Chief Compliance Officer

0001606587-18-000567.txt : 20180731 0001606587-18-000567.hdr.sgml : 20180731 20180731141134 ACCESSION NUMBER: 0001606587-18-000567 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180731 DATE AS OF CHANGE: 20180731 EFFECTIVENESS DATE: 20180731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC CENTRAL INDEX KEY: 0001666789 IRS NUMBER: 352145824 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17380 FILM NUMBER: 18980645 BUSINESS ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-705-5700 MAIL ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666789 XXXXXXXX 06-30-2018 06-30-2018 false Sheaff Brock Investment Advisors, LLC

8801 River Crossing Blvd Suite 100 Indianapolis IN 46240

13F HOLDINGS REPORT 028-17380 N Audrey Kurzawa Chief Compliance Officer 317-705-5700 Audrey Kurzawa Indianapolis IN 07-31-2018 0 549 1023918 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 816 4146 SH SOLE NONE 0 0 4146 ABBOTT LABS COM 002824100 677 11102 SH SOLE NONE 0 0 11102 ABBVIE INC COM 00287Y109 10190 109987 SH SOLE NONE 0 0 109987 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 345 39480 SH SOLE NONE 0 0 39480 ABIOMED INC COM 003654100 205 500 SH SOLE NONE 0 0 500 ACADIA PHARMACEUTICALS INC COM 004225108 764 50000 SH SOLE NONE 0 0 50000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2385 14580 SH SOLE NONE 0 0 14580 ACTIVISION BLIZZARD INC COM 00507V109 379 4969 SH SOLE NONE 0 0 4969 ADOBE SYS INC COM 00724F101 638 2615 SH SOLE NONE 0 0 2615 ADVANCE AUTO PARTS INC COM 00751Y106 213 1572 SH SOLE NONE 0 0 1572 ADVANCED MICRO DEVICES INC COM 007903107 478 31875 SH SOLE NONE 0 0 31875 ADVANTAGE OIL & GAS LTD COM 00765F101 172 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55261F104 681 4000 SH SOLE NONE 0 0 4000 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1835 26569 SH SOLE NONE 0 0 26569 MAIN STREET CAPITAL CORP COM 56035L104 901 23686 SH SOLE NONE 0 0 23686 MALLINCKRODT PUB LTD CO SHS G5785G107 240 12859 SH SOLE NONE 0 0 12859 MARATHON PETE CORP COM 56585A102 1180 16825 SH SOLE NONE 0 0 16825 MARRIOTT INTL INC NEW CL A 571903202 1193 9421 SH SOLE NONE 0 0 9421 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 789 36788 SH SOLE NONE 0 0 36788 MASCO CORP COM 574599106 888 23725 SH SOLE NONE 0 0 23725 MASTERCARD INCORPORATED CL A 57636Q104 4703 23933 SH SOLE NONE 0 0 23933 MATTHEWS INTL CORP CL A 577128101 744 12650 SH SOLE NONE 0 0 12650 MB FINANCIAL INC NEW COM 55264U108 306 6558 SH SOLE NONE 0 0 6558 MCCORMICK & CO INC COM NON VTG 579780206 308 2655 SH SOLE NONE 0 0 2655 MCDONALDS CORP COM 580135101 8263 52732 SH SOLE NONE 0 0 52732 MCKESSON CORP COM 58155Q103 1779 13337 SH SOLE NONE 0 0 13337 MEDALLION FINL CORP COM 583928106 141 25800 SH SOLE NONE 0 0 25800 MEDICAL PPTYS TRUST INC COM 58463J304 559 39823 SH SOLE NONE 0 0 39823 MEDTRONIC PLC SHS G5960L103 2137 24963 SH SOLE NONE 0 0 24963 MELCO RESORT ENTERTAINMENT L ADR 585464100 252 9000 SH SOLE NONE 0 0 9000 MERCK & CO INC COM 58933Y105 2164 35644 SH SOLE NONE 0 0 35644 METLIFE INC COM 59156R108 211 4833 SH SOLE NONE 0 0 4833 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 200 40200 SH SOLE NONE 0 0 40200 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 212 37500 SH SOLE NONE 0 0 37500 MICRON TECHNOLOGY INC COM 595112103 2086 39780 SH SOLE NONE 0 0 39780 MICROSOFT CORP COM 594918104 5662 57418 SH SOLE NONE 0 0 57418 MIDDLEBY CORP COM 596278101 328 3140 SH SOLE NONE 0 0 3140 MONDELEZ INTL INC CL A 609207105 1350 32917 SH SOLE NONE 0 0 32917 MPLX LP COM UNIT REP LTD 55336V100 621 18181 PRN SOLE NONE 0 0 18181 NATIONAL BANKSHARES INC VA COM 634865109 439 9464 SH SOLE NONE 0 0 9464 NEOS THERAPEUTICS INC COM 64052L106 188 30000 SH SOLE NONE 0 0 30000 NETAPP INC COM 64110D104 948 12066 SH SOLE NONE 0 0 12066 NETFLIX INC COM 64110L106 391 1000 SH Put SOLE NONE 0 0 1000 NETFLIX INC COM 64110L106 4811 12291 SH SOLE NONE 0 0 12291 NEW AMER HIGH INCOME FD INC COM NEW 641876800 170 19720 SH SOLE NONE 0 0 19720 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 529 30218 SH SOLE NONE 0 0 30218 NEW YORK MTG TR INC COM PAR $.02 649604501 153 25447 SH SOLE NONE 0 0 25447 NEXTERA ENERGY INC COM 65339F101 548 3282 SH SOLE NONE 0 0 3282 NIKE INC CL B 654106103 3022 37927 SH SOLE NONE 0 0 37927 NOKIA CORP SPONSORED ADR 654902204 69 12000 SH Call SOLE NONE 0 0 12000 NOKIA CORP SPONSORED ADR 654902204 115 19960 SH SOLE NONE 0 0 19960 NORDIC AMERICAN TANKERS LIMI COM G65773106 46 17107 SH SOLE NONE 0 0 17107 NORFOLK SOUTHERN CORP COM 655844108 1222 8100 SH SOLE NONE 0 0 8100 NORTHROP GRUMMAN CORP COM 666807102 1220 3966 SH SOLE NONE 0 0 3966 NOVAGOLD RES INC COM NEW 66987E206 117 26300 SH SOLE NONE 0 0 26300 NUVEEN AMT FREE MUN CR INC F COM 67071L106 212 14503 SH SOLE NONE 0 0 14503 NUVEEN AMT FREE QLTY MUN INC COM 670657105 284 21829 SH SOLE NONE 0 0 21829 NUVEEN HGH INC DEC18 TRGT TR COM 67075P103 219 22200 SH SOLE NONE 0 0 22200 NUVEEN HIGH INCOME NOVEMBER COM 67077N106 421 44000 SH SOLE NONE 0 0 44000 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 309 21538 SH SOLE NONE 0 0 21538 NUVEEN QUALITY MUNCP INCOME COM 67066V101 268 20143 SH SOLE NONE 0 0 20143 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 280 19862 SH SOLE NONE 0 0 19862 NUVEEN S&P 500 DYN OVERWRITE COM 6706EW100 624 37355 SH SOLE NONE 0 0 37355 NVIDIA CORP COM 67066G104 237 1000 SH Call SOLE NONE 0 0 1000 NVIDIA CORP COM 67066G104 237 1000 SH Put SOLE NONE 0 0 1000 NVIDIA CORP COM 67066G104 237 1000 SH Call SOLE NONE 0 0 1000 NVIDIA CORP COM 67066G104 3871 16340 SH SOLE NONE 0 0 16340 OAKTREE SPECIALTY LENDING CO COM 67401P108 113 23728 SH SOLE NONE 0 0 23728 OBSIDIAN ENERGY LTD COM 674482104 40 35201 SH SOLE NONE 0 0 35201 OCCIDENTAL PETE CORP DEL COM 674599105 351 4194 SH SOLE NONE 0 0 4194 OLD DOMINION FGHT LINES INC COM 679580100 1045 7017 SH SOLE NONE 0 0 7017 OMEGA HEALTHCARE INVS INC COM 681936100 225 7265 SH SOLE NONE 0 0 7265 OMEROS CORP COM 682143102 485 26750 SH SOLE NONE 0 0 26750 ONEOK INC NEW COM 682680103 8152 116735 SH SOLE NONE 0 0 116735 OPKO HEALTH INC COM 68375N103 65 13845 SH SOLE NONE 0 0 13845 ORACLE CORP COM 68389X105 2538 57608 SH SOLE NONE 0 0 57608 ORANGE SPONSORED ADR 684060106 229 13736 SH SOLE NONE 0 0 13736 OWENS CORNING NEW COM 690742101 817 12900 SH SOLE NONE 0 0 12900 OXFORD SQUARE CAP CORP COM 69181V107 80 11600 SH SOLE NONE 0 0 11600 PACCAR INC COM 693718108 466 7517 SH SOLE NONE 0 0 7517 PACWEST BANCORP DEL COM 695263103 319 6464 SH SOLE NONE 0 0 6464 PARKER HANNIFIN CORP COM 701094104 238 1525 SH SOLE NONE 0 0 1525 PAYPAL HLDGS INC COM 70450Y103 1246 14967 SH SOLE NONE 0 0 14967 PDC ENERGY INC COM 69327R101 709 11732 SH SOLE NONE 0 0 11732 PDL BIOPHARMA INC COM 69329Y104 30 13018 SH SOLE NONE 0 0 13018 PEBBLEBROOK HOTEL TR COM 70509V100 219 5646 SH SOLE NONE 0 0 5646 PEMBINA PIPELINE CORP COM 706327103 292 8428 SH SOLE NONE 0 0 8428 PENNANTPARK FLOATING RATE CA COM 70806A106 269 19715 SH SOLE NONE 0 0 19715 PENNANTPARK INVT CORP COM 708062104 77 11050 SH SOLE NONE 0 0 11050 PENNS WOODS BANCORP INC COM 708430103 224 5005 SH SOLE NONE 0 0 5005 PEPSICO INC COM 713448108 1721 15806 SH SOLE NONE 0 0 15806 PFIZER INC COM 717081103 363 10000 SH Call SOLE NONE 0 0 10000 PFIZER INC COM 717081103 8979 247498 SH SOLE NONE 0 0 247498 PGIM GLOBAL SHORT DURATION H COM 69346J106 198 14500 SH SOLE NONE 0 0 14500 PGT INNOVATIONS INC COM 69336V101 1097 52598 SH SOLE NONE 0 0 52598 PHILIP MORRIS INTL INC COM 718172109 5405 66945 SH SOLE NONE 0 0 66945 PHILLIPS 66 COM 718546104 863 7686 SH SOLE NONE 0 0 7686 PIMCO ETF TR ACTIVE BD ETF 72201R775 582 5650 SH SOLE NONE 0 0 5650 PIMCO HIGH INCOME FD COM SHS 722014107 1145 137083 SH SOLE NONE 0 0 137083 PIMCO MUN INCOME FD II COM 72200W106 175 13384 SH SOLE NONE 0 0 13384 PIONEER HIGH INCOME TR COM 72369H106 170 18326 SH SOLE NONE 0 0 18326 PIONEER MUN HIGH INCOME TR COM SHS 723763108 338 29600 SH SOLE NONE 0 0 29600 PNC FINL SVCS GROUP INC COM 693475105 508 3757 SH SOLE NONE 0 0 3757 POLARIS INDS INC COM 731068102 953 7800 SH SOLE NONE 0 0 7800 PORTOLA PHARMACEUTICALS INC COM 737010108 580 15343 SH SOLE NONE 0 0 15343 PRA HEALTH SCIENCES INC COM 69354M108 1121 12004 SH SOLE NONE 0 0 12004 PRAXAIR INC COM 74005P104 205 1298 SH SOLE NONE 0 0 1298 PREFERRED BK LOS ANGELES CA COM NEW 740367404 246 4000 SH SOLE NONE 0 0 4000 PRIMERICA INC COM 74164M108 1003 10066 SH SOLE NONE 0 0 10066 PROCTER AND GAMBLE CO COM 742718109 1480 18955 SH SOLE NONE 0 0 18955 PROLOGIS INC COM 74340W103 203 3096 SH SOLE NONE 0 0 3096 PROSHARES TR ULTRA FNCLS NEW 74347X633 485 12000 SH SOLE NONE 0 0 12000 PROSHARES TR PSHS ULT S&P 500 74347R107 696 6252 SH SOLE NONE 0 0 6252 PROSHARES TR PSHS ULTRA QQQ 74347R206 674 7793 SH SOLE NONE 0 0 7793 PROSHARES TR PSHS ULT NASB 74347R214 572 10000 SH SOLE NONE 0 0 10000 PROSPECT CAPITAL CORPORATION COM 74348T102 945 140792 SH SOLE NONE 0 0 140792 PROSPERITY BANCSHARES INC COM 743606105 902 13200 SH SOLE NONE 0 0 13200 PRUDENTIAL FINL INC COM 744320102 298 3191 SH SOLE NONE 0 0 3191 PULTE GROUP INC COM 745867101 285 9916 SH SOLE NONE 0 0 9916 PUTNAM MANAGED MUN INCOM TR COM 746823103 715 101050 SH SOLE NONE 0 0 101050 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 319 68272 SH SOLE NONE 0 0 68272 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 167 14300 SH SOLE NONE 0 0 14300 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 268 51176 SH SOLE NONE 0 0 51176 QUALCOMM INC COM 747525103 2063 36762 SH SOLE NONE 0 0 36762 RANGE RES CORP COM 75281A109 335 20020 SH SOLE NONE 0 0 20020 RAYTHEON CO COM NEW 755111507 595 3081 SH SOLE NONE 0 0 3081 REALTY INCOME CORP COM 756109104 1053 19575 SH SOLE NONE 0 0 19575 REGIONS FINL CORP NEW COM 7591EP100 7677 431762 SH SOLE NONE 0 0 431762 RING ENERGY INC COM 76680V108 189 15000 SH SOLE NONE 0 0 15000 RITE AID CORP COM 767754104 221 127469 SH SOLE NONE 0 0 127469 ROCKWELL AUTOMATION INC COM 773903109 1037 6239 SH SOLE NONE 0 0 6239 ROCKWELL COLLINS INC COM 774341101 395 2934 SH SOLE NONE 0 0 2934 ROLLINS INC COM 775711104 2896 55078 SH SOLE NONE 0 0 55078 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 445 6128 SH SOLE NONE 0 0 6128 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 897 12959 SH SOLE NONE 0 0 12959 RPM INTL INC COM 749685103 345 5922 SH SOLE NONE 0 0 5922 S&P GLOBAL INC COM 78409V104 1219 5980 SH SOLE NONE 0 0 5980 SAIA INC COM 78709Y105 574 7100 SH SOLE NONE 0 0 7100 SALESFORCE COM INC COM 79466L302 503 3687 SH SOLE NONE 0 0 3687 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 94 16300 SH SOLE NONE 0 0 16300 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 83 42000 SH SOLE NONE 0 0 42000 SCHLUMBERGER LTD COM 806857108 498 7423 SH SOLE NONE 0 0 7423 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 219 4125 SH SOLE NONE 0 0 4125 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 337 6846 SH SOLE NONE 0 0 6846 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 348 9643 SH SOLE NONE 0 0 9643 SEAGATE TECHNOLOGY PLC SHS G7945M107 445 7879 SH SOLE NONE 0 0 7879 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 417 5000 SH Call SOLE NONE 0 0 5000 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 251 2293 SH SOLE NONE 0 0 2293 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 419 6029 SH SOLE NONE 0 0 6029 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 449 6262 SH SOLE NONE 0 0 6262 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 463 17403 SH SOLE NONE 0 0 17403 SELECT SECTOR SPDR TR ENERGY 81369Y506 688 9065 SH SOLE NONE 0 0 9065 SEMPRA ENERGY COM 816851109 735 6332 SH SOLE NONE 0 0 6332 SENDGRID INC COM 816883102 534 20125 SH SOLE NONE 0 0 20125 SENSIENT TECHNOLOGIES CORP COM 81725T100 1505 21041 SH SOLE NONE 0 0 21041 SIMON PPTY GROUP INC NEW COM 828806109 562 3304 SH SOLE NONE 0 0 3304 SINA CORP ORD G81477104 249 2940 SH SOLE NONE 0 0 2940 SIRIUS XM HLDGS INC COM 82968B103 5892 870302 SH SOLE NONE 0 0 870302 SKYWORKS SOLUTIONS INC COM 83088M102 418 4328 SH SOLE NONE 0 0 4328 SMITH A O COM 831865209 931 15742 SH SOLE NONE 0 0 15742 SNAP ON INC COM 833034101 1064 6622 SH SOLE NONE 0 0 6622 SOUTHCROSS ENERGY PARTNERS L COM UNIT LTDPT 84130C100 27 17436 PRN SOLE NONE 0 0 17436 SOUTHERN CO COM 842587107 1509 32586 SH SOLE NONE 0 0 32586 SOUTHERN COPPER CORP COM 84265V105 236 5044 SH SOLE NONE 0 0 5044 SOUTHWEST AIRLS CO COM 844741108 1062 20866 SH SOLE NONE 0 0 20866 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2176 8964 SH SOLE NONE 0 0 8964 SPDR GOLD TRUST GOLD SHS 78463V107 206 1737 SH SOLE NONE 0 0 1737 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 339 7056 SH SOLE NONE 0 0 7056 SPDR S&P 500 ETF TR TR UNIT 78462F103 83364 307300 SH Put SOLE NONE 0 0 307300 SPDR S&P 500 ETF TR TR UNIT 78462F103 543 2000 SH Call SOLE NONE 0 0 2000 SPDR S&P 500 ETF TR TR UNIT 78462F103 79539 293200 SH Put SOLE NONE 0 0 293200 SPDR S&P 500 ETF TR TR UNIT 78462F103 271 1000 SH Put SOLE NONE 0 0 1000 SPDR S&P 500 ETF TR TR UNIT 78462F103 271 1000 SH Put SOLE NONE 0 0 1000 SPDR S&P 500 ETF TR TR UNIT 78462F103 80190 295600 SH Put SOLE NONE 0 0 295600 SPDR S&P 500 ETF TR TR UNIT 78462F103 2791 10288 SH SOLE NONE 0 0 10288 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 486 1370 SH SOLE NONE 0 0 1370 SPDR SER TR BLOOMBERG SRT TR 78468R408 218 8000 SH SOLE NONE 0 0 8000 SPDR SERIES TRUST S&P BIOTECH 78464A870 2475 26000 SH Put SOLE NONE 0 0 26000 SPDR SERIES TRUST S&P REGL BKG 78464A698 2745 45000 SH Put SOLE NONE 0 0 45000 SPDR SERIES TRUST S&P BIOTECH 78464A870 291 3062 SH SOLE NONE 0 0 3062 SPIRIT RLTY CAP INC NEW COM 84860W102 121 15100 SH SOLE NONE 0 0 15100 SQUARE INC CL A 852234103 329 5341 SH SOLE NONE 0 0 5341 SRC ENERGY INC COM 78470V108 421 38192 SH SOLE NONE 0 0 38192 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 238 5000 SH SOLE NONE 0 0 5000 STARBUCKS CORP COM 855244109 1014 20763 SH SOLE NONE 0 0 20763 STEEL DYNAMICS INC COM 858119100 293 6378 SH SOLE NONE 0 0 6378 STRYKER CORP COM 863667101 481 2850 SH SOLE NONE 0 0 2850 SYNOPSYS INC COM 871607107 969 11327 SH SOLE NONE 0 0 11327 SYNTHETIC BIOLOGICS INC COM 87164U102 24 100012 SH SOLE NONE 0 0 100012 SYSCO CORP COM 871829107 7641 111892 SH SOLE NONE 0 0 111892 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 281 2375 SH SOLE NONE 0 0 2375 TARGET CORP COM 87612E106 360 4730 SH SOLE NONE 0 0 4730 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 381 29593 SH SOLE NONE 0 0 29593 TESLA INC COM 88160R101 354 1031 SH SOLE NONE 0 0 1031 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 203 8344 SH SOLE NONE 0 0 8344 TEXAS INSTRS INC COM 882508104 10609 96223 SH SOLE NONE 0 0 96223 TJX COS INC NEW COM 872540109 545 5722 SH SOLE NONE 0 0 5722 TOMPKINS FINANCIAL CORPORATI COM 890110109 215 2500 SH SOLE NONE 0 0 2500 TORCHMARK CORP COM 891027104 4835 59392 SH SOLE NONE 0 0 59392 TORONTO DOMINION BK ONT COM NEW 891160509 242 4185 SH SOLE NONE 0 0 4185 TOTAL S A SPONSORED ADR 89151E109 1180 19487 SH SOLE NONE 0 0 19487 TOTAL SYS SVCS INC COM 891906109 1080 12773 SH SOLE NONE 0 0 12773 TOWNEBANK PORTSMOUTH VA COM 89214P109 738 23000 SH SOLE NONE 0 0 23000 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 298 8100 SH SOLE NONE 0 0 8100 TRANSUNION COM 89400J107 1167 16289 SH SOLE NONE 0 0 16289 TRAVELERS COMPANIES INC COM 89417E109 1653 13511 SH SOLE NONE 0 0 13511 TRI CONTL CORP COM 895436103 612 23087 SH SOLE NONE 0 0 23087 TRIANGLE CAP CORP COM 895848109 116 10105 SH SOLE NONE 0 0 10105 TRICO BANCSHARES COM 896095106 4048 108079 SH SOLE NONE 0 0 108079 TRITON INTL LTD CL A G9078F107 505 16458 SH SOLE NONE 0 0 16458 TURQUOISE HILL RES LTD COM 900435108 80 28078 SH SOLE NONE 0 0 28078 TWITTER INC COM 90184L102 621 14220 SH SOLE NONE 0 0 14220 U S G CORP COM NEW 903293405 278 6450 SH SOLE NONE 0 0 6450 U S SILICA HLDGS INC COM 90346E103 276 10750 SH SOLE NONE 0 0 10750 UBS AG LONDON BRH ETRACS MTH2XRE 90269A302 159 10050 SH SOLE NONE 0 0 10050 ULTRA PETROLEUM CORP COM NEW 903914208 34 14759 SH SOLE NONE 0 0 14759 UNILEVER PLC SPON ADR NEW 904767704 204 3696 SH SOLE NONE 0 0 3696 UNION PAC CORP COM 907818108 1926 13596 SH SOLE NONE 0 0 13596 UNITED PARCEL SERVICE INC CL B 911312106 10342 97359 SH SOLE NONE 0 0 97359 UNITED RENTALS INC COM 911363109 931 6309 SH SOLE NONE 0 0 6309 UNITED TECHNOLOGIES CORP COM 913017109 8131 65033 SH SOLE NONE 0 0 65033 UNITEDHEALTH GROUP INC COM 91324P102 3135 12777 SH SOLE NONE 0 0 12777 US BANCORP DEL COM NEW 902973304 451 9016 SH SOLE NONE 0 0 9016 VALERO ENERGY CORP NEW COM 91913Y100 1853 16720 SH SOLE NONE 0 0 16720 VANGUARD GROUP DIV APP ETF 921908844 222 2180 SH SOLE NONE 0 0 2180 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 216 1830 SH SOLE NONE 0 0 1830 VANGUARD INDEX FDS GROWTH ETF 922908736 207 1383 SH SOLE NONE 0 0 1383 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1436 10228 SH SOLE NONE 0 0 10228 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 412 3065 SH SOLE NONE 0 0 3065 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 493 1978 SH SOLE NONE 0 0 1978 VANGUARD INDEX FDS MID CAP ETF 922908629 759 4815 SH SOLE NONE 0 0 4815 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 248 3047 SH SOLE NONE 0 0 3047 VANGUARD INDEX FDS SM CP VAL ETF 922908611 406 2990 SH SOLE NONE 0 0 2990 VANGUARD INDEX FDS SML CP GRW ETF 922908595 452 2570 SH SOLE NONE 0 0 2570 VANGUARD INDEX FDS SMALL CP ETF 922908751 403 2591 SH SOLE NONE 0 0 2591 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 402 9529 SH SOLE NONE 0 0 9529 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 463 5569 SH SOLE NONE 0 0 5569 VANGUARD WORLD FD MEGA GRWTH IND 921910816 274 2306 SH SOLE NONE 0 0 2306 VENTAS INC COM 92276F100 674 11837 SH SOLE NONE 0 0 11837 VEREIT INC COM 92339V100 221 29639 SH SOLE NONE 0 0 29639 VERIZON COMMUNICATIONS INC COM 92343V104 4549 90426 SH SOLE NONE 0 0 90426 VISA INC COM CL A 92826C839 4086 30848 SH SOLE NONE 0 0 30848 VIVUS INC COM 928551100 7 10000 SH SOLE NONE 0 0 10000 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 928 38169 SH SOLE NONE 0 0 38169 W P CAREY INC COM 92936U109 446 6717 SH SOLE NONE 0 0 6717 WALGREENS BOOTS ALLIANCE INC COM 931427108 2576 42930 SH SOLE NONE 0 0 42930 WALMART INC COM 931142103 9278 108319 SH SOLE NONE 0 0 108319 WARRIOR MET COAL INC COM 93627C101 962 34890 SH SOLE NONE 0 0 34890 WASTE MGMT INC DEL COM 94106L109 203 2500 SH Call SOLE NONE 0 0 2500 WASTE MGMT INC DEL COM 94106L109 510 6265 SH SOLE NONE 0 0 6265 WEATHERFORD INTL PLC ORD SHS G48833100 38 11400 SH SOLE NONE 0 0 11400 WEC ENERGY GROUP INC COM 92939U106 286 4429 SH SOLE NONE 0 0 4429 WELLS FARGO CO NEW COM 949746101 1751 31584 SH SOLE NONE 0 0 31584 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 454 56768 SH SOLE NONE 0 0 56768 WELLS FARGO MULTI SECTOR INC COM 94987D101 254 20315 SH SOLE NONE 0 0 20315 WELLTOWER INC COM 95040Q104 469 7479 SH SOLE NONE 0 0 7479 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 191 13100 SH SOLE NONE 0 0 13100 WESTERN ASSET HIGH INCM OPP COM 95766K109 285 59212 SH SOLE NONE 0 0 59212 WESTERN DIGITAL CORP COM 958102105 452 5840 SH SOLE NONE 0 0 5840 WESTROCK CO COM 96145D105 924 16200 SH SOLE NONE 0 0 16200 WHIRLPOOL CORP COM 963320106 5071 34677 SH SOLE NONE 0 0 34677 WHITING PETE CORP NEW COM NEW 966387409 5465 103663 SH SOLE NONE 0 0 103663 WILLIAMS COS INC DEL COM 969457100 238 8770 SH SOLE NONE 0 0 8770 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 229 5635 SH SOLE NONE 0 0 5635 WISDOMTREE TR CBOE S&P 500 97717X560 265 9000 SH SOLE NONE 0 0 9000 WYNN RESORTS LTD COM 983134107 201 1204 SH SOLE NONE 0 0 1204 XCEL ENERGY INC COM 98389B100 267 5835 SH SOLE NONE 0 0 5835 XENIA HOTELS & RESORTS INC COM 984017103 215 8822 SH SOLE NONE 0 0 8822 YUM BRANDS INC COM 988498101 297 3799 SH SOLE NONE 0 0 3799 ZEBRA TECHNOLOGIES CORP CL A 989207105 1083 7560 SH SOLE NONE 0 0 7560 ZIOPHARM ONCOLOGY INC COM 98973P101 36 11982 SH SOLE NONE 0 0 11982