0001666551-16-000005.txt : 20161107 0001666551-16-000005.hdr.sgml : 20161107 20161107094348 ACCESSION NUMBER: 0001666551-16-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 EFFECTIVENESS DATE: 20161107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Blue Rock Advisors, LLC CENTRAL INDEX KEY: 0001666551 IRS NUMBER: 371797550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17439 FILM NUMBER: 161976808 BUSINESS ADDRESS: STREET 1: 445 EAST LAKE STREET STREET 2: SUITE 120 CITY: WAYZATA STATE: MN ZIP: 55391 BUSINESS PHONE: 9522298700 MAIL ADDRESS: STREET 1: 445 EAST LAKE STREET STREET 2: SUITE 120 CITY: WAYZATA STATE: MN ZIP: 55391 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001666551 XXXXXXXX 09-30-2016 09-30-2016 Blue Rock Advisors, LLC

445 EAST LAKE STREET SUITE 120 WAYZATA MN 55391

13F COMBINATION REPORT 028-17439 028-11693 Caymus Capital Partners, L.P. 028-16059 Ghost Tree Capital, LLC 028-16003 Interval Partners, LP 028-11946 Numeric Investors, LLC 028-15943 Senzar Asset Management, LLC N Robbie J. Burkhart (952) 229-8700 /s/ Robbie J. Burkhart Wayzata MN 11-07-2016 0 73 45114 false INFORMATION TABLE 2 brinfo.xml AFFILIATED MANAGERS GROUP COM 008252108 851 5881 SH OTR 0 0 851 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1211 11450 SH OTR 0 0 1211 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 538 13298 SH OTR 0 0 538 ALLY FINL INC COM 02005N100 551 28297 SH OTR 0 0 551 AON PLC SHS CL A G0408V102 1090 9687 SH OTR 0 0 1090 APPLIED MATLS INC COM 038222105 366 12153 SH OTR 0 0 366 ARCH CAP GROUP LTD ORD G0450A105 786 9921 SH OTR 0 0 786 ARISTA NETWORKS INC COM 040413106 532 6257 SH OTR 0 0 532 GALLAGHER ARTHUR J & CO COM 363576109 814 15995 SH OTR 0 0 814 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 372 15011 SH OTR 0 0 372 CALLON PETE CO DEL COM 13123X102 434 27655 SH OTR 0 0 434 CENOVUS ENERGY INC COM 15135U109 179 12485 SH OTR 0 0 179 SCHWAB CHARLES CORP NEW COM 808513105 827 26211 SH OTR 0 0 827 CIMAREX ENERGY CO COM 171798101 359 2671 SH OTR 0 0 359 CME GROUP INC COM 12572Q105 708 6778 SH OTR 0 0 708 CONCHO RES INC COM 20605P101 400 2915 SH OTR 0 0 400 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 579 12427 SH OTR 0 0 579 DEVON ENERGY CORP NEW COM 25179M103 425 9635 SH OTR 0 0 425 E TRADE FINANCIAL CORP COM NEW 269246401 912 31321 SH OTR 0 0 912 ENCANA CORP COM 292505104 374 35764 SH OTR 0 0 374 ENERGEN CORP COM 29265N108 293 5082 SH OTR 0 0 293 ENSCO PLC SHS CLASS A G3157S106 489 57586 SH OTR 0 0 489 FACEBOOK INC CL A 30303M102 1270 9901 SH OTR 0 0 1270 FAIRMOUNT SANTROL HLDGS INC COM 30555Q108 87 10252 SH OTR 0 0 87 FCB FINL HLDGS INC CL A 30255G103 332 8637 SH OTR 0 0 332 FLAGSTAR BANCORP INC COM PAR .001 337930705 328 11826 SH OTR 0 0 328 GODADDY INC CL A 380237107 394 11415 SH OTR 0 0 394 GREEN PLAINS INC COM 393222104 235 8954 SH OTR 0 0 235 HALLIBURTON CO COM 406216101 739 16474 SH OTR 0 0 739 HELMERICH & PAYNE INC COM 423452101 364 5415 SH OTR 0 0 364 INPHI CORP COM 45772F107 607 13947 SH OTR 0 0 607 INTERCONTINENTAL EXCHANGE IN COM 45866F104 556 2063 SH OTR 0 0 556 INVESCO LTD SHS G491BT108 298 9545 SH OTR 0 0 298 KB HOME COM 48666K109 353 21875 SH OTR 0 0 353 KCG HLDGS INC CL A 48244B100 532 34246 SH OTR 0 0 532 KEYCORP NEW COM 493267108 1448 118946 SH OTR 0 0 1448 LAZARD LTD SHS A G54050102 778 21400 SH OTR 0 0 778 MARSH & MCLENNAN COS INC COM 571748102 534 7946 SH OTR 0 0 534 MELLANOX TECHNOLOGIES LTD SHS M51363113 602 13911 SH OTR 0 0 602 MGIC INVT CORP WIS COM 552848103 604 75502 SH OTR 0 0 604 MICRON TECHNOLOGY INC COM 595112103 670 37675 SH OTR 0 0 670 MOMO INC ADR 60879B107 270 12000 SH OTR 0 0 270 MORGAN STANLEY COM NEW 617446448 531 16557 SH OTR 0 0 531 MRC GLOBAL INC COM 55345K103 266 16175 SH OTR 0 0 266 NATIONAL OILWELL VARCO INC COM 637071101 471 12811 SH OTR 0 0 471 NETFLIX INC COM 64110L106 749 7599 SH OTR 0 0 749 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 947 20417 SH OTR 0 0 947 NEWFIELD EXPL CO COM 651290108 303 6980 SH OTR 0 0 303 NOBLE CORP PLC SHS USD G65431101 831 131135 SH OTR 0 0 831 OCCIDENTAL PETE CORP DEL COM 674599105 275 3768 SH OTR 0 0 275 PACWEST BANCORP DEL COM 695263103 625 14574 SH OTR 0 0 625 PNC FINL SVCS GROUP INC COM 693475105 990 10990 SH OTR 0 0 990 POPULAR INC COM NEW 733174700 651 17027 SH OTR 0 0 651 PRINCIPAL FINL GROUP INC COM 74251V102 1072 20802 SH OTR 0 0 1072 PROGRESSIVE CORP OHIO COM 743315103 1909 60607 SH OTR 0 0 1909 RENAISSANCERE HOLDINGS LTD COM G7496G103 1061 8827 SH OTR 0 0 1061 ROWAN COMPANIES PLC SHS CL A G7665A101 710 46824 SH OTR 0 0 710 RPC INC COM 749660106 740 44040 SH OTR 0 0 740 SALESFORCE COM INC COM 79466L302 639 8965 SH OTR 0 0 639 SEI INVESTMENTS CO COM 784117103 375 8213 SH OTR 0 0 375 SERVICENOW INC COM 81762P102 695 8786 SH OTR 0 0 695 SILVER RUN ACQUISITION CORP CL A 82811P101 211 13405 SH OTR 0 0 211 STATE STR CORP COM 857477103 514 7387 SH OTR 0 0 514 SVB FINL GROUP COM 78486Q101 795 7188 SH OTR 0 0 795 SYNCHRONY FINL COM 87165B103 439 15691 SH OTR 0 0 439 TORCHMARK CORP COM 891027104 551 8624 SH OTR 0 0 551 UNIVERSAL DISPLAY CORP COM 91347P105 615 11082 SH OTR 0 0 615 UNIVERSAL INS HLDGS INC COM 91359V107 280 11111 SH OTR 0 0 280 UNUM GROUP COM 91529Y106 705 19960 SH OTR 0 0 705 VALIDUS HOLDINGS LTD COM SHS G9319H102 846 16974 SH OTR 0 0 846 VOYA FINL INC COM 929089100 1128 39154 SH OTR 0 0 1128 WINTRUST FINL CORP COM 97650W108 452 8141 SH OTR 0 0 452 ZENDESK INC COM 98936J101 647 21054 SH OTR 0 0 647