0001420506-18-000833.txt : 20181017 0001420506-18-000833.hdr.sgml : 20181017 20181017152621 ACCESSION NUMBER: 0001420506-18-000833 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181017 DATE AS OF CHANGE: 20181017 EFFECTIVENESS DATE: 20181017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Canal Capital Management, LLC CENTRAL INDEX KEY: 0001666733 IRS NUMBER: 451042110 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17390 FILM NUMBER: 181126357 BUSINESS ADDRESS: STREET 1: 1401 E. CARY STREET STREET 2: SUITE 401 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-325-1450 MAIL ADDRESS: STREET 1: 1401 E. CARY STREET STREET 2: SUITE 401 CITY: RICHMOND STATE: VA ZIP: 23219 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666733 XXXXXXXX 09-30-2018 09-30-2018 false Canal Capital Management, LLC

1401 E. CARY STREET SUITE 401 RICHMOND VA 23219

13F HOLDINGS REPORT 028-17390 N Neil Gilliss 804-325-1450 Neil Gilliss, President RICHMOND VA 10-17-2018 0 115 176055 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR CANAL CAPITAL MANAGEMENT, LLC ABBVIE INC COM 00287Y109 1876 19838 SH SOLE 0 0 19838 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 952 5777 SH SOLE 0 0 5777 ALPHABET INC CAP STK CL A 02079K305 1404 1163 SH SOLE 0 0 1163 ALTRIA GROUP INC COM 02209S103 719 11922 SH SOLE 0 0 11922 AMAZON COM INC COM 023135106 1384 691 SH SOLE 0 0 691 APPLE INC COM 037833100 4508 19968 SH SOLE 0 0 19968 ARK ETF TR INNOVATION ETF 00214Q104 486 10269 SH SOLE 0 0 10269 AT&T INC COM 00206R102 231 6884 SH SOLE 0 0 6884 BB&T CORP COM 054937107 307 6334 SH SOLE 0 0 6334 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2937 13715 SH SOLE 0 0 13715 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1280 4 SH SOLE 0 0 4 BIOGEN INC COM 09062X103 854 2416 SH SOLE 0 0 2416 BLACKROCK INC COM 09247X101 1692 3590 SH SOLE 0 0 3590 BLACKROCK TCP CAP CORP COM 09259E108 467 32810 SH SOLE 0 0 32810 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1809 47502 SH SOLE 0 0 47502 BOEING CO COM 097023105 536 1441 SH SOLE 0 0 1441 BOOKING HLDGS INC COM 09857L108 214 108 SH SOLE 0 0 108 CAPITAL ONE FINL CORP COM 14040H105 1502 15820 SH SOLE 0 0 15820 CHEVRON CORP NEW COM 166764100 687 5618 SH SOLE 0 0 5618 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 213 2118 SH SOLE 0 0 2118 CISCO SYS INC COM 17275R102 2889 59391 SH SOLE 0 0 59391 CONOCOPHILLIPS COM 20825C104 411 5309 SH SOLE 0 0 5309 CONSTELLATION BRANDS INC CL A 21036P108 669 3105 SH SOLE 0 0 3105 CUMMINS INC COM 231021106 1582 10831 SH SOLE 0 0 10831 DBX ETF TR XTRACK MSCI EURP 233051853 485 16968 SH SOLE 0 0 16968 DELTA AIR LINES INC DEL COM NEW 247361702 1427 24668 SH SOLE 0 0 24668 DISNEY WALT CO COM DISNEY 254687106 606 5181 SH SOLE 0 0 5181 DOMINION ENERGY INC COM 25746U109 2025 28807 SH SOLE 0 0 28807 DOWDUPONT INC COM 26078J100 1602 24904 SH SOLE 0 0 24904 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 469 11216 SH SOLE 0 0 11216 EXXON MOBIL CORP COM 30231G102 414 4869 SH SOLE 0 0 4869 FACEBOOK INC CL A 30303M102 1088 6616 SH SOLE 0 0 6616 FIFTH THIRD BANCORP COM 316773100 1735 62148 SH SOLE 0 0 62148 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 356 8402 SH SOLE 0 0 8402 FIRST TR NASDAQ100 TECH INDE SHS 337345102 1923 24226 SH SOLE 0 0 24226 FS INVT CORP COM 302635107 921 130591 SH SOLE 0 0 130591 GENERAL MTRS CO COM 37045V100 2173 64537 SH SOLE 0 0 64537 GILEAD SCIENCES INC COM 375558103 769 9957 SH SOLE 0 0 9957 GOLUB CAP BDC INC COM 38173M102 659 35169 SH SOLE 0 0 35169 HOME DEPOT INC COM 437076102 794 3832 SH SOLE 0 0 3832 HONEYWELL INTL INC COM 438516106 323 1943 SH SOLE 0 0 1943 HP INC COM 40434L105 384 14905 SH SOLE 0 0 14905 ISHARES TR RUSSELL 2000 ETF 464287655 508 3017 SH SOLE 0 0 3017 ISHARES TR CORE MSCI EAFE 46432F842 361 5626 SH SOLE 0 0 5626 ISHARES TR MSCI EAFE ETF 464287465 784 11526 SH SOLE 0 0 11526 ISHARES TR SH TR CRPORT ETF 464288646 499 9634 SH SOLE 0 0 9634 ISHARES TR GRWT ALLOCAT ETF 464289867 240 5321 SH SOLE 0 0 5321 ISHARES TR MSCI EMG MKT ETF 464287234 1415 32961 SH SOLE 0 0 32961 ISHARES TR RUS 1000 GRW ETF 464287614 2560 16412 SH SOLE 0 0 16412 ISHARES TR S&P 100 ETF 464287101 2991 23079 SH SOLE 0 0 23079 ISHARES TR CORE S&P MCP ETF 464287507 3938 19563 SH SOLE 0 0 19563 ISHARES TR CORE S&P500 ETF 464287200 3583 12239 SH SOLE 0 0 12239 ISHARES TR CORE S&P SCP ETF 464287804 4233 48525 SH SOLE 0 0 48525 ISHARES TR CORE US AGGBD ET 464287226 4385 41554 SH SOLE 0 0 41554 ISHARES TR AGGRES ALLOC ETF 464289859 1552 28406 SH SOLE 0 0 28406 ISHARES TR RUS 1000 VAL ETF 464287598 309 2437 SH SOLE 0 0 2437 JD COM INC SPON ADR CL A 47215P106 453 17376 SH SOLE 0 0 17376 JOHNSON & JOHNSON COM 478160104 2221 16077 SH SOLE 0 0 16077 JPMORGAN CHASE & CO COM 46625H100 1999 17715 SH SOLE 0 0 17715 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 382 13906 SH SOLE 0 0 13906 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1352 13188 SH SOLE 0 0 13188 MARATHON PETE CORP COM 56585A102 1149 14364 SH SOLE 0 0 14364 MASTERCARD INCORPORATED CL A 57636Q104 321 1441 SH SOLE 0 0 1441 MICROSOFT CORP COM 594918104 1921 16796 SH SOLE 0 0 16796 NETFLIX INC COM 64110L106 1229 3284 SH SOLE 0 0 3284 NORFOLK SOUTHERN CORP COM 655844108 287 1591 SH SOLE 0 0 1591 NORTHROP GRUMMAN CORP COM 666807102 586 1845 SH SOLE 0 0 1845 NOVARTIS A G SPONSORED ADR 66987V109 2213 25687 SH SOLE 0 0 25687 NVIDIA CORP COM 67066G104 699 2488 SH SOLE 0 0 2488 OLD DOMINION FGHT LINES INC COM 679580100 16966 105210 SH SOLE 0 0 105210 OWENS & MINOR INC NEW COM 690732102 213 12907 SH SOLE 0 0 12907 PFIZER INC COM 717081103 918 20841 SH SOLE 0 0 20841 PHILIP MORRIS INTL INC COM 718172109 2055 25208 SH SOLE 0 0 25208 PHILLIPS 66 COM 718546104 258 2288 SH SOLE 0 0 2288 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1475 14517 SH SOLE 0 0 14517 PNC FINL SVCS GROUP INC COM 693475105 1296 9516 SH SOLE 0 0 9516 QUALCOMM INC COM 747525103 1674 23244 SH SOLE 0 0 23244 RAYTHEON CO COM NEW 755111507 239 1157 SH SOLE 0 0 1157 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 731 10734 SH SOLE 0 0 10734 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1691 31363 SH SOLE 0 0 31363 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1905 69074 SH SOLE 0 0 69074 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 334 2852 SH SOLE 0 0 2852 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 780 15918 SH SOLE 0 0 15918 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2714 28528 SH SOLE 0 0 28528 SOUTHWEST AIRLS CO COM 844741108 674 10796 SH SOLE 0 0 10796 SPDR S&P 500 ETF TR TR UNIT 78462F103 504 1733 SH SOLE 0 0 1733 SPDR SER TR BLOMBERG BRC INV 78468R200 230 7481 SH SOLE 0 0 7481 SPDR SER TR BLOOMBERG SRT TR 78468R408 931 33733 SH SOLE 0 0 33733 SPDR SER TR PORTFOLIO SM ETF 78468R853 1914 57579 SH SOLE 0 0 57579 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 313 4146 SH SOLE 0 0 4146 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 2004 58832 SH SOLE 0 0 58832 SPDR SERIES TRUST S&P DIVID ETF 78464A763 637 6509 SH SOLE 0 0 6509 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 483 8994 SH SOLE 0 0 8994 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 506 14981 SH SOLE 0 0 14981 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 6349 134366 SH SOLE 0 0 134366 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1626 34332 SH SOLE 0 0 34332 SUNTRUST BKS INC COM 867914103 299 4476 SH SOLE 0 0 4476 TARGET CORP COM 87612E106 2157 24454 SH SOLE 0 0 24454 TPG SPECIALTY LENDING INC COM 87265K102 275 13492 SH SOLE 0 0 13492 UNILEVER PLC SPON ADR NEW 904767704 378 6882 SH SOLE 0 0 6882 UNION BANKSHARES CORP NEW COM 90539J109 1013 26287 SH SOLE 0 0 26287 VALERO ENERGY CORP NEW COM 91913Y100 2311 20319 SH SOLE 0 0 20319 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 708 8997 SH SOLE 0 0 8997 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1309 16230 SH SOLE 0 0 16230 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4671 113915 SH SOLE 0 0 113915 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1925 34241 SH SOLE 0 0 34241 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 7027 162394 SH SOLE 0 0 162394 VANGUARD WORLD FDS INF TECH ETF 92204A702 2906 14347 SH SOLE 0 0 14347 VERIZON COMMUNICATIONS INC COM 92343V104 2287 42843 SH SOLE 0 0 42843 VISA INC COM CL A 92826C839 841 5605 SH SOLE 0 0 5605 WELLS FARGO CO NEW COM 949746101 491 9340 SH SOLE 0 0 9340 WESTERN DIGITAL CORP COM 958102105 250 4267 SH SOLE 0 0 4267 WESTROCK CO COM 96145D105 5935 111068 SH SOLE 0 0 111068 WISDOMTREE TR GLB HIGH DIV FD 97717W877 1522 32720 SH SOLE 0 0 32720 WISDOMTREE TR US SMALLCAP DIVD 97717W604 398 13387 SH SOLE 0 0 13387