President & CEO

0001606587-19-000990.txt : 20191107 0001606587-19-000990.hdr.sgml : 20191107 20191107160651 ACCESSION NUMBER: 0001606587-19-000990 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 EFFECTIVENESS DATE: 20191107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gerber Kawasaki Wealth & Investment Management CENTRAL INDEX KEY: 0001666736 IRS NUMBER: 272274173 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17184 FILM NUMBER: 191200323 BUSINESS ADDRESS: STREET 1: 2716 OCEAN PARK BLVD STREET 2: #2020-2022 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 310-399-6397 MAIL ADDRESS: STREET 1: 2716 OCEAN PARK BLVD STREET 2: #2020-2022 CITY: SANTA MONICA STATE: CA ZIP: 90405 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666736 XXXXXXXX 09-30-2019 09-30-2019 false Gerber Kawasaki Wealth & Investment Management

2716 Ocean Park Blvd #2020-2022 Santa Monica CA 90405

13F HOLDINGS REPORT 028-17184 N Ross Gerber President & CEO 310-399-6397 Ross Gerber Santa Monica CA 11-06-2019 0 135 348679 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COMPANY COM 88579Y101 387 2360 SH SOLE 0.0 0 0 2360 ACTIVISION BLIZZARD COM 00507V109 4287 81020 SH SOLE 0.0 0 0 81020 ACTIVISION BLIZZARD COM 00507V109 14 25 SH Call SOLE 0.0 0 0 25 ADOBE INC COM 00724F101 543 1967 SH SOLE 0.0 0 0 1967 AKORN INC COM 009728106 39 10500 SH SOLE 0.0 0 0 10500 ALIBABA GROUP SPONSORED ADS 01609W102 247 1481 SH SOLE 0.0 0 0 1481 ALPHABET INC CAP STK CL C 02079K107 7713 6328 SH SOLE 0.0 0 0 6312 ALPHABET INC CAP STK CL A 02079K305 836 685 SH SOLE 0.0 0 0 685 AMAZON COM COM 023135106 7379 4251 SH SOLE 0.0 0 0 4240 AMERICAN TOWER COM 03027X100 302 1366 SH SOLE 0.0 0 0 1366 AMGEN INC COM 031162100 458 2371 SH SOLE 0.0 0 0 2371 APPLE INC COM 037833100 17657 78839 SH SOLE 0.0 0 0 78709 APPLE INC COM 037833100 66 23 SH Call SOLE 0.0 0 0 23 ARISTA NETWORKS COM 040413106 265 1113 SH SOLE 0.0 0 0 1113 AURORA CANNABIS COM 05156X108 433 98811 SH SOLE 0.0 0 0 97316 BANCORPSOUTH BANK COM 05971J102 534 18063 SH SOLE 0.0 0 0 18063 BANK AMERICA COM 060505104 272 9352 SH SOLE 0.0 0 0 9352 BANK AMERICA 7.25%CNV PFD L 060505682 44 30 SH SOLE 0.0 0 0 30 BAUSCH HEALTH COM 071734107 615 28150 SH SOLE 0.0 0 0 28150 BERKSHIRE HATHAWAY CL B NEW 084670702 686 3301 SH SOLE 0.0 0 0 3301 BLACKROCK CORP COM 09255P107 110 10250 SH SOLE 0.0 0 0 10250 BLACKSTONE GROUP COM CL A 09260D107 3406 69744 SH SOLE 0.0 0 0 69444 BOEING CO COM 097023105 321 846 SH SOLE 0.0 0 0 846 CHEVRON CORP COM 166764100 491 4144 SH SOLE 0.0 0 0 4144 CONSTELLATION BRANDS CL A 21036P108 1928 9303 SH SOLE 0.0 0 0 9303 CONSUMER DISCRETIONARY SBI CONS DISCR 81369Y407 6255 51830 SH SOLE 0.0 0 0 51580 COSTCO WHOLESALE COM 22160K105 359 1248 SH SOLE 0.0 0 0 1248 CRONOS GROUP COM 22717L101 1235 136573 SH SOLE 0.0 0 0 136473 CROWN CASTLE COM 22822V101 5767 41487 SH SOLE 0.0 0 0 41380 DROPBOX INC CL A 26210C104 581 28848 SH SOLE 0.0 0 0 28848 ELECTRONIC ARTS COM 285512109 4161 42547 SH SOLE 0.0 0 0 42547 ETFMG ALTERNATIVE ETFMG ALTR HRVST 26924G508 558 26909 SH SOLE 0.0 0 0 26909 FACEBOOK INC CL A 30303M102 2483 13947 SH SOLE 0.0 0 0 13875 FIRST REPUBLIC COM 33616C100 2686 27779 SH SOLE 0.0 0 0 27779 FUNKO INC COM CL A 361008105 1172 57008 SH SOLE 0.0 0 0 57008 GERON CORP COM 374163103 19 15000 SH SOLE 0.0 0 0 15000 HOME DEPOT COM 437076102 7844 33811 SH SOLE 0.0 0 0 33711 IAC / INTERACTIVECORP COM 44919P508 973 4467 SH SOLE 0.0 0 0 4467 IDEXX LABS INC COM 45168D104 247 911 SH SOLE 0.0 0 0 911 ILLUMINA INC COM 452327109 237 782 SH SOLE 0.0 0 0 782 INNOVATIVE INDUSTRIAL COM 45781V101 1029 11148 SH SOLE 0.0 0 0 11148 INTEL CORP COM 458140100 2731 53010 SH SOLE 0.0 0 0 53010 INTUITIVE SURGICAL COM NEW 46120E602 202 375 SH SOLE 0.0 0 0 375 INVESCO CALIFORNIA CALIF AMT MUN 46138E206 2589 94695 SH SOLE 0.0 0 0 94695 INVESCO DYNAMIC DYNMC BIOTECH 46137V787 594 12545 SH SOLE 0.0 0 0 12545 INVESCO QQQ UNIT SER 1 46090E103 4499 23831 SH SOLE 0.0 0 0 23831 INVESCO S&P S&P500 EQL WGT 46137V357 759 7026 SH SOLE 0.0 0 0 7026 INVESCO SOLAR SOLAR ETF 46138G706 1531 52138 SH SOLE 0.0 0 0 52138 IRONWOOD PHARMACEUTICALS COM CL A 46333X108 175 20460 SH SOLE 0.0 0 0 20460 ISHARES AEROSPACE US AER DEF ETF 464288760 11073 49280 SH SOLE 0.0 0 0 49107 ISHARES CORE CORE S&P500 ETF 464287200 2760 9247 SH SOLE 0.0 0 0 9247 ISHARES CORE CORE S&P MCP ETF 464287507 398 2063 SH SOLE 0.0 0 0 2063 ISHARES CORE CORE S&P SCP ETF 464287804 10989 141183 SH SOLE 0.0 0 0 140695 ISHARES CORE CORE MSCI EAFE 46432F842 4694 76865 SH SOLE 0.0 0 0 76795 ISHARES CORE CORE MSCI EMKT 46434G103 19243 392566 SH SOLE 0.0 0 0 391980 ISHARES EDGE MSCI MIN VOL ETF 46429B697 24863 387882 SH SOLE 0.0 0 0 386867 ISHARES EXPANDED EXPANDED TECH 464287515 397 1876 SH SOLE 0.0 0 0 1876 ISHARES GOLD ISHARES 464285105 1940 137651 SH SOLE 0.0 0 0 137651 ISHARES MSCI MSCI BRAZIL ETF 464286400 463 10989 SH SOLE 0.0 0 0 10989 ISHARES MSCI MSCI INDIA ETF 46429B598 603 17977 SH SOLE 0.0 0 0 17977 ISHARES NASDAQ NASDAQ BIOTECH 464287556 3494 35120 SH SOLE 0.0 0 0 34720 ISHARES PHLX PHLX SEMICND ETF 464287523 1606 7600 SH SOLE 0.0 0 0 7562 ISHARES RUSSELL RUSSELL 2000 ETF 464287655 1073 7091 SH SOLE 0.0 0 0 7001 ISHARES SELECT SELECT DIVID ETF 464287168 19853 194740 SH SOLE 0.0 0 0 193206 ISHARES U S U.S. FINLS ETF 464287788 1063 8265 SH SOLE 0.0 0 0 8265 ISHARES U S U.S. MED DVC ETF 464288810 3964 16036 SH SOLE 0.0 0 0 16036 ISHARES U S SHT MAT BD ETF 46431W507 1066 21192 SH SOLE 0.0 0 0 21192 JOHNSON & JOHNSON COM 478160104 249 1930 SH SOLE 0.0 0 0 1930 JPMORGAN CHASE COM 46625H100 320 2720 SH SOLE 0.0 0 0 2720 KRATOS DEFENSE COM NEW 50077B207 1694 91125 SH SOLE 0.0 0 0 91125 LOCKHEED MARTIN COM 539830109 1851 4746 SH SOLE 0.0 0 0 4746 LYFT INC CL A COM 55087P104 531 13014 SH SOLE 0.0 0 0 13014 MC CORMICK COM NON VTG 579780206 218 1400 SH SOLE 0.0 0 0 1400 MGM GROWTH CL A COM 55303A105 6544 217786 SH SOLE 0.0 0 0 217616 MICROSOFT CORP COM 594918104 9386 67515 SH SOLE 0.0 0 0 67515 MR COOPER COM 62482R107 114 10786 SH SOLE 0.0 0 0 10786 NETFLIX INC COM 64110L106 3345 12501 SH SOLE 0.0 0 0 12411 NEXTERA ENERGY COM 65339F101 7561 32454 SH SOLE 0.0 0 0 32428 NEXTERA ENERGY COM UNIT PART IN 65341B106 84 1600 SH SOLE 0.0 0 0 1600 NIKE INC CL B 654106103 1544 16439 SH SOLE 0.0 0 0 16439 NORTHROP GRUMMAN COM 666807102 5692 15189 SH SOLE 0.0 0 0 15189 NUVEEN CA COM 67066Y105 1952 130265 SH SOLE 0.0 0 0 130265 NUVEEN ENERGY COM 67074U103 121 14090 SH SOLE 0.0 0 0 14090 NUVEEN HIGH COM 67075L102 486 48994 SH SOLE 0.0 0 0 48994 NUVEEN HIGH COM 67076E107 1657 168103 SH SOLE 0.0 0 0 168103 NUVEEN HIGH COM 67077N106 2755 278605 SH SOLE 0.0 0 0 278605 NUVEEN HIGH COM 67079F101 175 17000 SH SOLE 0.0 0 0 17000 NUVEEN PFD COM 67073B106 378 37620 SH SOLE 0.0 0 0 37620 NUVEEN TXBL COM 67074C103 624 27996 SH SOLE 0.0 0 0 27996 NVIDIA CORP COM 67066G104 7153 41095 SH SOLE 0.0 0 0 40839 ORACLE CORP COM 68389X105 349 6346 SH SOLE 0.0 0 0 6346 PALO ALTO COM 697435105 271 1332 SH SOLE 0.0 0 0 1332 PAYPAL HOLDINGS COM 70450Y103 238 2300 SH SOLE 0.0 0 0 2300 PFIZER INC COM 717081103 728 20277 SH SOLE 0.0 0 0 20277 PIMCO EHNANCED ENHAN SHRT MA AC 72201R833 1137 11179 SH SOLE 0.0 0 0 11179 PROCTER & GAMBLE COM 742718109 398 3201 SH SOLE 0.0 0 0 3201 PROLOGIS INC COM 74340W103 2098 24630 SH SOLE 0.0 0 0 24630 QUALCOMM INC COM 747525103 1555 20392 SH SOLE 0.0 0 0 20392 SBA COMMUNICATIONS CL A 78410G104 472 1960 SH SOLE 0.0 0 0 1960 SECTOR CONSUMER SBI CONS STPLS 81369Y308 283 4618 SH SOLE 0.0 0 0 4618 SECTOR FINANCIAL SBI INT-FINL 81369Y605 6793 242616 SH SOLE 0.0 0 0 241773 SECTOR HEALTHCARE SBI HEALTHCARE 81369Y209 10991 121956 SH SOLE 0.0 0 0 121130 SECTOR TECHNOLOGY TECHNOLOGY 81369Y803 17045 211663 SH SOLE 0.0 0 0 210441 SHOPIFY INC CL A 82509L107 559 1796 SH SOLE 0.0 0 0 1796 SIRIUS XM COM 82968B103 162 25919 SH SOLE 0.0 0 0 25919 SLACK TECHNOLOGIES COM CL A 83088V102 216 9125 SH SOLE 0.0 0 0 9125 SPDR DOUBLELINE SPDR TR TACTIC 78467V848 200 4067 SH SOLE 0.0 0 0 4067 SPDR S&P TR UNIT 78462F103 1776 5986 SH SOLE 0.0 0 0 5986 SPDR S&P S&P REGL BKG 78464A698 1671 31666 SH SOLE 0.0 0 0 31666 SPIRIT OF COM 84861D103 404 18750 SH SOLE 0.0 0 0 18750 STARBUCKS CORP COM 855244109 1951 22067 SH SOLE 0.0 0 0 22067 STONECO LTD COM CL A G85158106 304 8750 SH SOLE 0.0 0 0 8750 TAKE-TWO INTERACTIVE COM 874054109 287 2297 SH SOLE 0.0 0 0 2297 TESLA INC COM 88160R101 8904 36967 SH SOLE 0.0 0 0 36817 TESLA INC NOTE 1.250% 3/0 88160RAC5 63 65000 PRN SOLE 0.0 0 0 65000 TESLA INC NOTE 2.375% 3/1 88160RAD3 336 331000 PRN SOLE 0.0 0 0 331000 TESLA INC NOTE 2.000% 5/1 88160RAG6 143 142000 PRN SOLE 0.0 0 0 142000 TESLA INC COM 88160R101 42 20 SH Call SOLE 0.0 0 0 20 TEXAS INSTRUMENTS COM 882508104 476 3687 SH SOLE 0.0 0 0 3687 TUTOR PERINI NOTE 2.875% 6/1 901109AD0 9 10000 PRN SOLE 0.0 0 0 10000 ULTA BEAUTY COM 90384S303 464 1854 SH SOLE 0.0 0 0 1854 UNITEDHEALTH GROUP COM 91324P102 364 1678 SH SOLE 0.0 0 0 1678 VANGUARD CONSUMER CONSUM STP ETF 92204A207 1017 6499 SH SOLE 0.0 0 0 6499 VANGUARD DIVIDEND DIV APP ETF 921908844 604 5051 SH SOLE 0.0 0 0 5051 VANGUARD FSTE FTSE EMR MKT ETF 922042858 637 15837 SH SOLE 0.0 0 0 15837 VANGUARD FTSE FTSE DEV MKT ETF 921943858 316 7716 SH SOLE 0.0 0 0 7716 VANGUARD GROWTH GROWTH ETF 922908736 455 2738 SH SOLE 0.0 0 0 2738 VANGUARD HIGH HIGH DIV YLD 921946406 207 2335 SH SOLE 0.0 0 0 2335 VANGUARD TOTAL TOTAL STK MKT 922908769 225 1492 SH SOLE 0.0 0 0 1492 VANGUARD VALUE VALUE ETF 922908744 406 3640 SH SOLE 0.0 0 0 3640 VERIZON COMMUNICATIONS COM 92343V104 1794 29727 SH SOLE 0.0 0 0 29727 VISA INC COM CL A 92826C839 311 1811 SH SOLE 0.0 0 0 1811 WALT DISNEY COM DISNEY 254687106 18833 144516 SH SOLE 0.0 0 0 144196 WALT DISNEY COM DISNEY 254687106 55 128 SH Call SOLE 0.0 0 0 128 ZOETIS INC CL A 98978V103 1435 11524 SH SOLE 0.0 0 0 11524