0001085146-16-003745.txt : 20160513 0001085146-16-003745.hdr.sgml : 20160513 20160513154121 ACCESSION NUMBER: 0001085146-16-003745 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 EFFECTIVENESS DATE: 20160513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Investment Advisers CENTRAL INDEX KEY: 0001666741 IRS NUMBER: 363258176 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17296 FILM NUMBER: 161648098 BUSINESS ADDRESS: STREET 1: 200 N MARTINGALE RD CITY: SCHAUMBURG STATE: IL ZIP: 60173 BUSINESS PHONE: 844 337 2217 MAIL ADDRESS: STREET 1: 200 N MARTINGALE RD CITY: SCHAUMBURG STATE: IL ZIP: 60173 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666741 XXXXXXXX 03-31-2016 03-31-2016 Cetera Investment Advisers

200 N MARTINGALE RD SCHAUMBURG IL 60173

13F HOLDINGS REPORT 028-17296 N Kristy Haley 310 257-7532 /s/ Kristy Haley El Segundo CO 05-13-2016 0 279 230855 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1013792279SHSOLE 002279ABBOTT LABSCOM00282410054513062SHSOLE 0013062ABBVIE INCCOM00287Y109135423656SHSOLE 0023656ACADEMY FDS TRINNOV IBD50 FD00400650839518801SHSOLE 0018801ACCENTURE PLC IRELANDSHS CLASS AG1151C1014734113SHSOLE 004113AEGON N VNY REGISTRY SH00792410312622794SHSOLE 0022794AETNA INC NEWCOM00817Y1082051837SHSOLE 001837AIR PRODS & CHEMS INCCOM0091581062871981SHSOLE 001981ALLETE INCCOM NEW0185223002244000SHSOLE 004000ALLIANZGI CONV & INCOME FDCOM01882810312422318SHSOLE 0022318ALLSTATE CORPCOM0200021012063056SHSOLE 003056ALPHABET INCCAP STK CL A02079K305659859SHSOLE 00859ALPS ETF TRALERIAN MLP00162Q86632729980SHSOLE 0029980ALTRIA GROUP INCCOM02209S103227536293SHSOLE 0036293AMAZON COM INCCOM023135106320536SHSOLE 00536AMERICAN ELEC PWR INCCOM0255371016299452SHSOLE 009452AMGEN INCCOM0311621006944634SHSOLE 004634AMPHENOL CORP NEWCL A0320951012484286SHSOLE 004286APPLE INCCOM037833100498145686SHSOLE 0045686AT&T INCCOM00206R1024741120770SHSOLE 00120770ATLAS RESOURCE PARTNERS LPCOM UNT LTD PR04941A1011013102SHSOLE 0013102ATMOS ENERGY CORPCOM0495601053194285SHSOLE 004285AUTOMATIC DATA PROCESSING INCOM0530151032342598SHSOLE 002598AUTOZONE INCCOM053332102558700SHSOLE 00700BANK AMER CORPCOM06050510441330825SHSOLE 0030825BARCLAYS BK PLCDJUBS CMDT ETN3606738C77825211749SHSOLE 0011749BARCLAYS BK PLCIPSP CROIL ETN06738C78621041000SHSOLE 0041000BAXALTA INCCOM07177M1032466092SHSOLE 006092BAXTER INTL INCCOM0718131092626379SHSOLE 006379BCE INCCOM NEW05534B7603237111SHSOLE 007111BERKSHIRE HATHAWAY INC DELCL A08467010814947SHSOLE 007BERKSHIRE HATHAWAY INC DELCL B NEW0846707026644691SHSOLE 004691BIOGEN INCCOM09062X103230883SHSOLE 00883BLACKSTONE GROUP L PCOM UNIT LTD09253U10867023835SHSOLE 0023835BOEING COCOM097023105186014630SHSOLE 0014630BP PLCSPONSORED ADR0556221042769165SHSOLE 009165BRISTOL MYERS SQUIBB COCOM110122108129020180SHSOLE 0020180CATERPILLAR INC DELCOM1491231015607283SHSOLE 007283CELGENE CORPCOM1510201048338300SHSOLE 008300CENTURYLINK INCCOM15670010634810882SHSOLE 0010882CHEVRON CORP NEWCOM166764100210522047SHSOLE 0022047CIGNA CORPORATIONCOM1255091092581879SHSOLE 001879CISCO SYS INCCOM17275R102134747276SHSOLE 0047276CLOROX CO DELCOM1890541094353453SHSOLE 003453COCA COLA COCOM191216100135329234SHSOLE 0029234COCA COLA ENTERPRISES INC NECOM19122T10982916272SHSOLE 0016272COLGATE PALMOLIVE COCOM1941621034346175SHSOLE 006175COMCAST CORP NEWCL A20030N10165710767SHSOLE 0010767CONAGRA FOODS INCCOM2058871022966662SHSOLE 006662CONOCOPHILLIPSCOM20825C104111327646SHSOLE 0027646CONSOLIDATED EDISON INCCOM2091151042493244SHSOLE 003244CUMMINS INCCOM2310211063262967SHSOLE 002967CVS HEALTH CORPCOM1266501007797528SHSOLE 007528DAVITA HEALTHCARE PARTNERS ICOM23918K1082263091SHSOLE 003091DELTA AIR LINES INC DELCOM NEW2473617023216634SHSOLE 006634DISCOVER FINL SVCSCOM25470910855310810SHSOLE 0010810DISNEY WALT COCOM DISNEY254687106204520585SHSOLE 0020585DOMINION RES INC VA NEWCOM25746U1092012691SHSOLE 002691DU PONT E I DE NEMOURS & COCOM2635341092974675SHSOLE 004675DUKE ENERGY CORP NEWCOM NEW26441C2047028715SHSOLE 008715E M C CORP MASSCOM26864810227510293SHSOLE 0010293EXELON CORPCOM30161N1013138722SHSOLE 008722EXXON MOBIL CORPCOM30231G102268832194SHSOLE 0032194FACEBOOK INCCL A30303M102177115566SHSOLE 0015566FIAT CHRYSLER AUTOMOBILES NSHSN317381029211304SHSOLE 0011304FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X20039017360SHSOLE 0017360FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R60590241666SHSOLE 0041666FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13537316401SHSOLE 0016401FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X14392516689SHSOLE 0016689FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10049826967SHSOLE 0026967FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D1012069475SHSOLE 009475FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1762286872SHSOLE 006872FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K10883417225SHSOLE 0017225FIRST TR LRG CP VL ALPHADEXCOM SHS33735J10172617832SHSOLE 0017832FIRST TR LRGE CP CORE ALPHACOM SHS33734K109296066451SHSOLE 0066451FIRST TR MID CAP CORE ALPHADCOM SHS33735B10879115982SHSOLE 0015982FIRST TR MORNINGSTAR DIV LEASHS33691710968526617SHSOLE 0026617FIRST TR SML CP CORE ALPHA FCOM SHS33734Y10975916871SHSOLE 0016871FIRST TR US IPO INDEX FDSHS3369201032895710SHSOLE 005710FIRST TR VALUE LINE DIVID INSHS33734H10659823240SHSOLE 0023240FORD MTR CO DELCOM PAR $0.013453708601578116541SHSOLE 00116541GENERAL ELECTRIC COCOM3696041033901122767SHSOLE 00122767GENERAL MLS INCCOM3703341044987867SHSOLE 007867GENERAL MTRS COCOM37045V100111835608SHSOLE 0035608GENWORTH FINL INCCOM CL A37247D1063212014SHSOLE 0012014GILEAD SCIENCES INCCOM375558103107711725SHSOLE 0011725GLAXOSMITHKLINE PLCSPONSORED ADR37733W10551712733SHSOLE 0012733GLOBAL NET LEASE INCCOM3793781021006117385SHSOLE 00117385GOLDMAN SACHS GROUP INCCOM38141G1047804976SHSOLE 004976GRAMERCY PPTY TRCOM38500210011213268SHSOLE 0013268HANCOCK JOHN PFD INCOME FDSH BEN INT41013W1082079284SHSOLE 009284HERSHEY COCOM4278661082983226SHSOLE 003226HOME DEPOT INCCOM4370761028806616SHSOLE 006616HONEYWELL INTL INCCOM4385161062832526SHSOLE 002526HSBC HLDGS PLCSPON ADR NEW4042804062508084SHSOLE 008084INTEL CORPCOM458140100190759022SHSOLE 0059022INTERNATIONAL BUSINESS MACHSCOM45920010110456900SHSOLE 006900ISHARES INCCORE MSCI EMKT46434G10357313894SHSOLE 0013894ISHARES SILVER TRUSTISHARES46428Q10924116403SHSOLE 0016403ISHARES TR1-3 YR CR BD ETF4642886466986617SHSOLE 006617ISHARES TR1-3 YR TR BD ETF4642874573684308SHSOLE 004308ISHARES TR20 YR TR BD ETF4642874322912230SHSOLE 002230ISHARES TR3-7 YR TR BD ETF4642886614503575SHSOLE 003575ISHARES TR7-10 Y TR BD ETF4642874402892620SHSOLE 002620ISHARES TRCORE HIGH DV ETF46429B66379110143SHSOLE 0010143ISHARES TRCORE MSCI EAFE46432F842302256922SHSOLE 0056922ISHARES TRCORE S&P MCP ETF4642875076884780SHSOLE 004780ISHARES TRCORE S&P SCP ETF4642878042902574SHSOLE 002574ISHARES TRCORE S&P500 ETF4642872007883822SHSOLE 003822ISHARES TRCORE TL USD BD46434V6132292250SHSOLE 002250ISHARES TRCORE US AGGBD ET464287226508945949SHSOLE 0045949ISHARES TRCUR HD EURZN ETF46434V63950020590SHSOLE 0020590ISHARES TREAFE SML CP ETF464288273228945970SHSOLE 0045970ISHARES TRFLTG RATE BD ETF46429B6554308507SHSOLE 008507ISHARES TRHDG MSCI EAFE46434V8032108795SHSOLE 008795ISHARES TRIBOXX HI YD ETF4642885137929613SHSOLE 009613ISHARES TRIBOXX INV CP ETF4642872427756512SHSOLE 006512ISHARES TRINTERM CR BD ETF4642886383843503SHSOLE 003503ISHARES TRJP MOR EM MK ETF4642882812222025SHSOLE 002025ISHARES TRMBS ETF4642885882021841SHSOLE 001841ISHARES TRMRNING SM CP ETF4642887032462069SHSOLE 002069ISHARES TRMSCI EAFE ETF464287465134523559SHSOLE 0023559ISHARES TRMSCI EMG MKT ETF4642872342858302SHSOLE 008302ISHARES TRNA NAT RES4642873743426115343SHSOLE 00115343ISHARES TRNATIONAL MUN ETF4642884148007167SHSOLE 007167ISHARES TRRUS 1000 GRW ETF464287614450945243SHSOLE 0045243ISHARES TRRUS 1000 VAL ETF464287598309531320SHSOLE 0031320ISHARES TRRUS 2000 GRW ETF4642876483162407SHSOLE 002407ISHARES TRRUS MID-CAP ETF4642874998905498SHSOLE 005498ISHARES TRRUSSELL 2000 ETF464287655133212071SHSOLE 0012071ISHARES TRS&P 100 ETF4642871013433761SHSOLE 003761ISHARES TRS&P 500 GRWT ETF4642873092352015SHSOLE 002015ISHARES TRSELECT DIVID ETF4642871684906017SHSOLE 006017ISHARES TRSHRT NAT MUN ETF4642881585565237SHSOLE 005237ISHARES TRTIPS BD ETF4642871764573985SHSOLE 003985ISHARES TRU.S. PFD STK ETF464288687179445944SHSOLE 0045944ISHARES TRUSA MIN VOL ETF46429B6973357646SHSOLE 007646ISHARES U S ETF TRSHT MAT MUN ETF46431W8383066114SHSOLE 006114ITC HLDGS CORPCOM46568510594021680SHSOLE 0021680JOHNSON & JOHNSONCOM478160104316029245SHSOLE 0029245JPMORGAN CHASE & COCOM46625H100140723764SHSOLE 0023764KIMBERLY CLARK CORPCOM49436810312679424SHSOLE 009424KRAFT HEINZ COCOM500754106104813344SHSOLE 0013344KROGER COCOM5010441012245749SHSOLE 005749LAZARD LTDSHS AG540501022325958SHSOLE 005958LILLY ELI & COCOM53245710875610449SHSOLE 0010449LINCOLN NATL CORP INDCOM5341871093288332SHSOLE 008332LOCKHEED MARTIN CORPCOM539830109219991SHSOLE 00991MARKET VECTORS ETF TRGOLD MINER ETF57060U10030815400SHSOLE 0015400MARKET VECTORS ETF TRHG YLD MUN ETF57060U8782277255SHSOLE 007255MASTERCARD INCCL A57636Q1042582745SHSOLE 002745MCDONALDS CORPCOM580135101131010389SHSOLE 0010389MCKESSON CORPCOM58155Q1032431545SHSOLE 001545MEDICAL PPTYS TRUST INCCOM58463J30414611257SHSOLE 0011257MERCK & CO INC NEWCOM58933Y105102919487SHSOLE 0019487METLIFE INCCOM59156R10864514718SHSOLE 0014718MICROCHIP TECHNOLOGY INCCOM59501710449810340SHSOLE 0010340MICROSOFT CORPCOM594918104194035095SHSOLE 0035095MONDELEZ INTL INCCL A60920710572017931SHSOLE 0017931MONOGRAM RESIDENTIAL TR INCCOM60979P10523523865SHSOLE 0023865NATIONAL PENN BANCSHARES INCCOM63713810849846801SHSOLE 0046801NETFLIX INCCOM64110L1063833756SHSOLE 003756NEW YORK CMNTY BANCORP INCCOM64944510322113872SHSOLE 0013872NEW YORK REIT INCCOM64976L10910810686SHSOLE 0010686NEXTERA ENERGY INCCOM65339F1013603035SHSOLE 003035NIKE INCCL B654106103144523536SHSOLE 0023536NORTHROP GRUMMAN CORPCOM6668071022301158SHSOLE 001158NORTHWESTERN CORPCOM NEW6680743053014895SHSOLE 004895NUVEEN MUN VALUE FD INCCOM67092810015915258SHSOLE 0015258ORACLE CORPCOM68389X10572917725SHSOLE 0017725PARK CITY GROUP INCCOM NEW70021530456462364SHSOLE 0062364PEPSICO INCCOM7134481089479232SHSOLE 009232PFIZER INCCOM717081103129043651SHSOLE 0043651PHILIP MORRIS INTL INCCOM718172109176618000SHSOLE 0018000PHILLIPS 66COM7185461043864438SHSOLE 004438PIMCO CORPORATE & INCOME OPPCOM72201B101114583931SHSOLE 0083931PIMCO CORPORATE INCOME STRATCOM72200U10025718687SHSOLE 0018687PIMCO HIGH INCOME FDCOM SHS72201410710611917SHSOLE 0011917PIMCO NEW YORK MUN FD IICOM72200Y10241330907SHSOLE 0030907PIMCO NY MUNICIPAL INCOME FDCOM72200T10328022035SHSOLE 0022035PIMCO STRATEGIC INCOME FD INCOM72200X10443347263SHSOLE 0047263PIONEER HIGH INCOME TRCOM72369H10693192446SHSOLE 0092446POWERSHARES ETF TR IIPFD PORTFOLIO73936T56529920060SHSOLE 0020060POWERSHARES ETF TR IIS&P500 LOW VOL73937B7793649082SHSOLE 009082POWERSHARES ETF TRUSTCON STAPLE SEC73935X3932033565SHSOLE 003565POWERSHARES ETF TRUSTFTSE RAFI 100073935X583269330486SHSOLE 0030486POWERSHARES QQQ TRUSTUNIT SER 173935A104223620451SHSOLE 0020451PPL CORPCOM69351T106290976506SHSOLE 0076506PRICE T ROWE GROUP INCCOM74144T10897813343SHSOLE 0013343PRINCIPAL FINL GROUP INCCOM74251V1022155459SHSOLE 005459PROCTER & GAMBLE COCOM742718109168820560SHSOLE 0020560PROSPECT CAPITAL CORPORATIONNOTE 5.375%10/174348TAK81010000PRNSOLE 0010000PRUDENTIAL FINL INCCOM7443201027109838SHSOLE 009838PUBLIC SVC ENTERPRISE GROUPCOM7445731062164601SHSOLE 004601QUALCOMM INCCOM7475251033737205SHSOLE 007205REALTY INCOME CORPCOM7561091042624202SHSOLE 004202REYNOLDS AMERICAN INCCOM7617131063597114SHSOLE 007114ROYAL DUTCH SHELL PLCSPONS ADR A7802592063667561SHSOLE 007561RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10691811694SHSOLE 0011694RYDEX ETF TRUSTGUG S&P500 PU GR78355W4032703366SHSOLE 003366SCHLUMBERGER LTDCOM8068571083694980SHSOLE 004980SCHWAB STRATEGIC TRINTL EQTY ETF8085248052137887SHSOLE 007887SCHWAB STRATEGIC TRUS AGGREGATE B80852483980615262SHSOLE 0015262SCHWAB STRATEGIC TRUS LCAP VA ETF8085244092164985SHSOLE 004985SCHWAB STRATEGIC TRUS MID-CAP ETF8085245082075113SHSOLE 005113SEADRILL LIMITEDSHSG7945E1054814789SHSOLE 0014789SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4073784743SHSOLE 004743SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3083817222SHSOLE 007222SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2096339371SHSOLE 009371SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5063916287SHSOLE 006287SELECT SECTOR SPDR TRSBI INT-INDS81369Y7042093732SHSOLE 003732SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88687217584SHSOLE 0017584SELECT SECTOR SPDR TRTECHNOLOGY81369Y8032676015SHSOLE 006015SMUCKER J M COCOM NEW8326964055814474SHSOLE 004474SOUTHERN COCOM84258710752410185SHSOLE 0010185SPDR GOLD TRUSTGOLD SHS78463V1075134303SHSOLE 004303SPDR S&P 500 ETF TRTR UNIT78462F103779737914SHSOLE 0037914SPDR S&P 500 ETF TRTR UNIT78462F10391200SHCallSOLE 001200SPDR S&P 500 ETF TRTR UNIT78462F1034400SHPutSOLE 00400SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1073071169SHSOLE 001169SPDR SER TRNUVN BR SHT MUNI78468R73949310078SHSOLE 0010078SPDR SERIES TRUSTBRC HGH YLD BD78464A41782423998SHSOLE 0023998SPDR SERIES TRUSTBRCLYS INTL ETF78464A5162925249SHSOLE 005249SPDR SERIES TRUSTDJ REIT ETF78464A6073433617SHSOLE 003617SPDR SERIES TRUSTNUV HGHYLD MUN78464A2842524365SHSOLE 004365SPDR SERIES TRUSTS&P DIVID ETF78464A7637859831SHSOLE 009831SPDR SERIES TRUSTSHRT INTL ETF78464A3342247101SHSOLE 007101STARBUCKS CORPCOM85524410961610278SHSOLE 0010278SUNEDISON INCCOM86732Y1091834470SHSOLE 0034470TJX COS INC NEWCOM8725401093604617SHSOLE 004617TRACTOR SUPPLY COCOM8923561063153480SHSOLE 003480TWITTER INCCOM90184L10221312924SHSOLE 0012924UNDER ARMOUR INCCL A9043111075706735SHSOLE 006735UNILEVER PLCSPON ADR NEW9047677043277292SHSOLE 007292UNION PAC CORPCOM9078181083844797SHSOLE 004797UNITED PARCEL SERVICE INCCL B911312106320530389SHSOLE 0030389UNITED TECHNOLOGIES CORPCOM9130171093573545SHSOLE 003545VALERO ENERGY CORP NEWCOM91913Y1004947734SHSOLE 007734VANGUARD BD INDEX FD INCINTERMED TERM9219378193393932SHSOLE 003932VANGUARD BD INDEX FD INCSHORT TRM BOND921937827193323956SHSOLE 0023956VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378357759374SHSOLE 009374VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4075289668SHSOLE 009668VANGUARD INDEX FDSGROWTH ETF922908736658461829SHSOLE 0061829VANGUARD INDEX FDSMCAP GR IDXVIP922908538174617306SHSOLE 0017306VANGUARD INDEX FDSMCAP VL IDXVIP922908512132715127SHSOLE 0015127VANGUARD INDEX FDSMID CAP ETF922908629314225950SHSOLE 0025950VANGUARD INDEX FDSREIT ETF922908553278133055SHSOLE 0033055VANGUARD INDEX FDSS&P 500 ETF SHS9229083633091629SHSOLE 001629VANGUARD INDEX FDSSM CP VAL ETF9229086115094978SHSOLE 004978VANGUARD INDEX FDSSMALL CP ETF922908751276924941SHSOLE 0024941VANGUARD INDEX FDSSML CP GRW ETF9229085958547175SHSOLE 007175VANGUARD INDEX FDSTOTAL STK MKT922908769119811449SHSOLE 0011449VANGUARD INDEX FDSVALUE ETF922908744402448830SHSOLE 0048830VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277561414117SHSOLE 0014117VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285874221541SHSOLE 0021541VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428743286744SHSOLE 006744VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF92204274276713301SHSOLE 0013301VANGUARD MALVERN FDSSTRM INFPROIDX9220208053086267SHSOLE 006267VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870148617117SHSOLE 0017117VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4095606987SHSOLE 006987VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088447939813SHSOLE 009813VANGUARD STAR FDVG TL INTL STK F9219097682595764SHSOLE 005764VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582767706SHSOLE 007706VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464066439288SHSOLE 009288VANGUARD WORLD FDSCONSUM DIS ETF92204A1082451984SHSOLE 001984VANGUARD WORLD FDSCONSUM STP ETF92204A2075884326SHSOLE 004326VANGUARD WORLD FDSENERGY ETF92204A306107212509SHSOLE 0012509VANGUARD WORLD FDSHEALTH CAR ETF92204A5044453630SHSOLE 003630VERIZON COMMUNICATIONS INCCOM92343V104175932551SHSOLE 0032551VISA INCCOM CL A92826C8393134085SHSOLE 004085WALGREENS BOOTS ALLIANCE INCCOM9314271084415232SHSOLE 005232WAL-MART STORES INCCOM9311421033905689SHSOLE 005689WASTE MGMT INC DELCOM94106L1092323938SHSOLE 003938WELLS FARGO & CO NEWCOM94974610158812073SHSOLE 0012073WESTERN ASSET HIGH INCM FD ICOM95766J10220931638SHSOLE 0031638WESTERN ASSET PREMIER BD FDSHS BEN INT95766410595676381SHSOLE 0076381WISDOMTREE TREUROPE HEDGED EQ97717X70175714578SHSOLE 0014578WISDOMTREE TRMIDCAP DIVI FD97717W5053443994SHSOLE 003994YAMANA GOLD INCCOM98462Y1003110160SHSOLE 0010160