President & CEO

0001606587-20-000203.txt : 20200206 0001606587-20-000203.hdr.sgml : 20200206 20200206092405 ACCESSION NUMBER: 0001606587-20-000203 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200206 DATE AS OF CHANGE: 20200206 EFFECTIVENESS DATE: 20200206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gerber Kawasaki Wealth & Investment Management CENTRAL INDEX KEY: 0001666736 IRS NUMBER: 272274173 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17184 FILM NUMBER: 20581474 BUSINESS ADDRESS: STREET 1: 2716 OCEAN PARK BLVD STREET 2: #2020-2022 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 310-399-6397 MAIL ADDRESS: STREET 1: 2716 OCEAN PARK BLVD STREET 2: #2020-2022 CITY: SANTA MONICA STATE: CA ZIP: 90405 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666736 XXXXXXXX 12-31-2019 12-31-2019 false Gerber Kawasaki Wealth & Investment Management

2716 Ocean Park Blvd #2020-2022 Santa Monica CA 90405

13F HOLDINGS REPORT 028-17184 N Ross Gerber President & CEO 310-399-6397 Ross Gerber Santa Monica CA 01-31-2020 0 131 396883 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COMPANY COM 88579Y101 415 2353 SH SOLE 0.0 0 0 2353 ACTIVISION BLIZZARD COM 00507V109 4814 81031 SH SOLE 0.0 0 0 80950 ADOBE INC COM 00724F101 976 2963 SH SOLE 0.0 0 0 2961 ALIBABA GROUP SPONSORED ADS 01609W102 300 1417 SH SOLE 0.0 0 0 1414 ALPHABET INC CAP STK CL C 02079K107 8536 6384 SH SOLE 0.0 0 0 6364 ALPHABET INC CAP STK CL A 02079K305 1003 749 SH SOLE 0.0 0 0 749 AMAZON COM COM 023135106 7661 4147 SH SOLE 0.0 0 0 4131 AMERICAN TOWER COM 03027X100 313 1366 SH SOLE 0.0 0 0 1366 AMGEN INC COM 031162100 448 1859 SH SOLE 0.0 0 0 1859 APPLE INC COM 037833100 23205 79019 SH SOLE 0.0 0 0 78881 APPLE INC COM 037833100 186 20 SH Call SOLE 0.0 0 0 20 ARISTA NETWORKS COM 040413106 236 1163 SH SOLE 0.0 0 0 1163 BANCORPSOUTH BANK COM 05971J102 507 16163 SH SOLE 0.0 0 0 16163 BANK OF AMERICA CORP COM 060505104 324 9242 SH SOLE 0.0 0 0 9231 BANK OF AMERICA CORP 7.25%CNV PFD L 060505682 43 30 SH SOLE 0.0 0 0 30 BAUSCH HEALTH COM 071734107 851 28450 SH SOLE 0.0 0 0 28450 BERKSHIRE HATHAWAY CL B NEW 084670702 749 3314 SH SOLE 0.0 0 0 3302 BLACKROCK CORP COM 09255P107 162 14550 SH SOLE 0.0 0 0 14550 BLACKSTONE GROUP COM CL A 09260D107 4716 84319 SH SOLE 0.0 0 0 84006 BOEING CO COM 097023105 261 803 SH SOLE 0.0 0 0 774 BROADCOM INC COM 11135F101 205 650 SH SOLE 0.0 0 0 650 CARE.COM INC COM 141633107 1018 67755 SH SOLE 0.0 0 0 66755 CHEVRON CORP COM 166764100 338 2807 SH SOLE 0.0 0 0 2790 CONSTELLATION BRANDS CL A 21036P108 643 3396 SH SOLE 0.0 0 0 3376 CONSUMER DISCRETIONARY SBI CONS DISCR 81369Y407 6563 52330 SH SOLE 0.0 0 0 52080 COSTCO WHOLESALE COM 22160K105 214 731 SH SOLE 0.0 0 0 731 CRONOS GROUP COM 22717L101 1743 227347 SH SOLE 0.0 0 0 225747 CROWN CASTLE COM 22822V101 6154 43302 SH SOLE 0.0 0 0 43173 DROPBOX INC CL A 26210C104 516 28848 SH SOLE 0.0 0 0 28848 ELECTRONIC ARTS COM 285512109 4602 42817 SH SOLE 0.0 0 0 42791 ELECTRONIC ARTS COM 285512109 15 20 SH Call SOLE 0.0 0 0 20 ETFMG ALTERNATIVE ETFMG ALTR HRVST 26924G508 312 18251 SH SOLE 0.0 0 0 18224 FACEBOOK INC CL A 30303M102 2725 13284 SH SOLE 0.0 0 0 13184 FIRST REPUBLIC COM 33616C100 2934 24992 SH SOLE 0.0 0 0 24963 FUNKO INC COM CL A 361008105 2061 120190 SH SOLE 0.0 0 0 120160 GLOBAL X INTERNET OF THNG 37954Y780 1382 58610 SH SOLE 0.0 0 0 56860 HOME DEPOT COM 437076102 7334 33587 SH SOLE 0.0 0 0 33442 IAC / INTERACTIVECORP COM 44919P508 1171 4703 SH SOLE 0.0 0 0 4669 IDEXX LABS INC COM 45168D104 231 891 SH SOLE 0.0 0 0 855 ILLUMINA INC COM 452327109 504 1522 SH SOLE 0.0 0 0 1522 INNOVATIVE INDUSTRIAL COM 45781V101 1796 23690 SH SOLE 0.0 0 0 23653 INTEL CORP COM 458140100 2215 37024 SH SOLE 0.0 0 0 36986 INTUITIVE SURGICAL COM NEW 46120E602 221 375 SH SOLE 0.0 0 0 375 INVESCO CALIFORNIA CALIF AMT MUN 46138E206 2561 93678 SH SOLE 0.0 0 0 93678 INVESCO DYNAMIC DYNMC BIOTECH 46137V787 680 12205 SH SOLE 0.0 0 0 12165 INVESCO QQQ UNIT SER 1 46090E103 5012 23575 SH SOLE 0.0 0 0 23575 INVESCO S&P S&P500 EQL WGT 46137V357 803 6946 SH SOLE 0.0 0 0 6946 INVESCO SOLAR SOLAR ETF 46138G706 2381 77323 SH SOLE 0.0 0 0 77282 IRONWOOD PHARMACEUTICALS COM CL A 46333X108 213 16080 SH SOLE 0.0 0 0 16038 ISHARES AEROSPACE US AER DEF ETF 464288760 11538 51957 SH SOLE 0.0 0 0 51729 ISHARES CORE CORE S&P500 ETF 464287200 3231 9996 SH SOLE 0.0 0 0 9996 ISHARES CORE CORE S&P MCP ETF 464287507 426 2070 SH SOLE 0.0 0 0 2025 ISHARES CORE CORE S&P SCP ETF 464287804 12762 152213 SH SOLE 0.0 0 0 151679 ISHARES CORE CORE MSCI EAFE 46432F842 4955 75977 SH SOLE 0.0 0 0 75934 ISHARES CORE CORE MSCI EMKT 46434G103 20599 383160 SH SOLE 0.0 0 0 382530 ISHARES EDGE MSCI MIN VOL ETF 46429B697 27063 412541 SH SOLE 0.0 0 0 411478 ISHARES EXPANDED EXPANDED TECH 464287515 464 1995 SH SOLE 0.0 0 0 1946 ISHARES GOLD ISHARES 464285105 2349 162021 SH SOLE 0.0 0 0 161971 ISHARES MSCI MSCI BRAZIL ETF 464286400 391 8240 SH SOLE 0.0 0 0 8240 ISHARES MSCI MSCI INDIA ETF 46429B598 362 10307 SH SOLE 0.0 0 0 10307 ISHARES MSCI MSCI CHINA ETF 46429B671 236 3690 SH SOLE 0.0 0 0 3690 ISHARES NASDAQ NASDAQ BIOTECH 464287556 3523 29237 SH SOLE 0.0 0 0 28837 ISHARES PHLX PHLX SEMICND ETF 464287523 1903 7581 SH SOLE 0.0 0 0 7492 ISHARES RUSSELL RUSSELL 2000 ETF 464287655 1123 6786 SH SOLE 0.0 0 0 6644 ISHARES SELECT SELECT DIVID ETF 464287168 22034 208523 SH SOLE 0.0 0 0 206936 ISHARES U S U.S. FINLS ETF 464287788 1136 8248 SH SOLE 0.0 0 0 8248 ISHARES U S PFD AND INCM SEC 464288687 206 5500 SH SOLE 0.0 0 0 5500 ISHARES U S U.S. MED DVC ETF 464288810 4635 17539 SH SOLE 0.0 0 0 17483 ISHARES U S SHT MAT BD ETF 46431W507 1486 29588 SH SOLE 0.0 0 0 29534 JOHNSON & JOHNSON COM 478160104 245 1680 SH SOLE 0.0 0 0 1680 JPMORGAN ULTRA SHRT INC 46641Q837 238 4725 SH SOLE 0.0 0 0 4725 JPMORGAN CHASE COM 46625H100 409 2942 SH SOLE 0.0 0 0 2885 KRATOS DEFENSE COM NEW 50077B207 1602 88964 SH SOLE 0.0 0 0 88906 LIVEXLIVE MEDIA COM NEW 53839L208 24 16000 SH SOLE 0.0 0 0 16000 LOCKHEED MARTIN COM 539830109 1855 4765 SH SOLE 0.0 0 0 4706 MERCK & COMPANY COM 58933Y105 202 2222 SH SOLE 0.0 0 0 2222 MGM GROWTH CL A COM 55303A105 6717 216941 SH SOLE 0.0 0 0 216710 MICROSOFT CORP COM 594918104 9237 58580 SH SOLE 0.0 0 0 58517 NETFLIX INC COM 64110L106 3790 11717 SH SOLE 0.0 0 0 11562 NEXTERA ENERGY COM 65339F101 7609 31423 SH SOLE 0.0 0 0 31331 NEXTERA ENERGY COM UNIT PART IN 65341B106 84 1600 SH SOLE 0.0 0 0 1600 NIKE INC CL B 654106103 1849 18253 SH SOLE 0.0 0 0 18186 NORTHROP GRUMMAN COM 666807102 5078 14766 SH SOLE 0.0 0 0 14698 NUVEEN CA COM 67066Y105 2248 151006 SH SOLE 0.0 0 0 151006 NUVEEN HIGH COM 67075L102 475 48694 SH SOLE 0.0 0 0 48694 NUVEEN HIGH COM 67077N106 3709 370620 SH SOLE 0.0 0 0 370551 NUVEEN HIGH COM 67079F101 254 23500 SH SOLE 0.0 0 0 23500 NUVEEN PFD COM 67073B106 744 71220 SH SOLE 0.0 0 0 71220 NUVEEN TXBL COM 67074C103 656 30046 SH SOLE 0.0 0 0 30046 NVIDIA CORP COM 67066G104 9457 40197 SH SOLE 0.0 0 0 39870 NVIDIA CORP COM 67066G104 3 1 SH Call SOLE 0.0 0 0 1 ORACLE CORP COM 68389X105 335 6346 SH SOLE 0.0 0 0 6275 PALO ALTO COM 697435105 238 1032 SH SOLE 0.0 0 0 1032 PAYPAL HOLDINGS COM 70450Y103 246 2281 SH SOLE 0.0 0 0 2281 PFIZER INC COM 717081103 791 20214 SH SOLE 0.0 0 0 20214 PIMCO EHNANCED ENHAN SHRT MA AC 72201R833 1590 15656 SH SOLE 0.0 0 0 15656 PROCTER & GAMBLE COM 742718109 401 3218 SH SOLE 0.0 0 0 3218 PROLOGIS INC COM 74340W103 2963 33240 SH SOLE 0.0 0 0 33154 QUALCOMM INC COM 747525103 2240 25407 SH SOLE 0.0 0 0 25332 SBA COMMUNICATIONS CL A 78410G104 476 1977 SH SOLE 0.0 0 0 1977 SECTOR CONSUMER SBI CONS STPLS 81369Y308 292 4639 SH SOLE 0.0 0 0 4639 SECTOR FINANCIAL SBI INT-FINL 81369Y605 8070 262188 SH SOLE 0.0 0 0 261266 SECTOR HEALTHCARE SBI HEALTHCARE 81369Y209 13873 136190 SH SOLE 0.0 0 0 135436 SECTOR TECHNOLOGY TECHNOLOGY 81369Y803 19999 218166 SH SOLE 0.0 0 0 216855 SHOPIFY INC CL A 82509L107 701 1764 SH SOLE 0.0 0 0 1684 SIRIUS XM COM 82968B103 184 25919 SH SOLE 0.0 0 0 25838 SLACK TECHNOLOGIES COM CL A 83088V102 295 13125 SH SOLE 0.0 0 0 13125 SPDR S&P TR UNIT 78462F103 2645 8219 SH SOLE 0.0 0 0 8136 SPDR S&P S&P REGL BKG 78464A698 1679 28841 SH SOLE 0.0 0 0 28757 SPIRIT OF COM 84861D103 396 17250 SH SOLE 0.0 0 0 17250 STARBUCKS CORP COM 855244109 2117 24096 SH SOLE 0.0 0 0 24009 STONECO LTD COM CL A G85158106 490 12300 SH SOLE 0.0 0 0 12300 TAKE-TWO INTERACTIVE COM 874054109 331 2705 SH SOLE 0.0 0 0 2705 TESLA INC COM 88160R101 15015 35895 SH SOLE 0.0 0 0 35655 TESLA INC COM 88160R101 109 7 SH Call SOLE 0.0 0 0 7 TEXAS INSTRUMENTS COM 882508104 358 2795 SH SOLE 0.0 0 0 2704 ULTA BEAUTY COM 90384S303 1654 6536 SH SOLE 0.0 0 0 6434 VANGUARD CONSUMER CONSUM STP ETF 92204A207 1047 6500 SH SOLE 0.0 0 0 6500 VANGUARD DIVIDEND DIV APP ETF 921908844 642 5155 SH SOLE 0.0 0 0 5155 VANGUARD FSTE FTSE EMR MKT ETF 922042858 786 17694 SH SOLE 0.0 0 0 17694 VANGUARD FTSE FTSE DEV MKT ETF 921943858 319 7257 SH SOLE 0.0 0 0 7257 VANGUARD GROWTH GROWTH ETF 922908736 501 2752 SH SOLE 0.0 0 0 2752 VANGUARD HIGH HIGH DIV YLD 921946406 218 2332 SH SOLE 0.0 0 0 2332 VANGUARD S&P S&P 500 ETF SHS 922908363 215 729 SH SOLE 0.0 0 0 729 VANGUARD TOTAL TOTAL STK MKT 922908769 237 1452 SH SOLE 0.0 0 0 1452 VANGUARD VALUE VALUE ETF 922908744 429 3585 SH SOLE 0.0 0 0 3585 VERIZON COMMUNICATIONS COM 92343V104 2193 35735 SH SOLE 0.0 0 0 35638 VISA INC COM CL A 92826C839 337 1796 SH SOLE 0.0 0 0 1796 WALT DISNEY COM DISNEY 254687106 21498 148646 SH SOLE 0.0 0 0 148228 WALT DISNEY COM DISNEY 254687106 120 94 SH Call SOLE 0.0 0 0 94 ZOETIS INC CL A 98978V103 1693 12799 SH SOLE 0.0 0 0 12698