TOWNEBANK PORTSMOUTH VA COM 89214P109 648 21000 SH SOLE NONE 0 0 21000 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 236 5000 SH SOLE NONE 0 0 5000 TOTAL S A SPONSORED ADR 89151E109 1254 19483 SH SOLE NONE 0 0 19483 TOMPKINS FINANCIAL CORPORATI COM 890110109 203 2500 SH SOLE NONE 0 0 2500 TORCHMARK CORP COM 891027104 5036 58092 SH SOLE NONE 0 0 58092 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 312 8100 SH SOLE NONE 0 0 8100 TJX COS INC NEW COM 872540109 589 5260 SH SOLE NONE 0 0 5260 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 470 33488 SH SOLE NONE 0 0 33488 TG THERAPEUTICS INC COM 88322Q108 84 15000 SH SOLE NONE 0 0 15000 TARGET CORP COM 87612E106 873 9893 SH SOLE NONE 0 0 9893 TORONTO DOMINION BK ONT COM NEW 891160509 268 4409 SH SOLE NONE 0 0 4409 TRICO BANCSHARES COM 896095106 4174 108079 SH SOLE NONE 0 0 108079 AT&T INC COM 00206R102 6534 194580 SH SOLE NONE 0 0 194580 SYSCO CORP COM 871829107 8074 110232 SH SOLE NONE 0 0 110232 STRYKER CORP COM 863667101 506 2850 SH SOLE NONE 0 0 2850 SENSIENT TECHNOLOGIES CORP COM 81725T100 1610 21041 SH SOLE NONE 0 0 21041 SKYWORKS SOLUTIONS INC COM 83088M102 318 3501 SH SOLE NONE 0 0 3501 CONSTELLATION BRANDS INC CL A 21036P108 291 1350 SH SOLE NONE 0 0 1350 SEAGATE TECHNOLOGY PLC SHS G7945M107 347 7332 SH SOLE NONE 0 0 7332 STEEL DYNAMICS INC COM 858119100 296 6545 SH SOLE NONE 0 0 6545 PROSHARES TR PSHS ULT S&P 500 74347R107 772 6052 SH SOLE NONE 0 0 6052 SEMPRA ENERGY COM 816851109 720 6334 SH SOLE NONE 0 0 6334 SRC ENERGY INC COM 78470V108 322 36192 SH SOLE NONE 0 0 36192 SPIRIT RLTY CAP INC NEW COM 84860W102 122 15100 SH SOLE NONE 0 0 15100 SQUARE INC CL A 852234103 493 4980 SH SOLE NONE 0 0 4980 SPDR S&P 500 ETF TR TR UNIT 78462F103 3064 10540 SH SOLE NONE 0 0 10540 NUVEEN S&P 500 DYN OVERWRITE COM 6706EW100 615 36398 SH SOLE NONE 0 0 36398 S&P GLOBAL INC COM 78409V104 1166 5966 SH SOLE NONE 0 0 5966 SIMON PPTY GROUP INC NEW COM 828806109 603 3411 SH SOLE NONE 0 0 3411 SOUTHERN CO COM 842587107 1435 32912 SH SOLE NONE 0 0 32912 NEW SR INVT GROUP INC COM 648691103 62 10448 SH SOLE NONE 0 0 10448 SYNOPSYS INC COM 871607107 1109 11245 SH SOLE NONE 0 0 11245 SNAP ON INC COM 833034101 1174 6393 SH SOLE NONE 0 0 6393 U S SILICA HLDGS INC COM 90346E103 201 10650 SH SOLE NONE 0 0 10650 SCHLUMBERGER LTD COM 806857108 485 7958 SH SOLE NONE 0 0 7958 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 81 16300 SH SOLE NONE 0 0 16300 SPDR SER TR BLOOMBERG SRT TR 78468R408 221 8000 SH SOLE NONE 0 0 8000 SIRIUS XM HLDGS INC COM 82968B103 5502 870529 SH SOLE NONE 0 0 870529 ISHARES TR 1 3 YR TREAS BD 464287457 839 10094 SH SOLE NONE 0 0 10094 SENDGRID INC COM 816883102 662 18000 SH SOLE NONE 0 0 18000 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 56 42000 SH SOLE NONE 0 0 42000 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 315 5625 SH SOLE NONE 0 0 5625 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 365 6886 SH SOLE NONE 0 0 6886 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 344 9643 SH SOLE NONE 0 0 9643 SOUTHERN COPPER CORP COM 84265V105 209 4835 SH SOLE NONE 0 0 4835 STARBUCKS CORP COM 855244109 1142 20094 SH SOLE NONE 0 0 20094 BANCO SANTANDER SA ADR 05964H105 111 22226 SH SOLE NONE 0 0 22226 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 340 7153 SH SOLE NONE 0 0 7153 REVOLUTION LIGHTING TECHNOLO COM NEW 76155G206 157 55236 SH SOLE NONE 0 0 55236 RAYTHEON CO COM NEW 755111507 661 3198 SH SOLE NONE 0 0 3198 RANGE RES CORP COM 75281A109 309 18200 SH SOLE NONE 0 0 18200 COHEN & STEERS QUALITY RLTY COM 19247L106 206 16833 SH SOLE NONE 0 0 16833 RPM INTL INC COM 749685103 385 5924 SH SOLE NONE 0 0 5924 ROLLINS INC COM 775711104 3343 55078 SH SOLE NONE 0 0 55078 ROKU INC COM CL A 77543R102 344 4715 SH SOLE NONE 0 0 4715 ROCKWELL AUTOMATION INC COM 773903109 844 4500 SH SOLE NONE 0 0 4500 ROBERT HALF INTL INC COM 770323103 895 12719 SH SOLE NONE 0 0 12719 REAL GOODS SOLAR INC CL A 2017 75601N500 62 160000 SH SOLE NONE 0 0 160000 REGIONS FINL CORP NEW COM 7591EP100 7924 431815 SH SOLE NONE 0 0 431815 ISHARES TR MORTGE REL ETF 46435G342 261 5999 SH SOLE NONE 0 0 5999 RING ENERGY INC COM 76680V108 168 17000 SH SOLE NONE 0 0 17000 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 442 6228 SH SOLE NONE 0 0 6228 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 852 12509 SH SOLE NONE 0 0 12509 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 213 1643 SH SOLE NONE 0 0 1643 RITE AID CORP COM 767754104 163 127469 SH SOLE NONE 0 0 127469 INVESCO QQQ TR UNIT SER 1 46090E103 2433 13095 SH SOLE NONE 0 0 13095 PROSHARES TR PSHS ULTRA QQQ 74347R206 703 6982 SH SOLE NONE 0 0 6982 QUALCOMM INC COM 747525103 2725 37832 SH SOLE NONE 0 0 37832 PAYPAL HLDGS INC COM 70450Y103 1290 14687 SH SOLE NONE 0 0 14687 PRAXAIR INC COM 74005P104 206 1283 SH SOLE NONE 0 0 1283 PENNS WOODS BANCORP INC COM 708430103 217 5005 SH SOLE NONE 0 0 5005 WISDOMTREE TR CBOE S&P 500 97717X560 276 9000 SH SOLE NONE 0 0 9000 PORTOLA PHARMACEUTICALS INC COM 737010108 203 7607 SH SOLE NONE 0 0 7607 PHILLIPS 66 COM 718546104 863 7655 SH SOLE NONE 0 0 7655 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 251 20429 SH SOLE NONE 0 0 20429 PROSPECT CAPITAL CORPORATION COM 74348T102 1032 140792 SH SOLE NONE 0 0 140792 PRUDENTIAL FINL INC COM 744320102 6931 68406 SH SOLE NONE 0 0 68406 PRIMERICA INC COM 74164M108 1024 8495 SH SOLE NONE 0 0 8495 PRA HEALTH SCIENCES INC COM 69354M108 1181 10714 SH SOLE NONE 0 0 10714 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 269 51176 SH SOLE NONE 0 0 51176 PENNANTPARK INVT CORP COM 708062104 82 11050 SH SOLE NONE 0 0 11050 PNC FINL SVCS GROUP INC COM 693475105 529 3884 SH SOLE NONE 0 0 3884 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 163 14300 SH SOLE NONE 0 0 14300 PUTNAM MANAGED MUN INCOM TR COM 746823103 695 100375 SH SOLE NONE 0 0 100375 PHILIP MORRIS INTL INC COM 718172109 5484 67254 SH SOLE NONE 0 0 67254 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 300 66272 SH SOLE NONE 0 0 66272 POLARIS INDS INC COM 731068102 787 7800 SH SOLE NONE 0 0 7800 PULTE GROUP INC COM 745867101 491 19816 SH SOLE NONE 0 0 19816 PIMCO HIGH INCOME FD COM SHS 722014107 355 42333 SH SOLE NONE 0 0 42333 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 236 12734 SH SOLE NONE 0 0 12734 PARKER HANNIFIN CORP COM 701094104 1071 5825 SH SOLE NONE 0 0 5825 PGT INNOVATIONS INC COM 69336V101 1077 49861 SH SOLE NONE 0 0 49861 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 206 11317 SH SOLE NONE 0 0 11317 PROCTER AND GAMBLE CO COM 742718109 1280 15378 SH SOLE NONE 0 0 15378 PENNANTPARK FLOATING RATE CA COM 70806A106 261 19862 SH SOLE NONE 0 0 19862 ISHARES TR S&P US PFD STK 464288687 885 23832 SH SOLE NONE 0 0 23832 PFIZER INC COM 717081103 10666 242023 SH SOLE NONE 0 0 242023 PREFERRED BK LOS ANGELES CA COM NEW 740367404 234 4000 SH SOLE NONE 0 0 4000 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 256 14270 SH SOLE NONE 0 0 14270 ARATANA THERAPEUTICS INC COM 03874P101 58 10000 SH SOLE NONE 0 0 10000 PEPSICO INC COM 713448108 1732 15491 SH SOLE NONE 0 0 15491 PEBBLEBROOK HOTEL TR COM 70509V100 204 5617 SH SOLE NONE 0 0 5617 PDC ENERGY INC COM 69327R101 574 11732 SH SOLE NONE 0 0 11732 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 204 8460 SH SOLE NONE 0 0 8460 PACCAR INC COM 693718108 525 7700 SH SOLE NONE 0 0 7700 PEMBINA PIPELINE CORP COM 706327103 272 8003 SH SOLE NONE 0 0 8003 PROSPERITY BANCSHARES INC COM 743606105 915 13200 SH SOLE NONE 0 0 13200 OCCIDENTAL PETE CORP DEL COM 674599105 506 6161 SH SOLE NONE 0 0 6161 OXFORD SQUARE CAP CORP COM 69181V107 83 11600 SH SOLE NONE 0 0 11600 ORACLE CORP COM 68389X105 2905 56351 SH SOLE NONE 0 0 56351 ORANGE SPONSORED ADR 684060106 218 13736 SH SOLE NONE 0 0 13736 OPKO HEALTH INC COM 68375N103 41 11895 SH SOLE NONE 0 0 11895 OMEROS CORP COM 682143102 555 22750 SH SOLE NONE 0 0 22750 UNIVERSAL DISPLAY CORP COM 91347P105 200 1700 SH SOLE NONE 0 0 1700 ONEOK INC NEW COM 682680103 7703 113628 SH SOLE NONE 0 0 113628 OMEGA HEALTHCARE INVS INC COM 681936100 232 7076 SH SOLE NONE 0 0 7076 OLD DOMINION FGHT LINES INC COM 679580100 1101 6828 SH SOLE NONE 0 0 6828 OAKTREE SPECIALTY LENDING CO COM 67401P108 114 22962 SH SOLE NONE 0 0 22962 OWENS CORNING NEW COM 690742101 695 12800 SH SOLE NONE 0 0 12800 OBSIDIAN ENERGY LTD COM 674482104 17 17701 SH SOLE NONE 0 0 17701 REALTY INCOME CORP COM 756109104 1066 18734 SH SOLE NONE 0 0 18734 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 310 21538 SH SOLE NONE 0 0 21538 NEW YORK MTG TR INC COM PAR $.02 649604501 234 38447 SH SOLE NONE 0 0 38447 NUVEEN AMT FREE MUN CR INC F COM 67071L106 212 14534 SH SOLE NONE 0 0 14534 NVIDIA CORP COM 67066G104 4578 16290 SH SOLE NONE 0 0 16290 NETAPP INC COM 64110D104 1031 12000 SH SOLE NONE 0 0 12000 NORFOLK SOUTHERN CORP COM 655844108 1628 9017 SH SOLE NONE 0 0 9017 NUSTAR ENERGY LP UNIT COM 67058H102 259 9330 SH SOLE NONE 0 0 9330 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 611 34284 SH SOLE NONE 0 0 34284 NEUBERGER BERMAN RE ES SEC F COM 64190A103 74 15000 SH SOLE NONE 0 0 15000 NOKIA CORP SPONSORED ADR 654902204 111 19960 SH SOLE NONE 0 0 19960 NORTHROP GRUMMAN CORP COM 666807102 1290 4066 SH SOLE NONE 0 0 4066 ANNALY CAP MGMT INC COM 035710409 742 72547 SH SOLE NONE 0 0 72547 NATIONAL BANKSHARES INC VA COM 634865109 430 9464 SH SOLE NONE 0 0 9464 NIKE INC CL B 654106103 1126 13294 SH SOLE NONE 0 0 13294 NOVAGOLD RES INC COM NEW 66987E206 98 26300 SH SOLE NONE 0 0 26300 NETFLIX INC COM 64110L106 4571 12219 SH SOLE NONE 0 0 12219 NEOS THERAPEUTICS INC COM 64052L106 49 10000 SH SOLE NONE 0 0 10000 NEXTERA ENERGY INC COM 65339F101 575 3433 SH SOLE NONE 0 0 3433 NUVEEN AMT FREE QLTY MUN INC COM 670657105 205 16186 SH SOLE NONE 0 0 16186 ALLIANZGI CONV INCOME FD COM 018828103 90 12940 SH SOLE NONE 0 0 12940 NUVEEN QUALITY MUNCP INCOME COM 67066V101 258 20143 SH SOLE NONE 0 0 20143 MICRON TECHNOLOGY INC COM 595112103 1806 39930 SH SOLE NONE 0 0 39930 ISHARES TR USA MOMENTUM FCT 46432F396 1423 11954 SH SOLE NONE 0 0 11954 M & T BK CORP COM 55261F104 658 4000 SH SOLE NONE 0 0 4000 MICROSOFT CORP COM 594918104 5470 47829 SH SOLE NONE 0 0 47829 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 700 36277 SH SOLE NONE 0 0 36277 MERCK & CO INC COM 58933Y105 2478 34931 SH SOLE NONE 0 0 34931 MEDICAL PPTYS TRUST INC COM 58463J304 639 42871 SH SOLE NONE 0 0 42871 MARATHON PETE CORP COM 56585A102 1337 16725 SH SOLE NONE 0 0 16725 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 510 40000 SH SOLE NONE 0 0 40000 ALTRIA GROUP INC COM 02209S103 5590 92693 SH SOLE NONE 0 0 92693 MALLINCKRODT PUB LTD CO SHS G5785G107 377 12846 SH SOLE NONE 0 0 12846 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 207 37500 SH SOLE NONE 0 0 37500 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1664 24576 SH SOLE NONE 0 0 24576 3M CO COM 88579Y101 887 4210 SH SOLE NONE 0 0 4210 MCCORMICK & CO INC COM NON VTG 579780206 337 2555 SH SOLE NONE 0 0 2555 MIDDLEBY CORP COM 596278101 406 3140 SH SOLE NONE 0 0 3140 PIONEER MUN HIGH INCOME TR COM SHS 723763108 329 29600 SH SOLE NONE 0 0 29600 VANGUARD WORLD FD MEGA GRWTH IND 921910816 272 2119 SH SOLE NONE 0 0 2119 MEDALLION FINL CORP COM 583928106 170 25600 SH SOLE NONE 0 0 25600 METLIFE INC COM 59156R108 253 5405 SH SOLE NONE 0 0 5405 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 500 1362 SH SOLE NONE 0 0 1362 MEDTRONIC PLC SHS G5960L103 2450 24910 SH SOLE NONE 0 0 24910 MONDELEZ INTL INC CL A 609207105 1414 32917 SH SOLE NONE 0 0 32917 MCDONALDS CORP COM 580135101 8534 51014 SH SOLE NONE 0 0 51014 MB FINANCIAL INC NEW COM 55264U108 302 6558 SH SOLE NONE 0 0 6558 MATTHEWS INTL CORP CL A 577128101 634 12650 SH SOLE NONE 0 0 12650 MASCO CORP COM 574599106 843 23025 SH SOLE NONE 0 0 23025 MARRIOTT INTL INC NEW CL A 571903202 1210 9168 SH SOLE NONE 0 0 9168 MAIN STREET CAPITAL CORP COM 56035L104 857 22266 SH SOLE NONE 0 0 22266 MASTERCARD INCORPORATED CL A 57636Q104 5481 24623 SH SOLE NONE 0 0 24623 LAMB WESTON HLDGS INC COM 513272104 1231 18486 SH SOLE NONE 0 0 18486 LAS VEGAS SANDS CORP COM 517834107 967 16306 SH SOLE NONE 0 0 16306 LAM RESEARCH CORP COM 512807108 1282 8450 SH SOLE NONE 0 0 8450 ISHARES TR IBOXX INV CP ETF 464287242 380 3309 SH SOLE NONE 0 0 3309 LOWES COS INC COM 548661107 593 5169 SH SOLE NONE 0 0 5169 CHENIERE ENERGY INC COM NEW 16411R208 396 5705 SH SOLE NONE 0 0 5705 LOCKHEED MARTIN CORP COM 539830109 9324 26952 SH SOLE NONE 0 0 26952 LILLY ELI & CO COM 532457108 2794 26039 SH SOLE NONE 0 0 26039 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1471 8469 SH SOLE NONE 0 0 8469 LEGGETT & PLATT INC COM 524660107 257 5873 SH SOLE NONE 0 0 5873 KOHLS CORP COM 500255104 336 4503 SH SOLE NONE 0 0 4503 KITE RLTY GROUP TR COM NEW 49803T300 383 22976 SH SOLE NONE 0 0 22976 COCA COLA CO COM 191216100 3413 73880 SH SOLE NONE 0 0 73880 CARMAX INC COM 143130102 231 3095 SH SOLE NONE 0 0 3095 KINDER MORGAN INC DEL COM 49456B101 712 40130 SH SOLE NONE 0 0 40130 KIMBERLY CLARK CORP COM 494368103 982 8644 SH SOLE NONE 0 0 8644 KLA-TENCOR CORP COM 482480100 6188 60836 SH SOLE NONE 0 0 60836 KRAFT HEINZ CO COM 500754106 1286 23329 SH SOLE NONE 0 0 23329 KINGOLD JEWELRY INC COM NEW 49579A204 14 13950 SH SOLE NONE 0 0 13950 COFFEE HLDGS INC COM 192176105 90 20250 SH SOLE NONE 0 0 20250 JPMORGAN CHASE & CO COM 46625H100 12824 113650 SH SOLE NONE 0 0 113650 JOHNSON & JOHNSON COM 478160104 4170 30178 SH SOLE NONE 0 0 30178 NUVEEN HIGH INCOME NOVEMBER COM 67077N106 419 44000 SH SOLE NONE 0 0 44000 NUVEEN HGH INC DEC18 TRGT TR COM 67075P103 219 22200 SH SOLE NONE 0 0 22200 ISHARES TR RUS 2000 GRW ETF 464287648 205 951 SH SOLE NONE 0 0 951 ISHARES TR RUSSELL 2000 ETF 464287655 329 1954 SH SOLE NONE 0 0 1954 ISHARES TR RUS 1000 GRW ETF 464287614 224 1434 SH SOLE NONE 0 0 1434 ILLINOIS TOOL WKS INC COM 452308109 380 2692 SH SOLE NONE 0 0 2692 INTUITIVE SURGICAL INC COM NEW 46120E602 496 864 SH SOLE NONE 0 0 864 IQIYI INC SPONSORED ADS 46267X108 250 9250 SH SOLE NONE 0 0 9250 INTL PAPER CO COM 460146103 5390 109666 SH SOLE NONE 0 0 109666 INTUIT COM 461202103 688 3027 SH SOLE NONE 0 0 3027 INTEL CORP COM 458140100 11415 241392 SH SOLE NONE 0 0 241392 ISHARES TR S&P SML 600 GWT 464287887 316 1568 SH SOLE NONE 0 0 1568 ISHARES TR CORE S&P SCP ETF 464287804 495 5672 SH SOLE NONE 0 0 5672 ISHARES TR CORE S&P MCP ETF 464287507 324 1609 SH SOLE NONE 0 0 1609 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 263 3718 SH SOLE NONE 0 0 3718 IDEXX LABS INC COM 45168D104 1154 4622 SH SOLE NONE 0 0 4622 INTERNATIONAL BUSINESS MACHS COM 459200101 3066 20279 SH SOLE NONE 0 0 20279 ISHARES TR NASDAQ BIOTECH 464287556 402 3297 SH SOLE NONE 0 0 3297 BLACKROCK CORPOR HI YLD FD I COM 09255P107 545 51846 SH SOLE NONE 0 0 51846 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 191 13100 SH SOLE NONE 0 0 13100 ISHARES TR IBOXX HI YD ETF 464288513 698 8072 SH SOLE NONE 0 0 8072 NEW AMER HIGH INCOME FD INC COM NEW 641876800 157 18260 SH SOLE NONE 0 0 18260 HUMANA INC COM 444859102 786 2323 SH SOLE NONE 0 0 2323 HARRIS CORP DEL COM 413875105 905 5351 SH SOLE NONE 0 0 5351 HORMEL FOODS CORP COM 440452100 552 14000 SH SOLE NONE 0 0 14000 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 5812 201528 SH SOLE NONE 0 0 201528 HONEYWELL INTL INC COM 438516106 805 4839 SH SOLE NONE 0 0 4839 HOME BANCSHARES INC COM 436893200 9330 426011 SH SOLE NONE 0 0 426011 HOULIHAN LOKEY INC CL A 441593100 909 20224 SH SOLE NONE 0 0 20224 HECLA MNG CO COM 422704106 143 51291 SH SOLE NONE 0 0 51291 WESTERN ASSET HIGH INCM OPP COM 95766K109 282 59212 SH SOLE NONE 0 0 59212 HESS CORP COM 42809H107 653 9118 SH SOLE NONE 0 0 9118 HUDSON TECHNOLOGIES INC COM 444144109 17 13500 SH SOLE NONE 0 0 13500 HOME DEPOT INC COM 437076102 12760 61596 SH SOLE NONE 0 0 61596 HCP INC COM 40414L109 358 13585 SH SOLE NONE 0 0 13585 HUNTINGTON BANCSHARES INC COM 446150104 430 28819 SH SOLE NONE 0 0 28819 HASBRO INC COM 418056107 1231 11708 SH SOLE NONE 0 0 11708 HALLIBURTON CO COM 406216101 277 6845 SH SOLE NONE 0 0 6845 GRAINGER W W INC COM 384802104 217 608 SH SOLE NONE 0 0 608 GOLDMAN SACHS GROUP INC COM 38141G104 413 1841 SH SOLE NONE 0 0 1841 GABELLI HLTHCARE & WELLNESS SHS 36246K103 229 20741 SH SOLE NONE 0 0 20741 GULFPORT ENERGY CORP COM NEW 402635304 208 20000 SH SOLE NONE 0 0 20000 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 120 13651 SH SOLE NONE 0 0 13651 ALPHABET INC CAP STK CL A 02079K305 4658 3859 SH SOLE NONE 0 0 3859 ALPHABET INC CAP STK CL C 02079K107 3839 3217 SH SOLE NONE 0 0 3217 GLOBUS MED INC CL A 379577208 1768 31142 SH SOLE NONE 0 0 31142 GENERAL MTRS CO COM 37045V100 569 16894 SH SOLE NONE 0 0 16894 CORNING INC COM 219350105 1508 42720 SH SOLE NONE 0 0 42720 SPDR GOLD TRUST GOLD SHS 78463V107 218 1937 SH SOLE NONE 0 0 1937 GENERAL MLS INC COM 370334104 351 8179 SH SOLE NONE 0 0 8179 GILEAD SCIENCES INC COM 375558103 1933 25040 SH SOLE NONE 0 0 25040 PGIM GLOBAL SHORT DURATION H COM 69346J106 201 14500 SH SOLE NONE 0 0 14500 GABELLI MULTIMEDIA TR INC COM 36239Q109 152 16447 SH SOLE NONE 0 0 16447 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 109 23280 SH SOLE NONE 0 0 23280 GRACO INC COM 384109104 375 8097 SH SOLE NONE 0 0 8097 GENERAL ELECTRIC CO COM 369604103 1677 148539 SH SOLE NONE 0 0 148539 GABELLI DIVD & INCOME TR COM 36242H104 224 9367 SH SOLE NONE 0 0 9367 GABELLI EQUITY TR INC COM 362397101 1038 160252 SH SOLE NONE 0 0 160252 FIRST US BANCSHARES INC COM 33744V103 580 53416 SH SOLE NONE 0 0 53416 FRANKLIN LTD DURATION INC TR COM 35472T101 219 21500 SH SOLE NONE 0 0 21500 BLACKROCK FLOAT RATE OME STR COM 09255X100 411 29800 SH SOLE NONE 0 0 29800 FARMLAND PARTNERS INC COM 31154R109 107 16000 SH SOLE NONE 0 0 16000 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 5759 146341 SH SOLE NONE 0 0 146341 ISHARES TR FLTG RATE NT ETF 46429B655 204 4000 SH SOLE NONE 0 0 4000 FOOT LOCKER INC COM 344849104 1209 23718 SH SOLE NONE 0 0 23718 FIFTH THIRD BANCORP COM 316773100 1646 58953 SH SOLE NONE 0 0 58953 FISERV INC COM 337738108 610 7400 SH SOLE NONE 0 0 7400 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 193 10566 SH SOLE NONE 0 0 10566 FIRST TR ENERGY INCOME & GRW COM 33738G104 267 12000 SH SOLE NONE 0 0 12000 FIRSTENERGY CORP COM 337932107 233 6258 SH SOLE NONE 0 0 6258 FEDEX CORP COM 31428X106 394 1636 SH SOLE NONE 0 0 1636 FREEPORT-MCMORAN INC CL B 35671D857 155 11164 SH SOLE NONE 0 0 11164 FACEBOOK INC CL A 30303M102 5917 35980 SH SOLE NONE 0 0 35980 DIAMONDBACK ENERGY INC COM 25278X109 433 3200 SH SOLE NONE 0 0 3200 FORD MTR CO DEL COM PAR $0.01 345370860 3534 382043 SH SOLE NONE 0 0 382043 EATON VANCE TAX MNGD GBL DV COM 27829F108 1140 119956 SH SOLE NONE 0 0 119956 EXELON CORP COM 30161N101 369 8445 SH SOLE NONE 0 0 8445 EXACT SCIENCES CORP COM 30063P105 584 7400 SH SOLE NONE 0 0 7400 ISHARES INC MSCI AUST ETF 464286103 415 18763 SH SOLE NONE 0 0 18763 EVERCORE INC CLASS A 29977A105 999 9934 SH SOLE NONE 0 0 9934 EATON VANCE TXMGD GL BUYWR O COM 27829C105 525 43623 SH SOLE NONE 0 0 43623 EATON VANCE RISK MNGD DIV EQ COM 27829G106 324 32625 SH SOLE NONE 0 0 32625 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 313 17959 SH SOLE NONE 0 0 17959 EXPRESS SCRIPTS HLDG CO COM 30219G108 394 4147 SH SOLE NONE 0 0 4147 ENSYNC INC COM 29359T102 57 225372 SH SOLE NONE 0 0 225372 WELLS FARGO MULTI SECTOR INC COM 94987D101 247 20315 SH SOLE NONE 0 0 20315 ENTERPRISE PRODS PARTNERS L COM 293792107 2069 72015 SH SOLE NONE 0 0 72015 EATON VANCE ENHANCED EQ INC COM 278274105 186 11639 SH SOLE NONE 0 0 11639 ENTEGRIS INC COM 29362U104 785 27125 SH SOLE NONE 0 0 27125 ENBRIDGE INC COM 29250N105 313 9704 SH SOLE NONE 0 0 9704 EMX RTY CORP COM 26873J107 52 42732 SH SOLE NONE 0 0 42732 EMERSON ELEC CO COM 291011104 919 11998 SH SOLE NONE 0 0 11998 LAUDER ESTEE COS INC CL A 518439104 535 3680 SH SOLE NONE 0 0 3680 ENCOMPASS HEALTH CORP COM 29261A100 1002 12855 SH SOLE NONE 0 0 12855 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 229 20793 SH SOLE NONE 0 0 20793 ISHARES TR MSCI EMG MKT ETF 464287234 229 5333 SH SOLE NONE 0 0 5333 CONSOLIDATED EDISON INC COM 209115104 639 8390 SH SOLE NONE 0 0 8390 EBAY INC COM 278642103 234 7090 SH SOLE NONE 0 0 7090 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 450 56768 SH SOLE NONE 0 0 56768 DXC TECHNOLOGY CO COM 23355L106 270 2890 SH SOLE NONE 0 0 2890 DOWDUPONT INC COM 26078J100 3846 59799 SH SOLE NONE 0 0 59799 ISHARES TR SELECT DIVID ETF 464287168 743 7453 SH SOLE NONE 0 0 7453 DUKE ENERGY CORP NEW COM NEW 26441C204 1307 16329 SH SOLE NONE 0 0 16329 DTE ENERGY CO COM 233331107 357 3268 SH SOLE NONE 0 0 3268 DUKE REALTY CORP COM NEW 264411505 730 25748 SH SOLE NONE 0 0 25748 DOMINOS PIZZA INC COM 25754A201 310 1052 SH SOLE NONE 0 0 1052 DNP SELECT INCOME FD COM 23325P104 184 16620 SH SOLE NONE 0 0 16620 DENISON MINES CORP COM 248356107 24 36700 SH SOLE NONE 0 0 36700 DIGITAL RLTY TR INC COM 253868103 1099 9773 SH SOLE NONE 0 0 9773 DISNEY WALT CO COM DISNEY 254687106 10104 86402 SH SOLE NONE 0 0 86402 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2599 9831 SH SOLE NONE 0 0 9831 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 82 31288 SH SOLE NONE 0 0 31288 DIGI INTL INC COM 253798102 182 13500 SH SOLE NONE 0 0 13500 DOLLAR GEN CORP NEW COM 256677105 420 3844 SH SOLE NONE 0 0 3844 DISCOVER FINL SVCS COM 254709108 7023 91860 SH SOLE NONE 0 0 91860 DEERE & CO COM 244199105 659 4386 SH SOLE NONE 0 0 4386 DOMINION ENERGY INC COM 25746U109 1296 18442 SH SOLE NONE 0 0 18442 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 199 40200 SH SOLE NONE 0 0 40200 CEMEX SAB DE CV SPON ADR NEW 151290889 179 25414 SH SOLE NONE 0 0 25414 CHEVRON CORP NEW COM 166764100 6229 50940 SH SOLE NONE 0 0 50940 CVS HEALTH CORP COM 126650100 1174 14918 SH SOLE NONE 0 0 14918 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1038 13450 SH SOLE NONE 0 0 13450 CENTURYLINK INC COM 156700106 455 21452 SH SOLE NONE 0 0 21452 CINTAS CORP COM 172908105 1019 5152 SH SOLE NONE 0 0 5152 CSX CORP COM 126408103 1144 15450 SH SOLE NONE 0 0 15450 CISCO SYS INC COM 17275R102 7919 162765 SH SOLE NONE 0 0 162765 CARRIZO OIL & GAS INC COM 144577103 267 10600 SH SOLE NONE 0 0 10600 SALESFORCE COM INC COM 79466L302 598 3759 SH SOLE NONE 0 0 3759 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 62 22380 SH SOLE NONE 0 0 22380 CAMPBELL SOUP CO COM 134429109 206 5614 SH SOLE NONE 0 0 5614 COSTCO WHSL CORP NEW COM 22160K105 890 3790 SH SOLE NONE 0 0 3790 CONOCOPHILLIPS COM 20825C104 2249 29054 SH SOLE NONE 0 0 29054 COLLEGIUM PHARMACEUTICAL INC COM 19459J104 387 26225 SH SOLE NONE 0 0 26225 ROCKWELL COLLINS INC COM 774341101 283 2012 SH SOLE NONE 0 0 2012 CENTENE CORP DEL COM 15135B101 1643 11349 SH SOLE NONE 0 0 11349 CAPSTEAD MTG CORP COM NO PAR 14067E506 89 11302 SH SOLE NONE 0 0 11302 CUMMINS INC COM 231021106 1309 8960 SH SOLE NONE 0 0 8960 CME GROUP INC COM CL A 12572Q105 3741 21980 SH SOLE NONE 0 0 21980 COMCAST CORP NEW CL A 20030N101 568 16032 SH SOLE NONE 0 0 16032 COMERICA INC COM 200340107 353 3908 SH SOLE NONE 0 0 3908 CLOROX CO DEL COM 189054109 254 1692 SH SOLE NONE 0 0 1692 CLEVELAND CLIFFS INC COM 185899101 341 26900 SH SOLE NONE 0 0 26900 COLGATE PALMOLIVE CO COM 194162103 702 10484 SH SOLE NONE 0 0 10484 BLACKROCK ENH CAP & INC FD I COM 09256A109 428 24880 SH SOLE NONE 0 0 24880 CIGNA CORPORATION COM 125509109 592 2842 SH SOLE NONE 0 0 2842 CALAMOS GBL DYN INCOME FUND COM 12811L107 203 22399 SH SOLE NONE 0 0 22399 CHESAPEAKE ENERGY CORP COM 165167107 151 33527 SH SOLE NONE 0 0 33527 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 284 23576 SH SOLE NONE 0 0 23576 CITIZENS FINL GROUP INC COM 174610105 6582 170661 SH SOLE NONE 0 0 170661 CELGENE CORP COM 151020104 2974 33237 SH SOLE NONE 0 0 33237 CDW CORP COM 12514G108 1057 11891 SH SOLE NONE 0 0 11891 CADENCE DESIGN SYSTEM INC COM 127387108 1057 23320 SH SOLE NONE 0 0 23320 CARNIVAL CORP UNIT 99/99/9999 143658300 1104 17315 SH SOLE NONE 0 0 17315 CBS CORP NEW CL B 124857202 705 12277 SH SOLE NONE 0 0 12277 CBRE GROUP INC CL A 12504L109 1037 23518 SH SOLE NONE 0 0 23518 CATERPILLAR INC DEL COM 149123101 4796 31452 SH SOLE NONE 0 0 31452 CONAGRA BRANDS INC COM 205887102 447 13171 SH SOLE NONE 0 0 13171 CITIGROUP INC COM NEW 172967424 3274 45630 SH SOLE NONE 0 0 45630 BAOZUN INC SPONSORED ADR 06684L103 401 8250 SH SOLE NONE 0 0 8250 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 260 18071 SH SOLE NONE 0 0 18071 BELLATRIX EXPLORATION LTD COM NEW 078314507 11 10642 SH SOLE NONE 0 0 10642 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 542 14235 SH SOLE NONE 0 0 14235 BRANDYWINEGBL GLBAL INM OPRT COM 10537L104 131 12000 SH SOLE NONE 0 0 12000 BORGWARNER INC COM 099724106 907 21212 SH SOLE NONE 0 0 21212 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 780 10000 SH SOLE NONE 0 0 10000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4123 19256 SH SOLE NONE 0 0 19256 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4160 13 SH SOLE NONE 0 0 13 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1165 8830 SH SOLE NONE 0 0 8830 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 319 8933 SH SOLE NONE 0 0 8933 BP PLC SPONSORED ADR 055622104 2282 49505 SH SOLE NONE 0 0 49505 PIMCO ETF TR ACTIVE BD ETF 72201R775 578 5650 SH SOLE NONE 0 0 5650 BRISTOL MYERS SQUIBB CO COM 110122108 7973 128423 SH SOLE NONE 0 0 128423 BADGER METER INC COM 056525108 1006 19000 SH SOLE NONE 0 0 19000 BOOKING HLDGS INC COM 09857L108 579 292 SH SOLE NONE 0 0 292 BROOKDALE SR LIVING INC COM 112463104 202 20500 SH SOLE NONE 0 0 20500 BANK NEW YORK MELLON CORP COM 064058100 233 4564 SH SOLE NONE 0 0 4564 BIOGEN INC COM 09062X103 879 2489 SH SOLE NONE 0 0 2489 BAIDU INC SPON ADR REP A 056752108 496 2169 SH SOLE NONE 0 0 2169 PROSHARES TR PSHS ULT NASB 74347R214 697 10000 SH SOLE NONE 0 0 10000 BLACKROCK ENHANCED EQT DIV T COM 09251A104 486 51237 SH SOLE NONE 0 0 51237 BB&T CORP COM 054937107 1212 24974 SH SOLE NONE 0 0 24974 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 189 14492 SH SOLE NONE 0 0 14492 BANK AMER CORP COM 060505104 6127 207978 SH SOLE NONE 0 0 207978 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3626 22005 SH SOLE NONE 0 0 22005 BOEING CO COM 097023105 14663 39428 SH SOLE NONE 0 0 39428 AMERICAN EXPRESS CO COM 025816109 3428 32195 SH SOLE NONE 0 0 32195 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 171 14649 SH SOLE NONE 0 0 14649 ACTIVISION BLIZZARD INC COM 00507V109 422 5069 SH SOLE NONE 0 0 5069 ATHENAHEALTH INC COM 04685W103 412 3087 SH SOLE NONE 0 0 3087 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 200 8893 SH SOLE NONE 0 0 8893 ARES CAP CORP COM 04010L103 1478 85954 SH SOLE NONE 0 0 85954 ANTERO RES CORP COM 03674X106 177 10000 SH SOLE NONE 0 0 10000 AIR PRODS & CHEMS INC COM 009158106 239 1431 SH SOLE NONE 0 0 1431 ANADARKO PETE CORP COM 032511107 385 5713 SH SOLE NONE 0 0 5713 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 347 39476 SH SOLE NONE 0 0 39476 ANWORTH MORTGAGE ASSET CP COM 037347101 52 11200 SH SOLE NONE 0 0 11200 ARISTA NETWORKS INC COM 040413106 287 1080 SH SOLE NONE 0 0 1080 ANDEAVOR COM 03349M105 654 4260 SH SOLE NONE 0 0 4260 AMAZON COM INC COM 023135106 18732 9352 SH SOLE NONE 0 0 9352 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 881 54858 SH SOLE NONE 0 0 54858 ALPS ETF TR ALERIAN MLP 00162Q866 169 15794 SH SOLE NONE 0 0 15794 AMGEN INC COM 031162100 7538 36366 SH SOLE NONE 0 0 36366 AMETEK INC NEW COM 031100100 1552 19612 SH SOLE NONE 0 0 19612 ADVANCED MICRO DEVICES INC COM 007903107 1701 55075 SH SOLE NONE 0 0 55075 APPLIED MATLS INC COM 038222105 1164 30125 SH SOLE NONE 0 0 30125 ALLISON TRANSMISSION HLDGS I COM 01973R101 1069 20560 SH SOLE NONE 0 0 20560 ALLSTATE CORP COM 020002101 1483 15029 SH SOLE NONE 0 0 15029 AK STL HLDG CORP COM 001547108 80 16400 SH SOLE NONE 0 0 16400 GALLAGHER ARTHUR J & CO COM 363576109 1050 14100 SH SOLE NONE 0 0 14100 APOLLO INVT CORP COM 03761U106 133 24468 SH SOLE NONE 0 0 24468 AGNC INVT CORP COM 00123Q104 597 32034 SH SOLE NONE 0 0 32034 ISHARES TR CORE US AGGBD ET 464287226 264 2500 SH SOLE NONE 0 0 2500 AFLAC INC COM 001055102 384 8161 SH SOLE NONE 0 0 8161 AMERICAN ELEC PWR INC COM 025537101 557 7852 SH SOLE NONE 0 0 7852 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1076 43321 SH SOLE NONE 0 0 43321 AMEREN CORP COM 023608102 350 5539 SH SOLE NONE 0 0 5539 AUTOMATIC DATA PROCESSING IN COM 053015103 740 4908 SH SOLE NONE 0 0 4908 ARCHER DANIELS MIDLAND CO COM 039483102 604 12018 SH SOLE NONE 0 0 12018 ADOBE SYS INC COM 00724F101 652 2415 SH SOLE NONE 0 0 2415 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2482 14580 SH SOLE NONE 0 0 14580 ACADIA PHARMACEUTICALS INC COM 004225108 1505 72500 SH SOLE NONE 0 0 72500 ABBOTT LABS COM 002824100 886 12076 SH SOLE NONE 0 0 12076 ABBVIE INC COM 00287Y109 10288 108779 SH SOLE NONE 0 0 108779 AXON ENTERPRISE INC COM 05464C101 271 3961 SH SOLE NONE 0 0 3961 APPLE INC COM 037833100 78610 348233 SH SOLE NONE 0 0 348233 AMERICAN AIRLS GROUP INC COM 02376R102 487 11787 SH SOLE NONE 0 0 11787 ALTABA INC COM 021346101 284 4162 SH SOLE NONE 0 0 4162 AMERICAN INTL GROUP INC COM NEW 026874784 436 8186 SH SOLE NONE 0 0 8186