CHIEF COMPLIANCE OFFICER

0001398344-23-014351.txt : 20230809 0001398344-23-014351.hdr.sgml : 20230809 20230809091803 ACCESSION NUMBER: 0001398344-23-014351 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230809 DATE AS OF CHANGE: 20230809 EFFECTIVENESS DATE: 20230809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kalos Management, Inc. CENTRAL INDEX KEY: 0001666788 IRS NUMBER: 201642804 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17377 FILM NUMBER: 231153609 BUSINESS ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-356-1100 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 250 CITY: ALPHARETTA STATE: GA ZIP: 30005 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001666788 XXXXXXXX 06-30-2023 06-30-2023 false Kalos Management, Inc.

11525 PARK WOODS CIRCLE SUITE 250 ALPHARETTA GA 30005

13F HOLDINGS REPORT 028-17377 000133025 801-65182 N CAROL WILDERMUTH CHIEF COMPLIANCE OFFICER 678-356-1100 CAROL WILDERMUTH ALPHARETTA GA 08-08-2023 0 129 46572690 INFORMATION TABLE 2 fp0084620-1_13fhr-table.xml APPLE INC COM 037833100 530960 2737 SH DFND 0 2737 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 201190 590 SH DFND 0 590 0 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 106785 15867 SH DFND 0 15867 0 COSTAR GROUP INC COM 22160N109 325740 3660 SH DFND 0 3660 0 FIDELITY COVINGTON TRUST STOCK FOR INFL 316092386 13419 409 SH DFND 0 409 0 FIDELITY COVINGTON TRUST HIGH YILD ETF 316092618 4746 102 SH DFND 0 102 0 FIDELITY COVINGTON TRUST LOW VOLITY ETF 316092824 407946 8141 SH DFND 0 8141 0 FRANKLIN BSP RLTY TR INC COMMON STOCK 35243J101 360075 25429 SH DFND 0 25429 0 FS CREDIT OPPORTUNITIES CORP COMMON STOCK 30290Y101 210929 44406 SH DFND 0 44406 0 FS KKR CAP CORP COM 302635206 268352 13991 SH DFND 0 13991 0 GLOBAL NET LEASE INC COM NEW 379378201 243772 23713 SH DFND 0 23713 0 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 65551 578 SH DFND 0 578 0 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 478240 5978 SH DFND 0 5978 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 30925 433 SH DFND 0 433 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 1846 46 SH DFND 0 46 0 INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 46137V217 5274 27 SH DFND 0 27 0 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 142889 409 SH DFND 0 409 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 1374796 12434 SH DFND 0 12434 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 166623 567 SH DFND 0 567 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 25115 281 SH DFND 0 281 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 2272 14 SH DFND 0 14 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 60328 295 SH DFND 0 295 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 134071 450 SH DFND 0 450 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 8040 157 SH DFND 0 157 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 152857 1021 SH DFND 0 1021 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 343363 5017 SH DFND 0 5017 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 8538 51 SH DFND 0 51 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 11999 87 SH DFND 0 87 0 INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 46137V480 7152 154 SH DFND 0 154 0 INVESCO EXCHANGE TRADED FD T GLOBAL DRGN CN 46137V571 4927 185 SH DFND 0 185 0 INVESCO EXCHANGE TRADED FD T DYNMC MEDIA 46137V696 3735 108 SH DFND 0 108 0 INVESCO EXCHANGE TRADED FD T DYNMC MKT ETF 46137V712 2787 24 SH DFND 0 24 0 INVESCO QQQ TR UNIT SER 1 46090E103 850035 2301 SH DFND 0 2301 0 ISHARES TR CORE S&P TTL STK 464287150 664040 6787 SH DFND 0 6787 0 ISHARES TR SELECT DIVID ETF 464287168 655554 5786 SH DFND 0 5786 0 ISHARES TR TIPS BD ETF 464287176 1830 17 SH DFND 0 17 0 ISHARES TR CORE S&P500 ETF 464287200 1352476 3034 SH DFND 0 3034 0 ISHARES TR CORE US AGGBD ET 464287226 11068 113 SH DFND 0 113 0 ISHARES TR MSCI EMG MKT ETF 464287234 67845 1715 SH DFND 0 1715 0 ISHARES TR GLOBAL TECH ETF 464287291 20025 322 SH DFND 0 322 0 ISHARES TR S&P 500 GRWT ETF 464287309 241183 3422 SH DFND 0 3422 0 ISHARES TR GLOBAL ENERG ETF 464287341 219710 5903 SH DFND 0 5903 0 ISHARES TR LATN AMER 40 ETF 464287390 4755 175 SH DFND 0 175 0 ISHARES TR S&P 500 VAL ETF 464287408 1160407 7199 SH DFND 0 7199 0 ISHARES TR MSCI EAFE ETF 464287465 287680 3968 SH DFND 0 3968 0 ISHARES TR RUS MDCP VAL ETF 464287473 6481 59 SH DFND 0 59 0 ISHARES TR RUS MD CP GR ETF 464287481 22418 232 SH DFND 0 232 0 ISHARES TR RUS MID CAP ETF 464287499 29358 402 SH DFND 0 402 0 ISHARES TR EXPANDED TECH 464287515 3459 10 SH DFND 0 10 0 ISHARES TR COHEN STEER REIT 464287564 16671 300 SH DFND 0 300 0 ISHARES TR GLOBAL 100 ETF 464287572 38334 504 SH DFND 0 504 0 ISHARES TR US CONSUM DISCRE 464287580 2064 29 SH DFND 0 29 0 ISHARES TR RUS 1000 VAL ETF 464287598 19097 121 SH DFND 0 121 0 ISHARES TR S&P MC 400GR ETF 464287606 124725 1663 SH DFND 0 1663 0 ISHARES TR RUS 2000 VAL ETF 464287630 2394 17 SH DFND 0 17 0 ISHARES TR RUSSELL 2000 ETF 464287655 1124 6 SH DFND 0 6 0 ISHARES TR CORE S&P US VLU 464287663 21835 279 SH DFND 0 279 0 ISHARES TR U.S. UTILITS ETF 464287697 10955 134 SH DFND 0 134 0 ISHARES TR S&P MC 400VL ETF 464287705 1451504 13549 SH DFND 0 13549 0 ISHARES TR US TELECOM ETF 464287713 2674 121 SH DFND 0 121 0 ISHARES TR U.S. TECH ETF 464287721 74140 681 SH DFND 0 681 0 ISHARES TR U.S. REAL ES ETF 464287739 41885 484 SH DFND 0 484 0 ISHARES TR US INDUSTRIALS 464287754 25238 238 SH DFND 0 238 0 ISHARES TR US HLTHCARE ETF 464287762 1538866 5491 SH DFND 0 5491 0 ISHARES TR U.S. FINLS ETF 464287788 31858 427 SH DFND 0 427 0 ISHARES TR U.S. ENERGY ETF 464287796 114854 2681 SH DFND 0 2681 0 ISHARES TR US CONSM STAPLES 464287812 1206146 6022 SH DFND 0 6022 0 ISHARES TR U.S. BAS MTL ETF 464287838 1152080 8659 SH DFND 0 8659 0 ISHARES TR DOW JONES US ETF 464287846 623331 5754 SH DFND 0 5754 0 ISHARES TR SP SMCP600VL ETF 464287879 951946 10011 SH DFND 0 10011 0 ISHARES TR S&P SML 600 GWT 464287887 7011 61 SH DFND 0 61 0 MAIN STR CAP CORP COM 56035L104 289221 7225 SH DFND 0 7225 0 META PLATFORMS INC CL A 30303M102 290137 1011 SH DFND 0 1011 0 PHILLIPS EDISON & CO INC COMMON STOCK 71844V201 1508415 44261 SH DFND 0 44261 0 PROSHARES TR S&P 500 DV ARIST 74348A467 828452 8787 SH DFND 0 8787 0 REALTY INCOME CORP COM 756109104 436613 7302 SH DFND 0 7302 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 5696523 110184 SH DFND 0 110184 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3287951 62783 SH DFND 0 62783 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 199742 2665 SH DFND 0 2665 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1513349 22557 SH DFND 0 22557 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 101769 1433 SH DFND 0 1433 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 67540 1542 SH DFND 0 1542 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1650 67 SH DFND 0 67 0 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 26658 623 SH DFND 0 623 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 76134 2844 SH DFND 0 2844 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 27834 862 SH DFND 0 862 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 54839 1087 SH DFND 0 1087 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 228035 3961 SH DFND 0 3961 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 22526 397 SH DFND 0 397 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1746801 24054 SH DFND 0 24054 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 877 19 SH DFND 0 19 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1981418 41228 SH DFND 0 41228 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 11797 225 SH DFND 0 225 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 3812 46 SH DFND 0 46 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 54685 412 SH DFND 0 412 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 488706 6589 SH DFND 0 6589 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 146268 1802 SH DFND 0 1802 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 4315 128 SH DFND 0 128 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2468 23 SH DFND 0 23 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 32860 189 SH DFND 0 189 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 2408 37 SH DFND 0 37 0 SOUTHWEST AIRLS CO COM 844741108 380458 10507 SH DFND 0 10507 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 37289 376 SH DFND 0 376 0 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 662823 12295 SH DFND 0 12295 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 8769 167 SH DFND 0 167 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2923933 6596 SH DFND 0 6596 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 36048 467 SH DFND 0 467 0 SPDR SER TR BBG CONV SEC ETF 78464A359 151302 2163 SH DFND 0 2163 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 2216 69 SH DFND 0 69 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 41558 962 SH DFND 0 962 0 SPDR SER TR S&P TRANSN ETF 78464A532 8793 105 SH DFND 0 105 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 9568 320 SH DFND 0 320 0 SPDR SER TR PORTFLI INTRMDIT 78464A672 12815 453 SH DFND 0 453 0 SPDR SER TR PORTFOLI S&P1500 78464A805 81388 1495 SH DFND 0 1495 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 47862 668 SH DFND 0 668 0 SPDR SER TR PORTFOLIO S&P500 78464A854 53413 1025 SH DFND 0 1025 0 SPDR SER TR S&P BIOTECH 78464A870 10566 127 SH DFND 0 127 0 TESLA INC COM 88160R101 201563 770 SH DFND 0 770 0 THE NECESSITY RETAIL REIT IN COM CLASS A 02607T109 99832 14768 SH DFND 0 14768 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 334784 822 SH DFND 0 822 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4013 29 SH DFND 0 29 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 31757 192 SH DFND 0 192 0 VANGUARD INDEX FDS MID CAP ETF 922908629 20695 94 SH DFND 0 94 0 VANGUARD INDEX FDS GROWTH ETF 922908736 16129 57 SH DFND 0 57 0 VANGUARD INDEX FDS VALUE ETF 922908744 1467325 10326 SH DFND 0 10326 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 40752 185 SH DFND 0 185 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 429169 1753 SH DFND 0 1753 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 18087 88 SH DFND 0 88 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1543682 10858 SH DFND 0 10858 0