CHIEF COMPLIANCE OFFICER

0001666788-20-000005.txt : 20210208 0001666788-20-000005.hdr.sgml : 20210208 20201112151322 ACCESSION NUMBER: 0001666788-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kalos Management, Inc. CENTRAL INDEX KEY: 0001666788 IRS NUMBER: 201642804 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17377 FILM NUMBER: 201306188 BUSINESS ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-356-1100 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666788 XXXXXXXX 09-30-2020 09-30-2020 Kalos Management, Inc.

11525 PARK WOODS CIRCLE SUITE 250 ALPHARETTA GA 30005

13F HOLDINGS REPORT 028-17377 N JOHN DILLON CHIEF COMPLIANCE OFFICER 678-356-1100 JOHN DILLON ALPHARETTA GA 11-12-2020 0 233 224186 false INFORMATION TABLE 2 13FInformationTable2020Q3.xml Abbott Laboratories COM 002824100 259 2351 SH DFND 0 2351 0 AbbVie Inc COM 00287Y109 297 3149 SH DFND 0 3149 0 Aberdeen Std PHys SwissGold Shr ETF ETF 00326A104 1484 81796 SH DFND 0 81796 0 Acadia Pharmaceuticals Inc COM 004225108 812 19450 SH DFND 0 19450 0 Activision Blizzard Inc COM 00507V109 802 10683 SH DFND 0 10683 0 Advanced Micro Devices COM 007903107 2347 30091 SH DFND 0 30091 0 AFLAC Inc COM 001055102 276 6597 SH DFND 0 6597 0 Agile Therapeutics Inc COM 00847L100 58 19250 SH DFND 0 19250 0 Alibaba Group Holding Limited ADR COM 01609W102 2098 7870 SH DFND 0 7870 0 Allegion PLC COM G0176J109 861 7482 SH DFND 0 7482 0 Alphabet Inc Class A COM 02079K305 2648 1534 SH DFND 0 1534 0 Alphabet Inc Class C COM 02079K107 570 369 SH DFND 0 369 0 ALPS Alerian MLP ETF ETF 00162Q452 430 18355 SH DFND 0 18355 0 AMARIN CORP PLC SPONS ADR NEW COM 023111206 83 18050 SH DFND 0 18050 0 Amazon.com Inc COM 023135106 1276 414 SH DFND 0 414 0 AMERICAN FIN TRUST INC COM 02607T109 252 33992 SH DFND 0 33992 0 Ameriprise Financial Inc COM 03076C106 2016 11028 SH DFND 0 11028 0 Annaly Capital Management Inc COM 035710409 100 13292 SH DFND 0 13292 0 Apple Inc COM 037833100 3156 27195 SH DFND 0 27195 0 ARES CAPITAL CORP COM COM 04010L103 153 10710 SH DFND 0 10710 0 ARK INNOVATION ETF ETF 00214Q104 543 5827 SH DFND 0 5827 0 AT&T Inc COM 00206R102 2428 84340 SH DFND 0 84340 0 BALLARD PWR SYS INC NEW COM COM 058586108 237 14550 SH DFND 0 14550 0 Bank of America Corp COM 060505104 268 10132 SH DFND 0 10132 0 Berkshire Hathaway Inc Class B COM 084670702 309 1357 SH DFND 0 1357 0 BIOCRYST PHARMACEUTICALS INC COM COM 09058V103 89 24800 SH DFND 0 24800 0 BlueRock Residential Growth REIT COM 09627J102 434 50917 SH DFND 0 50917 0 Boeing Co COM 097023105 769 4355 SH DFND 0 4355 0 Broadcom Inc COM 11135F101 4516 12429 SH DFND 0 12429 0 Bunge Ltd COM G16962105 1242 21132 SH DFND 0 21132 0 BUSINESS DEVELOPMENT COM 12325J101 750 115173 SH DFND 0 115173 0 Calamos Convertible Opps & income COM 128117108 244 20865 SH DFND 0 20865 0 CAMBRIA GLOBAL VALUE ETF ETF 132061409 323 18791 SH DFND 0 18791 0 CARTER VALIDUS MISSION COM 146280102 209 24264 SH DFND 0 24264 0 CATALYST BIOSCIENCES INC COM NEW COM 14888D208 79 17810 SH DFND 0 17810 0 Caterpillar Inc COM 149123101 206 1326 SH DFND 0 1326 0 Ciena Corp COM 171779309 1252 29036 SH DFND 0 29036 0 Cigna Corp COM 125523100 2149 9759 SH DFND 0 9759 0 Cisco Systems Inc COM 17275R102 444 11243 SH DFND 0 11243 0 Citigroup Inc COM 172967424 1730 36366 SH DFND 0 36366 0 Clearway Energy Inc Cl A COM 18539C105 2858 99651 SH DFND 0 99651 0 CLOVIS ONCOLOGY INC COM COM 189464100 141 24250 SH DFND 0 24250 0 Coca Cola Company COM 191216100 636 12034 SH DFND 0 12034 0 Colony Cap Inc Cl A COM 19626G108 48 13384 SH DFND 0 13384 0 Colony Credit Real Estate Inc Cl A COM 19625T101 1315 191293 SH DFND 0 191293 0 COSTAR GROUP INC COM 22160N109 405 447 SH DFND 0 447 0 Costco Wholesale Corp COM 22160K105 517 1407 SH DFND 0 1407 0 CYTOSORBENTS CORP COM NEW COM 23283X206 97 12150 SH DFND 0 12150 0 Delta Air Lines COM 247361702 2548 68928 SH DFND 0 68928 0 Dominion Energy Inc COM 25746U109 933 10882 SH DFND 0 10882 0 eBay Inc. 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II COM 35952V303 2908 190239 SH DFND 0 190239 0 General Electric Company COM 369604103 119 15048 SH DFND 0 15048 0 Gilead Sciences Inc COM 375558103 343 5485 SH DFND 0 5485 0 Global Net Lease Inc COM 379378201 2251 137601 SH DFND 0 137601 0 Greengro Technologies Inc COM 39526G107 0 10027 SH DFND 0 10027 0 Healthcare Trust of America Class A COM 42225P501 298 10699 SH DFND 0 10699 0 HENNESSY CAP ACQUSTION CORP IV CL A COM COM 42589C104 618 56610 SH DFND 0 56610 0 Home Depot Inc COM 437076102 448 1623 SH DFND 0 1623 0 HP Inc COM 40434L105 1933 97398 SH DFND 0 97398 0 Htg Molecular Diagnostics Inc COM 40434H104 24 72858 SH DFND 0 72858 0 Inmode Ltd COM M5425M103 724 16766 SH DFND 0 16766 0 Intel Corp COM 458140100 1991 43514 SH DFND 0 43514 0 Invesco Exchange Traded Fd Tr S&P Mdcp Momntum ETF 46137V464 598 8564 SH DFND 0 8564 0 INVESCO INTERNATIONAL BUYBACK ACHIEVERSA ETF ETF 46138E644 211 6738 SH DFND 0 6738 0 Invesco International Corporate Bond ETF 46138E636 592 20627 SH DFND 0 20627 0 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28614 SH DFND 0 28614 0 OXFORD LANE CAPITAL CORP COM 691543102 58 12825 SH DFND 0 12825 0 PARATEK PHARMACEUTICALS INC COM COM 699374302 136 24550 SH DFND 0 24550 0 Pepsico Incorporated COM 713448108 243 1740 SH DFND 0 1740 0 Pfizer Inc COM 717081103 347 9201 SH DFND 0 9201 0 PHILLIPS EDISON & CO INC COM 71844V102 253 29010 SH DFND 0 29010 0 PIMCO INVEST GRADE CORP BND IDX ETF ETF 72201R817 507 4417 SH DFND 0 4417 0 PIONEER MUNICIPAL HIGH INCOME COM 723762100 294 26350 SH DFND 0 26350 0 PLUG POWER INC COM NEW COM 72919P202 457 29450 SH DFND 0 29450 0 Potnetwork Holdings Inc COM 737636209 0 45300 SH DFND 0 45300 0 Preferred Apt Cmntys Inc Cl A COM 74039L103 89 13827 SH DFND 0 13827 0 Principal Financial Group Inc COM 74251V102 1911 40540 SH DFND 0 40540 0 Procter & Gamble Co COM 742718109 299 2145 SH DFND 0 2145 0 Proshares Trust S&P 500 Aristocrats COM 74348A467 816 10497 SH DFND 0 10497 0 Q Biomed Inc Com COM 74736N105 10 10615 SH DFND 0 10615 0 Qorvo Inc COM 74736K101 2119 15039 SH 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