0001666606-20-000002.txt : 20200213
0001666606-20-000002.hdr.sgml : 20200213
20200213100830
ACCESSION NUMBER: 0001666606-20-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200213
DATE AS OF CHANGE: 20200213
EFFECTIVENESS DATE: 20200213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mint Tower Capital Management B.V.
CENTRAL INDEX KEY: 0001666606
IRS NUMBER: 000000000
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17291
FILM NUMBER: 20607475
BUSINESS ADDRESS:
STREET 1: BEURSPLEIN 5
CITY: AMSTERDAM
STATE: P7
ZIP: 1012JW
BUSINESS PHONE: 0031205782242
MAIL ADDRESS:
STREET 1: BEURSPLEIN 5
CITY: AMSTERDAM
STATE: P7
ZIP: 1012JW
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001666606
XXXXXXXX
12-31-2019
12-31-2019
Mint Tower Capital Management B.V.
BEURSPLEIN 5
AMSTERDAM
P7
1012JW
13F HOLDINGS REPORT
028-17291
N
Robin Pen
Compliance
0031207977629
Compliance@minttower.com
Amsterdam
P7
02-13-2020
0
224
756050
false
INFORMATION TABLE
2
13FQ420192.xml
APPLE INC
COM
037833100
3377
11500
SH
Put
SOLE
0
11500
0
0
APPLE INC
COM
037833100
1028
3500
SH
Call
SOLE
0
3500
0
0
APPLE INC
COM
037833100
344
1172
SH
SOLE
0
1172
0
0
ABBVIE INC
COM
00287Y109
4728
53400
SH
Call
SOLE
0
53400
0
0
ABBVIE INC
COM
00287Y109
4427
50000
SH
Put
SOLE
0
50000
0
0
ACAMAR PARTNERS ACQSITION CO
UNIT 12/30/2025
004285201
1550
152294
SH
SOLE
0
152294
0
0
ACACIA COMMUNICATIONS INC
COM
00401C108
68
1000
SH
Put
SOLE
0
1000
0
0
ACACIA COMMUNICATIONS INC
COM
00401C108
678
10000
SH
SOLE
0
10000
0
0
ADVANCED DISP SVCS INC DEL
COM
00790X101
1047
31865
SH
SOLE
0
31865
0
0
ALLERGAN PLC
SHS
G0177J108
2103
11000
SH
SOLE
0
11000
0
0
ALLEGRO MERGER CORP
COM
01749N103
2044
200000
SH
SOLE
0
200000
0
0
ALLEGRO MERGER CORP
RIGHT 12/31/2023
01749N129
64
200000
SH
SOLE
0
200000
0
0
ALLEGRO MERGER CORP
*W EXP 01/06/202
01749N111
36
200000
SH
SOLE
0
200000
0
0
ALUSSA ENERGY ACQUISITION CO
UNIT 10/31/2026
G0232J127
3024
300000
SH
SOLE
0
300000
0
0
AMCI ACQUISITION CORP
UNIT 01/07/2019
00165R200
2598
250000
SH
SOLE
0
250000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
4632
101000
SH
Call
SOLE
0
101000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
8310
181200
SH
Put
SOLE
0
181200
0
0
AMGEN INC
COM
031162100
2411
10000
SH
Call
SOLE
0
10000
0
0
AMGEN INC
COM
031162100
3230
13400
SH
Put
SOLE
0
13400
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
1397
28118
SH
SOLE
0
28118
0
0
AMAZON COM INC
COM
023135106
4804
2600
SH
Call
SOLE
0
2600
0
0
AMAZON COM INC
COM
023135106
18109
9800
SH
Put
SOLE
0
9800
0
0
AMAZON COM INC
COM
023135106
8116
4392
SH
SOLE
0
4392
0
0
ARQULE INC
COM
04269E107
208
10400
SH
SOLE
0
10400
0
0
BROADCOM INC
COM
11135F101
1106
3500
SH
Call
SOLE
0
3500
0
0
BROADCOM INC
COM
11135F101
5372
17000
SH
Put
SOLE
0
17000
0
0
BROADCOM INC
COM
11135F101
6248
19770
SH
SOLE
0
19770
0
0
BIOCERES CROP SOLUTIONS CORP
*W EXP 03/14/202
G1117K106
40
250000
SH
SOLE
0
250000
0
0
BOOKING HLDGS INC
COM
09857L108
5750
2800
SH
Call
SOLE
0
2800
0
0
BOOKING HLDGS INC
COM
09857L108
7393
3600
SH
Put
SOLE
0
3600
0
0
NABORS INDUSTRIES LTD
6% PFD CNV SR A
G6359F129
1355
60000
PRN
SOLE
0
60000
0
0
BRISTOL MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
53
17500
SH
SOLE
0
17500
0
0
BROOGE HLDGS LTD
SHS
G1611B107
3918
443659
SH
SOLE
0
443659
0
0
BROOGE HLDGS LTD
*W EXP 12/20/202
G1611B115
370
500000
SH
SOLE
0
500000
0
0
COLLIER CREEK HOLDINGS
UNIT 99/99/9999
G22707122
1075
100000
SH
SOLE
0
100000
0
0
CHURCHILL CAP CORP II
UNIT 99/99/9999
17143G205
755
70000
SH
SOLE
0
70000
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
308
10485
SH
SOLE
0
10485
0
0
CHP MERGER CORP
UNIT 11/22/2024
12558Y205
2034
200000
SH
SOLE
0
200000
0
0
CLOVIS ONCOLOGY INC
COM
189464100
52
5000
SH
Call
SOLE
0
5000
0
0
CLOVIS ONCOLOGY INC
COM
189464100
21
2000
SH
Put
SOLE
0
2000
0
0
CLOVIS ONCOLOGY INC
COM
189464100
21
2000
SH
SOLE
0
2000
0
0
SALESFORCE COM INC
COM
79466L302
895
5500
SH
Call
SOLE
0
5500
0
0
SALESFORCE COM INC
COM
79466L302
4798
29500
SH
Put
SOLE
0
29500
0
0
SALESFORCE COM INC
COM
79466L302
514
3158
SH
SOLE
0
3158
0
0
CRESCENT ACQUISITION CORP
UNIT 99/99/9999
22564L204
3093
300300
SH
SOLE
0
300300
0
0
CHASERG TECHNLGY ACQUISITN C
CLASS A
16166A103
5518
508561
SH
SOLE
0
508561
0
0
CHASERG TECHNLGY ACQUISITN C
*W EXP 04/10/202
16166A111
559
254280
SH
SOLE
0
254280
0
0
CARNIVAL PLC
ADR
14365C103
2911
60435
SH
SOLE
0
60435
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
1392
59681
SH
SOLE
0
59681
0
0
DELTA AIR LINES INC DEL
COM
247361702
2860
48900
SH
Call
SOLE
0
48900
0
0
DELTA AIR LINES INC DEL
COM
247361702
3064
52400
SH
Put
SOLE
0
52400
0
0
DD3 ACQUISITION CORP
SHS
G2692M103
1022
100000
SH
SOLE
0
100000
0
0
DD3 ACQUISITION CORP
*W EXP 10/20/202
G2692M111
44
100000
SH
SOLE
0
100000
0
0
DIAMOND EAGLE ACQUISITION CO
COM CL A
25258L109
2140
200000
SH
SOLE
0
200000
0
0
DIAMOND EAGLE ACQUISITION CO
*W EXP 06/30/202
25258L117
159
66666
SH
SOLE
0
66666
0
0
DISCOVERY INC
COM SER C
25470F302
3285
107725
SH
SOLE
0
107725
0
0
DIAMONDPEAK HLDGS COR
UNIT 99/99/9999
25280H209
1025
100000
SH
SOLE
0
100000
0
0
ELECTRONIC ARTS INC
COM
285512109
2150
20000
SH
Call
SOLE
0
20000
0
0
ELECTRONIC ARTS INC
COM
285512109
2150
20000
SH
Put
SOLE
0
20000
0
0
ISHARES TR
COM
464287234
5986
133400
SH
Put
SOLE
0
133400
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
4029
89800
SH
SOLE
0
89800
0
0
ISHARES INC
COM
464286400
21827
460000
SH
Call
SOLE
0
460000
0
0
ISHARES INC
COM
464286400
24674
520000
SH
Put
SOLE
0
520000
0
0
EXPERIENCE INVESTMENT CORP
UNIT 09/01/2026
30217C208
1003
100000
SH
SOLE
0
100000
0
0
FACEBOOK INC
COM
30303M102
2771
13500
SH
Put
SOLE
0
13500
0
0
FACEBOOK INC
CL A
30303M102
725
3532
SH
SOLE
0
3532
0
0
FITBIT INC
CL A
33812L102
493
75000
SH
SOLE
0
75000
0
0
FOX CORP
CL B COM
35137L204
2404
66054
SH
SOLE
0
66054
0
0
FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
5359
496200
SH
SOLE
0
496200
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER A FRMLA
531229870
2609
59597
SH
SOLE
0
59597
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
2130
48814
SH
SOLE
0
48814
0
0
GILEAD SCIENCES INC
COM
375558103
6699
103100
SH
Call
SOLE
0
103100
0
0
GILEAD SCIENCES INC
COM
375558103
8688
133700
SH
Put
SOLE
0
133700
0
0
GILEAD SCIENCES INC
COM
375558103
2187
33650
SH
SOLE
0
33650
0
0
GALILEO ACQUISITION CORP
UNIT 99/99/9999
G3770A128
2048
200000
SH
SOLE
0
200000
0
0
GORES METROPOULOS INC
UNIT 99/99/9999
382872208
2124
200000
SH
SOLE
0
200000
0
0
ALPHABET INC
COM
02079K305
2813
2100
SH
Put
SOLE
0
2100
0
0
ALPHABET INC
COM
02079K305
2947
2200
SH
Call
SOLE
0
2200
0
0
ALPHABET INC
CAP STK CL A
02079K305
13490
10072
SH
SOLE
0
10072
0
0
GRAF INDL CORP
UNIT 12/31/2025
384278206
1065
100000
SH
SOLE
0
100000
0
0
GARMIN LTD
COM
H2906T109
7044
72200
SH
Put
SOLE
0
72200
0
0
GARMIN LTD
SHS
H2906T109
218
2234
SH
SOLE
0
2234
0
0
GREENVISION ACQUISITION CORP
UNIT 10/28/2024
39678G202
3027
300000
SH
SOLE
0
300000
0
0
GS ACQUISITION HLDGS CORP
COM CL A
36255F102
1103
100000
SH
SOLE
0
100000
0
0
GS ACQUISITION HLDGS CORP
*W EXP 06/12/202
36255F110
77
33333
SH
SOLE
0
33333
0
0
GREENLAND TECHNOLOGS HLDG CO
SHS NEW
G4095T107
1
18605
SH
SOLE
0
18605
0
0
GX ACQUISITION CORP
UNIT 05/24/2026
36251A206
4148
400000
SH
SOLE
0
400000
0
0
HENNESSY CAP ACQUSTION CORP
UNIT 99/99/9999
42589C203
2182
200000
SH
SOLE
0
200000
0
0
HEALTHCARE MERGER CORP
UNIT 12/17/2021
42227L201
1035
100000
SH
SOLE
0
100000
0
0
HEICO CORP NEW
CL A
422806208
2173
24269
SH
SOLE
0
24269
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
2717
24500
SH
Call
SOLE
0
24500
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
3882
35000
SH
Put
SOLE
0
35000
0
0
HP INC
COM
40434L105
66
3200
SH
Call
SOLE
0
3200
0
0
HP INC
COM
40434L105
66
3200
SH
Put
SOLE
0
3200
0
0
HAYMAKER ACQUISITION CORP II
UNIT 10/31/2026
42087L200
2100
200000
SH
SOLE
0
200000
0
0
INTERXION HOLDING N.V
SHS
N47279109
377
4500
SH
SOLE
0
4500
0
0
ITAU UNIBANCO HLDG SA
COM
465562106
1326
144900
SH
Put
SOLE
0
144900
0
0
ITAU UNIBANCO HLDG SA
COM
465562106
1373
150000
SH
Call
SOLE
0
150000
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
1272
139002
SH
SOLE
0
139002
0
0
JOHNSON & JOHNSON
COM
478160104
1094
7500
SH
Call
SOLE
0
7500
0
0
JOHNSON & JOHNSON
COM
478160104
1094
7500
SH
Put
SOLE
0
7500
0
0
JUNIPER NETWORKS INC
COM
48203R104
246
10000
SH
Call
SOLE
0
10000
0
0
JPMORGAN CHASE & CO
COM
46625H100
7737
55500
SH
Call
SOLE
0
55500
0
0
JPMORGAN CHASE & CO
COM
46625H100
6343
45500
SH
Put
SOLE
0
45500
0
0
KBL MERGER CORP IV
RIGHT 04/09/2020
48242A120
5
34860
SH
SOLE
0
34860
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
3
34860
SH
SOLE
0
34860
0
0
KRAFT HEINZ CO
COM
500754106
964
30000
SH
Call
SOLE
0
30000
0
0
KRAFT HEINZ CO
COM
500754106
1128
35100
SH
Put
SOLE
0
35100
0
0
KRAFT HEINZ CO
COM
500754106
258
8042
SH
SOLE
0
8042
0
0
KAIXIN AUTO HLDGS
SHS
G5223X100
2
100000
SH
SOLE
0
100000
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
3225
25890
SH
SOLE
0
25890
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
3132
143708
SH
SOLE
0
143708
0
0
LANDCADIA HLDGS II INC
UNIT 05/09/2026
51476X204
1013
100000
SH
SOLE
0
100000
0
0
LENNAR CORP
COM
526057104
1635
29300
SH
Call
SOLE
0
29300
0
0
LENNAR CORP
COM
526057104
2053
36800
SH
Put
SOLE
0
36800
0
0
LENNAR CORP
CL B
526057302
2339
52326
SH
SOLE
0
52326
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
1181
118943
SH
SOLE
0
118943
0
0
LEO HOLDINGS CORP
COM CL A
G5463L105
1964
189900
SH
SOLE
0
189900
0
0
LEO HOLDINGS CORP
*W EXP 02/07/202
G5463L113
63
94950
SH
SOLE
0
94950
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
482
24753
SH
SOLE
0
24753
0
0
CHENIERE ENERGY INC
COM
16411R208
2534
41500
SH
Call
SOLE
0
41500
0
0
CHENIERE ENERGY INC
COM
16411R208
2595
42500
SH
Put
SOLE
0
42500
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
395
6461
SH
SOLE
0
6461
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
150
2500
SH
SOLE
0
2500
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
39
807
SH
SOLE
0
807
0
0
MASTERCARD INC
COM
57636Q104
1015
3400
SH
Call
SOLE
0
3400
0
0
MASTERCARD INC
COM
57636Q104
926
3100
SH
Put
SOLE
0
3100
0
0
MEDICINES CO
COM
584688105
849
10000
SH
SOLE
0
10000
0
0
MONDELEZ INTL INC
COM
609207105
1735
31500
SH
Call
SOLE
0
31500
0
0
MONDELEZ INTL INC
COM
609207105
1394
25300
SH
Put
SOLE
0
25300
0
0
METLIFE INC
COM
59156R108
2951
57900
SH
Call
SOLE
0
57900
0
0
METLIFE INC
COM
59156R108
2951
57900
SH
Put
SOLE
0
57900
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
1214
36500
SH
Call
SOLE
0
36500
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
3327
100000
SH
Put
SOLE
0
100000
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
906
7728
SH
SOLE
0
7728
0
0
MONOCLE ACQUISITION CORP
UNIT 99/99/9999
609754205
1085
100000
SH
SOLE
0
100000
0
0
MICROSOFT CORP
COM
594918104
5598
35500
SH
Call
SOLE
0
35500
0
0
MICROSOFT CORP
COM
594918104
7964
50500
SH
Put
SOLE
0
50500
0
0
MICRON TECHNOLOGY INC
COM
595112103
2366
44000
SH
Call
SOLE
0
44000
0
0
MICRON TECHNOLOGY INC
COM
595112103
2850
53000
SH
Put
SOLE
0
53000
0
0
NEWMONT GOLDCORP CORPORATION
COM
651639106
4228
97300
SH
Put
SOLE
0
97300
0
0
NEWMONT GOLDCORP CORPORATION
COM
651639106
1456
33500
SH
Call
SOLE
0
33500
0
0
NEW FRONTIER HEALTH CORP
*W EXP 11/30/202
G6461G114
459
300000
SH
SOLE
0
300000
0
0
NETFLIX INC
COM
64110L106
4498
13900
SH
Call
SOLE
0
13900
0
0
NETFLIX INC
COM
64110L106
9675
29900
SH
Put
SOLE
0
29900
0
0
NETFLIX INC
COM
64110L106
2469
7632
SH
SOLE
0
7632
0
0
NIO INC
COM
62914V106
14823
3687200
SH
Put
SOLE
0
3687200
0
0
NEW PROVIDENCE ACQUISITIN CO
UNIT 09/01/2024
64822P205
3084
300000
SH
SOLE
0
300000
0
0
NRG ENERGY INC
COM
629377508
1666
41900
SH
Call
SOLE
0
41900
0
0
NRG ENERGY INC
COM
629377508
1666
41900
SH
Put
SOLE
0
41900
0
0
NEWS CORP NEW
CL A
65249B109
2232
157848
SH
SOLE
0
157848
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1209
9500
SH
Call
SOLE
0
9500
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1718
13500
SH
Put
SOLE
0
13500
0
0
OAKTREE ACQUISITION CORP
UNIT 99/99/9999
G67145121
1020
100000
SH
SOLE
0
100000
0
0
PROFICIENT ALPHA ACQUSTN COR
UNIT 04/30/2026
74317H204
6180
600000
SH
SOLE
0
600000
0
0
RANPAK HLDGS CORP
COM CL A
75321W103
228
200000
SH
SOLE
0
200000
0
0
PURE ACQUISITION CORP
CL A
74621Q106
3630
350000
SH
SOLE
0
350000
0
0
PURE ACQUISITION CORP
*W EXP 04/17/202
74621Q114
173
175000
SH
SOLE
0
175000
0
0
PETROLEO BRASILEIRO SA PETRO
COM
71654V408
4664
292600
SH
Call
SOLE
0
292600
0
0
PETROLEO BRASILEIRO SA PETRO
COM
71654V408
3467
217500
SH
Put
SOLE
0
217500
0
0
PRUDENTIAL FINL INC
COM
744320102
2109
22500
SH
Call
SOLE
0
22500
0
0
PRUDENTIAL FINL INC
COM
744320102
2109
22500
SH
Put
SOLE
0
22500
0
0
PRUDENTIAL FINL INC
COM
744320102
206
2200
SH
SOLE
0
2200
0
0
PHILLIPS 66
COM
718546104
2507
22500
SH
Put
SOLE
0
22500
0
0
PHILLIPS 66
COM
718546104
1783
16000
SH
Call
SOLE
0
16000
0
0
PHILLIPS 66
COM
718546104
1148
10300
SH
SOLE
0
10300
0
0
PROPTECH ACQUISITION CORPORA
UNIT 10/01/2026
74349F200
1025
100000
SH
SOLE
0
100000
0
0
RA PHARMACEUTICALS INC
COM
74933V108
587
12500
SH
SOLE
0
12500
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1175
8800
SH
Call
SOLE
0
8800
0
0
RMG ACQUISITION CORP
UNIT 99/99/9999
749641205
2010
197800
SH
SOLE
0
197800
0
0
REPLAY ACQUISITION CORP
UNIT 03/01/2024
G75130123
3177
306370
SH
SOLE
0
306370
0
0
SC HEALTH CORP
UNIT 99/99/9999
G78516302
2593
250000
SH
SOLE
0
250000
0
0
OSPREY TECHNLGY AQUISTION CO
UNIT 10/30/2024
68839R401
2036
200000
SH
SOLE
0
200000
0
0
SOUTH MTN MERGER CORP
UNIT 99/99/9999
838884203
1041
100000
SH
SOLE
0
100000
0
0
SPOTIFY TECHNOLOGY S A
COM
L8681T102
1795
12000
SH
Call
SOLE
0
12000
0
0
SPOTIFY TECHNOLOGY S A
COM
L8681T102
2826
18900
SH
Put
SOLE
0
18900
0
0
SILVER SPIKE ACQUISITION COR
UNIT 99/99/9999
G8136L122
3040
298908
SH
SOLE
0
298908
0
0
TRIDENT ACQUISITIONS CORP
COM
89615T106
3384
320800
SH
SOLE
0
320800
0
0
TRIDENT ACQUISITIONS CORP
*W EXP 05/09/202
89615T114
32
320800
SH
SOLE
0
320800
0
0
TALLGRASS ENERGY LP
CLASS A SHS
874696107
466
21045
SH
SOLE
0
21045
0
0
THUNDER BRDG ACQUISTION II L
UNIT 99/99/9999
G8857S124
2613
250000
SH
SOLE
0
250000
0
0
TUSCAN HLDGS CORP II
UNIT 04/01/2026
90070A202
3613
358035
SH
SOLE
0
358035
0
0
TUSCAN HOLDINGS CORP
COM
90069K104
996
100000
SH
SOLE
0
100000
0
0
TUSCAN HOLDINGS CORP
UNIT 99/99/9999
90069K203
2599
247537
SH
SOLE
0
247537
0
0
SYNTHORX INC
COM
87167A103
328
4700
SH
SOLE
0
4700
0
0
TIFFANY & CO NEW
COM
886547108
401
3000
SH
SOLE
0
3000
0
0
TKK SYMPHONY ACQUISITION COR
RIGHT 02/20/2020
G88950137
97
389625
SH
SOLE
0
389625
0
0
TKK SYMPHONY ACQUISITION COR
*W EXP 02/20/202
G88950129
25
414625
SH
SOLE
0
414625
0
0
TOTTENHAM ACQUISITION I LTD
SHS
G8959N106
2097
200000
SH
SOLE
0
200000
0
0
TOTTENHAM ACQUISITION I LTD
UNIT 05/06/2025
G8959N130
757
71900
SH
SOLE
0
71900
0
0
TRINE ACQUISITION CORP
UNIT 03/31/2021
89628U207
5225
500000
SH
SOLE
0
500000
0
0
UNITED AIRLINES HLDGS INC
COM
910047109
7356
83500
SH
Call
SOLE
0
83500
0
0
UNITED AIRLINES HLDGS INC
COM
910047109
11390
129300
SH
Put
SOLE
0
129300
0
0
AEROJET ROCKETDYNE HLDGS INC
NOTE 2.250%12/1
007800AB1
25961
14227000
PRN
SOLE
0
14227000
0
0
CHEGG INC
NOTE 0.250% 5/1
163092AB5
7685
5000000
PRN
SOLE
0
5000000
0
0
HUBSPOT INC
NOTE 0.250% 6/0
443573AB6
5199
3000000
PRN
SOLE
0
3000000
0
0
INSULET CORP
NOTE 1.375%11/1
45784PAH4
10900
5750000
PRN
SOLE
0
5750000
0
0
IQIYI INC
NOTE 3.750%12/0
46267XAB4
2220
2000000
PRN
SOLE
0
2000000
0
0
MERCADOLIBRE INC
NOTE 2.000% 8/1
58733RAD4
18674
12500000
PRN
SOLE
0
12500000
0
0
NIO INC
DEBT 4.500% 2/0
G6525FAA0
2695
5000000
PRN
SOLE
0
5000000
0
0
NEUROCRINE BIOSCIENCES INC
NOTE 2.250% 5/1
64125CAD1
2333
1500000
PRN
SOLE
0
1500000
0
0
SERVICENOW INC
NOTE6/0
81762PAC6
63340
30000000
PRN
SOLE
0
30000000
0
0
SHIP FIN INTL LTD
NOTE 4.875% 5/0
824689AG8
3944
3525000
PRN
SOLE
0
3525000
0
0
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
12763
10000000
PRN
SOLE
0
10000000
0
0
VISA INC
COM
92826C839
940
5000
SH
Call
SOLE
0
5000
0
0
VISA INC
COM
92826C839
1127
6000
SH
Put
SOLE
0
6000
0
0
VISA INC
COM CL A
92826C839
110
584
SH
SOLE
0
584
0
0
VALE S A
COM
91912E105
1711
129600
SH
Call
SOLE
0
129600
0
0
VALE S A
COM
91912E105
3505
265500
SH
Put
SOLE
0
265500
0
0
VIACOMCBS INC
CL B
92556H206
525
12500
SH
SOLE
0
12500
0
0
WESCO AIRCRAFT HLDGS INC
COM
950814103
620
56272
SH
SOLE
0
56272
0
0
WABCO HLDGS INC
COM
92927K102
1653
12200
SH
SOLE
0
12200
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
2622
7940
SH
SOLE
0
7940
0
0
LYON WILLIAM HOMES
CL A NEW
552074700
65
3251
SH
SOLE
0
3251
0
0
WRIGHT MED GROUP N V
ORD SHS
N96617118
613
20100
SH
SOLE
0
20100
0
0
SPDR SERIES TRUST
COM
78464A870
24691
259600
SH
Call
SOLE
0
259600
0
0
SPDR SERIES TRUST
COM
78464A870
5136
54000
SH
Put
SOLE
0
54000
0
0
SELECT SECTOR SPDR TR
COM
81369Y605
8618
280000
SH
Call
SOLE
0
280000
0
0
SELECT SECTOR SPDR TR
COM
81369Y605
8868
288100
SH
Put
SOLE
0
288100
0
0
YUM BRANDS INC
COM
988498101
6729
66800
SH
Call
SOLE
0
66800
0
0
YUM BRANDS INC
COM
988498101
8381
83200
SH
Put
SOLE
0
83200
0
0
YUM BRANDS INC
COM
988498101
174
1724
SH
SOLE
0
1724
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
1906
55000
SH
SOLE
0
55000
0
0
ZILLOW GROUP INC
CL A
98954M101
405
8862
SH
SOLE
0
8862
0
0