Chief Compliance Officer

0001666664-18-000002.txt : 20180515 0001666664-18-000002.hdr.sgml : 20180515 20180514184354 ACCESSION NUMBER: 0001666664-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RPG Investment Advisory, LLC CENTRAL INDEX KEY: 0001666664 IRS NUMBER: 471585154 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17376 FILM NUMBER: 18832499 BUSINESS ADDRESS: STREET 1: 349 MAIN STREET STREET 2: SUITE 202 CITY: PLEASANTON STATE: CA ZIP: 94566 BUSINESS PHONE: 925-384-0071 MAIL ADDRESS: STREET 1: 349 MAIN STREET STREET 2: SUITE 202 CITY: PLEASANTON STATE: CA ZIP: 94566 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001666664 XXXXXXXX 03-31-2018 03-31-2018 RPG Investment Advisory, LLC

349 MAIN STREET SUITE 202 PLEASANTON CA 94566

13F HOLDINGS REPORT 028-17376 N Matthew Vera Chief Compliance Officer 925-384-0071 Matthew Vera Pleasanton CA 05-14-2018 0 411 437303 false INFORMATION TABLE 2 rpg2018q113f.xml RPG 2018 Q1 13F 3-D Sys Corp Del COM NEW 88554D205 13 1100 SH SOLE 0 0 1100 3M Co Com COM 88579Y101 5 23 SH SOLE 0 0 23 Abbott Labs Com COM 002824100 15 252 SH SOLE 0 0 252 Abbvie Inc COM 00287Y109 440 4643 SH SOLE 0 0 4643 Adidas Ag Adr Sponsored ADR SPONSORED 00687A107 6 50 SH SOLE 0 0 50 Adobe Sys Inc COM 00724F101 85 392 SH SOLE 0 0 392 Advantage Technologies Group Com COM 006743306 0 200 SH SOLE 0 0 200 Advisorshares Tr Vice ETF 00768Y545 3 125 SH SOLE 0 0 125 Agilent Technologies Inc COM 00846U101 2 30 SH SOLE 0 0 30 Akorn Inc Com COM 009728106 2 125 SH SOLE 0 0 125 Alexion Pharmaceauticals Inc Com COM 015351109 14 125 SH SOLE 0 0 125 Alibaba Group Hldg Ltd SPONSORED ADS 01609W102 1559 8494 SH SOLE 0 0 8494 Allergan Plc Com COM G0177J108 45 267 SH SOLE 0 0 267 Alliance Holdings Gp Com Units Lp COM UNITS LP 01861G100 14 550 SH SOLE 0 0 550 Alphabet Inc Cap Stk CL C 02079K107 473 459 SH SOLE 0 0 459 Alphabet Inc Cap Stk CL A 02079K305 456 440 SH SOLE 0 0 440 Amazon Com Inc COM 023135106 142 98 SH SOLE 0 0 98 Ambarella Inc SHS G037AX101 4743 96832 SH SOLE 0 0 96832 American Airls Group Inc COM 02376R102 39 742 SH SOLE 0 0 742 American Elec Pwr Inc Com COM 025537101 5 71 SH SOLE 0 0 71 American Intl Group Inc COM NEW 026874784 1 26 SH Call SOLE 0 0 26 Amerigas Partners-Lp Unit L P Int UNIT L P INT 030975106 362 9050 SH SOLE 0 0 9050 Amgen Inc Com COM 031162100 3 20 SH SOLE 0 0 20 Amtrust Financial Services Inc Com COM 032359309 2 200 SH SOLE 0 0 200 Annaly Capital Management Inc Com COM 035710409 9 898 SH SOLE 0 0 898 Apple Inc COM 037833100 8128 48446 SH SOLE 0 0 39149 Archer Daniels Midland Co COM 039483102 3 60 SH SOLE 0 0 60 At&T Inc COM 00206R102 9439 264755 SH SOLE 0 0 264755 Avis Budget Car Rent Llc /Avi Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 053773AV9 20 20 PRN SOLE 0 0 20 Axis Technologies Group Inc Com COM 054617105 0 12 SH SOLE 0 0 12 B & G Foods Inc New COM 05508R106 5142 216968 SH SOLE 0 0 216968 Baker Hughes A Ge Co Com Cl A COM CL A 05722G100 6 200 SH SOLE 0 0 200 Bank Amer Corp COM 060505104 6749 225029 SH SOLE 0 0 174491 Bce Inc Com COM 05534B760 17 400 SH SOLE 0 0 400 Berkshire Hathaway Inc Del CL B NEW 084670702 36 178 SH SOLE 0 0 50 Biogen Inc COM 09062X103 540 1972 SH SOLE 0 0 1972 Blackberry Ltd COM 09228F103 12 1000 SH SOLE 0 0 1000 Blackrock Debt Strategies Fd I Com COM 09255R202 31 2650 SH SOLE 0 0 2650 Blackrock Enh Equity Div Trust Com COM 09251A104 9 1000 SH SOLE 0 0 1000 Blackrock Inc Com COM 09247X101 61 112 SH SOLE 0 0 112 Blackstone Mortgage Trust Inc Com Cl A COM CL A 09257W100 13 400 SH SOLE 0 0 400 Boeing Co COM 097023105 10 30 SH SOLE 0 0 30 Booking Holdings Inc Com COM 09857L108 10 5 SH SOLE 0 0 5 Boulder Growth & Income Fund Com COM 101507101 15 1400 SH SOLE 0 0 1400 Briggs & Stratton Corp COM 109043109 4561 213067 SH SOLE 0 0 213067 Bristol-Myers Squibb Com COM 110122108 21 325 SH SOLE 0 0 325 Bristow Group Inc Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 110394AE3 24 30 PRN SOLE 0 0 30 British American Tobacco Plc Adr Sponsored ADR SPONSORED 110448107 25 437 SH SOLE 0 0 437 Brookfield Infr Part Lp Ltd Partners L.P. 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Cd CD 12738REE0 100 100 PRN SOLE 0 0 100 Calamos Convertible Opp & Inc Sh Ben Int SH BEN INT 128117108 60 5397 SH SOLE 0 0 5397 Calamos Strg Ttl Return Fd Com Sh Ben Int COM SH BEN INT 128125101 342 28900 SH SOLE 0 0 28900 California Water Service Group Com COM 130788102 2 60 SH SOLE 0 0 60 Cambridge Savings Bank Cd CD 132504DF5 75 75 PRN SOLE 0 0 75 Canon Inc Adr Sponsored ADR SPONSORED 138006309 1 30 SH SOLE 0 0 30 Canopy Growth Corp Com COM 138035100 6 230 SH SOLE 0 0 230 Capital One Na Cd CD 14042RED9 50 50 PRN SOLE 0 0 50 Capital One Na Cd CD 14042REE7 49 50 PRN SOLE 0 0 50 Carnival Corp PAIRED CTF 143658300 55 838 SH SOLE 0 0 100 Caterpillar Fin Serv Corp Senior Medium Term Note Clbl SENIOR MEDIUM TERM NOTE CLBL 14912HTG5 25 25 PRN SOLE 0 0 25 Caterpillar Inc Com COM 149123101 4983 33806 SH SOLE 0 0 33806 Cbl & Associates Lp Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 12505JAA1 56 65 PRN SOLE 0 0 65 Celgene Corp COM 151020104 5689 63768 SH SOLE 0 0 63768 Chemours Co Llc Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 163851AB4 11 10 PRN SOLE 0 0 10 Chevron Corp Com COM 166764100 27129 237893 SH SOLE 0 0 237893 Chicago Bridge & Iron Co N V COM 167250109 6 400 SH SOLE 0 0 400 Chipotle Mexican Grill Com COM 169656105 3 10 SH SOLE 0 0 10 Cincinnati Financial Corp Com COM 172062101 98 1319 SH SOLE 0 0 1319 Cisco Sys Inc COM 17275R102 407 9495 SH SOLE 0 0 9495 Citibank National Association Cd CD 17312QG94 200 200 PRN SOLE 0 0 200 Citigroup Inc Com COM 172967424 5 75 SH SOLE 0 0 75 Citizens Bk Pa Philadelphia N Cd CD 17417QFA6 50 50 PRN SOLE 0 0 50 Cnooc Ltd SPONSORED ADR 126132109 7 50 SH SOLE 0 0 50 Coca Cola Co COM 191216100 4318 99406 SH SOLE 0 0 99406 Cogent Communications Hldgs Com COM 19239V302 1015 23393 SH SOLE 0 0 23393 Colony Northstar Inc Cl A COM 19625W104 18 3241 SH SOLE 0 0 3241 Columbia Ppty Tr Inc Com New COM NEW 198287203 18 875 SH SOLE 0 0 875 Comcast Corp Com Cl A COM CL A 20030N101 35 1032 SH SOLE 0 0 1032 Conocophillips COM 20825C104 7580 127843 SH SOLE 0 0 127843 Continental Resources Inc Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 212015AL5 61 60 PRN SOLE 0 0 60 Corning Inc Com COM 219350105 8 270 SH SOLE 0 0 270 Costco Whsl Corp New COM 22160K105 1952 10359 SH SOLE 0 0 10359 Crane Co COM 224399105 5065 54618 SH SOLE 0 0 54618 Credit Suisse Nassau Brh 3X Long GOLD 22542D688 1480 129716 SH SOLE 0 0 129716 Credit Suisse Nassau Brh X Link Gold SHS 22542D480 3748 411856 SH SOLE 0 0 411856 Credit Suisse Nassau Brh X Link Silver SH 22542D449 4606 607654 SH SOLE 0 0 607654 Cree Inc COM 225447101 12 300 SH SOLE 0 0 300 Crown Castle Intl Corp Com COM 22822V101 27 249 SH SOLE 0 0 249 Csc Holding Inc Senior Debenture SENIOR DEBENTURE 126304AK0 5 5 PRN SOLE 0 0 5 Cubic Corp COM 229669106 18 290 SH SOLE 0 0 290 Cummins Inc COM 231021106 59 365 SH SOLE 0 0 365 Cvs Health Corp COM 126650100 40 635 SH SOLE 0 0 635 Deutsche Telekom Ag Adr Sponsored ADR SPONSORED 251566105 1 41 SH SOLE 0 0 41 Dexcom Inc COM 252131107 4962 66906 SH SOLE 0 0 66906 Diageo Plc Adr Sponsored ADR SPONSORED 25243Q205 35 255 SH SOLE 0 0 255 Direxion SHS ETF TR DLY TECH BULL 3X 25459W102 6 55 SH SOLE 0 0 55 Direxion SHS ETF TR DLY ENRGY BULL3X 25459W888 1878 68285 SH SOLE 0 0 68285 Direxion SHS ETF TR DLY FIN BULL NEW 25459Y694 8012 124649 SH SOLE 0 0 124649 Direxion Shares Trust Dly Smcap Bull3X Etf DLY SMCAP BULL3X ETF 25459W847 9 138 SH SOLE 0 0 138 Direxion Shs Daily Ind Bul 3X Etf DAILY IND BUL 3X ETF 25490K331 5 64 SH SOLE 0 0 64 Direxion Shs Dly Emg Mk Bl 3X Etf DLY EMG MK BL 3X ETF 25490K281 41 320 SH SOLE 0 0 320 Discover Bk Cd CD 254672P28 50 50 PRN SOLE 0 0 50 Discover Bk Cd CD 254673MF0 50 50 PRN SOLE 0 0 50 Dish Dbs Corp Senior Note M/W SENIOR NOTE M/W 25470XAB1 5 5 PRN SOLE 0 0 5 Doubleline Opportunistic Cr Fd Com COM 258623107 22 1001 SH SOLE 0 0 1001 Dowdupont Inc Com COM 26078J100 25 400 SH SOLE 0 0 400 Eagle Materials Inc COM 26969P108 761 7383 SH SOLE 0 0 7383 Eaton Vance Txmgd Gl Buywr O COM 27829C105 3248 281219 SH SOLE 0 0 281219 Ebay Inc Com COM 278642103 9 216 SH SOLE 0 0 216 Eli Lilly & Co Com COM 532457108 28 364 SH SOLE 0 0 364 Energy Transfer Equity Lp Com Ut Ltd Ptn COM UT LTD PTN 29273V100 9 600 SH SOLE 0 0 600 Enterprise Products Partners Com COM 293792107 18 750 SH SOLE 0 0 750 Eog Resources Inc Com COM 26875P101 1 8 SH SOLE 0 0 8 Epam Sys Inc COM 29414B104 89 780 SH SOLE 0 0 780 Eqt Midstream Partners Unit Ltd Partn UNIT LTD PARTN 26885B100 30 500 SH SOLE 0 0 500 Etf Managers Tr Prime Cybr Scrty Etf PRIME CYBR SCRTY ETF 26924G201 5 150 SH SOLE 0 0 150 Everbank Cd CD 29976DV98 50 50 PRN SOLE 0 0 50 Exchange Traded Concepts Trust Robo Glb Etf ROBO GLB ETF 301505707 10 250 SH SOLE 0 0 250 Exelixis Inc COM 30161Q104 2 100 SH SOLE 0 0 100 Expedia Inc Del COM NEW 30212P303 4 34 SH SOLE 0 0 34 Express Scripts Holding Co Com COM 30219G108 7 100 SH SOLE 0 0 100 Extra Space Storage Inc Com COM 30225T102 7 75 SH SOLE 0 0 75 Exxon Mobil Corp COM 30231G102 7143 95739 SH SOLE 0 0 95739 F M C Corp COM NEW 302491303 559 7300 SH SOLE 0 0 7300 Facebook Inc CL A 30303M102 39 245 SH SOLE 0 0 245 Fedex Corporation Com COM 31428X106 17 70 SH SOLE 0 0 70 Fiesta Restaurant Group Inc COM 31660B101 8 450 SH SOLE 0 0 450 First National Bk Omaha Cd CD 332135HF2 50 50 PRN SOLE 0 0 50 First Tr Exch Traded Fd Iii Rivrfrnt Dyn DEV 33739P608 8 118 SH SOLE 0 0 118 First Tr Ny Arca Biotech ETF 33733E203 4822 36283 SH SOLE 0 0 36283 Five Below Inc Com COM 33829M101 7 100 SH SOLE 0 0 100 Foot Locker Inc COM 344849104 6423 141041 SH SOLE 0 0 141041 Ford Motor Com COM 345370860 28 2491 SH SOLE 0 0 2491 Ford Motor Credit Company Senior Medium Term Note Clbl SENIOR MEDIUM TERM NOTE CLBL 34540TQJ4 25 25 PRN SOLE 0 0 25 Frontier Communications Corp Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 35906AAP3 26 30 PRN SOLE 0 0 30 Gamco Global Gold Nat Res & COM SH BEN INT 36465A109 5481 1120980 SH SOLE 0 0 1120980 Gaslog Ltd SHS G37585109 2 100 SH SOLE 0 0 100 Generac Hldgs Inc COM 368736104 718 15637 SH SOLE 0 0 15637 General Dynamics Corp Com COM 369550108 60 270 SH SOLE 0 0 270 General Electric Co COM 369604103 2293 170089 SH SOLE 0 0 170089 General Mills Inc Com COM 370334104 974 21612 SH SOLE 0 0 21612 General Motors Company Warrant WARRANT 37045V126 1 31 SH SOLE 0 0 31 General Mtrs Co COM 37045V100 13 379 SH SOLE 0 0 379 General Mtrs Co COM 37045V100 13 367 SH SOLE 0 0 379 Genuine Parts Co COM 372460105 13 150 SH SOLE 0 0 150 Gilead Sciences Inc COM 375558103 7601 100829 SH SOLE 0 0 100829 Global X Funds Globx Supdv Us Etf GLOBX SUPDV US ETF 37950E291 3525 146691 SH SOLE 0 0 146691 Globalstar Inc COM 378973408 0 250 SH Call SOLE 0 0 250 Golden Apple Oil & Gas Inc Com COM 380795104 0 200 SH SOLE 0 0 200 Goldman Sachs Bk Usa Ny Cd CD 38148PXU6 50 50 PRN SOLE 0 0 50 Goldman Sachs Group Inc COM 38141G104 11239 44623 SH SOLE 0 0 44623 Granite Constr Inc COM 387328107 10083 180505 SH SOLE 0 0 180505 Guggenheim Abc Gugg Ca Enrg Inc Etf GUGG CA ENRG INC ETF 18383Q606 924 123875 SH SOLE 0 0 123875 Guggenheim Strategic Opp Fund Com Sbi COM SBI 40167F101 212 10450 SH SOLE 0 0 10450 Gw Pharmaceuticals Plc ADS 36197T103 45 400 SH SOLE 0 0 400 Hain Celestial Group Inc Com COM 405217100 5 150 SH SOLE 0 0 150 Hanesbrand Inc Com COM 410345102 4 200 SH SOLE 0 0 200 Hasbro Inc Com COM 418056107 22 265 SH SOLE 0 0 265 Hawaiian Elec Industries COM 419870100 3893 113239 SH SOLE 0 0 113239 Hcp Inc COM 40414L109 3326 143146 SH SOLE 0 0 143146 Hertz Corp Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 428040CG2 40 40 PRN SOLE 0 0 40 Hewlett Packard Enterprise Co Com COM 42824C109 2 100 SH SOLE 0 0 100 Home Depot Inc COM 437076102 231 1296 SH SOLE 0 0 1296 Honeywell International Inc Com COM 438516106 36 250 SH SOLE 0 0 250 Hospitality Pptys Tr COM SH BEN INT 44106M102 7817 308488 SH SOLE 0 0 308488 Hovnanian Enterprises Inc CL A 442487203 2 1000 SH SOLE 0 0 1000 Iac Interactivecorp COM PAR $.001 44919P508 5 34 SH SOLE 0 0 34 Icahn Enterprises Depositary Unit DEPOSITARY UNIT 451100101 873 15306 SH SOLE 0 0 15306 Icahn Enterprises/Fin Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 451102BF3 70 70 PRN SOLE 0 0 70 Idexx Labs Inc COM 45168D104 9 45 SH SOLE 0 0 45 Ilg Inc COM 44967H101 0 13 SH SOLE 0 0 13 Illumina Inc COM 452327109 71 300 SH SOLE 0 0 300 India Fd Inc COM 454089103 1761 71476 SH SOLE 0 0 71476 Insys Therapeutics Inc New COM NEW 45824V209 2 400 SH SOLE 0 0 400 Intel Corp COM 458140100 500 9592 SH SOLE 0 0 9592 International Lease Fin Corp Senior Note SENIOR NOTE 459745GF6 6 5 PRN SOLE 0 0 5 International Business Machs COM 459200101 8349 54418 SH SOLE 0 0 54418 Irobot Corporation Com COM 462726100 13 200 SH SOLE 0 0 200 Ishares 1 3 Yr Treas Bd Etf 1 3 YR TREAS BD ETF 464287457 8 101 SH SOLE 0 0 101 Ishares Barclays 7 10 Yr Etf BARCLAYS 7 10 YR ETF 464287440 26 251 SH SOLE 0 0 251 Ishares Iboxx Inv Cp Etf IBOXX INV CP ETF 464287242 7 57 SH SOLE 0 0 57 Ishares Inc Core Msci EMKT 46434G103 6365 108994 SH SOLE 0 0 108994 Ishares Inc Msci Germany ETF 464286806 6886 214915 SH SOLE 0 0 214915 Ishares Inc Msci Singpor ETF 46434G780 3 100 SH SOLE 0 0 100 Ishares India 50 ETF 464289529 2059 58230 SH SOLE 0 0 58230 Ishares Intl Sel Div Etf INTL SEL DIV ETF 464288448 2770 83916 SH SOLE 0 0 83916 Ishares Min Vol Usa Etf MIN VOL USA ETF 46429B697 6 123 SH SOLE 0 0 123 Ishares Mrngstr Inc Etf MRNGSTR INC ETF 46432F875 22 876 SH SOLE 0 0 876 Ishares Msci Hong Kg ETF 464286871 2260 89268 SH SOLE 0 0 89268 Ishares Msci Taiwan Etf MSCI TAIWAN ETF 46434G772 4 100 SH SOLE 0 0 100 Ishares Rus 1000 Grw Etf RUS 1000 GRW ETF 464287614 18409 387217 SH SOLE 0 0 387217 Ishares Rus 1000 Val Etf RUS 1000 VAL ETF 464287598 29 240 SH SOLE 0 0 240 Ishares Rus 2000 Val Etf RUS 2000 VAL ETF 464287630 601 4930 SH SOLE 0 0 4930 Ishares Russell 2000 Etf RUSSELL 2000 ETF 464287655 9 57 SH SOLE 0 0 57 Ishares Tr Core Msci EAFE 46432F842 1017 15434 SH SOLE 0 0 15434 Ishares Tr Eafe Value ETF 464288877 1193 21864 SH SOLE 0 0 21864 Ishares Tr S&P 500 Grwt ETF 464287309 5 35 SH SOLE 0 0 35 Ishares Tr S&P Mc 400Gr ETF 464287606 4 20 SH SOLE 0 0 20 Ishares Tr S&P Mc 400Vl ETF 464287705 3 21 SH SOLE 0 0 21 Ishares Tr Sp Smcp600Vl ETF 464287879 3 23 SH SOLE 0 0 23 Ishares Tr U.S. Energy ETF 464287796 106 2850 SH SOLE 0 0 2850 Ishares Tr U.S. Finls ETF 464287788 40 337 SH SOLE 0 0 337 Ishares Tr U.S. Tech ETF 464287721 27 160 SH SOLE 0 0 160 Jacobs Engineering Group Inc Com COM 469814107 623 10520 SH SOLE 0 0 10520 Jazz Pharmaceuticals Plc SHS USD G50871105 4657 30842 SH SOLE 0 0 30842 Johnson & Johnson COM 478160104 297 2315 SH SOLE 0 0 2315 Jp Morgan Chase PFD 48127R461 15 575 SH SOLE 0 0 575 Jpmorgan Chase & Co COM 46625H100 8171 74308 SH SOLE 0 0 74308 Jpmorgan Chase Bk Cd CD 48126XNB7 100 100 PRN SOLE 0 0 100 Kimberly Clark Corp COM 494368103 72 650 SH SOLE 0 0 650 Kinder Morgan Inc Del COM 49456B101 2403 159594 SH SOLE 0 0 159594 Kindred Healthcare Inc Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 494580AF0 5 5 PRN SOLE 0 0 5 Kohls Corp Com COM 500255104 2 28 SH SOLE 0 0 28 Kraft Heinz Co Com COM 500754106 12 200 SH SOLE 0 0 200 Las Vegas Sands Corp COM 517834107 2695 37474 SH SOLE 0 0 37474 Lendingtree Inc New COM 52603B107 1 2 SH SOLE 0 0 2 Liberty Interactive Corp Qvc Gp COM SER A 53071M104 1 21 SH SOLE 0 0 21 Live Nation Entertainment In COM 538034109 1 19 SH SOLE 0 0 19 Lockheed Martin Com COM 539830109 33 98 SH SOLE 0 0 98 Loews Corp Com COM 540424108 16 325 SH SOLE 0 0 325 Logmein Inc Com COM 54142L109 6 50 SH SOLE 0 0 50 Lowes Cos Inc COM 548661107 4966 56603 SH SOLE 0 0 56603 Lululemon Athletica Inc Com COM 550021109 2 20 SH SOLE 0 0 20 Luther Burbank S&L Assn Ca Cd CD 550551CN3 225 225 PRN SOLE 0 0 225 Lyondellbasell Industries Com COM N53745100 7 66 SH SOLE 0 0 66 Macquarie Infrastructure Corp Com COM 55608B105 11 290 SH SOLE 0 0 290 Masimo Corp Com COM 574795100 3 35 SH SOLE 0 0 35 Mastec Inc Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 576323AN9 20 20 PRN SOLE 0 0 20 Match Group Inc COM 57665R106 951 21387 SH SOLE 0 0 21387 Mcdonalds Corp COM 580135101 4933 31545 SH SOLE 0 0 31545 Medtronic Plc Com COM G5960L103 7 89 SH SOLE 0 0 89 Merck & Co Inc COM 58933Y105 5525 101430 SH SOLE 0 0 101430 Methanex Corp Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 59151KAK4 30 30 PRN SOLE 0 0 30 Mgm Resorts International COM 552953101 3332 95164 SH SOLE 0 0 95164 Microsoft Corp COM 594918104 278 3049 SH SOLE 0 0 3049 Mid-Amer Apt Cmntys Inc COM 59522J103 6 60 SH SOLE 0 0 60 Morgan Stanley Bank Cd CD 61747MK59 50 50 PRN SOLE 0 0 50 Morgan Stanley Bank Cd CD 61747MK75 50 50 PRN SOLE 0 0 50 Morgan Stanley Finance Llc. Sr Med Term Note Index Lnkd SR MED TERM NOTE INDEX LNKD 61768CN37 60 60 PRN SOLE 0 0 60 Morgan Stanley Pvt Bk Purchas Cd CD 61760AJS9 50 50 PRN SOLE 0 0 50 Motors Liq Co Com COM 62010U101 0 51 SH SOLE 0 0 51 Mylan N V SHS EURO N59465109 3 75 SH SOLE 0 0 75 National Gen Hldgs Corp Dep Shs Pfd B DEP SHS PFD B 636220808 32 1303 SH SOLE 0 0 1303 Nationstar Mtg Llc / Nationst Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 63860UAE0 5 5 PRN SOLE 0 0 5 Nationstar Mtg Llc / Nationst Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 63860UAL4 10 10 PRN SOLE 0 0 10 Netflix Inc COM 64110L106 8289 28065 SH SOLE 0 0 28065 Neuberger Berman Com COM 64128C106 20 1800 SH SOLE 0 0 1800 New Mountain Finance Corp Com COM 647551100 40 3038 SH SOLE 0 0 3038 Newell Brands Inc COM 651229106 5162 202588 SH SOLE 0 0 202588 Nextera Energy Inc Com COM 65339F101 5 33 SH SOLE 0 0 33 Nike Inc CL B 654106103 380 5709 SH SOLE 0 0 5709 Nordic American Tankers Ltd Com COM G65773106 21 11000 SH SOLE 0 0 11000 Norfolk Southern Corp Com COM 655844108 59 434 SH SOLE 0 0 434 Northrop Grumman Corp COM 666807102 244 700 SH SOLE 0 0 700 Northstar Realty Europe Corp COM 66706L101 1221 93742 SH SOLE 0 0 93742 Northwest Bancshares Inc Com COM 667340103 15 907 SH SOLE 0 0 907 Nuveen S&P 500 Buy-Write Inc Com COM 6706ER101 4 300 SH SOLE 0 0 300 Olin Corp $1 COM PAR 680665205 14 450 SH SOLE 0 0 450 Omega Healthcare Investors Inc Com COM 681936100 7225 267201 SH SOLE 0 0 267201 Open Text Corp Com COM 683715106 7 200 SH SOLE 0 0 200 Oracle Corp Com COM 68389X105 2 41 SH SOLE 0 0 41 O'Reilly Automotive Inc Com COM 67103H107 12 50 SH SOLE 0 0 50 Paychex Inc Com COM 704326107 28 459 SH SOLE 0 0 459 Paycom Software Inc Com COM 70432V102 21 200 SH SOLE 0 0 200 Paypal Hldgs Inc COM 70450Y103 5678 74844 SH SOLE 0 0 74844 Pepsico Inc Com COM 713448108 40 371 SH SOLE 0 0 371 Petmed Express Inc COM 716382106 10 250 SH SOLE 0 0 250 Pfizer Inc COM 717081103 94 2648 SH SOLE 0 0 2648 Philip Morris Intl Com COM 718172109 24 245 SH SOLE 0 0 245 Phillips 66 Com COM 718546104 67 700 SH SOLE 0 0 700 Powershares Qqq Trust UNIT SER 1 73935A104 18 110 SH SOLE 0 0 110 Ppl Energy Supply Llc Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 69352JAN7 13 15 PRN SOLE 0 0 15 Pra Group Inc COM 69354N106 5 120 SH SOLE 0 0 120 Price T Rowe Group Inc COM 74144T108 7689 71216 SH SOLE 0 0 71216 Procter And Gamble Co COM 742718109 4332 54634 SH SOLE 0 0 54634 Proshares Pshs Ult Nasb Etf PSHS ULT NASB ETF 74347R214 164 2980 SH SOLE 0 0 2980 Proshares Tr Pshs Ultra O&G 74347R719 2269 66474 SH SOLE 0 0 66474 Proshares Ulta Blmbg 2017 Etf ULTA BLMBG 2017 ETF 74347W247 30 1100 SH SOLE 0 0 1100 Proshares Ultra Gold Etf ULTRA GOLD ETF 74347W601 3 70 SH SOLE 0 0 70 Prospect Capital Corporation COM 74348T102 1501 229040 SH SOLE 0 0 229040 Prospect Capital Corporation Senior Note SENIOR NOTE 74348TAJ1 26 25 PRN SOLE 0 0 25 Proto Labs Inc COM 743713109 12 100 SH SOLE 0 0 100 Prudential Financial Inc Com COM 744320102 6 60 SH SOLE 0 0 60 Qep Resources Inc Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 74733VAB6 10 10 PRN SOLE 0 0 10 Qualcomm Inc COM 747525103 2476 44677 SH SOLE 0 0 44677 Quality Care Properties Inc Com COM 747545101 2 100 SH SOLE 0 0 100 Qwest Corp PFD 74913G709 11 500 SH SOLE 0 0 500 Radian Group Inc Senior Note M/W SENIOR NOTE M/W 750236AT8 5 5 PRN SOLE 0 0 5 Range Res Corp COM 75281A109 13 875 SH SOLE 0 0 875 Reaves Utility Inc Tr Com Sh Ben Int COM SH BEN INT 756158101 10 350 SH SOLE 0 0 350 Regions Finl Corp New COM 7591EP100 22 1200 SH SOLE 0 0 1200 Rent-A-Center Inc Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 76009NAH3 27 30 PRN SOLE 0 0 30 Rh COM 74967X103 6 60 SH SOLE 0 0 60 Rite Aid Corp Com COM 767754104 33 19450 SH SOLE 0 0 19450 Rmr Group Inc Com Cl A COM CL A 74967R106 2 35 SH SOLE 0 0 35 Roche Holdings Ltd Adr Sponsored ADR SPONSORED 771195104 4 125 SH SOLE 0 0 125 Ross Stores Inc COM 778296103 20 250 SH SOLE 0 0 250 Rowan Cos Inc Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 779382AP5 9 10 PRN SOLE 0 0 10 Royal Bk Cda Montreal Que COM 780087102 1 15 SH SOLE 0 0 15 Ryder System Inc Com COM 783549108 2 21 SH SOLE 0 0 21 Sabra Health Care Reit Inc COM 78573L106 4972 281691 SH SOLE 0 0 281691 Schnitzer Steel Inds Inc Com Cl A COM CL A 806882106 2 55 SH SOLE 0 0 55 Schwab Charles Corp Com COM 808513105 26 500 SH SOLE 0 0 500 Scotts Miracle Gro Co CL A 810186106 4631 54002 SH SOLE 0 0 54002 Seadrill Ltd Com COM G7945E105 0 100 SH SOLE 0 0 100 Seagate Technology Com COM G7945M107 33 561 SH SOLE 0 0 561 Select Sector Spdr Tr Energy ETF 81369Y506 151 2235 SH SOLE 0 0 2235 Select Sector Spdr Tr Sbi Cons Stpls ETF 81369Y308 43 815 SH SOLE 0 0 815 Select Sector Spdr Tr Sbi Int-Finl ETF 81369Y605 610 22102 SH SOLE 0 0 22102 Select Sector Spdr Tr Sbi Int-Utils ETF 81369Y886 3 50 SH SOLE 0 0 50 Select Sector Spdr Trust Sbi Cons Discr Etf SBI CONS DISCR ETF 81369Y407 10 100 SH SOLE 0 0 100 Select Sector Spdr Trust Sbi Healthcare Etf SBI HEALTHCARE ETF 81369Y209 17 208 SH SOLE 0 0 208 Sesi L L C Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 78412FAP9 6 6 PRN SOLE 0 0 6 Shake Shack Inc CL A 819047101 525 12613 SH SOLE 0 0 12613 Shire Plc Adr Sponsored ADR SPONSORED 82481R106 15 100 SH SOLE 0 0 100 Signet Uk Finance Plc Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 82671AAA1 48 50 PRN SOLE 0 0 50 Sirius Xm Hldgs Inc COM 82968B103 30 4875 SH SOLE 0 0 4875 Slm Corp Senior Medium Term Note M/W SENIOR MEDIUM TERM NOTE M/W 78442FEL8 5 5 PRN SOLE 0 0 5 Slm Corp Senior Medium Term Note M/W SENIOR MEDIUM TERM NOTE M/W 78442FEQ7 20 20 PRN SOLE 0 0 20 Smart & Final Stores Inc Com COM 83190B101 2 348 SH SOLE 0 0 348 Snap Inc CL A 83304A106 9 550 SH SOLE 0 0 550 Sony Corp ADR NEW 835699307 10 200 SH SOLE 0 0 200 Southern Copper Corp COM 84265V105 762 14081 SH SOLE 0 0 14081 Southwest Airlines Co Com COM 844741108 23 400 SH SOLE 0 0 400 Spdr Dow Jones Indl Avrg Ut Ser 1 ETF 78467X109 12 49 SH SOLE 0 0 49 Spdr Gold Trust Gold SHS 78463V107 1685 13396 SH SOLE 0 0 13396 Spdr Index SHS FDS S&P EM MKT DIV 78463X533 1249 35231 SH SOLE 0 0 35231 Spdr S&P 500 Etf Tr Tr UNIT 78462F103 52 197 SH SOLE 0 0 197 Spdr Series Trust S&P Biotech ETF 78464A870 1825 20806 SH SOLE 0 0 20806 Springleaf Finance Corporatio Senior Note M/W SENIOR NOTE M/W 85172FAJ8 5 5 PRN SOLE 0 0 5 Sprint Corp COM SER 1 85207U105 0 52 SH SOLE 0 0 52 Sprint Nextel Corp Senior Note M/W SENIOR NOTE M/W 852061AM2 2 2 PRN SOLE 0 0 2 Sprott Phys Silver Tr Unit TR UNIT 85207K107 10 1600 SH SOLE 0 0 1600 Sprott Physical Gold Trust Unit UNIT 85207H104 26 2405 SH SOLE 0 0 2405 Sprouts Farmers Markets Inc Com COM 85208M102 10 425 SH SOLE 0 0 425 Square Inc CL A 852234103 424 8611 SH SOLE 0 0 8611 Stag Industrial Inc Com COM 85254J102 21 880 SH SOLE 0 0 880 Standard Pacific Corp Senior Note M/W SENIOR NOTE M/W 85375CAX9 5 5 PRN SOLE 0 0 5 Starbucks Corp COM 855244109 5436 93900 SH SOLE 0 0 93900 Stone Hbr Emerg Mrkts Inc Fd COM 86164T107 3 175 SH SOLE 0 0 175 Stonemor Partners Lp Com COM 86183Q100 2 300 SH SOLE 0 0 300 Store Cap Corp COM 862121100 4170 168012 SH SOLE 0 0 168012 Stryker Corp COM 863667101 10 65 SH SOLE 0 0 65 Sturm Ruger & Co Inc COM 864159108 3 50 SH SOLE 0 0 50 Sysco Corp Com COM 871829107 30 500 SH SOLE 0 0 500 Targa Resources Corp Com COM 87612G101 2 35 SH SOLE 0 0 35 Target Corp Com COM 87612E106 8860 127617 SH SOLE 0 0 127617 Taro Pharmaceutical Inds Ltd Com COM M8737E108 13 133 SH SOLE 0 0 133 Tesla Mtrs Inc COM 88160R101 3211 12068 SH SOLE 0 0 12068 Texas Instrs Inc COM 882508104 261 2506 SH SOLE 0 0 2506 The Blackstone Group Lp Com Unit Ltd COM UNIT LTD 09253U108 1079 33758 SH SOLE 0 0 33758 Torchlight Energy Res Inc COM 89102U103 17 13158 SH SOLE 0 0 13158 Toyota Motor Corp Adr Unsponsored ADR UNSPONSORED 892331307 19 145 SH SOLE 0 0 145 Tpg Specialty Lending Senior Note Convertible SENIOR NOTE CONVERTIBLE 87265KAB8 41 40 PRN SOLE 0 0 40 Transalta Corporation Senior Note Callable M/W SENIOR NOTE CALLABLE M/W 89346DAF4 10 10 PRN SOLE 0 0 10 Transocean Inc Senior Note M/W SENIOR NOTE M/W 893830AY5 31 30 PRN SOLE 0 0 30 Tripadvisor Inc COM 896945201 1 34 SH SOLE 0 0 34 Twitter Inc COM 90184L102 667 23004 SH SOLE 0 0 23004 Under Armour Inc CL A 904311107 3689 225630 SH SOLE 0 0 225630 Under Armour Inc Com Cl C COM CL C 904311206 232 16217 SH SOLE 0 0 16217 Union Pac Corp COM 907818108 2293 17055 SH SOLE 0 0 17055 United Parcel Service Com Cl B COM CL B 911312106 7 70 SH SOLE 0 0 70 United States Steel Corp Senior Note M/W SENIOR NOTE M/W 912909AF5 7 7 PRN SOLE 0 0 7 United Tech Corp Com COM 913017109 4450 35371 SH SOLE 0 0 35371 Unitedhealth Group Inc Com COM 91324P102 25 115 SH SOLE 0 0 115 Us Treasury Senior Note SENIOR NOTE 912828KQ2 2 2 PRN SOLE 0 0 2 Us Treasury Senior Note SENIOR NOTE 912828PC8 5 5 PRN SOLE 0 0 5 V F Corp COM 918204108 4665 62932 SH SOLE 0 0 62932 Valero Energy Corp New COM 91913Y100 9 100 SH SOLE 0 0 100 Vanguard Ftse Emr Mkt Etf FTSE EMR MKT ETF 922042858 315 5472 SH SOLE 0 0 5472 Vanguard Growth Etf GROWTH ETF 922908736 4 25 SH SOLE 0 0 25 Vanguard Intl Equity Index F Ftse Europe ETF 922042874 161 2765 SH SOLE 0 0 2765 Vanguard Shrt Trm Corp Bd Etf SHRT TRM CORP BD ETF 92206C409 73 933 SH SOLE 0 0 933 Vanguard Value Etf VALUE ETF 922908744 6 61 SH SOLE 0 0 61 Vanguard World Fds Telcomm ETF 92204A884 72 862 SH SOLE 0 0 862 Verizon Communications Inc COM 92343V104 6942 145169 SH SOLE 0 0 145169 Vertex Pharmaceuticals Inc COM 92532F100 1595 9785 SH SOLE 0 0 9785 Vipshop Hldgs Ltd SPONSORED ADR 92763W103 13 800 SH SOLE 0 0 800 Visa Inc Com CL A 92826C839 351 2932 SH SOLE 0 0 2932 Vmware Inc Com Cl A COM CL A 928563402 4 37 SH SOLE 0 0 37 Voip Apl.Com Com COM 92862Y109 0 2141 SH SOLE 0 0 2141 Voya Asia Pacific Com COM 92912J102 15 1400 SH SOLE 0 0 1400 Voya Global Adv & Prem Opp Com COM 92912R104 21 1900 SH SOLE 0 0 1900 Wabtec Com COM 929740108 27 330 SH SOLE 0 0 330 Walgreen Co Senior Note M/W SENIOR NOTE M/W 931422AE9 1 1 PRN SOLE 0 0 1 Walmart Inc Com COM 931142103 9 100 SH SOLE 0 0 100 Wells Fargo & Co COM 949746101 183 3497 SH SOLE 0 0 3497 Waste Management Inc Com COM 94106L109 17 200 SH SOLE 0 0 200 Walt Disney Co Com COM 254687106 10563 105162 SH SOLE 0 0 105162 Wells Fargo Bank Na Cd Mthly CD MTHLY 949763NN2 50 50 PRN SOLE 0 0 50 Wells Fargo Bank Na Cd Mthly CD MTHLY 949763PL4 50 50 PRN SOLE 0 0 50 Wells Fargo Bk CD 94986T4U8 76 75 PRN SOLE 0 0 75 Wells Fargo Company SUBORDINATED MEDIUM TERM NOTE 94974BFN5 8 8 PRN SOLE 0 0 8 Welltower Inc COM 95040Q104 32 590 SH SOLE 0 0 590 Western Asset Emerging Com COM 95766A101 15 1000 SH SOLE 0 0 1000 Wisdomtree Tr India Erngs FD 97717W422 4584 174850 SH SOLE 0 0 174850 Wisdomtree Tr Smallcap DIVID 97717W604 4768 174002 SH SOLE 0 0 174002 Wisdomtree Trust Cboe S&P 500 Etf CBOE S&P 500 ETF 97717X560 69 2457 SH SOLE 0 0 2457 Wp Carey Inc Com COM 92936U109 28 450 SH SOLE 0 0 450 Wynn Resorts Ltd Com COM 983134107 18 100 SH SOLE 0 0 100 Xtrackers Msci Xtrack Msci Eafe Etf XTRACK MSCI EAFE ETF 233051200 43 1400 SH SOLE 0 0 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