0001085146-17-000799.txt : 20170215 0001085146-17-000799.hdr.sgml : 20170215 20170214190020 ACCESSION NUMBER: 0001085146-17-000799 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Investment Advisers CENTRAL INDEX KEY: 0001666741 IRS NUMBER: 363258176 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17296 FILM NUMBER: 17612176 BUSINESS ADDRESS: STREET 1: 200 N MARTINGALE RD CITY: SCHAUMBURG STATE: IL ZIP: 60173 BUSINESS PHONE: 844 337 2217 MAIL ADDRESS: STREET 1: 200 N MARTINGALE RD CITY: SCHAUMBURG STATE: IL ZIP: 60173 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666741 XXXXXXXX 12-31-2016 12-31-2016 Cetera Investment Advisers

200 N MARTINGALE RD SCHAUMBURG IL 60173

13F HOLDINGS REPORT 028-17296 N Kristy Haley 310 257-7532 /s/ Kristy Haley El Segundo CO 02-13-2017 0 327 299982 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1013111736SHSOLE 001736ABBOTT LABSCOM00282410043511351SHSOLE 0011351ABBVIE INCCOM00287Y109134521518SHSOLE 0021518ACCENTURE PLC IRELANDSHS CLASS AG1151C1014273641SHSOLE 003641AEGON N VNY REGISTRY SH00792410312722831SHSOLE 0022831ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1022582927SHSOLE 002927ALLERGAN PLCSHSG0177J10813586458SHSOLE 006458ALLETE INCCOM NEW0185223003094809SHSOLE 004809ALLIANZGI CONV & INCOME FDCOM0188281038513240SHSOLE 0013240ALLSTATE CORPCOM0200021012663563SHSOLE 003563ALPHABET INCCAP STK CL C02079K107632817SHSOLE 00817ALPHABET INCCAP STK CL A02079K30511921499SHSOLE 001499ALPS ETF TRALERIAN MLP00162Q86658646240SHSOLE 0046240ALTRIA GROUP INCCOM02209S103217932148SHSOLE 0032148AMAZON COM INCCOM02313510619532613SHSOLE 002613AMERICAN ELEC PWR INCCOM0255371014587241SHSOLE 007241AMGEN INCCOM0311621003492395SHSOLE 002395ANALOG DEVICES INCCOM0326541053444732SHSOLE 004732ANNALY CAP MGMT INCCOM03571040917617635SHSOLE 0017635APPLE INCCOM037833100502443279SHSOLE 0043279AT&T INCCOM00206R1024658109385SHSOLE 00109385AUTOZONE INCCOM053332102582737SHSOLE 00737BANK AMER CORPCOM06050510480036283SHSOLE 0036283BARCLAYS BK PLCDJUBS CMDT ETN3606738C77852921741SHSOLE 0021741BARCLAYS BK PLCIPSP CROIL ETN06738C78635456000SHSOLE 0056000BARCLAYS BK PLCIPATH S&P500 VIX06740Q2522168307SHSOLE 008307BAXTER INTL INCCOM0718131092696072SHSOLE 006072BCE INCCOM NEW05534B76067615634SHSOLE 0015634BERKSHIRE HATHAWAY INC DELCL A08467010814656SHSOLE 006BERKSHIRE HATHAWAY INC DELCL B NEW08467070211266916SHSOLE 006916BLACKROCK CALIF MUN INCOME TSH BEN INT09248E10241828804SHSOLE 0028804BLACKROCK MUNIHLDNGS CALI QLCOM09254L10738827509SHSOLE 0027509BLACKROCK MUNIHLDS INVSTM QLCOM09254P10819413725SHSOLE 0013725BLACKROCK MUNIYIELD CALIF FDCOM09254M10519212541SHSOLE 0012541BLACKSTONE GROUP L PCOM UNIT LTD09253U10834412676SHSOLE 0012676BOEING COCOM097023105222914299SHSOLE 0014299BP PLCSPONSORED ADR05562210490124079SHSOLE 0024079BRISTOL MYERS SQUIBB COCOM110122108142124230SHSOLE 0024230CANADIAN NATL RY COCOM1363751022543783SHSOLE 003783CAPITAL ONE FINL CORPCOM14040H1054004593SHSOLE 004593CATERPILLAR INC DELCOM1491231015656097SHSOLE 006097CELGENE CORPCOM1510201042251922SHSOLE 001922CHEVRON CORP NEWCOM166764100279323700SHSOLE 0023700CHIPOTLE MEXICAN GRILL INCCOM169656105267702SHSOLE 00702CHURCH & DWIGHT INCCOM1713401022184912SHSOLE 004912CIGNA CORPORATIONCOM1255091092551898SHSOLE 001898CISCO SYS INCCOM17275R10274424584SHSOLE 0024584CITIGROUP INCCOM NEW1729674242313892SHSOLE 003892CLOROX CO DELCOM1890541092442034SHSOLE 002034COCA COLA COCOM191216100139233611SHSOLE 0033611COCA COLA EUROPEAN PARTNERSSHSG258391042247167SHSOLE 007167COMCAST CORP NEWCL A20030N1014446433SHSOLE 006433CONOCOPHILLIPSCOM20825C10469413790SHSOLE 0013790CONSOLIDATED EDISON INCCOM2091151042773768SHSOLE 003768CONSTELLATION BRANDS INCCL A21036P1084783114SHSOLE 003114COSTCO WHSL CORP NEWCOM22160K1052611636SHSOLE 001636CUMMINS INCCOM2310211064143029SHSOLE 003029CURRENCYSHS BRIT POUND STERBRIT POUND STE23129S1065264376SHSOLE 004376CVS HEALTH CORPCOM1266501006047623SHSOLE 007623DEERE & COCOM2441991052192111SHSOLE 002111DELTA AIR LINES INC DELCOM NEW2473617022515108SHSOLE 005108DIGITAL RLTY TR INCCOM2538681034264319SHSOLE 004319DISNEY WALT COCOM DISNEY254687106214020532SHSOLE 0020532DOLLAR GEN CORP NEWCOM2566771053514794SHSOLE 004794DOMINION RES INC VA NEWCOM25746U1094475821SHSOLE 005821DOW CHEM COCOM2605431033596258SHSOLE 006258DR PEPPER SNAPPLE GROUP INCCOM26138E1093003305SHSOLE 003305DU PONT E I DE NEMOURS & COCOM2635341092423315SHSOLE 003315DUKE ENERGY CORP NEWCOM NEW26441C2045997708SHSOLE 007708ENTERPRISE PRODS PARTNERS LCOM2937921072157945SHSOLE 007945EXXON MOBIL CORPCOM30231G102246927378SHSOLE 0027378FACEBOOK INCCL A30303M102182315725SHSOLE 0015725FEDEX CORPCOM31428X1063081633SHSOLE 001633FIAT CHRYSLER AUTOMOBILES NSHSN3173810212313211SHSOLE 0013211FIRST TR EXCH TRADED FD IIIRIVRFRNT DYN DEV33739P6084238068SHSOLE 008068FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF33692010376814187SHSOLE 0014187FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13546817229SHSOLE 0017229FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X14368011879SHSOLE 0011879FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10136214286SHSOLE 0014286FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10042121785SHSOLE 0021785FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R605111348021SHSOLE 0048021FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R8782119829SHSOLE 009829FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K10859212083SHSOLE 0012083FIRST TR LRG CP VL ALPHADEXCOM SHS33735J10155311775SHSOLE 0011775FIRST TR LRGE CP CORE ALPHACOM SHS33734K109237048641SHSOLE 0048641FIRST TR MID CAP CORE ALPHADCOM SHS33735B10874713170SHSOLE 0013170FIRST TR MORNINGSTAR DIV LEASHS336917109129346605SHSOLE 0046605FIRST TR SML CP CORE ALPHA FCOM SHS33734Y10969212781SHSOLE 0012781FIRST TR VALUE LINE DIVID INSHS33734H106190568060SHSOLE 0068060FORD MTR CO DELCOM PAR $0.01345370860119598446SHSOLE 0098446FRANKLIN TEMPLETON ETF TRLIBERTYQ INTL35473P108125753691SHSOLE 0053691FRONTIER COMMUNICATIONS CORPCOM35906A1088023847SHSOLE 0023847FS INVT CORPCOM30263510714413997SHSOLE 0013997GENERAL DYNAMICS CORPCOM3695501083291900SHSOLE 001900GENERAL ELECTRIC COCOM3696041034481141612SHSOLE 00141612GENERAL MLS INCCOM37033410462310093SHSOLE 0010093GENERAL MTRS COCOM37045V10036210468SHSOLE 0010468GENWORTH FINL INCCOM CL A37247D1065213583SHSOLE 0013583GILEAD SCIENCES INCCOM37555810375810525SHSOLE 0010525GLAXOSMITHKLINE PLCSPONSORED ADR37733W105103926784SHSOLE 0026784GLOBAL NET LEASE INCCOM3793781021719219608SHSOLE 00219608GOLDMAN SACHS GROUP INCCOM38141G1047323056SHSOLE 003056GUGGENHEIM CR ALLOCATION FDCOM40168G10841018308SHSOLE 0018308HOME DEPOT INCCOM43707610210698011SHSOLE 008011HSBC HLDGS PLCSPON ADR NEW40428040642810597SHSOLE 0010597HUNT J B TRANS SVCS INCCOM4456581072472523SHSOLE 002523INTEL CORPCOM458140100168046289SHSOLE 0046289INTERNATIONAL BUSINESS MACHSCOM45920010111406864SHSOLE 006864INTL PAPER COCOM4601461033256096SHSOLE 006096ISHARESMSCI SZ CAP ETF4642867492157271SHSOLE 007271ISHARES GOLD TRUSTISHARES46428510525723246SHSOLE 0023246ISHARES INCCORE MSCI EMKT46434G103180542561SHSOLE 0042561ISHARES SILVER TRUSTISHARES46428Q10980853469SHSOLE 0053469ISHARES TRS&P 100 ETF464287101175017679SHSOLE 0017679ISHARES TRMRNGSTR LG-CP ET4642871272101577SHSOLE 001577ISHARES TRCORE S&P TTL STK4642871502695286SHSOLE 005286ISHARES TRSELECT DIVID ETF4642871686186979SHSOLE 006979ISHARES TRTIPS BD ETF4642871767406563SHSOLE 006563ISHARES TRCORE S&P500 ETF4642872008883953SHSOLE 003953ISHARES TRCORE US AGGBD ET464287226487045079SHSOLE 0045079ISHARES TRMSCI EMG MKT ETF46428723437810754SHSOLE 0010754ISHARES TRIBOXX INV CP ETF4642872429267895SHSOLE 007895ISHARES TRS&P 500 GRWT ETF4642873096805589SHSOLE 005589ISHARES TRNA NAT RES464287374339994230SHSOLE 0094230ISHARES TRS&P 500 VAL ETF4642874087177072SHSOLE 007072ISHARES TR20 YR TR BD ETF4642874323733132SHSOLE 003132ISHARES TR7-10 Y TR BD ETF4642874405034808SHSOLE 004808ISHARES TRMSCI EAFE ETF464287465205835670SHSOLE 0035670ISHARES TRRUS MDCP VAL ETF4642874733734643SHSOLE 004643ISHARES TRRUS MID-CAP ETF46428749917309652SHSOLE 009652ISHARES TRCORE S&P MCP ETF46428750714648864SHSOLE 008864ISHARES TRNASDQ BIOTEC ETF4642875562781041SHSOLE 001041ISHARES TRCOHEN&STEER REIT4642875644304326SHSOLE 004326ISHARES TRRUS 1000 VAL ETF464287598467541645SHSOLE 0041645ISHARES TRRUS 1000 GRW ETF464287614641661115SHSOLE 0061115ISHARES TRRUS 1000 ETF4642876224933950SHSOLE 003950ISHARES TRRUS 2000 VAL ETF4642876304763979SHSOLE 003979ISHARES TRRUS 2000 GRW ETF4642876484402886SHSOLE 002886ISHARES TRRUSSELL 2000 ETF464287655190114054SHSOLE 0014054ISHARES TRCORE S&P SCP ETF464287804169412293SHSOLE 0012293ISHARES TRSHRT NAT MUN ETF4642881585255000SHSOLE 005000ISHARES TREAFE SML CP ETF464288273214643039SHSOLE 0043039ISHARES TRJP MOR EM MK ETF4642882815555030SHSOLE 005030ISHARES TRNATIONAL MUN ETF464288414224120723SHSOLE 0020723ISHARES TRINTL SEL DIV ETF46428844886229119SHSOLE 0029119ISHARES TRIBOXX HI YD ETF464288513162618819SHSOLE 0018819ISHARES TRMBS ETF4642885884033795SHSOLE 003795ISHARES TRINTERM CR BD ETF4642886389839094SHSOLE 009094ISHARES TR1-3 YR CR BD ETF4642886466916605SHSOLE 006605ISHARES TR3-7 YR TR BD ETF4642886615344374SHSOLE 004374ISHARES TRU.S. PFD STK ETF464288687189350894SHSOLE 0050894ISHARES TREAFE VALUE ETF46428887781117177SHSOLE 0017177ISHARES TRCORE HIGH DV ETF46429B6634635639SHSOLE 005639ISHARES TRMIN VOL EAFE ETF46429B6894988146SHSOLE 008146ISHARES TRMIN VOL USA ETF46429B697137430441SHSOLE 0030441ISHARES TRCORE MSCI EAFE46432F842383871471SHSOLE 0071471ISHARES TRCORE DIV GRWTH46434V6212177525SHSOLE 007525ISHARES TRCUR HD EURZN ETF46434V6392579579SHSOLE 009579ISHARES TRCORE MSCI PAC46434V6964469131SHSOLE 009131ISHARES TRCORE MSCI EURO46434V7383057525SHSOLE 007525ISHARES TRHDG MSCI EAFE46434V8032268644SHSOLE 008644ISHARES TRCORE INTL AGGR46435G67256410872SHSOLE 0010872ISHARES U S ETF TRSHT MAT BD ETF46431W5072274545SHSOLE 004545JOHNSON & JOHNSONCOM478160104354130634SHSOLE 0030634JPMORGAN CHASE & COCOM46625H100200523254SHSOLE 0023254KIMBERLY CLARK CORPCOM4943681036735941SHSOLE 005941KINDER MORGAN INC DELCOM49456B10133016073SHSOLE 0016073KINDER MORGAN INC DELPFD SER A49456B2003366878SHSOLE 006878KRAFT HEINZ COCOM500754106143216400SHSOLE 0016400KROGER COCOM50104410139711497SHSOLE 0011497LILLY ELI & COCOM5324571085106924SHSOLE 006924LINCOLN NATL CORP INDCOM5341871095818728SHSOLE 008728LOCKHEED MARTIN CORPCOM5398301095162089SHSOLE 002089MARATHON PETE CORPCOM56585A1022254427SHSOLE 004427MASCO CORPCOM57459910633210507SHSOLE 0010507MASTERCARD INCORPORATEDCL A57636Q1044013879SHSOLE 003879MCDONALDS CORPCOM580135101123410160SHSOLE 0010160MERCK & CO INCCOM58933Y105110018662SHSOLE 0018662METLIFE INCCOM59156R10862111519SHSOLE 0011519MICROSOFT CORPCOM594918104193531210SHSOLE 0031210MONDELEZ INTL INCCL A60920710549511171SHSOLE 0011171MONOGRAM RESIDENTIAL TR INCCOM60979P10520118552SHSOLE 0018552NATIONAL GRID PLCSPON ADR NEW6362743003125299SHSOLE 005299NATIONAL RETAIL PPTYS INCCOM6374171062054651SHSOLE 004651NETFLIX INCCOM64110L1065404349SHSOLE 004349NEW YORK CMNTY BANCORP INCCOM64944510333620980SHSOLE 0020980NEXTERA ENERGY INCCOM65339F1015524615SHSOLE 004615NIKE INCCL B6541061034669068SHSOLE 009068NORTHROP GRUMMAN CORPCOM6668071023521519SHSOLE 001519NUVEEN ALL CAP ENE MLP OPPOCOM67075E10816115927SHSOLE 0015927NUVEEN AMT FREE QLTY MUN INCCOM67065710525018787SHSOLE 0018787NUVEEN ENERGY MLP TOTL RTRNFCOM67074U10326819821SHSOLE 0019821NUVEEN MUN VALUE FD INCCOM67092810019120062SHSOLE 0020062NUVEEN QUALITY MUNCP INCOMECOM67066V10119213682SHSOLE 0013682O REILLY AUTOMOTIVE INC NEWCOM67103H1073821373SHSOLE 001373OLD REP INTL CORPCOM68022310425313401SHSOLE 0013401ORACLE CORPCOM68389X10553914051SHSOLE 0014051PAYCHEX INCCOM7043261072003311SHSOLE 003311PEPSICO INCCOM7134481087437135SHSOLE 007135PFIZER INCCOM717081103108333579SHSOLE 0033579PHILIP MORRIS INTL INCCOM718172109116012657SHSOLE 0012657PHILLIPS 66COM7185461048349654SHSOLE 009654PIMCO CA MUNICIPAL INCOME FDCOM72200N10622714406SHSOLE 0014406PIMCO CALIF MUN INCOME FD IICOM72200M10813014134SHSOLE 0014134PIMCO CORPORATE & INCOME OPPCOM72201B1011658115858SHSOLE 00115858PIMCO CORPORATE INCOME STRATCOM72200U10069146852SHSOLE 0046852PIMCO ETF TRINTER MUN BD ACT72201R8664989500SHSOLE 009500PIMCO HIGH INCOME FDCOM SHS72201410712313386SHSOLE 0013386PIMCO INCOME OPPORTUNITY FDCOM72202B10034614975SHSOLE 0014975PIMCO STRATEGIC INCOME FD INCOM72200X10442348127SHSOLE 0048127PINNACLE FOODS INC DELCOM72348P1043556699SHSOLE 006699PIONEER HIGH INCOME TRCOM72369H1061044102224SHSOLE 00102224PNC FINL SVCS GROUP INCCOM6934751052432082SHSOLE 002082POWERSHARES ETF TR IIINSUR NATL MUN73936T474129451960SHSOLE 0051960POWERSHARES ETF TR IIPFD PORTFOLIO73936T56539427718SHSOLE 0027718POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B6542245714SHSOLE 005714POWERSHARES ETF TR IIS&P500 LOW VOL73937B77953612948SHSOLE 0012948POWERSHARES ETF TRUSTFINL PFD PTFL73935X22927415320SHSOLE 0015320POWERSHARES ETF TRUSTFTSE RAFI 100073935X583296729853SHSOLE 0029853POWERSHARES ETF TRUSTAERSPC DEF PTF73935X6903327939SHSOLE 007939POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769166371240SHSOLE 0071240POWERSHARES QQQ TRUSTUNIT SER 173935A104469539622SHSOLE 0039622PPL CORPCOM69351T10697828619SHSOLE 0028619PRICE T ROWE GROUP INCCOM74144T1086798996SHSOLE 008996PRINCIPAL FINL GROUP INCCOM74251V1023155459SHSOLE 005459PROCTER AND GAMBLE COCOM742718109181721593SHSOLE 0021593PROSHARES TRRUSS 2000 DIVD74347B6982063833SHSOLE 003833PROSPECT CAPITAL CORPORATIONNOTE 5.375%10/174348TAK81010000PRNSOLE 0010000PRUDENTIAL FINL INCCOM7443201026226020SHSOLE 006020PUBLIC SVC ENTERPRISE GROUPCOM7445731062395447SHSOLE 005447QUALCOMM INCCOM7475251035508434SHSOLE 008434REALTY INCOME CORPCOM7561091043055290SHSOLE 005290REYNOLDS AMERICAN INCCOM76171310675513436SHSOLE 0013436ROPER TECHNOLOGIES INCCOM7766961062331258SHSOLE 001258ROYAL DUTCH SHELL PLCSPON ADR B7802591074978547SHSOLE 008547ROYAL DUTCH SHELL PLCSPONS ADR A7802592064337970SHSOLE 007970RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106118913735SHSOLE 0013735RYDEX ETF TRUSTGUG S&P500 PU GR78355W4032162587SHSOLE 002587SCHLUMBERGER LTDCOM8068571084575488SHSOLE 005488SCHWAB CHARLES CORP NEWCOM8085131053428658SHSOLE 008658SCHWAB STRATEGIC TRUS LCAP VA ETF80852440969814515SHSOLE 0014515SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470622310339SHSOLE 0010339SCHWAB STRATEGIC TRINTL EQTY ETF80852480561922417SHSOLE 0022417SCHWAB STRATEGIC TRUS AGGREGATE B808524839184835912SHSOLE 0035912SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y20984912342SHSOLE 0012342SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3083296396SHSOLE 006396SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4072793447SHSOLE 003447SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y50690511901SHSOLE 0011901SELECT SECTOR SPDR TRSBI INT-FINL81369Y60540917657SHSOLE 0017657SELECT SECTOR SPDR TRSBI INT-INDS81369Y7042694379SHSOLE 004379SELECT SECTOR SPDR TRTECHNOLOGY81369Y80354911330SHSOLE 0011330SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886113123275SHSOLE 0023275SIRIUS XM HLDGS INCCOM82968B1035813202SHSOLE 0013202SOUTHERN COCOM84258710771014416SHSOLE 0014416SPDR GOLD TRUSTGOLD SHS78463V1076175627SHSOLE 005627SPDR INDEX SHS FDSS&P INTL ETF78463X77238510610SHSOLE 0010610SPDR S&P 500 ETF TRTR UNIT78462F103806036050SHSOLE 0036050SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1076862272SHSOLE 002272SPDR SER TRNUVEEN BLMBRG SR78468R73949010220SHSOLE 0010220SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A417101027682SHSOLE 0027682SPDR SERIES TRUSTBLOMBERG INTL TR78464A51628510963SHSOLE 0010963SPDR SERIES TRUSTDJ REIT ETF78464A6075145516SHSOLE 005516SPDR SERIES TRUSTS&P DIVID ETF78464A763208224328SHSOLE 0024328SPIRE INCCOM84857L1012964613SHSOLE 004613STARBUCKS CORPCOM855244109101518125SHSOLE 0018125STRYKER CORPCOM8636671012832358SHSOLE 002358SYSCO CORPCOM8718291072274098SHSOLE 004098TARGET CORPCOM87612E1063154341SHSOLE 004341TRAVELERS COMPANIES INCCOM89417E1093653003SHSOLE 003003TWITTER INCCOM90184L10219612020SHSOLE 0012020ULTA SALON COSMETCS & FRAG ICOM90384S3032751071SHSOLE 001071UNILEVER PLCSPON ADR NEW9047677043268004SHSOLE 008004UNION PAC CORPCOM9078181086606358SHSOLE 006358UNITED PARCEL SERVICE INCCL B911312106343229937SHSOLE 0029937UNITED TECHNOLOGIES CORPCOM9130171095985446SHSOLE 005446UNITEDHEALTH GROUP INCCOM91324P1023762353SHSOLE 002353US BANCORP DELCOM NEW9029733042574983SHSOLE 004983VALERO ENERGY CORP NEWCOM91913Y1002493669SHSOLE 003669VANECK VECTORS ETF TRGOLD MINERS ETF92189F10655926745SHSOLE 0026745VANECK VECTORS ETF TRHIGH YLD MUN ETF92189F361154452003SHSOLE 0052003VANGUARD BD INDEX FD INCINTERMED TERM9219378194725700SHSOLE 005700VANGUARD BD INDEX FD INCSHORT TRM BOND921937827252931807SHSOLE 0031807VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835254831568SHSOLE 0031568VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4072464534SHSOLE 004534VANGUARD INDEX FDSS&P 500 ETF SHS9229083633951933SHSOLE 001933VANGUARD INDEX FDSMCAP VL IDXVIP922908512127213198SHSOLE 0013198VANGUARD INDEX FDSMCAP GR IDXVIP922908538192718245SHSOLE 0018245VANGUARD INDEX FDSREIT ETF922908553376045605SHSOLE 0045605VANGUARD INDEX FDSSML CP GRW ETF92290859511868892SHSOLE 008892VANGUARD INDEX FDSSM CP VAL ETF922908611147112158SHSOLE 0012158VANGUARD INDEX FDSMID CAP ETF922908629419531830SHSOLE 0031830VANGUARD INDEX FDSGROWTH ETF922908736931483617SHSOLE 0083617VANGUARD INDEX FDSVALUE ETF922908744640968844SHSOLE 0068844VANGUARD INDEX FDSSMALL CP ETF922908751316924463SHSOLE 0024463VANGUARD INDEX FDSTOTAL STK MKT922908769221719221SHSOLE 0019221VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742113118542SHSOLE 0018542VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858121133768SHSOLE 0033768VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428742384997SHSOLE 004997VANGUARD MALVERN FDSSTRM INFPROIDX9220208053657435SHSOLE 007435VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409134616943SHSOLE 0016943VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870147717231SHSOLE 0017231VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088447118368SHSOLE 008368VANGUARD STAR FDVG TL INTL STK F92190976865014155SHSOLE 0014155VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385838310476SHSOLE 0010476VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464067009252SHSOLE 009252VANGUARD WORLD FDSCONSUM DIS ETF92204A1085644398SHSOLE 004398VANGUARD WORLD FDSCONSUM STP ETF92204A2074303194SHSOLE 003194VANGUARD WORLD FDSENERGY ETF92204A3066856553SHSOLE 006553VANGUARD WORLD FDSFINANCIALS ETF92204A4052133577SHSOLE 003577VANGUARD WORLD FDSHEALTH CAR ETF92204A5042481960SHSOLE 001960VANGUARD WORLD FDSINF TECH ETF92204A7022391989SHSOLE 001989VEREIT INCCOM92339V10018421737SHSOLE 0021737VERIZON COMMUNICATIONS INCCOM92343V104289454341SHSOLE 0054341VISA INCCOM CL A92826C8393945049SHSOLE 005049W & T OFFSHORE INCCOM92922P1063612944SHSOLE 0012944WALGREENS BOOTS ALLIANCE INCCOM9314271085426566SHSOLE 006566WAL-MART STORES INCCOM931142103101414731SHSOLE 0014731WELLS FARGO & CO NEWCOM94974610186615611SHSOLE 0015611WESTERN ASSET GLB HI INCOMECOM95766B10911211450SHSOLE 0011450WESTERN ASSET HIGH INCM FD ICOM95766J10222231297SHSOLE 0031297WESTERN ASSET PREMIER BD FDSHS BEN INT9576641051325102291SHSOLE 00102291WESTERN REFNG INCCOM9593191043629559SHSOLE 009559WESTPORT FUEL SYSTEMS INCCOM NEW9609083092622625SHSOLE 0022625WISDOMTREE TRMIDCAP DIVI FD97717W5054234492SHSOLE 004492WISDOMTREE TRJAPN HEDGE EQT97717W8512775549SHSOLE 005549WISDOMTREE TREUROPE HEDGED EQ97717X70182114359SHSOLE 0014359YUM BRANDS INCCOM9884981014166591SHSOLE 006591