0001085146-18-000415.txt : 20180208
0001085146-18-000415.hdr.sgml : 20180208
20180208120537
ACCESSION NUMBER: 0001085146-18-000415
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180208
DATE AS OF CHANGE: 20180208
EFFECTIVENESS DATE: 20180208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cetera Investment Advisers
CENTRAL INDEX KEY: 0001666741
IRS NUMBER: 363258176
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17296
FILM NUMBER: 18584204
BUSINESS ADDRESS:
STREET 1: 200 N MARTINGALE RD
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
BUSINESS PHONE: 844 337 2217
MAIL ADDRESS:
STREET 1: 200 N MARTINGALE RD
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001666741
XXXXXXXX
12-31-2017
12-31-2017
false
Cetera Investment Advisers
200 N MARTINGALE RD
SCHAUMBURG
IL
60173
13F HOLDINGS REPORT
028-17296
N
Kristy Haley
Chief Compliance Office
310-257-7532
/s/ Kristy Haley
El Segundo
CO
02-07-2018
0
410
544568
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
1194
5055
SH
SOLE
0
0
5055
ABAXIS INC
COM
002567105
298
6000
SH
SOLE
0
0
6000
ABBOTT LABS
COM
002824100
1011
17675
SH
SOLE
0
0
17675
ABBVIE INC
COM
00287Y109
3235
33387
SH
SOLE
0
0
33387
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
943
6145
SH
SOLE
0
0
6145
AEGON N V
NY REGISTRY SH
007924103
144
22863
SH
SOLE
0
0
22863
AFLAC INC
COM
001055102
210
2395
SH
SOLE
0
0
2395
ALBEMARLE CORP
COM
012653101
348
2706
SH
SOLE
0
0
2706
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
1106
8473
SH
SOLE
0
0
8473
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1569
9102
SH
SOLE
0
0
9102
ALLETE INC
COM NEW
018522300
339
4568
SH
SOLE
0
0
4568
ALLSTATE CORP
COM
020002101
315
3008
SH
SOLE
0
0
3008
ALPHABET INC
CAP STK CL A
02079K305
1922
1824
SH
SOLE
0
0
1824
ALPHABET INC
CAP STK CL C
02079K107
1387
1331
SH
SOLE
0
0
1331
ALPS ETF TR
ALERIAN MLP
00162Q866
750
69887
SH
SOLE
0
0
69887
ALPS ETF TR
SECTR DIV DOGS
00162Q858
460
10030
SH
SOLE
0
0
10030
ALTRIA GROUP INC
COM
02209S103
1944
27280
SH
SOLE
0
0
27280
AMAZON COM INC
COM
023135106
4153
3548
SH
SOLE
0
0
3548
AMEREN CORP
COM
023608102
200
3381
SH
SOLE
0
0
3381
AMERICAN ELEC PWR INC
COM
025537101
895
12164
SH
SOLE
0
0
12164
AMERICAN TOWER CORP NEW
COM
03027X100
230
1606
SH
SOLE
0
0
1606
AMERICAN WTR WKS CO INC NEW
COM
030420103
563
6156
SH
SOLE
0
0
6156
AMGEN INC
COM
031162100
637
3677
SH
SOLE
0
0
3677
ANALOG DEVICES INC
COM
032654105
1197
13415
SH
SOLE
0
0
13415
ANDEAVOR
COM
03349M105
280
2455
SH
SOLE
0
0
2455
ANNALY CAP MGMT INC
COM
035710409
261
21808
SH
SOLE
0
0
21808
APPLE INC
COM
037833100
9326
55025
SH
SOLE
0
0
55025
APPLIED MATLS INC
COM
038222105
315
6194
SH
SOLE
0
0
6194
AT&T INC
COM
00206R102
6223
160126
SH
SOLE
0
0
160126
AUTOMATIC DATA PROCESSING IN
COM
053015103
217
1845
SH
SOLE
0
0
1845
AUTOZONE INC
COM
053332102
501
704
SH
SOLE
0
0
704
BANK AMER CORP
COM
060505104
1736
58754
SH
SOLE
0
0
58754
BARCLAYS BK PLC
DJUBS CMDT ETN36
06738C778
631
25760
SH
SOLE
0
0
25760
BARCLAYS BK PLC
IPSP CROIL ETN
06738C786
392
60000
SH
SOLE
0
0
60000
BAXTER INTL INC
COM
071813109
403
6235
SH
SOLE
0
0
6235
BCE INC
COM NEW
05534B760
506
10582
SH
SOLE
0
0
10582
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1786
6
SH
SOLE
0
0
6
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1441
7248
SH
SOLE
0
0
7248
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
196
21073
SH
SOLE
0
0
21073
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
402
28256
SH
SOLE
0
0
28256
BLACKROCK MUNIHLDS INVSTM QL
COM
09254P108
169
11505
SH
SOLE
0
0
11505
BLACKROCK MUNIYIELD CALI QLT
COM
09254N103
154
10444
SH
SOLE
0
0
10444
BLACKROCK MUNIYIELD CALIF FD
COM
09254M105
208
13993
SH
SOLE
0
0
13993
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
203
8768
SH
SOLE
0
0
8768
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
495
15531
SH
SOLE
0
0
15531
BOEING CO
COM
097023105
3352
11372
SH
SOLE
0
0
11372
BP PLC
SPONSORED ADR
055622104
874
20853
SH
SOLE
0
0
20853
BRISTOL MYERS SQUIBB CO
COM
110122108
2027
33121
SH
SOLE
0
0
33121
CAL MAINE FOODS INC
COM NEW
128030202
241
5510
SH
SOLE
0
0
5510
CANADIAN NATL RY CO
COM
136375102
436
5282
SH
SOLE
0
0
5282
CATERPILLAR INC DEL
COM
149123101
1694
10716
SH
SOLE
0
0
10716
CELANESE CORP DEL
COM SER A
150870103
512
4786
SH
SOLE
0
0
4786
CELGENE CORP
COM
151020104
213
2056
SH
SOLE
0
0
2056
CHESAPEAKE ENERGY CORP
COM
165167107
90
22396
SH
SOLE
0
0
22396
CHEVRON CORP NEW
COM
166764100
3035
24171
SH
SOLE
0
0
24171
CHIPOTLE MEXICAN GRILL INC
COM
169656105
229
791
SH
SOLE
0
0
791
CHURCH & DWIGHT INC
COM
171340102
309
6154
SH
SOLE
0
0
6154
CIGNA CORPORATION
COM
125509109
500
2464
SH
SOLE
0
0
2464
CISCO SYS INC
COM
17275R102
1188
31007
SH
SOLE
0
0
31007
CITIGROUP INC
COM NEW
172967424
544
7350
SH
SOLE
0
0
7350
CLAYMORE EXCHANGE TRD FD TR
GUGG BULSH 2022
18383M258
613
29005
SH
SOLE
0
0
29005
CLOROX CO DEL
COM
189054109
389
2607
SH
SOLE
0
0
2607
CME GROUP INC
COM CL A
12572Q105
228
1561
SH
SOLE
0
0
1561
COCA COLA CO
COM
191216100
1866
40577
SH
SOLE
0
0
40577
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
471
6671
SH
SOLE
0
0
6671
COMCAST CORP NEW
CL A
20030N101
509
12724
SH
SOLE
0
0
12724
CONOCOPHILLIPS
COM
20825C104
644
11782
SH
SOLE
0
0
11782
CONSOLIDATED EDISON INC
COM
209115104
291
3446
SH
SOLE
0
0
3446
CONSTELLATION BRANDS INC
CL A
21036P108
1178
5171
SH
SOLE
0
0
5171
CORNING INC
COM
219350105
217
6710
SH
SOLE
0
0
6710
COSTCO WHSL CORP NEW
COM
22160K105
264
1418
SH
SOLE
0
0
1418
CSX CORP
COM
126408103
272
4927
SH
SOLE
0
0
4927
CUMMINS INC
COM
231021106
529
3003
SH
SOLE
0
0
3003
CURRENCYSHS BRIT POUND STER
BRIT POUND STE
23129S106
472
3585
SH
SOLE
0
0
3585
CVS HEALTH CORP
COM
126650100
648
8947
SH
SOLE
0
0
8947
D R HORTON INC
COM
23331A109
372
7286
SH
SOLE
0
0
7286
DBX ETF TR
XTRACK MSCI EAFE
233051200
1973
61889
SH
SOLE
0
0
61889
DEERE & CO
COM
244199105
350
2246
SH
SOLE
0
0
2246
DELTA AIR LINES INC DEL
COM NEW
247361702
211
3785
SH
SOLE
0
0
3785
DIAGEO P L C
SPON ADR NEW
25243Q205
774
5324
SH
SOLE
0
0
5324
DISNEY WALT CO
COM DISNEY
254687106
2436
22687
SH
SOLE
0
0
22687
DOMINION ENERGY INC
COM
25746U109
426
5240
SH
SOLE
0
0
5240
DOWDUPONT INC
COM
26078J100
1002
14145
SH
SOLE
0
0
14145
DUKE ENERGY CORP NEW
COM NEW
26441C204
562
6694
SH
SOLE
0
0
6694
EAST WEST BANCORP INC
COM
27579R104
404
6639
SH
SOLE
0
0
6639
EMERSON ELEC CO
COM
291011104
245
3530
SH
SOLE
0
0
3530
ENTERPRISE PRODS PARTNERS L
COM
293792107
269
10156
SH
SOLE
0
0
10156
EOG RES INC
COM
26875P101
307
2846
SH
SOLE
0
0
2846
EXELON CORP
COM
30161N101
234
5978
SH
SOLE
0
0
5978
EXXON MOBIL CORP
COM
30231G102
3327
39764
SH
SOLE
0
0
39764
FACEBOOK INC
CL A
30303M102
3581
20226
SH
SOLE
0
0
20226
FEDEX CORP
COM
31428X106
981
3952
SH
SOLE
0
0
3952
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
252
14075
SH
SOLE
0
0
14075
FIRST DATA CORP NEW
COM CL A
32008D106
416
25100
SH
SOLE
0
0
25100
FIRST TR EXCH TRADED FD III
RIVRFRNT DYN DEV
33739P608
812
12678
SH
SOLE
0
0
12678
FIRST TR EXCH TRD ALPHA FD I
EUROPE ALPHADEX
33737J117
300
7653
SH
SOLE
0
0
7653
FIRST TR EXCHANG TRADED FD I
MANAGD MUN ETF
33739N108
3675
68721
SH
SOLE
0
0
68721
FIRST TR EXCHANGE TRADED FD
BUYWRIT INCM ETF
33738R308
2848
121996
SH
SOLE
0
0
121996
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
1546
55704
SH
SOLE
0
0
55704
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
321
10197
SH
SOLE
0
0
10197
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH NEW
33739Q408
991
16532
SH
SOLE
0
0
16532
FIRST TR EXCHANGE TRADED FD
FIRST TR TA HIYL
33738D408
249
5090
SH
SOLE
0
0
5090
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
33739Q200
1342
25981
SH
SOLE
0
0
25981
FIRST TR EXCHANGE TRADED FD
FT STRG INCM ETF
33739Q309
517
10139
SH
SOLE
0
0
10139
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
967
13866
SH
SOLE
0
0
13866
FIRST TR EXCHANGE TRADED FD
MULTI ASSET DI
33738R100
279
14447
SH
SOLE
0
0
14447
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
209
8995
SH
SOLE
0
0
8995
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
432
17504
SH
SOLE
0
0
17504
FIRST TR EXCHANGE TRADED FD
US EQTY OPPT ETF
336920103
3877
56777
SH
SOLE
0
0
56777
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
3499
174623
SH
SOLE
0
0
174623
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
814
16028
SH
SOLE
0
0
16028
FIRST TR LRG CP GRWTH ALPHAD
COM SHS
33735K108
387
6304
SH
SOLE
0
0
6304
FIRST TR LRG CP VL ALPHADEX
COM SHS
33735J101
559
10223
SH
SOLE
0
0
10223
FIRST TR LRGE CP CORE ALPHA
COM SHS
33734K109
2988
51056
SH
SOLE
0
0
51056
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
1055
16162
SH
SOLE
0
0
16162
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
1918
63625
SH
SOLE
0
0
63625
FIRST TR NASDAQ100 TECH INDE
SHS
337345102
411
5666
SH
SOLE
0
0
5666
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
878
14352
SH
SOLE
0
0
14352
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
4084
132509
SH
SOLE
0
0
132509
FORD MTR CO DEL
COM PAR $0.01
345370860
1657
132908
SH
SOLE
0
0
132908
FORTIS INC
COM
349553107
218
5889
SH
SOLE
0
0
5889
FRANKLIN TEMPLETON ETF TR
LIBERTYQ GBL
35473P306
218
7493
SH
SOLE
0
0
7493
FRANKLIN TEMPLETON ETF TR
LIBERTYQ INTL
35473P108
5017
197687
SH
SOLE
0
0
197687
FS INVT CORP
COM
302635107
120
16163
SH
SOLE
0
0
16163
GENERAL DYNAMICS CORP
COM
369550108
515
2557
SH
SOLE
0
0
2557
GENERAL ELECTRIC CO
COM
369604103
2119
121680
SH
SOLE
0
0
121680
GENERAL MLS INC
COM
370334104
427
7229
SH
SOLE
0
0
7229
GENERAL MTRS CO
COM
37045V100
751
18437
SH
SOLE
0
0
18437
GENTEX CORP
COM
371901109
3412
162881
SH
SOLE
0
0
162881
GENWORTH FINL INC
COM CL A
37247D106
277
88790
SH
SOLE
0
0
88790
GILEAD SCIENCES INC
COM
375558103
621
8687
SH
SOLE
0
0
8687
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
564
15997
SH
SOLE
0
0
15997
GLOBAL NET LEASE INC
COM NEW
379378201
472
22926
SH
SOLE
0
0
22926
GLOBAL X FDS
GLB X SUPERDIV
37950E549
291
13522
SH
SOLE
0
0
13522
GOLDMAN SACHS GROUP INC
COM
38141G104
1221
4775
SH
SOLE
0
0
4775
GUGGENHEIM CR ALLOCATION FD
COM
40168G108
423
19270
SH
SOLE
0
0
19270
GUGGENHEIM STRATEGIC OPP FD
COM SBI
40167F101
224
10492
SH
SOLE
0
0
10492
HALLIBURTON CO
COM
406216101
465
9508
SH
SOLE
0
0
9508
HESS CORP
COM
42809H107
333
7096
SH
SOLE
0
0
7096
HIGHLAND FLOATNG RATE OPPRT
SHS BEN INT
43010E404
534
34469
SH
SOLE
0
0
34469
HNI CORP
COM
404251100
550
14264
SH
SOLE
0
0
14264
HOME DEPOT INC
COM
437076102
2363
12474
SH
SOLE
0
0
12474
HONEYWELL INTL INC
COM
438516106
1440
9386
SH
SOLE
0
0
9386
HSBC HLDGS PLC
SPON ADR NEW
404280406
295
5694
SH
SOLE
0
0
5694
INDEXIQ ETF TR
HDGD FTSE INTL
45409B560
1539
71028
SH
SOLE
0
0
71028
INDEXIQ ETF TR
US RL EST SMCP
45409B628
1783
67659
SH
SOLE
0
0
67659
INTEL CORP
COM
458140100
3131
67961
SH
SOLE
0
0
67961
INTERNATIONAL BUSINESS MACHS
COM
459200101
2173
14137
SH
SOLE
0
0
14137
INTL PAPER CO
COM
460146103
381
6598
SH
SOLE
0
0
6598
ISHARES GOLD TRUST
ISHARES
464285105
310
24569
SH
SOLE
0
0
24569
ISHARES INC
CORE MSCI EMKT
46434G103
3035
53319
SH
SOLE
0
0
53319
ISHARES SILVER TRUST
ISHARES
46428Q109
1149
71828
SH
SOLE
0
0
71828
ISHARES TR
1 3 YR CR BD ETF
464288646
928
8875
SH
SOLE
0
0
8875
ISHARES TR
20 YR TR BD ETF
464287432
245
1967
SH
SOLE
0
0
1967
ISHARES TR
3 7 YR TREAS BD
464288661
627
5134
SH
SOLE
0
0
5134
ISHARES TR
BARCLAYS 7 10 YR
464287440
632
5990
SH
SOLE
0
0
5990
ISHARES TR
COHEN STEER REIT
464287564
994
9807
SH
SOLE
0
0
9807
ISHARES TR
CORE DIV GRWTH
46434V621
814
23354
SH
SOLE
0
0
23354
ISHARES TR
CORE HIGH DV ETF
46429B663
644
7149
SH
SOLE
0
0
7149
ISHARES TR
CORE INTL AGGR
46435G672
568
10916
SH
SOLE
0
0
10916
ISHARES TR
CORE MSCI EAFE
46432F842
6547
99021
SH
SOLE
0
0
99021
ISHARES TR
CORE S&P MCP ETF
464287507
3727
19624
SH
SOLE
0
0
19624
ISHARES TR
CORE S&P SCP ETF
464287804
4083
53163
SH
SOLE
0
0
53163
ISHARES TR
CORE S&P TTL STK
464287150
1163
18975
SH
SOLE
0
0
18975
ISHARES TR
CORE S&P500 ETF
464287200
1892
7043
SH
SOLE
0
0
7043
ISHARES TR
CORE US AGGBD ET
464287226
11346
103721
SH
SOLE
0
0
103721
ISHARES TR
EAFE SML CP ETF
464288273
2817
43703
SH
SOLE
0
0
43703
ISHARES TR
EAFE VALUE ETF
464288877
1627
29479
SH
SOLE
0
0
29479
ISHARES TR
FLTG RATE NT ETF
46429B655
464
9132
SH
SOLE
0
0
9132
ISHARES TR
GLOBAL 100 ETF
464287572
215
2338
SH
SOLE
0
0
2338
ISHARES TR
HDG MSCI EAFE
46434V803
637
21398
SH
SOLE
0
0
21398
ISHARES TR
IBOXX HI YD ETF
464288513
1521
17415
SH
SOLE
0
0
17415
ISHARES TR
IBOXX INV CP ETF
464287242
3185
26239
SH
SOLE
0
0
26239
ISHARES TR
INTL SEL DIV ETF
464288448
1129
33453
SH
SOLE
0
0
33453
ISHARES TR
INTRMD CR BD ETF
464288638
2432
22249
SH
SOLE
0
0
22249
ISHARES TR
JPMORGAN USD EMG
464288281
746
6444
SH
SOLE
0
0
6444
ISHARES TR
MBS ETF
464288588
528
4957
SH
SOLE
0
0
4957
ISHARES TR
MIN VOL EAFE ETF
46429B689
951
13005
SH
SOLE
0
0
13005
ISHARES TR
MIN VOL USA ETF
46429B697
2048
38780
SH
SOLE
0
0
38780
ISHARES TR
MRNGSTR LG-CP ET
464287127
344
2161
SH
SOLE
0
0
2161
ISHARES TR
MSCI EAFE ETF
464287465
5541
78835
SH
SOLE
0
0
78835
ISHARES TR
MSCI EMG MKT ETF
464287234
1064
22615
SH
SOLE
0
0
22615
ISHARES TR
NASDAQ BIOTECH
464287556
500
4651
SH
SOLE
0
0
4651
ISHARES TR
NATIONAL MUN ETF
464288414
772
6976
SH
SOLE
0
0
6976
ISHARES TR
NEW YORK MUN ETF
464288323
600
10752
SH
SOLE
0
0
10752
ISHARES TR
NORTH AMERN NAT
464287374
2564
72229
SH
SOLE
0
0
72229
ISHARES TR
PHLX SEMICND ETF
464287523
697
4116
SH
SOLE
0
0
4116
ISHARES TR
RUS 1000 ETF
464287622
1008
6780
SH
SOLE
0
0
6780
ISHARES TR
RUS 1000 GRW ETF
464287614
18094
134391
SH
SOLE
0
0
134391
ISHARES TR
RUS 1000 VAL ETF
464287598
12481
100355
SH
SOLE
0
0
100355
ISHARES TR
RUS 2000 GRW ETF
464287648
646
3465
SH
SOLE
0
0
3465
ISHARES TR
RUS 2000 VAL ETF
464287630
544
4300
SH
SOLE
0
0
4300
ISHARES TR
RUS MD CP GR ETF
464287481
771
6384
SH
SOLE
0
0
6384
ISHARES TR
RUS MDCP VAL ETF
464287473
234
2599
SH
SOLE
0
0
2599
ISHARES TR
RUS MID CAP ETF
464287499
8086
38890
SH
SOLE
0
0
38890
ISHARES TR
RUSSELL 2000 ETF
464287655
3518
23095
SH
SOLE
0
0
23095
ISHARES TR
S&P 100 ETF
464287101
441
3715
SH
SOLE
0
0
3715
ISHARES TR
S&P 500 GRWT ETF
464287309
1407
9222
SH
SOLE
0
0
9222
ISHARES TR
S&P 500 VAL ETF
464287408
1059
9280
SH
SOLE
0
0
9280
ISHARES TR
S&P SML 600 GWT
464287887
216
1282
SH
SOLE
0
0
1282
ISHARES TR
S&P US PFD STK
464288687
2554
67010
SH
SOLE
0
0
67010
ISHARES TR
SELECT DIVID ETF
464287168
3178
32213
SH
SOLE
0
0
32213
ISHARES TR
SHRT NAT MUN ETF
464288158
994
9477
SH
SOLE
0
0
9477
ISHARES TR
SP SMCP600VL ETF
464287879
593
3838
SH
SOLE
0
0
3838
ISHARES TR
TIPS BD ETF
464287176
818
7184
SH
SOLE
0
0
7184
ISHARES TR
U.S. UTILITS ETF
464287697
206
1550
SH
SOLE
0
0
1550
ISHARES TR
US AER DEF ETF
464288760
683
3601
SH
SOLE
0
0
3601
ISHARES TR
US HLTHCARE ETF
464287762
234
1347
SH
SOLE
0
0
1347
ISHARES TR
USA MOMENTUM FCT
46432F396
340
3332
SH
SOLE
0
0
3332
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
388
7832
SH
SOLE
0
0
7832
ISHARES U S ETF TR
SHT MAT MUN ETF
46431W838
349
7011
SH
SOLE
0
0
7011
JOHNSON & JOHNSON
COM
478160104
5363
38409
SH
SOLE
0
0
38409
JPMORGAN CHASE & CO
COM
46625H100
4564
42608
SH
SOLE
0
0
42608
KIMBERLY CLARK CORP
COM
494368103
462
3822
SH
SOLE
0
0
3822
KINDER MORGAN INC DEL
PFD SER A
49456B200
230
5999
SH
SOLE
0
0
5999
KRAFT HEINZ CO
COM
500754106
898
11486
SH
SOLE
0
0
11486
LAM RESEARCH CORP
COM
512807108
749
4063
SH
SOLE
0
0
4063
LAUDER ESTEE COS INC
CL A
518439104
351
2757
SH
SOLE
0
0
2757
LILLY ELI & CO
COM
532457108
944
11243
SH
SOLE
0
0
11243
LOCKHEED MARTIN CORP
COM
539830109
1084
3379
SH
SOLE
0
0
3379
MARATHON PETE CORP
COM
56585A102
659
9945
SH
SOLE
0
0
9945
MARRIOTT INTL INC NEW
CL A
571903202
242
1787
SH
SOLE
0
0
1787
MASCO CORP
COM
574599106
733
16614
SH
SOLE
0
0
16614
MASTERCARD INCORPORATED
CL A
57636Q104
1197
7868
SH
SOLE
0
0
7868
MCDONALDS CORP
COM
580135101
1910
11125
SH
SOLE
0
0
11125
MEDICAL PPTYS TRUST INC
COM
58463J304
253
18275
SH
SOLE
0
0
18275
MEDTRONIC PLC
SHS
G5960L103
217
2706
SH
SOLE
0
0
2706
MERCK & CO INC
COM
58933Y105
1069
18974
SH
SOLE
0
0
18974
METLIFE INC
COM
59156R108
1600
31626
SH
SOLE
0
0
31626
MICROSOFT CORP
COM
594918104
3826
44567
SH
SOLE
0
0
44567
NATIONAL FUEL GAS CO N J
COM
636180101
1012
18432
SH
SOLE
0
0
18432
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
202
3446
SH
SOLE
0
0
3446
NETFLIX INC
COM
64110L106
584
3041
SH
SOLE
0
0
3041
NEW YORK CMNTY BANCORP INC
COM
649445103
166
12704
SH
SOLE
0
0
12704
NEXTERA ENERGY INC
COM
65339F101
736
4719
SH
SOLE
0
0
4719
NIKE INC
CL B
654106103
236
3769
SH
SOLE
0
0
3769
NORTHROP GRUMMAN CORP
COM
666807102
391
1279
SH
SOLE
0
0
1279
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
784
56974
SH
SOLE
0
0
56974
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
159
11086
SH
SOLE
0
0
11086
NUVEEN ENERGY MLP TOTL RTRNF
COM
67074U103
209
18394
SH
SOLE
0
0
18394
NUVEEN MUN VALUE FD INC
COM
670928100
192
19129
SH
SOLE
0
0
19129
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
253
18011
SH
SOLE
0
0
18011
NVIDIA CORP
COM
67066G104
665
3429
SH
SOLE
0
0
3429
OCCIDENTAL PETE CORP DEL
COM
674599105
220
2966
SH
SOLE
0
0
2966
OLD REP INTL CORP
COM
680223104
336
15640
SH
SOLE
0
0
15640
OMEGA HEALTHCARE INVS INC
COM
681936100
294
10542
SH
SOLE
0
0
10542
OPPENHEIMER ETF TR
LARGE CAP REV ET
68386C104
2823
54821
SH
SOLE
0
0
54821
ORACLE CORP
COM
68389X105
1317
27856
SH
SOLE
0
0
27856
PAYPAL HLDGS INC
COM
70450Y103
251
3428
SH
SOLE
0
0
3428
PEPSICO INC
COM
713448108
944
7879
SH
SOLE
0
0
7879
PERNIX THERAPEUTICS HLDGS IN
COM NEW
71426V306
112
46750
SH
SOLE
0
0
46750
PFIZER INC
COM
717081103
1729
47829
SH
SOLE
0
0
47829
PHILIP MORRIS INTL INC
COM
718172109
1133
10681
SH
SOLE
0
0
10681
PHILLIPS 66
COM
718546104
826
8162
SH
SOLE
0
0
8162
PIMCO CA MUNICIPAL INCOME FD
COM
72200N106
225
12982
SH
SOLE
0
0
12982
PIMCO CALIF MUN INCOME FD II
COM
72200M108
166
16374
SH
SOLE
0
0
16374
PIMCO CORPORATE & INCOME OPP
COM
72201B101
2042
124221
SH
SOLE
0
0
124221
PIMCO CORPORATE INCOME STRAT
COM
72200U100
831
48359
SH
SOLE
0
0
48359
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
209
6971
SH
SOLE
0
0
6971
PIMCO ETF TR
ACTIVE BD ETF
72201R775
698
6595
SH
SOLE
0
0
6595
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
618
6084
SH
SOLE
0
0
6084
PIMCO ETF TR
INTER MUN BD ACT
72201R866
330
6150
SH
SOLE
0
0
6150
PIMCO ETF TR
INV GRD CRP BD
72201R817
304
2871
SH
SOLE
0
0
2871
PIMCO HIGH INCOME FD
COM SHS
722014107
244
32693
SH
SOLE
0
0
32693
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
410
15859
SH
SOLE
0
0
15859
PIMCO STRATEGIC INCOME FD IN
COM
72200X104
369
40029
SH
SOLE
0
0
40029
PINNACLE FOODS INC DEL
COM
72348P104
606
10217
SH
SOLE
0
0
10217
PIONEER HIGH INCOME TR
COM
72369H106
810
83582
SH
SOLE
0
0
83582
PNC FINL SVCS GROUP INC
COM
693475105
344
2370
SH
SOLE
0
0
2370
POWERSHARES ETF TR II
INSUR NATL MUN
73936T474
325
12564
SH
SOLE
0
0
12564
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
2883
194048
SH
SOLE
0
0
194048
POWERSHARES ETF TR II
PWRSHS SP500 LOW
73937B654
1078
25424
SH
SOLE
0
0
25424
POWERSHARES ETF TR II
S&P SMCP UTI P
73937B837
245
4650
SH
SOLE
0
0
4650
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
810
16965
SH
SOLE
0
0
16965
POWERSHARES ETF TRUST
AERSPC DEF PTF
73935X690
455
8432
SH
SOLE
0
0
8432
POWERSHARES ETF TRUST
DYN BLDG CNSTR
73935X666
311
8869
SH
SOLE
0
0
8869
POWERSHARES ETF TRUST
DYNM LRG CP VL
73935X708
269
6895
SH
SOLE
0
0
6895
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
432
22935
SH
SOLE
0
0
22935
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
3630
32004
SH
SOLE
0
0
32004
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
3544
153878
SH
SOLE
0
0
153878
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
9709
62250
SH
SOLE
0
0
62250
PPL CORP
COM
69351T106
841
27299
SH
SOLE
0
0
27299
PRINCIPAL FINL GROUP INC
COM
74251V102
380
5383
SH
SOLE
0
0
5383
PROCTER AND GAMBLE CO
COM
742718109
1953
21231
SH
SOLE
0
0
21231
PROSHARES TR
RUSS 2000 DIVD
74347B698
350
6342
SH
SOLE
0
0
6342
PROSHARES TR
S&P 500 DV ARIST
74348A467
2470
38588
SH
SOLE
0
0
38588
PROSHARES TR
S&P MDCP 400 DIV
74347B680
1377
25211
SH
SOLE
0
0
25211
PRUDENTIAL FINL INC
COM
744320102
670
5863
SH
SOLE
0
0
5863
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
392
7582
SH
SOLE
0
0
7582
PVH CORP
COM
693656100
5245
38229
SH
SOLE
0
0
38229
QUALCOMM INC
COM
747525103
751
11773
SH
SOLE
0
0
11773
RAYTHEON CO
COM NEW
755111507
217
1163
SH
SOLE
0
0
1163
REALTY INCOME CORP
COM
756109104
376
6609
SH
SOLE
0
0
6609
ROPER TECHNOLOGIES INC
COM
776696106
684
2625
SH
SOLE
0
0
2625
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
529
7741
SH
SOLE
0
0
7741
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
630
9453
SH
SOLE
0
0
9453
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
5701
56437
SH
SOLE
0
0
56437
RYDEX ETF TRUST
GUGGENHM S&P 500
78355W205
282
1479
SH
SOLE
0
0
1479
SCHLUMBERGER LTD
COM
806857108
411
6126
SH
SOLE
0
0
6126
SCHWAB CHARLES CORP NEW
COM
808513105
757
14682
SH
SOLE
0
0
14682
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
749
26803
SH
SOLE
0
0
26803
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2898
85091
SH
SOLE
0
0
85091
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
973
18695
SH
SOLE
0
0
18695
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
307
5980
SH
SOLE
0
0
5980
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
1144
16184
SH
SOLE
0
0
16184
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
1482
27121
SH
SOLE
0
0
27121
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
280
5270
SH
SOLE
0
0
5270
SCHWAB STRATEGIC TR
US REIT ETF
808524847
449
10857
SH
SOLE
0
0
10857
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
961
13818
SH
SOLE
0
0
13818
SECOND SIGHT MED PRODS INC
COM
81362J100
20
10500
SH
SOLE
0
0
10500
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1313
18157
SH
SOLE
0
0
18157
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
437
4431
SH
SOLE
0
0
4431
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
991
17436
SH
SOLE
0
0
17436
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1360
16509
SH
SOLE
0
0
16509
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1389
49385
SH
SOLE
0
0
49385
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
492
6492
SH
SOLE
0
0
6492
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1735
32862
SH
SOLE
0
0
32862
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
301
5006
SH
SOLE
0
0
5006
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1975
30875
SH
SOLE
0
0
30875
SHERWIN WILLIAMS CO
COM
824348106
346
850
SH
SOLE
0
0
850
SIRIUS XM HLDGS INC
COM
82968B103
67
12512
SH
SOLE
0
0
12512
SNAP INC
CL A
83304A106
214
14644
SH
SOLE
0
0
14644
SOUTH JERSEY INDS INC
COM
838518108
240
7720
SH
SOLE
0
0
7720
SOUTHERN CO
COM
842587107
1164
24187
SH
SOLE
0
0
24187
SOUTHWEST AIRLS CO
COM
844741108
237
3622
SH
SOLE
0
0
3622
SOUTHWESTERN ENERGY CO
COM
845467109
112
20051
SH
SOLE
0
0
20051
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
436
1766
SH
SOLE
0
0
1766
SPDR GOLD TRUST
GOLD SHS
78463V107
856
6943
SH
SOLE
0
0
6943
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
291
5872
SH
SOLE
0
0
5872
SPDR INDEX SHS FDS
S&P GLBDIV ETF
78463X459
1384
19508
SH
SOLE
0
0
19508
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
769
18626
SH
SOLE
0
0
18626
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5778
21647
SH
SOLE
0
0
21647
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
2000
5814
SH
SOLE
0
0
5814
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
243
2900
SH
SOLE
0
0
2900
SPDR SERIES TRUST
BLOMBERG INTL TR
78464A516
220
7702
SH
SOLE
0
0
7702
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
1369
37081
SH
SOLE
0
0
37081
SPDR SERIES TRUST
DJ REIT ETF
78464A607
388
4156
SH
SOLE
0
0
4156
SPDR SERIES TRUST
NUV HGHYLD MUN
78464A284
330
5912
SH
SOLE
0
0
5912
SPDR SERIES TRUST
S&P 600 SMCP GRW
78464A201
401
1762
SH
SOLE
0
0
1762
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
7770
82253
SH
SOLE
0
0
82253
SPDR SERIES TRUST
S&P REGL BKG
78464A698
696
11844
SH
SOLE
0
0
11844
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
566
11643
SH
SOLE
0
0
11643
STARBUCKS CORP
COM
855244109
607
10586
SH
SOLE
0
0
10586
STRYKER CORP
COM
863667101
804
5200
SH
SOLE
0
0
5200
SYSCO CORP
COM
871829107
247
4068
SH
SOLE
0
0
4068
TEXAS INSTRS INC
COM
882508104
557
5340
SH
SOLE
0
0
5340
TRACTOR SUPPLY CO
COM
892356106
271
3656
SH
SOLE
0
0
3656
TWITTER INC
COM
90184L102
313
12994
SH
SOLE
0
0
12994
UNDER ARMOUR INC
CL A
904311107
153
10875
SH
SOLE
0
0
10875
UNILEVER PLC
SPON ADR NEW
904767704
328
5927
SH
SOLE
0
0
5927
UNION PAC CORP
COM
907818108
1150
8587
SH
SOLE
0
0
8587
UNITED PARCEL SERVICE INC
CL B
911312106
4834
40542
SH
SOLE
0
0
40542
UNITED STATES STL CORP NEW
COM
912909108
241
6734
SH
SOLE
0
0
6734
UNITED TECHNOLOGIES CORP
COM
913017109
1500
11754
SH
SOLE
0
0
11754
UNITEDHEALTH GROUP INC
COM
91324P102
919
4179
SH
SOLE
0
0
4179
US BANCORP DEL
COM NEW
902973304
212
3995
SH
SOLE
0
0
3995
VALEANT PHARMACEUTICALS INTL
COM
91911K102
208
9991
SH
SOLE
0
0
9991
VALERO ENERGY CORP NEW
COM
91913Y100
352
3833
SH
SOLE
0
0
3833
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
1100
47238
SH
SOLE
0
0
47238
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189F361
668
21408
SH
SOLE
0
0
21408
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
344
4110
SH
SOLE
0
0
4110
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
2706
34148
SH
SOLE
0
0
34148
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
2718
33346
SH
SOLE
0
0
33346
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
325
6032
SH
SOLE
0
0
6032
VANGUARD INDEX FDS
GROWTH ETF
922908736
17942
127524
SH
SOLE
0
0
127524
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
2399
18619
SH
SOLE
0
0
18619
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
1735
15514
SH
SOLE
0
0
15514
VANGUARD INDEX FDS
MID CAP ETF
922908629
5803
37548
SH
SOLE
0
0
37548
VANGUARD INDEX FDS
REIT ETF
922908553
5868
70818
SH
SOLE
0
0
70818
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1693
6911
SH
SOLE
0
0
6911
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
3034
22848
SH
SOLE
0
0
22848
VANGUARD INDEX FDS
SMALL CP ETF
922908751
5955
40276
SH
SOLE
0
0
40276
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
2807
17481
SH
SOLE
0
0
17481
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
2848
20752
SH
SOLE
0
0
20752
VANGUARD INDEX FDS
VALUE ETF
922908744
8592
80808
SH
SOLE
0
0
80808
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3939
85748
SH
SOLE
0
0
85748
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
565
9499
SH
SOLE
0
0
9499
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
2007
27084
SH
SOLE
0
0
27084
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
456
9307
SH
SOLE
0
0
9307
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
991
11341
SH
SOLE
0
0
11341
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1828
23068
SH
SOLE
0
0
23068
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
1172
11489
SH
SOLE
0
0
11489
VANGUARD STAR FD
VG TL INTL STK F
921909768
1765
31121
SH
SOLE
0
0
31121
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
893
19929
SH
SOLE
0
0
19929
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1048
12233
SH
SOLE
0
0
12233
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
422
4592
SH
SOLE
0
0
4592
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
243
3167
SH
SOLE
0
0
3167
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
639
4104
SH
SOLE
0
0
4104
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
498
3416
SH
SOLE
0
0
3416
VANGUARD WORLD FDS
ENERGY ETF
92204A306
717
7253
SH
SOLE
0
0
7253
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
506
7215
SH
SOLE
0
0
7215
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
926
5988
SH
SOLE
0
0
5988
VANGUARD WORLD FDS
INF TECH ETF
92204A702
272
1653
SH
SOLE
0
0
1653
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
242
2087
SH
SOLE
0
0
2087
VEREIT INC
COM
92339V100
79
10085
SH
SOLE
0
0
10085
VERIZON COMMUNICATIONS INC
COM
92343V104
2784
52634
SH
SOLE
0
0
52634
VISA INC
COM CL A
92826C839
1445
12665
SH
SOLE
0
0
12665
W & T OFFSHORE INC
COM
92922P106
83
24991
SH
SOLE
0
0
24991
WALGREENS BOOTS ALLIANCE INC
COM
931427108
665
9184
SH
SOLE
0
0
9184
WAL-MART STORES INC
COM
931142103
2701
27323
SH
SOLE
0
0
27323
WASTE MGMT INC DEL
COM
94106L109
394
4555
SH
SOLE
0
0
4555
WELLS FARGO CO NEW
COM
949746101
997
16549
SH
SOLE
0
0
16549
WESTERN ASSET GLB HI INCOME
COM
95766B109
117
11450
SH
SOLE
0
0
11450
WESTERN ASSET HIGH INCM FD I
COM
95766J102
171
24623
SH
SOLE
0
0
24623
WESTERN ASSET PREMIER BD FD
SHS BEN INT
957664105
1093
79070
SH
SOLE
0
0
79070
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
1090
17117
SH
SOLE
0
0
17117
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
340
5696
SH
SOLE
0
0
5696
WISDOMTREE TR
US MIDCAP DIVID
97717W505
438
12351
SH
SOLE
0
0
12351
WYNDHAM WORLDWIDE CORP
COM
98310W108
369
3175
SH
SOLE
0
0
3175
YUM BRANDS INC
COM
988498101
1197
14655
SH
SOLE
0
0
14655