0001606587-17-000260.txt : 20170502 0001606587-17-000260.hdr.sgml : 20170502 20170502091318 ACCESSION NUMBER: 0001606587-17-000260 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170502 DATE AS OF CHANGE: 20170502 EFFECTIVENESS DATE: 20170502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheaff Brock Investment Advisors, LLC CENTRAL INDEX KEY: 0001666789 IRS NUMBER: 352145824 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17380 FILM NUMBER: 17803152 BUSINESS ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-705-5700 MAIL ADDRESS: STREET 1: 8801 RIVER CROSSING BLVD STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666789 XXXXXXXX 03-31-2017 03-31-2017 false Sheaff Brock Investment Advisors, LLC

8801 River Crossing Blvd Suite 100 Indianapolis IN 46240

13F HOLDINGS REPORT 028-17380 N Audrey Kurzawa 317-705-5700 Audrey Kurzawa Indianapolis IN 04-26-2017 0 603 768972 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE BLACKROCK CORPOR HI YLD COM 09255P107 224 20500 SH OTR NONE 0 0 20500 BLACKROCK ENH CAP & INC COM 09256A109 172 12000 SH OTR NONE 0 0 12000 BLACKROCK ENHANCED EQT D COM 09251A104 103 12000 SH OTR NONE 0 0 12000 BLACKROCK MUNIASSETS FD COM 09254J102 170 12000 SH OTR NONE 0 0 12000 BLACKROCK MUNIYIELD PA Q COM 09255G107 565 40000 SH OTR NONE 0 0 40000 GABELLI HLTHCARE & WELLN SHS 36246K103 100 10040 SH OTR NONE 0 0 10040 NUVEEN S&P 500 BUY-WRITE COM 6706ER101 268 20247 SH OTR NONE 0 0 20247 PUTNAM MANAGED MUN INCOM COM 746823103 192 26500 SH OTR NONE 0 0 26500 SPROTT PHYSICAL SILVER T TR UNIT 85207K107 121 17500 SH OTR NONE 0 0 17500 TRI CONTL CORP COM 895436103 238 10300 SH OTR NONE 0 0 10300 WESTERN ASSET HIGH INCM COM 95766K109 197 39000 SH OTR NONE 0 0 39000 3M CO COM 88579Y101 833 4356 SH SOLE NONE 0 0 4356 AARONS INC COM PAR $0.50 002535300 333 11200 SH SOLE NONE 0 0 11200 ABBOTT LABS COM 002824100 701 15782 SH SOLE NONE 0 0 15782 ABBVIE INC COM 00287Y109 6886 105686 SH SOLE NONE 0 0 105686 ABERDEEN ASIA PACIFIC IN COM 003009107 94 18910 SH SOLE NONE 0 0 18910 ACADIA PHARMACEUTICALS I COM 004225108 1719 50000 SH SOLE NONE 0 0 50000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1842 15366 SH SOLE NONE 0 0 15366 ACHILLION PHARMACEUTICAL COM 00448Q201 46 11000 SH SOLE NONE 0 0 11000 ACTIVISION BLIZZARD INC COM 00507V109 273 5465 SH SOLE NONE 0 0 5465 ADOBE SYS INC COM 00724F101 403 3095 SH SOLE NONE 0 0 3095 ADTRAN INC COM 00738A106 2905 140001 SH SOLE NONE 0 0 140001 ADVANCE AUTO PARTS INC COM 00751Y106 400 2700 SH SOLE NONE 0 0 2700 ADVANCED ENERGY INDS COM 007973100 999 14570 SH SOLE NONE 0 0 14570 ADVANCED MICRO DEVICES I COM 007903107 604 41546 SH SOLE NONE 0 0 41546 ADVANTAGE OIL & GAS LTD COM 00765F101 366 55400 SH SOLE NONE 0 0 55400 AETNA INC NEW COM 00817Y108 1477 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SOLE NONE 0 0 22585 KERYX BIOPHARMACEUTICALS COM 492515101 80 13000 SH SOLE NONE 0 0 13000 KIMBERLY CLARK CORP COM 494368103 690 5243 SH SOLE NONE 0 0 5243 KINDER MORGAN INC DEL COM 49456B101 1244 57236 SH SOLE NONE 0 0 57236 KINGOLD JEWELRY INC COM NEW 49579A204 20 17150 SH SOLE NONE 0 0 17150 KKR & CO L P DEL COM UNITS 48248M102 349 19118 SH SOLE NONE 0 0 19118 KRAFT HEINZ CO COM 500754106 2283 25141 SH SOLE NONE 0 0 25141 KROGER CO COM 501044101 348 11806 SH SOLE NONE 0 0 11806 LABORATORY CORP AMER HLD COM NEW 50540R409 2071 14434 SH SOLE NONE 0 0 14434 LAM RESEARCH CORP COM 512807108 1330 10362 SH SOLE NONE 0 0 10362 LAMAR ADVERTISING CO NEW CL A 512816109 5503 73634 SH SOLE NONE 0 0 73634 LAMB WESTON HLDGS INC COM 513272104 232 5511 SH SOLE NONE 0 0 5511 LAS VEGAS SANDS CORP COM 517834107 1542 27015 SH SOLE NONE 0 0 27015 LAUDER ESTEE COS INC CL A 518439104 885 10438 SH SOLE NONE 0 0 10438 LCI INDS COM 50189K103 751 7523 SH SOLE NONE 0 0 7523 LEGGETT & PLATT INC COM 524660107 298 5923 SH SOLE NONE 0 0 5923 LENNAR CORP CL A 526057104 665 13000 SH SOLE NONE 0 0 13000 LIBERTY ALL STAR EQUITY SH BEN INT 530158104 1070 195948 SH SOLE NONE 0 0 195948 LILLY ELI & CO COM 532457108 2903 34517 SH SOLE NONE 0 0 34517 LINCOLN NATL CORP IND COM 534187109 242 3690 SH SOLE NONE 0 0 3690 LOCKHEED MARTIN CORP COM 539830109 1954 7303 SH SOLE NONE 0 0 7303 LOWES COS INC COM 548661107 633 7703 SH SOLE NONE 0 0 7703 LPL FINL HLDGS INC COM 50212V100 304 7640 SH SOLE NONE 0 0 7640 M & T BK CORP COM 55261F104 619 4000 SH SOLE NONE 0 0 4000 MAGELLAN MIDSTREAM PRTNR COM UNIT RP LP 559080106 2441 31735 SH SOLE NONE 0 0 31735 MAIN STREET CAPITAL CORP COM 56035L104 819 21392 SH SOLE NONE 0 0 21392 MALLINCKRODT PUB LTD CO SHS G5785G107 605 13585 SH SOLE NONE 0 0 13585 MARATHON OIL CORP COM 565849106 249 15768 SH SOLE NONE 0 0 15768 MARATHON PETE CORP COM 56585A102 350 6925 SH SOLE NONE 0 0 6925 MARRIOTT INTL INC NEW CL A 571903202 1981 21036 SH SOLE NONE 0 0 21036 MARVELL TECHNOLOGY GROUP ORD G5876H105 1152 75497 SH SOLE NONE 0 0 75497 MASCO CORP COM 574599106 1199 35271 SH SOLE NONE 0 0 35271 MASIMO CORP COM 574795100 1012 10854 SH SOLE NONE 0 0 10854 MASTERCARD INCORPORATED CL A 57636Q104 2301 20455 SH SOLE NONE 0 0 20455 MATTHEWS INTL CORP CL A 577128101 1871 27650 SH SOLE NONE 0 0 27650 MB FINANCIAL INC NEW COM 55264U108 281 6558 SH SOLE NONE 0 0 6558 MCCORMICK & CO INC COM NON VTG 579780206 293 3005 SH SOLE NONE 0 0 3005 MCDONALDS CORP COM 580135101 8086 62385 SH SOLE NONE 0 0 62385 MCEWEN MNG INC COM 58039P107 385 126495 SH SOLE NONE 0 0 126495 MCKESSON CORP COM 58155Q103 246 1662 SH SOLE NONE 0 0 1662 MEDICAL PPTYS TRUST INC COM 58463J304 153 11907 SH SOLE NONE 0 0 11907 MEDTRONIC PLC SHS G5960L103 2273 28212 SH SOLE NONE 0 0 28212 MERCK & CO INC COM 58933Y105 2512 39528 SH SOLE NONE 0 0 39528 METLIFE INC COM 59156R108 714 13510 SH SOLE NONE 0 0 13510 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 144 28742 SH SOLE NONE 0 0 28742 MFS MULTIMARKET INCOME T SH BEN INT 552737108 230 37500 SH SOLE NONE 0 0 37500 MGIC INVT CORP WIS COM 552848103 288 28417 SH SOLE NONE 0 0 28417 MICRON TECHNOLOGY INC COM 595112103 1280 44297 SH SOLE NONE 0 0 44297 MICROSOFT CORP COM 594918104 4398 66780 SH SOLE NONE 0 0 66780 MIDDLEBY CORP COM 596278101 479 3509 SH SOLE NONE 0 0 3509 MONDELEZ INTL INC CL A 609207105 1573 36503 SH SOLE NONE 0 0 36503 MORGAN STANLEY COM NEW 617446448 1036 24194 SH SOLE NONE 0 0 24194 MPLX LP COM UNIT REP LTD 55336V100 792 21954 PRN SOLE NONE 0 0 21954 MUELLER INDS INC COM 624756102 405 11832 SH SOLE NONE 0 0 11832 NATIONAL BANKSHARES INC COM 634865109 711 18928 SH SOLE NONE 0 0 18928 NATIONAL FUEL GAS CO N J COM 636180101 209 3500 SH SOLE NONE 0 0 3500 NATIONAL GRID PLC SPON ADR NEW 636274300 256 4026 SH SOLE NONE 0 0 4026 NAVIOS MARITIME PARTNERS UNIT LPI Y62267102 24 11751 SH SOLE NONE 0 0 11751 NEOS THERAPEUTICS INC COM 64052L106 216 30000 SH SOLE NONE 0 0 30000 NETAPP INC COM 64110D104 510 12191 SH SOLE NONE 0 0 12191 NETFLIX INC COM 64110L106 1986 13439 SH SOLE NONE 0 0 13439 NETSCOUT SYS INC COM 64115T104 296 7800 SH SOLE NONE 0 0 7800 NEW RESIDENTIAL INVT COR COM NEW 64828T201 430 25351 SH SOLE NONE 0 0 25351 NEW YORK CMNTY BANCORP I COM 649445103 303 21718 SH SOLE NONE 0 0 21718 NEW YORK MTG TR INC COM PAR $.02 649604501 214 34628 SH SOLE NONE 0 0 34628 NEXTERA ENERGY INC COM 65339F101 331 2578 SH SOLE NONE 0 0 2578 NIKE INC CL B 654106103 1368 24542 SH SOLE NONE 0 0 24542 NOKIA CORP SPONSORED ADR 654902204 605 111546 SH SOLE NONE 0 0 111546 NORDIC AMERICAN TANKERS COM G65773106 192 23507 SH SOLE NONE 0 0 23507 NORFOLK SOUTHERN CORP COM 655844108 939 8383 SH SOLE NONE 0 0 8383 NORTHROP GRUMMAN CORP COM 666807102 1125 4731 SH SOLE NONE 0 0 4731 NOVAGOLD RES INC COM NEW 66987E206 131 26800 SH SOLE NONE 0 0 26800 NUSTAR ENERGY LP UNIT COM 67058H102 422 8115 SH SOLE NONE 0 0 8115 NUVEEN AMT FREE QLTY MUN COM 670657105 247 18488 SH SOLE NONE 0 0 18488 NUVEEN DOW 30 DYN OVERWR SHS 67075F105 162 10375 SH SOLE NONE 0 0 10375 NUVEEN FLTNG RTE INCM OP COM SHS 6706EN100 134 11400 SH SOLE NONE 0 0 11400 NUVEEN PREFERRED SECURIT COM 67072C105 365 38310 SH SOLE NONE 0 0 38310 NUVEEN QUALITY MUNCP INC COM 67066V101 157 11494 SH SOLE NONE 0 0 11494 NUVEEN S&P 500 DYN OVERW COM 6706EW100 627 42339 SH SOLE NONE 0 0 42339 NVIDIA CORP COM 67066G104 939 8623 SH SOLE NONE 0 0 8623 O REILLY AUTOMOTIVE INC COM 67103H107 270 1000 SH SOLE NONE 0 0 1000 OCCIDENTAL PETE CORP DEL COM 674599105 1488 23484 SH SOLE NONE 0 0 23484 OCEAN BIO CHEM INC COM 674631106 195 41500 SH SOLE NONE 0 0 41500 OMEGA HEALTHCARE INVS IN COM 681936100 388 11747 SH SOLE NONE 0 0 11747 OMEROS CORP COM 682143102 423 28000 SH SOLE NONE 0 0 28000 ON SEMICONDUCTOR CORP COM 682189105 332 21457 SH SOLE NONE 0 0 21457 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 1018 18853 SH SOLE NONE 0 0 18853 ORACLE CORP COM 68389X105 2636 59097 SH SOLE NONE 0 0 59097 ORANGE SPONSORED ADR 684060106 213 13736 SH SOLE NONE 0 0 13736 ORBITAL ATK INC COM 68557N103 861 8781 SH SOLE NONE 0 0 8781 ORCHID IS CAP INC COM 68571X103 114 11398 SH SOLE NONE 0 0 11398 PACCAR INC COM 693718108 5328 79280 SH SOLE NONE 0 0 79280 PACWEST BANCORP DEL COM 695263103 333 6259 SH SOLE NONE 0 0 6259 PAN AMERICAN SILVER CORP COM 697900108 202 11516 SH SOLE NONE 0 0 11516 PARKER HANNIFIN CORP COM 701094104 244 1525 SH SOLE NONE 0 0 1525 PAYPAL HLDGS INC COM 70450Y103 473 11002 SH SOLE NONE 0 0 11002 PDC ENERGY INC COM 69327R101 718 11522 SH SOLE NONE 0 0 11522 PEMBINA PIPELINE CORP COM 706327103 327 10300 SH SOLE NONE 0 0 10300 PENGROWTH ENERGY CORP COM 70706P104 134 134333 SH SOLE NONE 0 0 134333 PENN WEST PETE LTD NEW COM 707887105 52 30500 SH SOLE NONE 0 0 30500 PENNANTPARK FLOATING RAT COM 70806A106 277 19853 SH SOLE NONE 0 0 19853 PENNANTPARK INVT CORP COM 708062104 137 16800 SH SOLE NONE 0 0 16800 PENNS WOODS BANCORP INC COM 708430103 217 5005 SH SOLE NONE 0 0 5005 PENTAIR PLC SHS G7S00T104 576 9181 SH SOLE NONE 0 0 9181 PEPSICO INC COM 713448108 2463 22020 SH SOLE NONE 0 0 22020 PFIZER INC COM 717081103 8578 250758 SH SOLE NONE 0 0 250758 PHILIP MORRIS INTL INC COM 718172109 8431 74676 SH SOLE NONE 0 0 74676 PHILLIPS 66 COM 718546104 778 9823 SH SOLE NONE 0 0 9823 PIMCO DYNMIC CREDIT AND COM SHS 72202D106 263 12274 SH SOLE NONE 0 0 12274 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 338 3324 SH SOLE NONE 0 0 3324 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 601 5704 SH SOLE NONE 0 0 5704 PIMCO HIGH INCOME FD COM SHS 722014107 1285 147758 SH SOLE NONE 0 0 147758 PIMCO INCOME STRATEGY FU COM 72201J104 231 23001 SH SOLE NONE 0 0 23001 PIMCO MUN INCOME FD II COM 72200W106 168 13384 SH SOLE NONE 0 0 13384 PIONEER HIGH INCOME TR COM 72369H106 176 17826 SH SOLE NONE 0 0 17826 PIONEER NAT RES CO COM 723787107 581 3119 SH SOLE NONE 0 0 3119 PITNEY BOWES INC COM 724479100 146 11109 SH SOLE NONE 0 0 11109 PLAINS ALL AMERN PIPELIN UNIT LTD PARTN 726503105 499 15780 SH SOLE NONE 0 0 15780 PNC FINL SVCS GROUP INC COM 693475105 444 3690 SH SOLE NONE 0 0 3690 POLARIS INDS INC COM 731068102 677 8080 SH SOLE NONE 0 0 8080 POOL CORPORATION COM 73278L105 908 7605 SH SOLE NONE 0 0 7605 PORTOLA PHARMACEUTICALS COM 737010108 1403 35800 SH SOLE NONE 0 0 35800 POTASH CORP SASK INC COM 73755L107 246 14375 SH SOLE NONE 0 0 14375 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 215 18405 SH SOLE NONE 0 0 18405 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 303 16223 SH SOLE NONE 0 0 16223 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 298 17474 SH SOLE NONE 0 0 17474 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 426 18315 SH SOLE NONE 0 0 18315 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2105 15901 SH SOLE NONE 0 0 15901 PPG INDS INC COM 693506107 1061 10095 SH SOLE NONE 0 0 10095 PPL CORP COM 69351T106 311 8306 SH SOLE NONE 0 0 8306 PRAXAIR INC COM 74005P104 225 1896 SH SOLE NONE 0 0 1896 PRICELINE GRP INC COM NEW 741503403 541 304 SH SOLE NONE 0 0 304 PRIMERICA INC COM 74164M108 915 11128 SH SOLE NONE 0 0 11128 PROCTER AND GAMBLE CO COM 742718109 1734 19295 SH SOLE NONE 0 0 19295 PROSHARES TR ULTRA FNCLS NEW 74347X633 389 4000 SH SOLE NONE 0 0 4000 PROSHARES TR ULTRA 20YR TRE 74347R172 204 2723 SH SOLE NONE 0 0 2723 PROSHARES TR PSHS ULT S&P 500 74347R107 1415 16678 SH SOLE NONE 0 0 16678 PROSHARES TR PSHS ULTRA QQQ 74347R206 268 2500 SH SOLE NONE 0 0 2500 PROSHARES TR PSHS ULT NASB 74347R214 483 10000 SH SOLE NONE 0 0 10000 PROSPECT CAPITAL CORPORA COM 74348T102 1740 192517 SH SOLE NONE 0 0 192517 PROSPERITY BANCSHARES IN COM 743606105 920 13200 SH SOLE NONE 0 0 13200 PRUDENTIAL FINL INC COM 744320102 531 4979 SH SOLE NONE 0 0 4979 PULTE GROUP INC COM 745867101 233 9880 SH SOLE NONE 0 0 9880 PUTNAM MANAGED MUN INCOM COM 746823103 250 34375 SH SOLE NONE 0 0 34375 PUTNAM MASTER INTER INCO SH BEN INT 746909100 337 71772 SH SOLE NONE 0 0 71772 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 270 51176 SH SOLE NONE 0 0 51176 QUALCOMM INC COM 747525103 2390 41674 SH SOLE NONE 0 0 41674 QUEST DIAGNOSTICS INC COM 74834L100 655 6666 SH SOLE NONE 0 0 6666 RANGE RES CORP COM 75281A109 3493 120020 SH SOLE NONE 0 0 120020 RAYTHEON CO COM NEW 755111507 332 2178 SH SOLE NONE 0 0 2178 REALTY INCOME CORP COM 756109104 826 13872 SH SOLE NONE 0 0 13872 REGENERON PHARMACEUTICAL COM 75886F107 291 750 SH SOLE NONE 0 0 750 REGIONS FINL CORP NEW COM 7591EP100 3652 251330 SH SOLE NONE 0 0 251330 REVOLUTION LIGHTING TECH COM NEW 76155G206 667 89194 SH SOLE NONE 0 0 89194 REYNOLDS AMERICAN INC COM 761713106 713 11306 SH SOLE NONE 0 0 11306 RITE AID CORP COM 767754104 462 108700 SH SOLE NONE 0 0 108700 ROCKWELL AUTOMATION INC COM 773903109 533 3423 SH SOLE NONE 0 0 3423 ROCKWELL COLLINS INC COM 774341101 340 3504 SH SOLE NONE 0 0 3504 ROLLINS INC COM 775711104 2112 56878 SH SOLE NONE 0 0 56878 ROSS STORES INC COM 778296103 819 12438 SH SOLE NONE 0 0 12438 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 338 6053 SH SOLE NONE 0 0 6053 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 770 14610 SH SOLE NONE 0 0 14610 RPM INTL INC COM 749685103 273 4955 SH SOLE NONE 0 0 4955 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 3187 35093 SH SOLE NONE 0 0 35093 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 200 3400 SH SOLE NONE 0 0 3400 SAIA INC COM 78709Y105 639 14431 SH SOLE NONE 0 0 14431 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 118 16300 SH SOLE NONE 0 0 16300 SANCHEZ ENERGY CORP COM 79970Y105 231 24206 SH SOLE NONE 0 0 24206 SANDRIDGE MISSISSIPPIAN UNIT BEN INT 80007T101 59 42000 SH SOLE NONE 0 0 42000 SCHLUMBERGER LTD COM 806857108 500 6400 SH SOLE NONE 0 0 6400 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 252 5645 SH SOLE NONE 0 0 5645 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 201 6400 SH SOLE NONE 0 0 6400 SEAGATE TECHNOLOGY PLC SHS G7945M107 692 15064 SH SOLE NONE 0 0 15064 SEARS HLDGS CORP COM 812350106 115 10000 SH SOLE NONE 0 0 10000 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 432 4914 SH SOLE NONE 0 0 4914 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 756 10163 SH SOLE NONE 0 0 10163 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 420 8190 SH SOLE NONE 0 0 8190 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 341 10804 SH SOLE NONE 0 0 10804 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 583 10680 SH SOLE NONE 0 0 10680 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 854 16017 SH SOLE NONE 0 0 16017 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 758 11651 SH SOLE NONE 0 0 11651 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 699 29477 SH SOLE NONE 0 0 29477 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 750 10726 SH SOLE NONE 0 0 10726 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 514 9800 SH SOLE NONE 0 0 9800 SEMPRA ENERGY COM 816851109 496 4486 SH SOLE NONE 0 0 4486 SENSIENT TECHNOLOGIES CO COM 81725T100 1668 21041 SH SOLE NONE 0 0 21041 SHIP FINANCE INTERNATION SHS G81075106 152 10311 SH SOLE NONE 0 0 10311 SILVER WHEATON CORP COM 828336107 1517 72785 SH SOLE NONE 0 0 72785 SIMON PPTY GROUP INC NEW COM 828806109 282 1638 SH SOLE NONE 0 0 1638 SINA CORP ORD G81477104 228 3165 SH SOLE NONE 0 0 3165 SIRIUS XM HLDGS INC COM 82968B103 4194 814347 SH SOLE NONE 0 0 814347 SKECHERS U S A INC CL A 830566105 290 10580 SH SOLE NONE 0 0 10580 SKYWORKS SOLUTIONS INC COM 83088M102 521 5318 SH SOLE NONE 0 0 5318 SLM CORP COM 78442P106 246 20314 SH SOLE NONE 0 0 20314 SMITH A O COM 831865209 881 17229 SH SOLE NONE 0 0 17229 SNAP ON INC COM 833034101 1125 6667 SH SOLE NONE 0 0 6667 SOUTHERN CO COM 842587107 2320 46612 SH SOLE NONE 0 0 46612 SOUTHERN COPPER CORP COM 84265V105 260 7250 SH SOLE NONE 0 0 7250 SOUTHWEST AIRLS CO COM 844741108 577 10728 SH SOLE NONE 0 0 10728 SPDR DOW JONES INDL AVRG UT SER 1 78467X109 1329 6442 SH SOLE NONE 0 0 6442 SPDR GOLD TRUST GOLD SHS 78463V107 267 2246 SH SOLE NONE 0 0 2246 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 325 6912 SH SOLE NONE 0 0 6912 SPDR S&P 500 ETF TR TR UNIT 78462F103 5858 24850 SH SOLE NONE 0 0 24850 SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 597 1911 SH SOLE NONE 0 0 1911 SPDR SER TR BLOOMBERG SRT TR 78468R408 224 8000 SH SOLE NONE 0 0 8000 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 293 5535 SH SOLE NONE 0 0 5535 SPDR SERIES TRUST S&P REGL BKG 78464A698 303 5542 SH SOLE NONE 0 0 5542 SPIRIT RLTY CAP INC NEW COM 84860W102 208 20565 SH SOLE NONE 0 0 20565 SRC ENERGY INC COM 78470V108 305 36192 SH SOLE NONE 0 0 36192 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 244 5000 SH SOLE NONE 0 0 5000 STANLEY BLACK & DECKER I COM 854502101 2012 15144 SH SOLE NONE 0 0 15144 STARBUCKS CORP COM 855244109 1911 32725 SH SOLE NONE 0 0 32725 STATE STR CORP COM 857477103 932 11712 SH SOLE NONE 0 0 11712 STEEL DYNAMICS INC COM 858119100 222 6388 SH SOLE NONE 0 0 6388 STRYKER CORP COM 863667101 546 4150 SH SOLE NONE 0 0 4150 SUNCOKE ENERGY PARTNERS COMUNIT REP LT 86722Y101 158 10300 SH SOLE NONE 0 0 10300 SYNCHRONY FINL COM 87165B103 1058 30850 SH SOLE NONE 0 0 30850 SYNOPSYS INC COM 871607107 889 12330 SH SOLE NONE 0 0 12330 SYNTHETIC BIOLOGICS INC COM 87164U102 82 130012 SH SOLE NONE 0 0 130012 SYSCO CORP COM 871829107 719 13842 SH SOLE NONE 0 0 13842 TARGA RES CORP COM 87612G101 202 3377 SH SOLE NONE 0 0 3377 TARGET CORP COM 87612E106 443 8033 SH SOLE NONE 0 0 8033 TASER INTL INC COM 87651B104 275 12055 SH SOLE NONE 0 0 12055 TC PIPELINES LP UT COM LTD PRT 87233Q108 274 4600 SH SOLE NONE 0 0 4600 TD AMERITRADE HLDG CORP COM 87236Y108 368 9472 SH SOLE NONE 0 0 9472 TEEKAY TANKERS LTD CL A Y8565N102 39 19183 SH SOLE NONE 0 0 19183 TEGNA INC COM 87901J105 264 10300 SH SOLE NONE 0 0 10300 TEMPUR SEALY INTL INC COM 88023U101 295 6353 SH SOLE NONE 0 0 6353 TENNECO INC COM 880349105 823 13183 SH SOLE NONE 0 0 13183 TERRA NITROGEN CO L P COM UNIT 881005201 245 2490 SH SOLE NONE 0 0 2490 TESLA INC COM 88160R101 247 887 SH SOLE NONE 0 0 887 TESORO CORP COM 881609101 454 5600 SH SOLE NONE 0 0 5600 TEVA PHARMACEUTICAL INDS SPONSORED ADR 881624209 260 8095 SH SOLE NONE 0 0 8095 TEXAS INSTRS INC COM 882508104 1980 24580 SH SOLE NONE 0 0 24580 TEXTRON INC COM 883203101 928 19500 SH SOLE NONE 0 0 19500 THOR INDS INC COM 885160101 859 8937 SH SOLE NONE 0 0 8937 TICC CAPITAL CORP COM 87244T109 140 19000 SH SOLE NONE 0 0 19000 TIME WARNER INC COM NEW 887317303 559 5724 SH SOLE NONE 0 0 5724 TJX COS INC NEW COM 872540109 1665 21055 SH SOLE NONE 0 0 21055 TOMPKINS FINANCIAL CORPO COM 890110109 201 2500 SH SOLE NONE 0 0 2500 TORCHMARK CORP COM 891027104 5160 66984 SH SOLE NONE 0 0 66984 TORO CO COM 891092108 1006 16102 SH SOLE NONE 0 0 16102 TORONTO DOMINION BK ONT COM NEW 891160509 225 4497 SH SOLE NONE 0 0 4497 TOTAL S A SPONSORED ADR 89151E109 976 19360 SH SOLE NONE 0 0 19360 TOWNEBANK PORTSMOUTH VA COM 89214P109 842 26000 SH SOLE NONE 0 0 26000 TRANSMONTAIGNE PARTNERS COM UNIT L P 89376V100 362 8100 SH SOLE NONE 0 0 8100 TRANSOCEAN LTD REG SHS H8817H100 253 20310 SH SOLE NONE 0 0 20310 TRAVELCENTERS AMER LLC COM 894174101 65 10648 SH SOLE NONE 0 0 10648 TRAVELERS COMPANIES INC COM 89417E109 1046 8680 SH SOLE NONE 0 0 8680 TRIANGLE CAP CORP COM 895848109 268 14053 SH SOLE NONE 0 0 14053 TRICO BANCSHARES COM 896095106 3840 108079 SH SOLE NONE 0 0 108079 TRITON INTL LTD CL A G9078F107 849 32933 SH SOLE NONE 0 0 32933 TURQUOISE HILL RES LTD COM 900435108 86 28078 SH SOLE NONE 0 0 28078 TWENTY FIRST CENTY FOX I CL A 90130A101 1453 44851 SH SOLE NONE 0 0 44851 TWITTER INC COM 90184L102 347 23215 SH SOLE NONE 0 0 23215 TWO HBRS INVT CORP COM 90187B101 173 18089 SH SOLE NONE 0 0 18089 TYSON FOODS INC CL A 902494103 573 9279 SH SOLE NONE 0 0 9279 U S G CORP COM NEW 903293405 205 6450 SH SOLE NONE 0 0 6450 ULTA BEAUTY INC COM 90384S303 1153 4041 SH SOLE NONE 0 0 4041 UNDER ARMOUR INC CL A 904311107 209 10560 SH SOLE NONE 0 0 10560 UNILEVER PLC SPON ADR NEW 904767704 227 4591 SH SOLE NONE 0 0 4591 UNION PAC CORP COM 907818108 1227 11589 SH SOLE NONE 0 0 11589 UNITED PARCEL SERVICE IN CL B 911312106 9782 91167 SH SOLE NONE 0 0 91167 UNITED RENTALS INC COM 911363109 919 7353 SH SOLE NONE 0 0 7353 UNITED TECHNOLOGIES CORP COM 913017109 6801 60610 SH SOLE NONE 0 0 60610 UNITEDHEALTH GROUP INC COM 91324P102 3186 19426 SH SOLE NONE 0 0 19426 UNIVERSAL HLTH SVCS INC CL B 913903100 215 1729 SH SOLE NONE 0 0 1729 US BANCORP DEL COM NEW 902973304 510 9903 SH SOLE NONE 0 0 9903 VALEANT PHARMACEUTICALS COM 91911K102 126 11434 SH SOLE NONE 0 0 11434 VALERO ENERGY CORP NEW COM 91913Y100 6375 96173 SH SOLE NONE 0 0 96173 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 204 2435 SH SOLE NONE 0 0 2435 VANGUARD INDEX FDS GROWTH ETF 922908736 205 1681 SH SOLE NONE 0 0 1681 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1518 12516 SH SOLE NONE 0 0 12516 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 573 5072 SH SOLE NONE 0 0 5072 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 554 2559 SH SOLE NONE 0 0 2559 VANGUARD INDEX FDS MID CAP ETF 922908629 681 4890 SH SOLE NONE 0 0 4890 VANGUARD INDEX FDS REIT ETF 922908553 219 2652 SH SOLE NONE 0 0 2652 VANGUARD INDEX FDS SM CP VAL ETF 922908611 360 2931 SH SOLE NONE 0 0 2931 VANGUARD INDEX FDS SML CP GRW ETF 922908595 611 4347 SH SOLE NONE 0 0 4347 VANGUARD INDEX FDS SMALL CP ETF 922908751 953 7147 SH SOLE NONE 0 0 7147 VANGUARD INTL EQUITY IND FTSE EMR MKT ETF 922042858 342 8600 SH SOLE NONE 0 0 8600 VANGUARD INTL EQUITY IND ALLWRLD EX US 922042775 250 5225 SH SOLE NONE 0 0 5225 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 686 8598 SH SOLE NONE 0 0 8598 VANGUARD SPECIALIZED POR DIV APP ETF 921908844 322 3575 SH SOLE NONE 0 0 3575 VANGUARD WHITEHALL FDS I HIGH DIV YLD 921946406 628 8083 SH SOLE NONE 0 0 8083 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 205 1490 SH SOLE NONE 0 0 1490 VANGUARD WORLD FDS INF TECH ETF 92204A702 203 1500 SH SOLE NONE 0 0 1500 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 240 1736 SH SOLE NONE 0 0 1736 VECTOR GROUP LTD COM 92240M108 207 9931 SH SOLE NONE 0 0 9931 VENTAS INC COM 92276F100 287 4414 SH SOLE NONE 0 0 4414 VEREIT INC COM 92339V100 94 11064 SH SOLE NONE 0 0 11064 VERIZON COMMUNICATIONS I COM 92343V104 10006 205243 SH SOLE NONE 0 0 205243 VISA INC COM CL A 92826C839 2024 22774 SH SOLE NONE 0 0 22774 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1051 39758 SH SOLE NONE 0 0 39758 W P CAREY INC COM 92936U109 465 7469 SH SOLE NONE 0 0 7469 WALGREENS BOOTS ALLIANCE COM 931427108 3564 42917 SH SOLE NONE 0 0 42917 WAL-MART STORES INC COM 931142103 7124 98832 SH SOLE NONE 0 0 98832 WASTE MGMT INC DEL COM 94106L109 549 7526 SH SOLE NONE 0 0 7526 WEATHERFORD INTL PLC ORD SHS G48833100 77 11555 SH SOLE NONE 0 0 11555 WEC ENERGY GROUP INC COM 92939U106 355 5848 SH SOLE NONE 0 0 5848 WELLS FARGO & CO NEW COM 949746101 2143 38496 SH SOLE NONE 0 0 38496 WELLS FARGO INCOME OPPOR WF INC OPPTY FD 94987B105 342 40768 SH SOLE NONE 0 0 40768 WELLTOWER INC COM 95040Q104 437 6164 SH SOLE NONE 0 0 6164 WESTERN ASSET EMRG MKT D COM 95766A101 158 10215 SH SOLE NONE 0 0 10215 WESTERN ASSET HIGH INCM COM 95766K109 79 15600 SH SOLE NONE 0 0 15600 WESTERN DIGITAL CORP COM 958102105 774 9382 SH SOLE NONE 0 0 9382 WEYERHAEUSER CO COM 962166104 258 7600 SH SOLE NONE 0 0 7600 WHITING PETE CORP NEW COM 966387102 354 37390 SH SOLE NONE 0 0 37390 WILLIAMS COS INC DEL COM 969457100 250 8448 SH SOLE NONE 0 0 8448 WILLIAMS PARTNERS L P NE COM UNIT LTD PAR 96949L105 394 9646 SH SOLE NONE 0 0 9646 WORLD WRESTLING ENTMT IN CL A 98156Q108 669 30100 SH SOLE NONE 0 0 30100 WORTHINGTON INDS INC COM 981811102 682 15132 SH SOLE NONE 0 0 15132 WYNDHAM WORLDWIDE CORP COM 98310W108 277 3285 SH SOLE NONE 0 0 3285 XCEL ENERGY INC COM 98389B100 268 6022 SH SOLE NONE 0 0 6022 XEROX CORP COM 984121103 96 13127 SH SOLE NONE 0 0 13127 YAHOO INC COM 984332106 247 5312 SH SOLE NONE 0 0 5312 YAMANA GOLD INC COM 98462Y100 30 10790 SH SOLE NONE 0 0 10790 YUM BRANDS INC COM 988498101 806 12613 SH SOLE NONE 0 0 12613 YUM CHINA HLDGS INC COM 98850P109 340 12513 SH SOLE NONE 0 0 12513 ZIOPHARM ONCOLOGY INC COM 98973P101 82 12982 SH SOLE NONE 0 0 12982