0001606587-17-000260.txt : 20170502
0001606587-17-000260.hdr.sgml : 20170502
20170502091318
ACCESSION NUMBER: 0001606587-17-000260
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170502
DATE AS OF CHANGE: 20170502
EFFECTIVENESS DATE: 20170502
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC
CENTRAL INDEX KEY: 0001666789
IRS NUMBER: 352145824
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17380
FILM NUMBER: 17803152
BUSINESS ADDRESS:
STREET 1: 8801 RIVER CROSSING BLVD
STREET 2: SUITE 100
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
BUSINESS PHONE: 317-705-5700
MAIL ADDRESS:
STREET 1: 8801 RIVER CROSSING BLVD
STREET 2: SUITE 100
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001666789
XXXXXXXX
03-31-2017
03-31-2017
false
Sheaff Brock Investment Advisors, LLC
8801 River Crossing Blvd
Suite 100
Indianapolis
IN
46240
13F HOLDINGS REPORT
028-17380
N
Audrey Kurzawa
Chief Compliance Officer
317-705-5700
Audrey Kurzawa
Indianapolis
IN
04-26-2017
0
603
768972
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
BLACKROCK CORPOR HI YLD
COM
09255P107
224
20500
SH
OTR
NONE
0
0
20500
BLACKROCK ENH CAP & INC
COM
09256A109
172
12000
SH
OTR
NONE
0
0
12000
BLACKROCK ENHANCED EQT D
COM
09251A104
103
12000
SH
OTR
NONE
0
0
12000
BLACKROCK MUNIASSETS FD
COM
09254J102
170
12000
SH
OTR
NONE
0
0
12000
BLACKROCK MUNIYIELD PA Q
COM
09255G107
565
40000
SH
OTR
NONE
0
0
40000
GABELLI HLTHCARE & WELLN
SHS
36246K103
100
10040
SH
OTR
NONE
0
0
10040
NUVEEN S&P 500 BUY-WRITE
COM
6706ER101
268
20247
SH
OTR
NONE
0
0
20247
PUTNAM MANAGED MUN INCOM
COM
746823103
192
26500
SH
OTR
NONE
0
0
26500
SPROTT PHYSICAL SILVER T
TR UNIT
85207K107
121
17500
SH
OTR
NONE
0
0
17500
TRI CONTL CORP
COM
895436103
238
10300
SH
OTR
NONE
0
0
10300
WESTERN ASSET HIGH INCM
COM
95766K109
197
39000
SH
OTR
NONE
0
0
39000
3M CO
COM
88579Y101
833
4356
SH
SOLE
NONE
0
0
4356
AARONS INC
COM PAR $0.50
002535300
333
11200
SH
SOLE
NONE
0
0
11200
ABBOTT LABS
COM
002824100
701
15782
SH
SOLE
NONE
0
0
15782
ABBVIE INC
COM
00287Y109
6886
105686
SH
SOLE
NONE
0
0
105686
ABERDEEN ASIA PACIFIC IN
COM
003009107
94
18910
SH
SOLE
NONE
0
0
18910
ACADIA PHARMACEUTICALS I
COM
004225108
1719
50000
SH
SOLE
NONE
0
0
50000
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1842
15366
SH
SOLE
NONE
0
0
15366
ACHILLION PHARMACEUTICAL
COM
00448Q201
46
11000
SH
SOLE
NONE
0
0
11000
ACTIVISION BLIZZARD INC
COM
00507V109
273
5465
SH
SOLE
NONE
0
0
5465
ADOBE SYS INC
COM
00724F101
403
3095
SH
SOLE
NONE
0
0
3095
ADTRAN INC
COM
00738A106
2905
140001
SH
SOLE
NONE
0
0
140001
ADVANCE AUTO PARTS INC
COM
00751Y106
400
2700
SH
SOLE
NONE
0
0
2700
ADVANCED ENERGY INDS
COM
007973100
999
14570
SH
SOLE
NONE
0
0
14570
ADVANCED MICRO DEVICES I
COM
007903107
604
41546
SH
SOLE
NONE
0
0
41546
ADVANTAGE OIL & GAS LTD
COM
00765F101
366
55400
SH
SOLE
NONE
0
0
55400
AETNA INC NEW
COM
00817Y108
1477
11578
SH
SOLE
NONE
0
0
11578
AFLAC INC
COM
001055102
353
4877
SH
SOLE
NONE
0
0
4877
AGNC INVT CORP
COM
00123Q104
965
48508
SH
SOLE
NONE
0
0
48508
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1176
10910
SH
SOLE
NONE
0
0
10910
ALLERGAN PLC
SHS
G0177J108
978
4093
SH
SOLE
NONE
0
0
4093
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
201
9284
SH
SOLE
NONE
0
0
9284
ALLIANZGI CONV & INCOME
COM
018825109
69
11448
SH
SOLE
NONE
0
0
11448
ALLIANZGI NFJ DIVID INT
COM
01883A107
135
10441
SH
SOLE
NONE
0
0
10441
ALLSTATE CORP
COM
020002101
1653
20280
SH
SOLE
NONE
0
0
20280
ALON USA ENERGY INC
COM
020520102
142
11667
SH
SOLE
NONE
0
0
11667
ALPHABET INC
CAP STK CL A
02079K305
3328
3926
SH
SOLE
NONE
0
0
3926
ALPHABET INC
CAP STK CL C
02079K107
3262
3932
SH
SOLE
NONE
0
0
3932
ALPS ETF TR
ALERIAN MLP
00162Q866
146
11492
SH
SOLE
NONE
0
0
11492
ALTRIA GROUP INC
COM
02209S103
8010
112148
SH
SOLE
NONE
0
0
112148
AMAZON COM INC
COM
023135106
8912
10052
SH
SOLE
NONE
0
0
10052
AMEREN CORP
COM
023608102
308
5648
SH
SOLE
NONE
0
0
5648
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
779
54948
SH
SOLE
NONE
0
0
54948
AMERICAN AIRLS GROUP INC
COM
02376R102
2925
69145
SH
SOLE
NONE
0
0
69145
AMERICAN ELEC PWR INC
COM
025537101
711
10593
SH
SOLE
NONE
0
0
10593
AMERICAN EXPRESS CO
COM
025816109
1237
15642
SH
SOLE
NONE
0
0
15642
AMERIPRISE FINL INC
COM
03076C106
700
5397
SH
SOLE
NONE
0
0
5397
AMETEK INC NEW
COM
031100100
1223
22612
SH
SOLE
NONE
0
0
22612
AMGEN INC
COM
031162100
6845
41718
SH
SOLE
NONE
0
0
41718
AMPHENOL CORP NEW
CL A
032095101
785
11027
SH
SOLE
NONE
0
0
11027
ANADARKO PETE CORP
COM
032511107
338
5456
SH
SOLE
NONE
0
0
5456
ANNALY CAP MGMT INC
COM
035710409
957
86148
SH
SOLE
NONE
0
0
86148
ANWORTH MORTGAGE ASSET C
COM
037347101
57
10200
SH
SOLE
NONE
0
0
10200
APACHE CORP
COM
037411105
291
5662
SH
SOLE
NONE
0
0
5662
APOLLO INVT CORP
COM
03761U106
175
26683
SH
SOLE
NONE
0
0
26683
APPLE INC
COM
037833100
61257
426405
SH
SOLE
NONE
0
0
426405
APPLIED MATLS INC
COM
038222105
1527
39242
SH
SOLE
NONE
0
0
39242
ARCHER DANIELS MIDLAND C
COM
039483102
1773
38507
SH
SOLE
NONE
0
0
38507
ARCONIC INC
COM
03965L100
551
20937
SH
SOLE
NONE
0
0
20937
ARES CAP CORP
COM
04010L103
1471
84660
SH
SOLE
NONE
0
0
84660
ARMOUR RESIDENTIAL REIT
COM NEW
042315507
1686
74257
SH
SOLE
NONE
0
0
74257
AT&T INC
COM
00206R102
8282
199324
SH
SOLE
NONE
0
0
199324
ATHENAHEALTH INC
COM
04685W103
406
3607
SH
SOLE
NONE
0
0
3607
AUTOMATIC DATA PROCESSIN
COM
053015103
589
5755
SH
SOLE
NONE
0
0
5755
AVINO SILVER & GOLD MINE
COM
053906103
21
12000
SH
SOLE
NONE
0
0
12000
B2GOLD CORP
COM
11777Q209
30
10534
SH
SOLE
NONE
0
0
10534
BADGER METER INC
COM
056525108
698
19000
SH
SOLE
NONE
0
0
19000
BAIDU INC
SPON ADR REP A
056752108
306
1776
SH
SOLE
NONE
0
0
1776
BANCO SANTANDER SA
ADR
05964H105
161
26471
SH
SOLE
NONE
0
0
26471
BANCROFT FUND LTD
COM
059695106
242
11523
SH
SOLE
NONE
0
0
11523
BANK AMER CORP
COM
060505104
6573
278643
SH
SOLE
NONE
0
0
278643
BANK NEW YORK MELLON COR
COM
064058100
216
4564
SH
SOLE
NONE
0
0
4564
BB&T CORP
COM
054937107
1097
24542
SH
SOLE
NONE
0
0
24542
BELLATRIX EXPLORATION LT
COM
078314101
40
50960
SH
SOLE
NONE
0
0
50960
BERKSHIRE HATHAWAY INC D
CL B NEW
084670702
3307
19839
SH
SOLE
NONE
0
0
19839
BERKSHIRE HATHAWAY INC D
CL A
084670108
3498
14
SH
SOLE
NONE
0
0
14
BIOGEN INC
COM
09062X103
784
2866
SH
SOLE
NONE
0
0
2866
BLACKROCK CORPOR HI YLD
COM
09255P107
143
13056
SH
SOLE
NONE
0
0
13056
BLACKROCK ENHANCED EQT D
COM
09251A104
132
15435
SH
SOLE
NONE
0
0
15435
BLACKROCK GLOBAL OPP EQT
COM
092501105
148
11930
SH
SOLE
NONE
0
0
11930
BLACKROCK MUN INCOME TR
SH BEN INT
09248F109
406
29156
SH
SOLE
NONE
0
0
29156
BLACKROCK MUNIYIELD PA Q
COM
09255G107
198
14000
SH
SOLE
NONE
0
0
14000
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
449
15111
SH
SOLE
NONE
0
0
15111
BOARDWALK PIPELINE PARTN
UT LTD PARTNER
096627104
205
11210
SH
SOLE
NONE
0
0
11210
BOEING CO
COM
097023105
9536
53916
SH
SOLE
NONE
0
0
53916
BP PLC
SPONSORED ADR
055622104
961
27835
SH
SOLE
NONE
0
0
27835
BRISTOL MYERS SQUIBB CO
COM
110122108
3535
64999
SH
SOLE
NONE
0
0
64999
BROADCOM LTD
SHS
Y09827109
276
1259
SH
SOLE
NONE
0
0
1259
BROOKDALE SR LIVING INC
COM
112463104
275
20500
SH
SOLE
NONE
0
0
20500
BRUNSWICK CORP
COM
117043109
831
13574
SH
SOLE
NONE
0
0
13574
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
470
6862
SH
SOLE
NONE
0
0
6862
BUILDERS FIRSTSOURCE INC
COM
12008R107
312
20933
SH
SOLE
NONE
0
0
20933
CADENCE DESIGN SYSTEM IN
COM
127387108
998
31784
SH
SOLE
NONE
0
0
31784
CALAMOS CONV OPP AND INC
SH BEN INT
128117108
176
16001
SH
SOLE
NONE
0
0
16001
CALAMOS GBL DYN INCOME F
COM
12811L107
175
22399
SH
SOLE
NONE
0
0
22399
CAMECO CORP
COM
13321L108
171
15404
SH
SOLE
NONE
0
0
15404
CAMPBELL SOUP CO
COM
134429109
317
5534
SH
SOLE
NONE
0
0
5534
CAPITAL PRODUCT PARTNERS
COM UNIT LP
Y11082107
79
22225
SH
SOLE
NONE
0
0
22225
CAPSTEAD MTG CORP
COM NO PAR
14067E506
260
24669
SH
SOLE
NONE
0
0
24669
CARETRUST REIT INC
COM
14174T107
527
31333
SH
SOLE
NONE
0
0
31333
CARNIVAL CORP
UNIT 99/99/9999
143658300
525
8911
SH
SOLE
NONE
0
0
8911
CARRIZO OIL & GAS INC
COM
144577103
945
32961
SH
SOLE
NONE
0
0
32961
CATERPILLAR INC DEL
COM
149123101
1610
17357
SH
SOLE
NONE
0
0
17357
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
403
5947
PRN
SOLE
NONE
0
0
5947
CELGENE CORP
COM
151020104
5005
40220
SH
SOLE
NONE
0
0
40220
CEMEX SAB DE CV
SPON ADR NEW
151290889
219
24189
SH
SOLE
NONE
0
0
24189
CENTURYLINK INC
COM
156700106
701
29726
SH
SOLE
NONE
0
0
29726
CHENIERE ENERGY INC
COM NEW
16411R208
247
5215
SH
SOLE
NONE
0
0
5215
CHESAPEAKE ENERGY CORP
COM
165167107
190
31955
SH
SOLE
NONE
0
0
31955
CHEVRON CORP NEW
COM
166764100
5592
52085
SH
SOLE
NONE
0
0
52085
CHIMERA INVT CORP
COM NEW
16934Q208
468
23179
SH
SOLE
NONE
0
0
23179
CHIPOTLE MEXICAN GRILL I
COM
169656105
410
920
SH
SOLE
NONE
0
0
920
CIGNA CORPORATION
COM
125509109
436
2979
SH
SOLE
NONE
0
0
2979
CINTAS CORP
COM
172908105
865
6837
SH
SOLE
NONE
0
0
6837
CISCO SYS INC
COM
17275R102
6862
203010
SH
SOLE
NONE
0
0
203010
CITIGROUP INC
COM NEW
172967424
5741
95963
SH
SOLE
NONE
0
0
95963
CITIZENS FINL GROUP INC
COM
174610105
788
22804
SH
SOLE
NONE
0
0
22804
CLIFFS NAT RES INC
COM
18683K101
93
11360
SH
SOLE
NONE
0
0
11360
CLOVIS ONCOLOGY INC
COM
189464100
224
3525
SH
SOLE
NONE
0
0
3525
CME GROUP INC
COM
12572Q105
2532
21310
SH
SOLE
NONE
0
0
21310
COACH INC
COM
189754104
463
11192
SH
SOLE
NONE
0
0
11192
COCA COLA CO
COM
191216100
3385
79769
SH
SOLE
NONE
0
0
79769
COFFEE HLDGS INC
COM
192176105
87
18700
SH
SOLE
NONE
0
0
18700
COGNIZANT TECHNOLOGY SOL
CL A
192446102
302
5068
SH
SOLE
NONE
0
0
5068
COLGATE PALMOLIVE CO
COM
194162103
744
10161
SH
SOLE
NONE
0
0
10161
COLUMBIA SELIGM PREM TEC
COM
19842X109
253
12271
SH
SOLE
NONE
0
0
12271
COMCAST CORP NEW
CL A
20030N101
642
17084
SH
SOLE
NONE
0
0
17084
COMERICA INC
COM
200340107
272
3969
SH
SOLE
NONE
0
0
3969
COMMSCOPE HLDG CO INC
COM
20337X109
903
21648
SH
SOLE
NONE
0
0
21648
CONAGRA BRANDS INC
COM
205887102
596
14767
SH
SOLE
NONE
0
0
14767
CONOCOPHILLIPS
COM
20825C104
3042
60998
SH
SOLE
NONE
0
0
60998
CONSOLIDATED EDISON INC
COM
209115104
869
11188
SH
SOLE
NONE
0
0
11188
CONSTELLATION BRANDS INC
CL A
21036P108
267
1650
SH
SOLE
NONE
0
0
1650
CORNING INC
COM
219350105
1530
56649
SH
SOLE
NONE
0
0
56649
COSTCO WHSL CORP NEW
COM
22160K105
856
5102
SH
SOLE
NONE
0
0
5102
CREDIT SUISSE HIGH YLD B
SH BEN INT
22544F103
250
93470
SH
SOLE
NONE
0
0
93470
CREDIT SUISSE NASSAU BRH
INVRS VIX MDTERM
22542D829
382
6267
SH
SOLE
NONE
0
0
6267
CREDIT SUISSE NASSAU BRH
INVRS VIX STERM
22542D795
343
4696
SH
SOLE
NONE
0
0
4696
CSX CORP
COM
126408103
320
6879
SH
SOLE
NONE
0
0
6879
CUMMINS INC
COM
231021106
2254
14910
SH
SOLE
NONE
0
0
14910
CVR REFNG LP
COMUNIT REP LT
12663P107
109
11500
PRN
SOLE
NONE
0
0
11500
CVS HEALTH CORP
COM
126650100
5984
76227
SH
SOLE
NONE
0
0
76227
D R HORTON INC
COM
23331A109
521
15627
SH
SOLE
NONE
0
0
15627
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
217
5520
SH
SOLE
NONE
0
0
5520
DEERE & CO
COM
244199105
531
4875
SH
SOLE
NONE
0
0
4875
DELTA AIR LINES INC DEL
COM NEW
247361702
292
6353
SH
SOLE
NONE
0
0
6353
DENISON MINES CORP
COM
248356107
23
36700
SH
SOLE
NONE
0
0
36700
DIAMONDBACK ENERGY INC
COM
25278X109
379
3650
SH
SOLE
NONE
0
0
3650
DIGI INTL INC
COM
253798102
161
13500
SH
SOLE
NONE
0
0
13500
DIGITAL RLTY TR INC
COM
253868103
488
4591
SH
SOLE
NONE
0
0
4591
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
222
5000
SH
SOLE
NONE
0
0
5000
DISCOVER FINL SVCS
COM
254709108
2014
29452
SH
SOLE
NONE
0
0
29452
DISNEY WALT CO
COM DISNEY
254687106
11696
103145
SH
SOLE
NONE
0
0
103145
DNP SELECT INCOME FD
COM
23325P104
240
22204
SH
SOLE
NONE
0
0
22204
DOLLAR GEN CORP NEW
COM
256677105
567
8135
SH
SOLE
NONE
0
0
8135
DOMINION RES INC VA NEW
COM
25746U109
1111
14321
SH
SOLE
NONE
0
0
14321
DOMINOS PIZZA INC
COM
25754A201
363
1971
SH
SOLE
NONE
0
0
1971
DOVER CORP
COM
260003108
1161
14450
SH
SOLE
NONE
0
0
14450
DOW CHEM CO
COM
260543103
8862
139475
SH
SOLE
NONE
0
0
139475
DR PEPPER SNAPPLE GROUP
COM
26138E109
5384
54980
SH
SOLE
NONE
0
0
54980
DRIVE SHACK INC
COM
262077100
76
18360
SH
SOLE
NONE
0
0
18360
DTE ENERGY CO
COM
233331107
481
4709
SH
SOLE
NONE
0
0
4709
DU PONT E I DE NEMOURS &
COM
263534109
489
6091
SH
SOLE
NONE
0
0
6091
DUKE ENERGY CORP NEW
COM NEW
26441C204
2252
27462
SH
SOLE
NONE
0
0
27462
DUKE REALTY CORP
COM NEW
264411505
813
30929
SH
SOLE
NONE
0
0
30929
DYCOM INDS INC
COM
267475101
876
9425
SH
SOLE
NONE
0
0
9425
EAST WEST BANCORP INC
COM
27579R104
829
16065
SH
SOLE
NONE
0
0
16065
EATON VANCE ENHANCED EQ
COM
278274105
389
29639
SH
SOLE
NONE
0
0
29639
EATON VANCE RISK MNGD DI
COM
27829G106
342
37658
SH
SOLE
NONE
0
0
37658
EATON VANCE TAX MNGD GBL
COM
27829F108
859
100815
SH
SOLE
NONE
0
0
100815
EATON VANCE TX MNG BY WR
COM
27828Y108
324
21318
SH
SOLE
NONE
0
0
21318
EATON VANCE TXMGD GL BUY
COM
27829C105
655
60050
SH
SOLE
NONE
0
0
60050
EBAY INC
COM
278642103
245
7302
SH
SOLE
NONE
0
0
7302
EGALET CORP
COM
28226B104
116
22718
SH
SOLE
NONE
0
0
22718
ENBRIDGE ENERGY PARTNERS
COM
29250R106
327
17199
SH
SOLE
NONE
0
0
17199
ENBRIDGE INC
COM
29250N105
501
11977
SH
SOLE
NONE
0
0
11977
ENDURO RTY TR
TR UNIT
29269K100
60
18000
SH
SOLE
NONE
0
0
18000
ENERGY TRANSFER EQUITY L
COM UT LTD PTN
29273V100
298
15079
SH
SOLE
NONE
0
0
15079
ENERGY TRANSFER PRTNRS L
UNIT LTD PARTN
29273R109
2844
77873
SH
SOLE
NONE
0
0
77873
ENSIGN GROUP INC
COM
29358P101
742
39480
SH
SOLE
NONE
0
0
39480
ENSYNC INC
COM
29359T102
48
78724
SH
SOLE
NONE
0
0
78724
ENTERPRISE PRODS PARTNER
COM
293792107
2040
73880
SH
SOLE
NONE
0
0
73880
ENTREE GOLD INC
COM
29383G100
38
78500
SH
SOLE
NONE
0
0
78500
EOG RES INC
COM
26875P101
268
2750
SH
SOLE
NONE
0
0
2750
EPR PPTYS
COM SH BEN INT
26884U109
320
4340
SH
SOLE
NONE
0
0
4340
EVERCORE PARTNERS INC
CLASS A
29977A105
904
11604
SH
SOLE
NONE
0
0
11604
EVERSOURCE ENERGY
COM
30040W108
1122
19096
SH
SOLE
NONE
0
0
19096
EXACT SCIENCES CORP
COM
30063P105
335
14200
SH
SOLE
NONE
0
0
14200
EXELON CORP
COM
30161N101
5587
155267
SH
SOLE
NONE
0
0
155267
EXETER RES CORP
COM
301835104
28
16300
SH
SOLE
NONE
0
0
16300
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1045
15854
SH
SOLE
NONE
0
0
15854
EXXON MOBIL CORP
COM
30231G102
23789
290078
SH
SOLE
NONE
0
0
290078
F5 NETWORKS INC
COM
315616102
970
6804
SH
SOLE
NONE
0
0
6804
FACEBOOK INC
CL A
30303M102
16988
119590
SH
SOLE
NONE
0
0
119590
FEDEX CORP
COM
31428X106
547
2803
SH
SOLE
NONE
0
0
2803
FERRELLGAS PARTNERS L.P.
UNIT LTD PART
315293100
135
22510
SH
SOLE
NONE
0
0
22510
FIDELITY NATIONAL FINANC
FNF GROUP COM
31620R303
5282
135632
SH
SOLE
NONE
0
0
135632
FIFTH STREET FINANCE COR
COM
31678A103
206
44635
SH
SOLE
NONE
0
0
44635
FIFTH THIRD BANCORP
COM
316773100
1490
58648
SH
SOLE
NONE
0
0
58648
FIRST NBC BK HLDG CO
COM
32115D106
42
10600
SH
SOLE
NONE
0
0
10600
FIRST US BANCSHARES INC
COM
33744V103
662
53416
SH
SOLE
NONE
0
0
53416
FIRSTENERGY CORP
COM
337932107
347
10895
SH
SOLE
NONE
0
0
10895
FISERV INC
COM
337738108
427
3700
SH
SOLE
NONE
0
0
3700
FLAHERTY&CRMN PFD SEC IN
COM
338478100
246
11986
SH
SOLE
NONE
0
0
11986
FONAR CORP
COM NEW
344437405
246
14030
SH
SOLE
NONE
0
0
14030
FOOT LOCKER INC
COM
344849104
1270
16972
SH
SOLE
NONE
0
0
16972
FORD MTR CO DEL
COM PAR $0.01
345370860
3942
338624
SH
SOLE
NONE
0
0
338624
FORTUNE BRANDS HOME & SE
COM
34964C106
203
3330
SH
SOLE
NONE
0
0
3330
FREEPORT-MCMORAN INC
CL B
35671D857
363
27166
SH
SOLE
NONE
0
0
27166
FRONTIER COMMUNICATIONS
COM
35906A108
209
97704
SH
SOLE
NONE
0
0
97704
GABELLI EQUITY TR INC
COM
362397101
830
139041
SH
SOLE
NONE
0
0
139041
GABELLI MULTIMEDIA TR IN
COM
36239Q109
165
20458
SH
SOLE
NONE
0
0
20458
GALLAGHER ARTHUR J & CO
COM
363576109
854
15100
SH
SOLE
NONE
0
0
15100
GAMESTOP CORP NEW
CL A
36467W109
337
14944
SH
SOLE
NONE
0
0
14944
GATX CORP
COM
361448103
800
13119
SH
SOLE
NONE
0
0
13119
GENERAL ELECTRIC CO
COM
369604103
6697
224721
SH
SOLE
NONE
0
0
224721
GENERAL MLS INC
COM
370334104
423
7165
SH
SOLE
NONE
0
0
7165
GENERAL MTRS CO
COM
37045V100
6085
172098
SH
SOLE
NONE
0
0
172098
GILEAD SCIENCES INC
COM
375558103
2050
30185
SH
SOLE
NONE
0
0
30185
GLACIER BANCORP INC NEW
COM
37637Q105
373
11000
SH
SOLE
NONE
0
0
11000
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
258
6114
SH
SOLE
NONE
0
0
6114
GLOBUS MED INC
CL A
379577208
919
31042
SH
SOLE
NONE
0
0
31042
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
42
11900
SH
SOLE
NONE
0
0
11900
GOLDMAN SACHS GROUP INC
COM
38141G104
359
1561
SH
SOLE
NONE
0
0
1561
GOODYEAR TIRE & RUBR CO
COM
382550101
453
12571
SH
SOLE
NONE
0
0
12571
GRACO INC
COM
384109104
254
2699
SH
SOLE
NONE
0
0
2699
GREAT PANTHER SILVER LTD
COM
39115V101
37
22700
SH
SOLE
NONE
0
0
22700
GUGGENHEIM ENHNCD EQTY I
COM
40167B100
124
15301
SH
SOLE
NONE
0
0
15301
HALLIBURTON CO
COM
406216101
362
7355
SH
SOLE
NONE
0
0
7355
HARLEY DAVIDSON INC
COM
412822108
356
5889
SH
SOLE
NONE
0
0
5889
HARTFORD FINL SVCS GROUP
COM
416515104
430
8950
SH
SOLE
NONE
0
0
8950
HAWAIIAN ELEC INDUSTRIES
COM
419870100
375
11271
SH
SOLE
NONE
0
0
11271
HCA HOLDINGS INC
COM
40412C101
614
6900
SH
SOLE
NONE
0
0
6900
HECLA MNG CO
COM
422704106
297
56201
SH
SOLE
NONE
0
0
56201
HESS CORP
COM
42809H107
751
15577
SH
SOLE
NONE
0
0
15577
HEWLETT PACKARD ENTERPRI
COM
42824C109
641
27059
SH
SOLE
NONE
0
0
27059
HOLLYFRONTIER CORP
COM
436106108
216
7607
SH
SOLE
NONE
0
0
7607
HOME BANCSHARES INC
COM
436893200
11374
420182
SH
SOLE
NONE
0
0
420182
HOME DEPOT INC
COM
437076102
8576
58409
SH
SOLE
NONE
0
0
58409
HONEYWELL INTL INC
COM
438516106
630
5048
SH
SOLE
NONE
0
0
5048
HORIZON PHARMA PLC
SHS
G4617B105
148
10000
SH
SOLE
NONE
0
0
10000
HORMEL FOODS CORP
COM
440452100
1056
30500
SH
SOLE
NONE
0
0
30500
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
5517
174979
SH
SOLE
NONE
0
0
174979
HUDSON TECHNOLOGIES INC
COM
444144109
79
12000
SH
SOLE
NONE
0
0
12000
HUGOTON RTY TR TEX
UNIT BEN INT
444717102
25
13333
SH
SOLE
NONE
0
0
13333
HUMANA INC
COM
444859102
500
2427
SH
SOLE
NONE
0
0
2427
HUNTINGTON BANCSHARES IN
COM
446150104
493
36799
SH
SOLE
NONE
0
0
36799
HUNTINGTON INGALLS INDS
COM
446413106
900
4492
SH
SOLE
NONE
0
0
4492
IDERA PHARMACEUTICALS IN
COM NEW
45168K306
25
10025
SH
SOLE
NONE
0
0
10025
IDEXX LABS INC
COM
45168D104
902
5833
SH
SOLE
NONE
0
0
5833
ILLINOIS TOOL WKS INC
COM
452308109
366
2760
SH
SOLE
NONE
0
0
2760
INDEPENDENCE RLTY TR INC
COM
45378A106
164
17450
SH
SOLE
NONE
0
0
17450
INGERSOLL-RAND PLC
SHS
G47791101
407
5001
SH
SOLE
NONE
0
0
5001
INOVIO PHARMACEUTICALS I
COM NEW
45773H201
75
11400
SH
SOLE
NONE
0
0
11400
INTEL CORP
COM
458140100
9356
259391
SH
SOLE
NONE
0
0
259391
INTERCEPT PHARMACEUTICAL
COM
45845P108
356
3150
SH
SOLE
NONE
0
0
3150
INTERNATIONAL BUSINESS M
COM
459200101
10594
60835
SH
SOLE
NONE
0
0
60835
INTERPUBLIC GROUP COS IN
COM
460690100
4784
194690
SH
SOLE
NONE
0
0
194690
INTL PAPER CO
COM
460146103
5861
115425
SH
SOLE
NONE
0
0
115425
INTREXON CORP
COM
46122T102
681
34342
SH
SOLE
NONE
0
0
34342
INTUIT
COM
461202103
351
3027
SH
SOLE
NONE
0
0
3027
INVESCO MUN TR
COM
46131J103
266
21250
SH
SOLE
NONE
0
0
21250
ISHARES
MSCI AUST ETF
464286103
422
18663
SH
SOLE
NONE
0
0
18663
ISHARES GOLD TRUST
ISHARES
464285105
139
11550
SH
SOLE
NONE
0
0
11550
ISHARES SILVER TRUST
ISHARES
46428Q109
265
15335
SH
SOLE
NONE
0
0
15335
ISHARES TR
U.S. PFD STK ETF
464288687
1021
26370
SH
SOLE
NONE
0
0
26370
ISHARES TR
IBOXX INV CP ETF
464287242
399
3387
SH
SOLE
NONE
0
0
3387
ISHARES TR
RUS MDCP VAL ETF
464287473
243
2932
SH
SOLE
NONE
0
0
2932
ISHARES TR
RUSSELL 2000 ETF
464287655
311
2262
SH
SOLE
NONE
0
0
2262
ISHARES TR
U.S. AER&DEF ETF
464288760
202
1355
SH
SOLE
NONE
0
0
1355
ISHARES TR
SP SMCP600GR ETF
464287887
272
1778
SH
SOLE
NONE
0
0
1778
ISHARES TR
SP SMCP600VL ETF
464287879
209
1509
SH
SOLE
NONE
0
0
1509
ISHARES TR
CORE S&P SCP ETF
464287804
208
3008
SH
SOLE
NONE
0
0
3008
ISHARES TR
S&P MC 400GR ETF
464287606
207
1085
SH
SOLE
NONE
0
0
1085
ISHARES TR
S&P MC 400VL ETF
464287705
488
3287
SH
SOLE
NONE
0
0
3287
ISHARES TR
CORE S&P MCP ETF
464287507
551
3220
SH
SOLE
NONE
0
0
3220
ISHARES TR
NASDQ BIOTEC ETF
464287556
570
1942
SH
SOLE
NONE
0
0
1942
ISHARES TR
IBOXX HI YD ETF
464288513
817
9310
SH
SOLE
NONE
0
0
9310
ISHARES TR
FLTG RATE BD ETF
46429B655
203
4000
SH
SOLE
NONE
0
0
4000
ISHARES TR
SELECT DIVID ETF
464287168
897
9850
SH
SOLE
NONE
0
0
9850
ISHARES TR
CORE US AGGBD ET
464287226
673
6204
SH
SOLE
NONE
0
0
6204
JOHNSON & JOHNSON
COM
478160104
3708
29773
SH
SOLE
NONE
0
0
29773
JPMORGAN CHASE & CO
COM
46625H100
4704
53553
SH
SOLE
NONE
0
0
53553
KCAP FINL INC
COM
48668E101
92
22585
SH
SOLE
NONE
0
0
22585
KERYX BIOPHARMACEUTICALS
COM
492515101
80
13000
SH
SOLE
NONE
0
0
13000
KIMBERLY CLARK CORP
COM
494368103
690
5243
SH
SOLE
NONE
0
0
5243
KINDER MORGAN INC DEL
COM
49456B101
1244
57236
SH
SOLE
NONE
0
0
57236
KINGOLD JEWELRY INC
COM NEW
49579A204
20
17150
SH
SOLE
NONE
0
0
17150
KKR & CO L P DEL
COM UNITS
48248M102
349
19118
SH
SOLE
NONE
0
0
19118
KRAFT HEINZ CO
COM
500754106
2283
25141
SH
SOLE
NONE
0
0
25141
KROGER CO
COM
501044101
348
11806
SH
SOLE
NONE
0
0
11806
LABORATORY CORP AMER HLD
COM NEW
50540R409
2071
14434
SH
SOLE
NONE
0
0
14434
LAM RESEARCH CORP
COM
512807108
1330
10362
SH
SOLE
NONE
0
0
10362
LAMAR ADVERTISING CO NEW
CL A
512816109
5503
73634
SH
SOLE
NONE
0
0
73634
LAMB WESTON HLDGS INC
COM
513272104
232
5511
SH
SOLE
NONE
0
0
5511
LAS VEGAS SANDS CORP
COM
517834107
1542
27015
SH
SOLE
NONE
0
0
27015
LAUDER ESTEE COS INC
CL A
518439104
885
10438
SH
SOLE
NONE
0
0
10438
LCI INDS
COM
50189K103
751
7523
SH
SOLE
NONE
0
0
7523
LEGGETT & PLATT INC
COM
524660107
298
5923
SH
SOLE
NONE
0
0
5923
LENNAR CORP
CL A
526057104
665
13000
SH
SOLE
NONE
0
0
13000
LIBERTY ALL STAR EQUITY
SH BEN INT
530158104
1070
195948
SH
SOLE
NONE
0
0
195948
LILLY ELI & CO
COM
532457108
2903
34517
SH
SOLE
NONE
0
0
34517
LINCOLN NATL CORP IND
COM
534187109
242
3690
SH
SOLE
NONE
0
0
3690
LOCKHEED MARTIN CORP
COM
539830109
1954
7303
SH
SOLE
NONE
0
0
7303
LOWES COS INC
COM
548661107
633
7703
SH
SOLE
NONE
0
0
7703
LPL FINL HLDGS INC
COM
50212V100
304
7640
SH
SOLE
NONE
0
0
7640
M & T BK CORP
COM
55261F104
619
4000
SH
SOLE
NONE
0
0
4000
MAGELLAN MIDSTREAM PRTNR
COM UNIT RP LP
559080106
2441
31735
SH
SOLE
NONE
0
0
31735
MAIN STREET CAPITAL CORP
COM
56035L104
819
21392
SH
SOLE
NONE
0
0
21392
MALLINCKRODT PUB LTD CO
SHS
G5785G107
605
13585
SH
SOLE
NONE
0
0
13585
MARATHON OIL CORP
COM
565849106
249
15768
SH
SOLE
NONE
0
0
15768
MARATHON PETE CORP
COM
56585A102
350
6925
SH
SOLE
NONE
0
0
6925
MARRIOTT INTL INC NEW
CL A
571903202
1981
21036
SH
SOLE
NONE
0
0
21036
MARVELL TECHNOLOGY GROUP
ORD
G5876H105
1152
75497
SH
SOLE
NONE
0
0
75497
MASCO CORP
COM
574599106
1199
35271
SH
SOLE
NONE
0
0
35271
MASIMO CORP
COM
574795100
1012
10854
SH
SOLE
NONE
0
0
10854
MASTERCARD INCORPORATED
CL A
57636Q104
2301
20455
SH
SOLE
NONE
0
0
20455
MATTHEWS INTL CORP
CL A
577128101
1871
27650
SH
SOLE
NONE
0
0
27650
MB FINANCIAL INC NEW
COM
55264U108
281
6558
SH
SOLE
NONE
0
0
6558
MCCORMICK & CO INC
COM NON VTG
579780206
293
3005
SH
SOLE
NONE
0
0
3005
MCDONALDS CORP
COM
580135101
8086
62385
SH
SOLE
NONE
0
0
62385
MCEWEN MNG INC
COM
58039P107
385
126495
SH
SOLE
NONE
0
0
126495
MCKESSON CORP
COM
58155Q103
246
1662
SH
SOLE
NONE
0
0
1662
MEDICAL PPTYS TRUST INC
COM
58463J304
153
11907
SH
SOLE
NONE
0
0
11907
MEDTRONIC PLC
SHS
G5960L103
2273
28212
SH
SOLE
NONE
0
0
28212
MERCK & CO INC
COM
58933Y105
2512
39528
SH
SOLE
NONE
0
0
39528
METLIFE INC
COM
59156R108
714
13510
SH
SOLE
NONE
0
0
13510
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
144
28742
SH
SOLE
NONE
0
0
28742
MFS MULTIMARKET INCOME T
SH BEN INT
552737108
230
37500
SH
SOLE
NONE
0
0
37500
MGIC INVT CORP WIS
COM
552848103
288
28417
SH
SOLE
NONE
0
0
28417
MICRON TECHNOLOGY INC
COM
595112103
1280
44297
SH
SOLE
NONE
0
0
44297
MICROSOFT CORP
COM
594918104
4398
66780
SH
SOLE
NONE
0
0
66780
MIDDLEBY CORP
COM
596278101
479
3509
SH
SOLE
NONE
0
0
3509
MONDELEZ INTL INC
CL A
609207105
1573
36503
SH
SOLE
NONE
0
0
36503
MORGAN STANLEY
COM NEW
617446448
1036
24194
SH
SOLE
NONE
0
0
24194
MPLX LP
COM UNIT REP LTD
55336V100
792
21954
PRN
SOLE
NONE
0
0
21954
MUELLER INDS INC
COM
624756102
405
11832
SH
SOLE
NONE
0
0
11832
NATIONAL BANKSHARES INC
COM
634865109
711
18928
SH
SOLE
NONE
0
0
18928
NATIONAL FUEL GAS CO N J
COM
636180101
209
3500
SH
SOLE
NONE
0
0
3500
NATIONAL GRID PLC
SPON ADR NEW
636274300
256
4026
SH
SOLE
NONE
0
0
4026
NAVIOS MARITIME PARTNERS
UNIT LPI
Y62267102
24
11751
SH
SOLE
NONE
0
0
11751
NEOS THERAPEUTICS INC
COM
64052L106
216
30000
SH
SOLE
NONE
0
0
30000
NETAPP INC
COM
64110D104
510
12191
SH
SOLE
NONE
0
0
12191
NETFLIX INC
COM
64110L106
1986
13439
SH
SOLE
NONE
0
0
13439
NETSCOUT SYS INC
COM
64115T104
296
7800
SH
SOLE
NONE
0
0
7800
NEW RESIDENTIAL INVT COR
COM NEW
64828T201
430
25351
SH
SOLE
NONE
0
0
25351
NEW YORK CMNTY BANCORP I
COM
649445103
303
21718
SH
SOLE
NONE
0
0
21718
NEW YORK MTG TR INC
COM PAR $.02
649604501
214
34628
SH
SOLE
NONE
0
0
34628
NEXTERA ENERGY INC
COM
65339F101
331
2578
SH
SOLE
NONE
0
0
2578
NIKE INC
CL B
654106103
1368
24542
SH
SOLE
NONE
0
0
24542
NOKIA CORP
SPONSORED ADR
654902204
605
111546
SH
SOLE
NONE
0
0
111546
NORDIC AMERICAN TANKERS
COM
G65773106
192
23507
SH
SOLE
NONE
0
0
23507
NORFOLK SOUTHERN CORP
COM
655844108
939
8383
SH
SOLE
NONE
0
0
8383
NORTHROP GRUMMAN CORP
COM
666807102
1125
4731
SH
SOLE
NONE
0
0
4731
NOVAGOLD RES INC
COM NEW
66987E206
131
26800
SH
SOLE
NONE
0
0
26800
NUSTAR ENERGY LP
UNIT COM
67058H102
422
8115
SH
SOLE
NONE
0
0
8115
NUVEEN AMT FREE QLTY MUN
COM
670657105
247
18488
SH
SOLE
NONE
0
0
18488
NUVEEN DOW 30 DYN OVERWR
SHS
67075F105
162
10375
SH
SOLE
NONE
0
0
10375
NUVEEN FLTNG RTE INCM OP
COM SHS
6706EN100
134
11400
SH
SOLE
NONE
0
0
11400
NUVEEN PREFERRED SECURIT
COM
67072C105
365
38310
SH
SOLE
NONE
0
0
38310
NUVEEN QUALITY MUNCP INC
COM
67066V101
157
11494
SH
SOLE
NONE
0
0
11494
NUVEEN S&P 500 DYN OVERW
COM
6706EW100
627
42339
SH
SOLE
NONE
0
0
42339
NVIDIA CORP
COM
67066G104
939
8623
SH
SOLE
NONE
0
0
8623
O REILLY AUTOMOTIVE INC
COM
67103H107
270
1000
SH
SOLE
NONE
0
0
1000
OCCIDENTAL PETE CORP DEL
COM
674599105
1488
23484
SH
SOLE
NONE
0
0
23484
OCEAN BIO CHEM INC
COM
674631106
195
41500
SH
SOLE
NONE
0
0
41500
OMEGA HEALTHCARE INVS IN
COM
681936100
388
11747
SH
SOLE
NONE
0
0
11747
OMEROS CORP
COM
682143102
423
28000
SH
SOLE
NONE
0
0
28000
ON SEMICONDUCTOR CORP
COM
682189105
332
21457
SH
SOLE
NONE
0
0
21457
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
1018
18853
SH
SOLE
NONE
0
0
18853
ORACLE CORP
COM
68389X105
2636
59097
SH
SOLE
NONE
0
0
59097
ORANGE
SPONSORED ADR
684060106
213
13736
SH
SOLE
NONE
0
0
13736
ORBITAL ATK INC
COM
68557N103
861
8781
SH
SOLE
NONE
0
0
8781
ORCHID IS CAP INC
COM
68571X103
114
11398
SH
SOLE
NONE
0
0
11398
PACCAR INC
COM
693718108
5328
79280
SH
SOLE
NONE
0
0
79280
PACWEST BANCORP DEL
COM
695263103
333
6259
SH
SOLE
NONE
0
0
6259
PAN AMERICAN SILVER CORP
COM
697900108
202
11516
SH
SOLE
NONE
0
0
11516
PARKER HANNIFIN CORP
COM
701094104
244
1525
SH
SOLE
NONE
0
0
1525
PAYPAL HLDGS INC
COM
70450Y103
473
11002
SH
SOLE
NONE
0
0
11002
PDC ENERGY INC
COM
69327R101
718
11522
SH
SOLE
NONE
0
0
11522
PEMBINA PIPELINE CORP
COM
706327103
327
10300
SH
SOLE
NONE
0
0
10300
PENGROWTH ENERGY CORP
COM
70706P104
134
134333
SH
SOLE
NONE
0
0
134333
PENN WEST PETE LTD NEW
COM
707887105
52
30500
SH
SOLE
NONE
0
0
30500
PENNANTPARK FLOATING RAT
COM
70806A106
277
19853
SH
SOLE
NONE
0
0
19853
PENNANTPARK INVT CORP
COM
708062104
137
16800
SH
SOLE
NONE
0
0
16800
PENNS WOODS BANCORP INC
COM
708430103
217
5005
SH
SOLE
NONE
0
0
5005
PENTAIR PLC
SHS
G7S00T104
576
9181
SH
SOLE
NONE
0
0
9181
PEPSICO INC
COM
713448108
2463
22020
SH
SOLE
NONE
0
0
22020
PFIZER INC
COM
717081103
8578
250758
SH
SOLE
NONE
0
0
250758
PHILIP MORRIS INTL INC
COM
718172109
8431
74676
SH
SOLE
NONE
0
0
74676
PHILLIPS 66
COM
718546104
778
9823
SH
SOLE
NONE
0
0
9823
PIMCO DYNMIC CREDIT AND
COM SHS
72202D106
263
12274
SH
SOLE
NONE
0
0
12274
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
338
3324
SH
SOLE
NONE
0
0
3324
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
601
5704
SH
SOLE
NONE
0
0
5704
PIMCO HIGH INCOME FD
COM SHS
722014107
1285
147758
SH
SOLE
NONE
0
0
147758
PIMCO INCOME STRATEGY FU
COM
72201J104
231
23001
SH
SOLE
NONE
0
0
23001
PIMCO MUN INCOME FD II
COM
72200W106
168
13384
SH
SOLE
NONE
0
0
13384
PIONEER HIGH INCOME TR
COM
72369H106
176
17826
SH
SOLE
NONE
0
0
17826
PIONEER NAT RES CO
COM
723787107
581
3119
SH
SOLE
NONE
0
0
3119
PITNEY BOWES INC
COM
724479100
146
11109
SH
SOLE
NONE
0
0
11109
PLAINS ALL AMERN PIPELIN
UNIT LTD PARTN
726503105
499
15780
SH
SOLE
NONE
0
0
15780
PNC FINL SVCS GROUP INC
COM
693475105
444
3690
SH
SOLE
NONE
0
0
3690
POLARIS INDS INC
COM
731068102
677
8080
SH
SOLE
NONE
0
0
8080
POOL CORPORATION
COM
73278L105
908
7605
SH
SOLE
NONE
0
0
7605
PORTOLA PHARMACEUTICALS
COM
737010108
1403
35800
SH
SOLE
NONE
0
0
35800
POTASH CORP SASK INC
COM
73755L107
246
14375
SH
SOLE
NONE
0
0
14375
POWERSHARES ETF TRUST
GBL LSTD PVT EQT
73935X195
215
18405
SH
SOLE
NONE
0
0
18405
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
303
16223
SH
SOLE
NONE
0
0
16223
POWERSHARES ETF TRUST
HI YLD EQ DVDN
73935X302
298
17474
SH
SOLE
NONE
0
0
17474
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
426
18315
SH
SOLE
NONE
0
0
18315
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
2105
15901
SH
SOLE
NONE
0
0
15901
PPG INDS INC
COM
693506107
1061
10095
SH
SOLE
NONE
0
0
10095
PPL CORP
COM
69351T106
311
8306
SH
SOLE
NONE
0
0
8306
PRAXAIR INC
COM
74005P104
225
1896
SH
SOLE
NONE
0
0
1896
PRICELINE GRP INC
COM NEW
741503403
541
304
SH
SOLE
NONE
0
0
304
PRIMERICA INC
COM
74164M108
915
11128
SH
SOLE
NONE
0
0
11128
PROCTER AND GAMBLE CO
COM
742718109
1734
19295
SH
SOLE
NONE
0
0
19295
PROSHARES TR
ULTRA FNCLS NEW
74347X633
389
4000
SH
SOLE
NONE
0
0
4000
PROSHARES TR
ULTRA 20YR TRE
74347R172
204
2723
SH
SOLE
NONE
0
0
2723
PROSHARES TR
PSHS ULT S&P 500
74347R107
1415
16678
SH
SOLE
NONE
0
0
16678
PROSHARES TR
PSHS ULTRA QQQ
74347R206
268
2500
SH
SOLE
NONE
0
0
2500
PROSHARES TR
PSHS ULT NASB
74347R214
483
10000
SH
SOLE
NONE
0
0
10000
PROSPECT CAPITAL CORPORA
COM
74348T102
1740
192517
SH
SOLE
NONE
0
0
192517
PROSPERITY BANCSHARES IN
COM
743606105
920
13200
SH
SOLE
NONE
0
0
13200
PRUDENTIAL FINL INC
COM
744320102
531
4979
SH
SOLE
NONE
0
0
4979
PULTE GROUP INC
COM
745867101
233
9880
SH
SOLE
NONE
0
0
9880
PUTNAM MANAGED MUN INCOM
COM
746823103
250
34375
SH
SOLE
NONE
0
0
34375
PUTNAM MASTER INTER INCO
SH BEN INT
746909100
337
71772
SH
SOLE
NONE
0
0
71772
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
270
51176
SH
SOLE
NONE
0
0
51176
QUALCOMM INC
COM
747525103
2390
41674
SH
SOLE
NONE
0
0
41674
QUEST DIAGNOSTICS INC
COM
74834L100
655
6666
SH
SOLE
NONE
0
0
6666
RANGE RES CORP
COM
75281A109
3493
120020
SH
SOLE
NONE
0
0
120020
RAYTHEON CO
COM NEW
755111507
332
2178
SH
SOLE
NONE
0
0
2178
REALTY INCOME CORP
COM
756109104
826
13872
SH
SOLE
NONE
0
0
13872
REGENERON PHARMACEUTICAL
COM
75886F107
291
750
SH
SOLE
NONE
0
0
750
REGIONS FINL CORP NEW
COM
7591EP100
3652
251330
SH
SOLE
NONE
0
0
251330
REVOLUTION LIGHTING TECH
COM NEW
76155G206
667
89194
SH
SOLE
NONE
0
0
89194
REYNOLDS AMERICAN INC
COM
761713106
713
11306
SH
SOLE
NONE
0
0
11306
RITE AID CORP
COM
767754104
462
108700
SH
SOLE
NONE
0
0
108700
ROCKWELL AUTOMATION INC
COM
773903109
533
3423
SH
SOLE
NONE
0
0
3423
ROCKWELL COLLINS INC
COM
774341101
340
3504
SH
SOLE
NONE
0
0
3504
ROLLINS INC
COM
775711104
2112
56878
SH
SOLE
NONE
0
0
56878
ROSS STORES INC
COM
778296103
819
12438
SH
SOLE
NONE
0
0
12438
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
338
6053
SH
SOLE
NONE
0
0
6053
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
770
14610
SH
SOLE
NONE
0
0
14610
RPM INTL INC
COM
749685103
273
4955
SH
SOLE
NONE
0
0
4955
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
3187
35093
SH
SOLE
NONE
0
0
35093
RYDEX ETF TRUST
GUG S&P500 PU VA
78355W304
200
3400
SH
SOLE
NONE
0
0
3400
SAIA INC
COM
78709Y105
639
14431
SH
SOLE
NONE
0
0
14431
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
118
16300
SH
SOLE
NONE
0
0
16300
SANCHEZ ENERGY CORP
COM
79970Y105
231
24206
SH
SOLE
NONE
0
0
24206
SANDRIDGE MISSISSIPPIAN
UNIT BEN INT
80007T101
59
42000
SH
SOLE
NONE
0
0
42000
SCHLUMBERGER LTD
COM
806857108
500
6400
SH
SOLE
NONE
0
0
6400
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
252
5645
SH
SOLE
NONE
0
0
5645
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
201
6400
SH
SOLE
NONE
0
0
6400
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
692
15064
SH
SOLE
NONE
0
0
15064
SEARS HLDGS CORP
COM
812350106
115
10000
SH
SOLE
NONE
0
0
10000
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
432
4914
SH
SOLE
NONE
0
0
4914
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
756
10163
SH
SOLE
NONE
0
0
10163
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
420
8190
SH
SOLE
NONE
0
0
8190
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
341
10804
SH
SOLE
NONE
0
0
10804
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
583
10680
SH
SOLE
NONE
0
0
10680
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
854
16017
SH
SOLE
NONE
0
0
16017
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
758
11651
SH
SOLE
NONE
0
0
11651
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
699
29477
SH
SOLE
NONE
0
0
29477
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
750
10726
SH
SOLE
NONE
0
0
10726
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
514
9800
SH
SOLE
NONE
0
0
9800
SEMPRA ENERGY
COM
816851109
496
4486
SH
SOLE
NONE
0
0
4486
SENSIENT TECHNOLOGIES CO
COM
81725T100
1668
21041
SH
SOLE
NONE
0
0
21041
SHIP FINANCE INTERNATION
SHS
G81075106
152
10311
SH
SOLE
NONE
0
0
10311
SILVER WHEATON CORP
COM
828336107
1517
72785
SH
SOLE
NONE
0
0
72785
SIMON PPTY GROUP INC NEW
COM
828806109
282
1638
SH
SOLE
NONE
0
0
1638
SINA CORP
ORD
G81477104
228
3165
SH
SOLE
NONE
0
0
3165
SIRIUS XM HLDGS INC
COM
82968B103
4194
814347
SH
SOLE
NONE
0
0
814347
SKECHERS U S A INC
CL A
830566105
290
10580
SH
SOLE
NONE
0
0
10580
SKYWORKS SOLUTIONS INC
COM
83088M102
521
5318
SH
SOLE
NONE
0
0
5318
SLM CORP
COM
78442P106
246
20314
SH
SOLE
NONE
0
0
20314
SMITH A O
COM
831865209
881
17229
SH
SOLE
NONE
0
0
17229
SNAP ON INC
COM
833034101
1125
6667
SH
SOLE
NONE
0
0
6667
SOUTHERN CO
COM
842587107
2320
46612
SH
SOLE
NONE
0
0
46612
SOUTHERN COPPER CORP
COM
84265V105
260
7250
SH
SOLE
NONE
0
0
7250
SOUTHWEST AIRLS CO
COM
844741108
577
10728
SH
SOLE
NONE
0
0
10728
SPDR DOW JONES INDL AVRG
UT SER 1
78467X109
1329
6442
SH
SOLE
NONE
0
0
6442
SPDR GOLD TRUST
GOLD SHS
78463V107
267
2246
SH
SOLE
NONE
0
0
2246
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
325
6912
SH
SOLE
NONE
0
0
6912
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5858
24850
SH
SOLE
NONE
0
0
24850
SPDR S&P MIDCAP 400 ETF
UTSER1 S&PDCRP
78467Y107
597
1911
SH
SOLE
NONE
0
0
1911
SPDR SER TR
BLOOMBERG SRT TR
78468R408
224
8000
SH
SOLE
NONE
0
0
8000
SPDR SERIES TRUST
S&P TRANSN ETF
78464A532
293
5535
SH
SOLE
NONE
0
0
5535
SPDR SERIES TRUST
S&P REGL BKG
78464A698
303
5542
SH
SOLE
NONE
0
0
5542
SPIRIT RLTY CAP INC NEW
COM
84860W102
208
20565
SH
SOLE
NONE
0
0
20565
SRC ENERGY INC
COM
78470V108
305
36192
SH
SOLE
NONE
0
0
36192
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
244
5000
SH
SOLE
NONE
0
0
5000
STANLEY BLACK & DECKER I
COM
854502101
2012
15144
SH
SOLE
NONE
0
0
15144
STARBUCKS CORP
COM
855244109
1911
32725
SH
SOLE
NONE
0
0
32725
STATE STR CORP
COM
857477103
932
11712
SH
SOLE
NONE
0
0
11712
STEEL DYNAMICS INC
COM
858119100
222
6388
SH
SOLE
NONE
0
0
6388
STRYKER CORP
COM
863667101
546
4150
SH
SOLE
NONE
0
0
4150
SUNCOKE ENERGY PARTNERS
COMUNIT REP LT
86722Y101
158
10300
SH
SOLE
NONE
0
0
10300
SYNCHRONY FINL
COM
87165B103
1058
30850
SH
SOLE
NONE
0
0
30850
SYNOPSYS INC
COM
871607107
889
12330
SH
SOLE
NONE
0
0
12330
SYNTHETIC BIOLOGICS INC
COM
87164U102
82
130012
SH
SOLE
NONE
0
0
130012
SYSCO CORP
COM
871829107
719
13842
SH
SOLE
NONE
0
0
13842
TARGA RES CORP
COM
87612G101
202
3377
SH
SOLE
NONE
0
0
3377
TARGET CORP
COM
87612E106
443
8033
SH
SOLE
NONE
0
0
8033
TASER INTL INC
COM
87651B104
275
12055
SH
SOLE
NONE
0
0
12055
TC PIPELINES LP
UT COM LTD PRT
87233Q108
274
4600
SH
SOLE
NONE
0
0
4600
TD AMERITRADE HLDG CORP
COM
87236Y108
368
9472
SH
SOLE
NONE
0
0
9472
TEEKAY TANKERS LTD
CL A
Y8565N102
39
19183
SH
SOLE
NONE
0
0
19183
TEGNA INC
COM
87901J105
264
10300
SH
SOLE
NONE
0
0
10300
TEMPUR SEALY INTL INC
COM
88023U101
295
6353
SH
SOLE
NONE
0
0
6353
TENNECO INC
COM
880349105
823
13183
SH
SOLE
NONE
0
0
13183
TERRA NITROGEN CO L P
COM UNIT
881005201
245
2490
SH
SOLE
NONE
0
0
2490
TESLA INC
COM
88160R101
247
887
SH
SOLE
NONE
0
0
887
TESORO CORP
COM
881609101
454
5600
SH
SOLE
NONE
0
0
5600
TEVA PHARMACEUTICAL INDS
SPONSORED ADR
881624209
260
8095
SH
SOLE
NONE
0
0
8095
TEXAS INSTRS INC
COM
882508104
1980
24580
SH
SOLE
NONE
0
0
24580
TEXTRON INC
COM
883203101
928
19500
SH
SOLE
NONE
0
0
19500
THOR INDS INC
COM
885160101
859
8937
SH
SOLE
NONE
0
0
8937
TICC CAPITAL CORP
COM
87244T109
140
19000
SH
SOLE
NONE
0
0
19000
TIME WARNER INC
COM NEW
887317303
559
5724
SH
SOLE
NONE
0
0
5724
TJX COS INC NEW
COM
872540109
1665
21055
SH
SOLE
NONE
0
0
21055
TOMPKINS FINANCIAL CORPO
COM
890110109
201
2500
SH
SOLE
NONE
0
0
2500
TORCHMARK CORP
COM
891027104
5160
66984
SH
SOLE
NONE
0
0
66984
TORO CO
COM
891092108
1006
16102
SH
SOLE
NONE
0
0
16102
TORONTO DOMINION BK ONT
COM NEW
891160509
225
4497
SH
SOLE
NONE
0
0
4497
TOTAL S A
SPONSORED ADR
89151E109
976
19360
SH
SOLE
NONE
0
0
19360
TOWNEBANK PORTSMOUTH VA
COM
89214P109
842
26000
SH
SOLE
NONE
0
0
26000
TRANSMONTAIGNE PARTNERS
COM UNIT L P
89376V100
362
8100
SH
SOLE
NONE
0
0
8100
TRANSOCEAN LTD
REG SHS
H8817H100
253
20310
SH
SOLE
NONE
0
0
20310
TRAVELCENTERS AMER LLC
COM
894174101
65
10648
SH
SOLE
NONE
0
0
10648
TRAVELERS COMPANIES INC
COM
89417E109
1046
8680
SH
SOLE
NONE
0
0
8680
TRIANGLE CAP CORP
COM
895848109
268
14053
SH
SOLE
NONE
0
0
14053
TRICO BANCSHARES
COM
896095106
3840
108079
SH
SOLE
NONE
0
0
108079
TRITON INTL LTD
CL A
G9078F107
849
32933
SH
SOLE
NONE
0
0
32933
TURQUOISE HILL RES LTD
COM
900435108
86
28078
SH
SOLE
NONE
0
0
28078
TWENTY FIRST CENTY FOX I
CL A
90130A101
1453
44851
SH
SOLE
NONE
0
0
44851
TWITTER INC
COM
90184L102
347
23215
SH
SOLE
NONE
0
0
23215
TWO HBRS INVT CORP
COM
90187B101
173
18089
SH
SOLE
NONE
0
0
18089
TYSON FOODS INC
CL A
902494103
573
9279
SH
SOLE
NONE
0
0
9279
U S G CORP
COM NEW
903293405
205
6450
SH
SOLE
NONE
0
0
6450
ULTA BEAUTY INC
COM
90384S303
1153
4041
SH
SOLE
NONE
0
0
4041
UNDER ARMOUR INC
CL A
904311107
209
10560
SH
SOLE
NONE
0
0
10560
UNILEVER PLC
SPON ADR NEW
904767704
227
4591
SH
SOLE
NONE
0
0
4591
UNION PAC CORP
COM
907818108
1227
11589
SH
SOLE
NONE
0
0
11589
UNITED PARCEL SERVICE IN
CL B
911312106
9782
91167
SH
SOLE
NONE
0
0
91167
UNITED RENTALS INC
COM
911363109
919
7353
SH
SOLE
NONE
0
0
7353
UNITED TECHNOLOGIES CORP
COM
913017109
6801
60610
SH
SOLE
NONE
0
0
60610
UNITEDHEALTH GROUP INC
COM
91324P102
3186
19426
SH
SOLE
NONE
0
0
19426
UNIVERSAL HLTH SVCS INC
CL B
913903100
215
1729
SH
SOLE
NONE
0
0
1729
US BANCORP DEL
COM NEW
902973304
510
9903
SH
SOLE
NONE
0
0
9903
VALEANT PHARMACEUTICALS
COM
91911K102
126
11434
SH
SOLE
NONE
0
0
11434
VALERO ENERGY CORP NEW
COM
91913Y100
6375
96173
SH
SOLE
NONE
0
0
96173
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
204
2435
SH
SOLE
NONE
0
0
2435
VANGUARD INDEX FDS
GROWTH ETF
922908736
205
1681
SH
SOLE
NONE
0
0
1681
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1518
12516
SH
SOLE
NONE
0
0
12516
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
573
5072
SH
SOLE
NONE
0
0
5072
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
554
2559
SH
SOLE
NONE
0
0
2559
VANGUARD INDEX FDS
MID CAP ETF
922908629
681
4890
SH
SOLE
NONE
0
0
4890
VANGUARD INDEX FDS
REIT ETF
922908553
219
2652
SH
SOLE
NONE
0
0
2652
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
360
2931
SH
SOLE
NONE
0
0
2931
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
611
4347
SH
SOLE
NONE
0
0
4347
VANGUARD INDEX FDS
SMALL CP ETF
922908751
953
7147
SH
SOLE
NONE
0
0
7147
VANGUARD INTL EQUITY IND
FTSE EMR MKT ETF
922042858
342
8600
SH
SOLE
NONE
0
0
8600
VANGUARD INTL EQUITY IND
ALLWRLD EX US
922042775
250
5225
SH
SOLE
NONE
0
0
5225
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
686
8598
SH
SOLE
NONE
0
0
8598
VANGUARD SPECIALIZED POR
DIV APP ETF
921908844
322
3575
SH
SOLE
NONE
0
0
3575
VANGUARD WHITEHALL FDS I
HIGH DIV YLD
921946406
628
8083
SH
SOLE
NONE
0
0
8083
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
205
1490
SH
SOLE
NONE
0
0
1490
VANGUARD WORLD FDS
INF TECH ETF
92204A702
203
1500
SH
SOLE
NONE
0
0
1500
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
240
1736
SH
SOLE
NONE
0
0
1736
VECTOR GROUP LTD
COM
92240M108
207
9931
SH
SOLE
NONE
0
0
9931
VENTAS INC
COM
92276F100
287
4414
SH
SOLE
NONE
0
0
4414
VEREIT INC
COM
92339V100
94
11064
SH
SOLE
NONE
0
0
11064
VERIZON COMMUNICATIONS I
COM
92343V104
10006
205243
SH
SOLE
NONE
0
0
205243
VISA INC
COM CL A
92826C839
2024
22774
SH
SOLE
NONE
0
0
22774
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
1051
39758
SH
SOLE
NONE
0
0
39758
W P CAREY INC
COM
92936U109
465
7469
SH
SOLE
NONE
0
0
7469
WALGREENS BOOTS ALLIANCE
COM
931427108
3564
42917
SH
SOLE
NONE
0
0
42917
WAL-MART STORES INC
COM
931142103
7124
98832
SH
SOLE
NONE
0
0
98832
WASTE MGMT INC DEL
COM
94106L109
549
7526
SH
SOLE
NONE
0
0
7526
WEATHERFORD INTL PLC
ORD SHS
G48833100
77
11555
SH
SOLE
NONE
0
0
11555
WEC ENERGY GROUP INC
COM
92939U106
355
5848
SH
SOLE
NONE
0
0
5848
WELLS FARGO & CO NEW
COM
949746101
2143
38496
SH
SOLE
NONE
0
0
38496
WELLS FARGO INCOME OPPOR
WF INC OPPTY FD
94987B105
342
40768
SH
SOLE
NONE
0
0
40768
WELLTOWER INC
COM
95040Q104
437
6164
SH
SOLE
NONE
0
0
6164
WESTERN ASSET EMRG MKT D
COM
95766A101
158
10215
SH
SOLE
NONE
0
0
10215
WESTERN ASSET HIGH INCM
COM
95766K109
79
15600
SH
SOLE
NONE
0
0
15600
WESTERN DIGITAL CORP
COM
958102105
774
9382
SH
SOLE
NONE
0
0
9382
WEYERHAEUSER CO
COM
962166104
258
7600
SH
SOLE
NONE
0
0
7600
WHITING PETE CORP NEW
COM
966387102
354
37390
SH
SOLE
NONE
0
0
37390
WILLIAMS COS INC DEL
COM
969457100
250
8448
SH
SOLE
NONE
0
0
8448
WILLIAMS PARTNERS L P NE
COM UNIT LTD PAR
96949L105
394
9646
SH
SOLE
NONE
0
0
9646
WORLD WRESTLING ENTMT IN
CL A
98156Q108
669
30100
SH
SOLE
NONE
0
0
30100
WORTHINGTON INDS INC
COM
981811102
682
15132
SH
SOLE
NONE
0
0
15132
WYNDHAM WORLDWIDE CORP
COM
98310W108
277
3285
SH
SOLE
NONE
0
0
3285
XCEL ENERGY INC
COM
98389B100
268
6022
SH
SOLE
NONE
0
0
6022
XEROX CORP
COM
984121103
96
13127
SH
SOLE
NONE
0
0
13127
YAHOO INC
COM
984332106
247
5312
SH
SOLE
NONE
0
0
5312
YAMANA GOLD INC
COM
98462Y100
30
10790
SH
SOLE
NONE
0
0
10790
YUM BRANDS INC
COM
988498101
806
12613
SH
SOLE
NONE
0
0
12613
YUM CHINA HLDGS INC
COM
98850P109
340
12513
SH
SOLE
NONE
0
0
12513
ZIOPHARM ONCOLOGY INC
COM
98973P101
82
12982
SH
SOLE
NONE
0
0
12982