0001606587-16-000452.txt : 20160216
0001606587-16-000452.hdr.sgml : 20160215
20160216085621
ACCESSION NUMBER: 0001606587-16-000452
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Traynor Capital Management, Inc.
CENTRAL INDEX KEY: 0001666786
IRS NUMBER: 262115437
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17267
FILM NUMBER: 161423455
BUSINESS ADDRESS:
STREET 1: 19 E. KING STREET
STREET 2: BLDG 2
CITY: MALVERN
STATE: PA
ZIP: 19355
BUSINESS PHONE: 610-993-9050
MAIL ADDRESS:
STREET 1: 19 E. KING STREET
STREET 2: BLDG 2
CITY: MALVERN
STATE: PA
ZIP: 19355
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001666786
XXXXXXXX
12-31-2015
12-31-2015
false
Traynor Capital Management, Inc.
19 E. King Street
Bldg 2
Malvern
PA
19355
13F HOLDINGS REPORT
028-17267
N
Bridgot Basile
Chief Compliance Officer
610-993-9050
Bridgot Basile
Malvern
PA
02-12-2016
0
139
139044
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
AEGON N V NY REGISTRY SH ISIN #US0079241032 SEDOL #2008411
NY REGISTRY SH
007924103
79
14071
SH
SOLE
NONE
14071
0
0
AMAZON.COM INC
COM
023135106
1983
2935
SH
SOLE
NONE
2935
0
0
AMERICAN ELEC PWR CO
COM
025537101
365
6278
SH
SOLE
NONE
6278
0
0
AMGEN INC
COM
031162100
529
3260
SH
SOLE
NONE
3260
0
0
APPLE INC
COM
037833100
11530
109541
SH
SOLE
NONE
109541
0
0
BP PLC ADR (CNV INTO 6 ORD USD0.25 SHS)
SPONSORED ADR
055622104
410
13122
SH
SOLE
NONE
13122
0
0
BAIDU INC SPON ADR REP A ISIN #US0567521085 SEDOL #B0FXT17
SPON ADR REP A
056752108
217
1150
SH
SOLE
NONE
1150
0
0
BANK OF AMERICA CORP
COM
060505104
478
28403
SH
SOLE
NONE
28403
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
CL B NEW
084670702
1013
7679
SH
SOLE
NONE
7679
0
0
BLACKROCK INTL GROWTH & INCOME TR COM
COM BENE INTER
092524107
163
26134
SH
SOLE
NONE
26134
0
0
BOEING CO
COM
097023105
229
1588
SH
SOLE
NONE
1588
0
0
BRISTOL MYERS SQUIBB
COM
110122108
683
9929
SH
SOLE
NONE
9929
0
0
CIGNA CORPORATION COM ISIN #US1255091092 SEDOL #2196479
COM
125509109
232
1588
SH
SOLE
NONE
1588
0
0
CVS HEALTH CORP COM
COM
126650100
264
2707
SH
SOLE
NONE
2707
0
0
CARLISLE COS INC COM
COM
142339100
363
4095
SH
SOLE
NONE
4095
0
0
CELGENE CORP
COM
151020104
1750
14618
SH
SOLE
NONE
14618
0
0
CHESAPEAKE ENERGY CORPORATION OKLAHOMA
COM
165167107
208
46323
SH
SOLE
NONE
46323
0
0
CHEVRON CORP NEW
COM
166764100
611
6800
SH
SOLE
NONE
6800
0
0
COMSTOCK RES INC
COM NEW
205768203
37
20000
SH
SOLE
NONE
20000
0
0
CYPRESS SEMICONDUCTR CORP
COM
232806109
147
15023
SH
SOLE
NONE
15023
0
0
FIDELITY MSCI CONSUMER STAPLES INDEX ETF
CONSMR STAPLES
316092303
280
9280
SH
SOLE
NONE
9280
0
0
FIDELITY MSCI ENERGY INDEX ETF
MSCI ENERGY IDX
316092402
549
32164
SH
SOLE
NONE
32164
0
0
FIDELITY MSCI FINLS INDEX ETF ISIN #US3160925018 SEDOL #BFWLBD5
MSCI FINLS IDX
316092501
456
16128
SH
SOLE
NONE
16128
0
0
FIDELITY MSCI HEALTH CARE INDEX ISIN #US3160926008 SEDOL #BFWLBJ1
MSCI HLTH CARE I
316092600
2351
68096
SH
SOLE
NONE
68096
0
0
FIDELITY MSCI INDL INDEX ETF ISIN #US3160927097 SEDOL #BFG1Z39
MSCI INDL INDX
316092709
676
24854
SH
SOLE
NONE
24854
0
0
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF
MSCI INFO TECH I
316092808
2086
63540
SH
SOLE
NONE
63540
0
0
FORD MTR CO DEL COM
COM PAR $0.01
345370860
226
16042
SH
SOLE
NONE
16042
0
0
GENERAL ELECTRIC CO
COM
369604103
1067
34272
SH
SOLE
NONE
34272
0
0
GILEAD SCIENCES INC
COM
375558103
1959
19362
SH
SOLE
NONE
19362
0
0
GOODYEAR TIRE & RUBBER CO
COM
382550101
673
20604
SH
SOLE
NONE
20604
0
0
HUNTINGTON BANCSHARES INC COM
COM
446150104
282
25574
SH
SOLE
NONE
25574
0
0
ILLUMINA INC COM ISIN #US4523271090 SEDOL #2613990
COM
452327109
224
1170
SH
SOLE
NONE
1170
0
0
INTEL CORP
COM
458140100
373
10847
SH
SOLE
NONE
10847
0
0
ISHARES SELECT DIVIDEND ETF
SELECT DIVID ETF
464287168
273
3639
SH
SOLE
NONE
3639
0
0
ISHARES CORE S&P 500 ETF
CORE S&P500 ETF
464287200
457
2231
SH
SOLE
NONE
2231
0
0
ISHARES CORE U.S. AGGREGATE BOND ETF
CORE US AGGBD ET
464287226
549
5089
SH
SOLE
NONE
5089
0
0
ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF
IBOXX INV CP ETF
464287242
2208
19371
SH
SOLE
NONE
19371
0
0
ISHARES GLOBAL TECH ETF
GLOBAL TECH ETF
464287291
562
5770
SH
SOLE
NONE
5770
0
0
ISHARES S&P 500 GROWTH ETF
S&P 500 GRWT ETF
464287309
9010
77811
SH
SOLE
NONE
77811
0
0
ISHARES GLOBAL HEALTHCARE ETF
GLOB HLTHCRE ETF
464287325
323
3154
SH
SOLE
NONE
3154
0
0
ISHARES S&P 500 VALUE ETF
S&P 500 VAL ETF
464287408
6056
68411
SH
SOLE
NONE
68411
0
0
ISHARES MSCI EAFE ETF
MSCI EAFE ETF
464287465
1083
18448
SH
SOLE
NONE
18448
0
0
ISHARES CORE S&P MID-CAP ETF
CORE S&P MCP ETF
464287507
8045
57748
SH
SOLE
NONE
57748
0
0
ISHARES NASDAQ BIOTECHNOLOGY ETF
NASDQ BIOTEC ETF
464287556
1071
3166
SH
SOLE
NONE
3166
0
0
ISHARES S&P MID CAP 400 GROWTH ETF
S&P MC 400GR ETF
464287606
266
1653
SH
SOLE
NONE
1653
0
0
ISHARES CORE S&P SMALL-CAP ETF
CORE S&P SCP ETF
464287804
5691
51685
SH
SOLE
NONE
51685
0
0
ISHARES TR EAFE SML CP ETF
EAFE SML CP ETF
464288273
520
10420
SH
SOLE
NONE
10420
0
0
ISHARES TR IBOXX HI YD ETF
IBOXX HI YD ETF
464288513
1471
18259
SH
SOLE
NONE
18259
0
0
ISHARES TR U.S. PFD STK ETF
U.S. PFD STK ETF
464288687
2012
51802
SH
SOLE
NONE
51802
0
0
ISHARES TR MICRO-CAP ETF
MICRO-CAP ETF
464288869
687
9535
SH
SOLE
NONE
9535
0
0
JETBLUE AWYS CORP
COM
477143101
351
15502
SH
SOLE
NONE
15502
0
0
JOHNSON & JOHNSON
COM
478160104
650
6334
SH
SOLE
NONE
6334
0
0
MFS MUN INCOME TR SH BEN INT
SH BEN INT
552738106
605
88975
SH
SOLE
NONE
88975
0
0
MICROSOFT CORP
COM
594918104
550
9923
SH
SOLE
NONE
9923
0
0
NOKIA OYJ ADR EACH REPR 1 ORD NPV
SPONSORED ADR
654902204
72
10364
SH
SOLE
NONE
10364
0
0
NOVO-NORDISK A S ADR ISIN #US6701002056 SEDOL #2651202
ADR
670100205
3801
65457
SH
SOLE
NONE
65457
0
0
NUVEEN MUN HIGH INCOME OPPORTUNITY FD
COM
670682103
919
66533
SH
SOLE
NONE
66533
0
0
NUVEEN PA INVT QLTY MUN FD
COM
670972108
159
11606
SH
SOLE
NONE
11606
0
0
PNC FINL SVCS GROUP
COM
693475105
202
2121
SH
SOLE
NONE
2121
0
0
PACCAR INC
COM
693718108
237
5017
SH
SOLE
NONE
5017
0
0
PEPSICO INC
COM
713448108
403
4039
SH
SOLE
NONE
4039
0
0
PFIZER INC
COM
717081103
888
27536
SH
SOLE
NONE
27536
0
0
PHILIP MORRIS INTL INC COM
COM
718172109
547
6225
SH
SOLE
NONE
6225
0
0
PIMCO GLOBAL STOCKSPLUS INCOME FD
COM
722011103
2043
112757
SH
SOLE
NONE
112757
0
0
PIMCO HIGH INCOME FD COM SHS
COM SHS
722014107
97
11895
SH
SOLE
NONE
11895
0
0
ROYAL DUTCH SHELL ADR EA REP 2 CL A EUR0.07
SPONS ADR A
780259206
364
7966
SH
SOLE
NONE
7966
0
0
SCHLUMBERGER LIMITED COM USD0.01
COM
806857108
348
4997
SH
SOLE
NONE
4997
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
381
11596
SH
SOLE
NONE
11596
0
0
SEATTLE GENETICS INC
COM
812578102
210
4695
SH
SOLE
NONE
4695
0
0
SOUTHWEST AIRLNS CO
COM
844741108
771
17912
SH
SOLE
NONE
17912
0
0
SPECTRA ENERGY CORP COM
COM
847560109
240
10062
SH
SOLE
NONE
10062
0
0
STARBUCKS CORP
COM
855244109
587
9782
SH
SOLE
NONE
9782
0
0
TEXTRON INC
COM
883203101
220
5258
SH
SOLE
NONE
5258
0
0
TRINITY INDUSTRIES INC COM USD0.01
COM
896522109
229
9555
SH
SOLE
NONE
9555
0
0
ULTRA PETROLEUM CORP COM NPV
COM
903914109
35
14000
SH
SOLE
NONE
14000
0
0
UNDER ARMOUR INC CL A
CL A
904311107
1679
20834
SH
SOLE
NONE
20834
0
0
UNITED PARCEL SVC INC CL B
CL B
911312106
526
5473
SH
SOLE
NONE
5473
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
245
2554
SH
SOLE
NONE
2554
0
0
AT&T INC COM ISIN #US00206R1023 SEDOL #2831811
COM
00206R102
274
7972
SH
SOLE
NONE
7972
0
0
AFFYMETRIX INC COM ISIN #US00826T1088 SEDOL #2034988
COM
00826T108
159
15800
SH
SOLE
NONE
15800
0
0
ALPHABET INC CAP STK CL C
CAP STK CL C
02079K107
3480
4586
SH
SOLE
NONE
4586
0
0
ALPHABET INC CAP STK CL A
CAP STK CL A
02079K305
5266
6769
SH
SOLE
NONE
6769
0
0
ALTRIA GROUP INC
COM
02209S103
725
12459
SH
SOLE
NONE
12459
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
210
2005
SH
SOLE
NONE
2005
0
0
BIOGEN INC COM ISIN #US09062X1037 SEDOL #2455965
COM
09062X103
976
3187
SH
SOLE
NONE
3187
0
0
BLACKSTONE GROUP LP COM UNIT LTD
COM UNIT LTD
09253U108
294
10055
SH
SOLE
NONE
10055
0
0
CONOCOPHILLIPS
COM
20825C104
290
6217
SH
SOLE
NONE
6217
0
0
CONSOL ENERGY INC
COM
20854P109
170
21605
SH
SOLE
NONE
21605
0
0
CONSTELLATION BRANDS INC CL A
CL A
21036P108
794
5580
SH
SOLE
NONE
5580
0
0
CREDIT SUISSE HIGH YIELD BD FD SH BEN INT
SH BEN INT
22544F103
26
11557
SH
SOLE
NONE
11557
0
0
DIREXION DAILY MID CAP BULL 3X SHARES
DLY MIDCAP ETF3X
25459W730
830
39926
SH
SOLE
NONE
39926
0
0
DIREXION DAILY SML CAP BULL 3X SHS
DLY SMCAP BULL3X
25459W847
823
12968
SH
SOLE
NONE
12968
0
0
DIREXION DAILY S&P 500 BULL 3X SHS
DRX S&P500BULL
25459W862
2753
33223
SH
SOLE
NONE
33223
0
0
DIREXION DAILY ENERGY BULL 3X SHS
DLY ENRGY BULL3X
25459W888
425
18180
SH
SOLE
NONE
18180
0
0
DIREXION SHS ETF TR DAILY GOLD MINER
DAILY GOLD MINER
25490K570
407
16790
SH
SOLE
NONE
16790
0
0
DIREXION SHS ETF TR SP BIOTCH BULL
SP BIOTCH BULL
25490K752
1152
54635
SH
SOLE
NONE
54635
0
0
DUKE ENERGY CORP NEW COM NEW ISIN #US26441C2044 SEDOL #B7JZSK0
COM NEW
26441C204
250
3504
SH
SOLE
NONE
3504
0
0
EOG RESOURCES INC
COM
26875P101
283
4011
SH
SOLE
NONE
4011
0
0
EXELON CORP
COM
30161N101
453
16342
SH
SOLE
NONE
16342
0
0
EXXON MOBIL CORP
COM
30231G102
409
5254
SH
SOLE
NONE
5254
0
0
FACEBOOK INC COM USD0.000006 CL A
CL A
30303M102
1247
11922
SH
SOLE
NONE
11922
0
0
FEDEX CORP COM ISIN #US31428X1063 SEDOL #2142784
COM
31428X106
392
2636
SH
SOLE
NONE
2636
0
0
FIREEYE INC COM USD0.0001
COM
31816Q101
241
11647
SH
SOLE
NONE
11647
0
0
FIRST NIAGARA FINL GP INC COM ISIN #US33582V1089 SEDOL #2421171
COM
33582V108
108
10000
SH
SOLE
NONE
10000
0
0
FREEPORT MCMORAN INC
CL B
35671D857
139
20616
SH
SOLE
NONE
20616
0
0
INTREXON CORP COM
COM
46122T102
1148
38088
SH
SOLE
NONE
38088
0
0
JPMORGAN CHASE & CO
COM
46625H100
950
14397
SH
SOLE
NONE
14397
0
0
JUST ENERGY GROUP INC COM NPV ISIN #CA48213W1014 SEDOL #B63MCN1
COM
48213W101
217
30550
SH
SOLE
NONE
30550
0
0
KINDER MORGAN INC COM USD0.01
COM
49456B101
288
19356
SH
SOLE
NONE
19356
0
0
MCKESSON CORP
COM
58155Q103
403
2044
SH
SOLE
NONE
2044
0
0
MERCK & CO INC NEW COM
COM
58933Y105
552
10458
SH
SOLE
NONE
10458
0
0
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
426
86960
SH
SOLE
NONE
86960
0
0
MONSANTO CO NEW
COM
61166W101
321
3266
SH
SOLE
NONE
3266
0
0
NETFLIX COM INC COM
COM
64110L106
3560
31129
SH
SOLE
NONE
31129
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
2004
35431
SH
SOLE
NONE
35431
0
0
ORACLE CORP COM ISIN #US68389X1054 SEDOL #2661568
COM
68389X105
274
7523
SH
SOLE
NONE
7523
0
0
PPL CORP
COM
69351T106
410
12019
SH
SOLE
NONE
12019
0
0
PIMCO MUN INCOME FD COM
COM
72200R107
1879
121644
SH
SOLE
NONE
121644
0
0
PIMCO CORPORATE &INCOME STRAT
COM
72200U100
328
24521
SH
SOLE
NONE
24521
0
0
PIMCO MUN INCOME FD II COM
COM
72200W106
1477
118109
SH
SOLE
NONE
118109
0
0
POWERSHARES QQQ TR UNIT SER 1
UNIT SER 1
73935A104
318
2845
SH
SOLE
NONE
2845
0
0
POWERSHARES EXCHANGE TRADED FD TR DYNAMIC BIOTECHNOLOGY & GENOME PORTFOLIO
DYN BIOT & GEN
73935X856
3550
70282
SH
SOLE
NONE
70282
0
0
POWERSHARES EXCH TRADED FD TR II PREFERRED PORTFOLIO ISIN #US73936T5653 SEDOL #B676G93
AGG PFD PORT
73936T565
268
17973
SH
SOLE
NONE
17973
0
0
PROSHARES TR PROSHARES ULTRA NASDAQ BIOTECHNOLOGY
PSHS ULT NASB
74347R214
405
5669
SH
SOLE
NONE
5669
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
1544
2845
SH
SOLE
NONE
2845
0
0
SPDR S&P 500 ETF TRUST UNIT SER 1 S&P
TR UNIT
78462F103
444
2181
SH
SOLE
NONE
2181
0
0
SPDR SER TR DJ WILSHIRE SMALL CAP VALUE ETF
S&P 600 SMCP VAL
78464A300
1242
13380
SH
SOLE
NONE
13380
0
0
SANDRIDGE ENERGY INC COM ISIN #US80007P3073 SEDOL #B28M896
COM
80007P307
2
10000
SH
SOLE
NONE
10000
0
0
SIRIUS XM HLDGS INC COM ISIN #US82968B1035 SEDOL #BGLDK10
COM
82968B103
40
10000
SH
SOLE
NONE
10000
0
0
STATOIL ASA SPONSORED ADR ISIN #US85771P1021 SEDOL #2763129
SPONSORED ADR
85771P102
175
12536
SH
SOLE
NONE
12536
0
0
SUNEDISON INC COM USD0.01
COM
86732Y109
174
34300
SH
SOLE
NONE
34300
0
0
THERAPEUTICSMD INC COM
COM
88338N107
166
16100
SH
SOLE
NONE
16100
0
0
3M COMPANY
COM
88579Y101
731
4857
SH
SOLE
NONE
4857
0
0
TWITTER INC COM USD0.000005
COM
90184L102
249
10769
SH
SOLE
NONE
10769
0
0
VISA INC COM CL A
COM CL A
92826C839
947
12212
SH
SOLE
NONE
12212
0
0
ALKERMES PLC SHS
SHS
G01767105
265
3350
SH
SOLE
NONE
3350
0
0
ICON PLC SHS ISIN #IE0005711209 SEDOL #B94G471
SHS
G4705A100
423
5450
SH
SOLE
NONE
5450
0
0
PROTHENA CORP PLC USD0.01
SHS
G72800108
1098
16123
SH
SOLE
NONE
16123
0
0
SEADRILL LIMITED SHS ISIN #BMG7945E1057 SEDOL #B0HWHV8
SHS
G7945E105
54
16089
SH
SOLE
NONE
16089
0
0